-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3Fx3eUSxXjRFYUxxSqDs8rRUSGSji2+EBhY4CrzuUC/9PqhJYh3EYuJ31Zq04/p eQSMT7W4M4m/1iFvm5Pw4g== 0000914317-97-000177.txt : 19970416 0000914317-97-000177.hdr.sgml : 19970416 ACCESSION NUMBER: 0000914317-97-000177 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970415 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ETHIKA CORP CENTRAL INDEX KEY: 0000029322 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 640440887 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-03296 FILM NUMBER: 97581079 BUSINESS ADDRESS: STREET 1: 107 THE EXECUTIVE CENTER STREET 2: P O BOX 22587 CITY: HILTON HEAD ISLAND STATE: SC ZIP: 29928 BUSINESS PHONE: 8037857850 MAIL ADDRESS: STREET 1: 107 THE EXECUTIVE CENTER CITY: HILTON HEAD ISLAND STATE: SC ZIP: 29928 FORMER COMPANY: FORMER CONFORMED NAME: DIXIE NATIONAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MODERN DIXIE CORP DATE OF NAME CHANGE: 19700410 10-K/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended Commission file number DECEMBER 31, 1996 0-3296 ETHIKA CORPORATION (Exact Name Of Registrant As Specified In Its Charter) MISSISSIPPI 64-0440887 (State or other jurisdiction (IRS employer of incorporation or organization) identification no.) 107 The Executive Center Hilton Head Island, South Carolina 29928 (Address of Principal Executive Office) Registrant's telephone number, including area code: 803-785-7850 Securities registered pursuant to section 12(g) of the Act: Common Capital Stock par value $1 per share (Title Of Class) INDICATE BY CHECK MARK WHETHER THE REGISTRANT: (1) HAS FILED ALL REPORTS REQUIRED TO BE FILED BY SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DURING THE PRECEDING 12 MONTHS (OR FOR SUCH SHORTER PERIOD THAT THE REGISTRANT WAS REQUIRED TO FILE SUCH REPORTS), AND (2) HAS BEEN SUBJECT TO SUCH FILING REQUIREMENTS FOR THE PAST 90 DAYS. YES [X] NO [ ] INDICATE BY CHECK MARK IF DISCLOSURE OF DELINQUENT FILERS PURSUANT TO ITEM 405 OF REGULATION S-K IS NOT CONTAINED HEREIN, AND WILL NOT BE CONTAINED, TO THE BEST OF REGISTRANT'S KNOWLEDGE, IN DEFINITIVE PROXY OR INFORMATION STATEMENTS INCORPORATED BY REFERENCE IN PART III OF THIS FORM 10-K OR ANY AMENDMENT TO THIS FORM 10-K. [ ] AS OF MARCH 14, 1997, 14,031,585 COMMON SHARES WERE OUTSTANDING, AND THE AGGREGATE MARKET VALUE OF THE COMMON SHARES (BASED UPON THE CLOSING AVERAGE OF THE BID AND ASKED PRICES ON THE OVER-THE-COUNTER MARKET) OF ETHIKA CORPORATION HELD BY NON-AFFILIATES WAS APPROXIMATELY $5,088,255. DOCUMENTS INCORPORATED BY REFERENCE NONE The following signature page was inadvertently omitted from the Registrant's Annual Report on Form 10-K for the period ended December 31, 1996. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ETHIKA CORPORATION (Registrant) Date: April 3, 1997 By: /s/Samuel Leroy Reed ----------------------- Samuel Leroy Reed Chairman of the Board Chief Executive Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. /s/Samuel Leroy Reed, Jr. April 3, 1997 - ------------------------- Samuel Leroy Reed, Jr. Chairman of the Board & Chief Executive Officer (Principal Executive Officer) /s/Marcia C. Cohen April 3, 1997 - ------------------ Marcia C. Cohen Director /s/Robert B. Neal April 3, 1997 - ----------------- Robert B. Neal Director /s/Joseph D. Pegram April 3, 1997 - ------------------- Joseph D. Pegram Director /s/Herbert G. Rogers, III April 3, 1997 - ------------------------- Herbert G. Rogers, III Director /s/Anthony J. Spuria April 3, 1997 - -------------------- Anthony J. Spuria Director /s/William D. Stubblefield April 3, 1997 - -------------------------- William D. Stubblefield Director /s/David E Williams April 3, 1997 - ------------------- David E. Williams Vice President Finance (Principal Financial and Accounting Officer) SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Amendment to Report on Form 10-K to be signed on its behalf by the undersigned, thereunto duly authorized. ETHIKA CORPORATION ------------------ (Registrant) Date: April 15, 1997 By: /s/David E. Williams ------------------------ David E. Williams Vice President Finance (Principal Financial And Accounting Officer) -----END PRIVACY-ENHANCED MESSAGE-----