0001209191-19-007834.txt : 20190206 0001209191-19-007834.hdr.sgml : 20190206 20190206174005 ACCESSION NUMBER: 0001209191-19-007834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190204 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 19572840 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-04 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2019-02-04 4 M 0 24000 15.05 A 601566 D Diodes Incorporated Common Stock 2019-02-04 4 S 0 7086 34.64 D 594480 D Diodes Incorporated Common Stock 2019-02-04 4 S 0 7091 34.35 D 587389 D Diodes Incorporated Common Stock 2019-02-04 4 S 0 7082 34.80 D 580307 D Diodes Incorporated Common Stock 2019-02-05 4 M 0 8000 15.05 A 588307 D Diodes Incorporated Common Stock 2019-02-05 4 S 0 7078 35.07 D 581229 D Diodes Incorporated Common Stock 2019-02-06 4 M 0 16000 19.28 A 597229 D Diodes Incorporated Common Stock 2019-02-06 4 S 0 7237 36.50 D 589992 D Diodes Incorporated Common Stock 2019-02-06 4 S 0 7230 36.80 D 582762 D Diodes Incorporated Common Stock 46150 I Custodial Diodes Incorporated Common Stock 700000 I Lu Grandchildren's Trust Diodes Incorporated Common Stock - Performance Stock Units 125905 D 05/28/09 DIOD NQSO 15.05 2019-02-04 4 M 0 24000 0.00 D 2010-05-28 2019-05-28 Diodes Incorporated Common Stock - Diodes 24000 8000 D 05/28/09 DIOD NQSO 15.05 2019-02-05 4 M 0 8000 0.00 D 2010-05-28 2019-05-28 Diodes Incorporated Common Stock - Diodes 8000 0 D 05/24/2010 DIOD NQSO 19.28 2019-02-06 4 M 0 16000 0.00 D 2011-05-24 2020-05-24 Diodes Incorporated Common Stock - Diodes 16000 84000 D Exercised under a 10b5-1 plan. Sold under a 10b5-1 plan. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Richard D. White as Power of Attorney for Keh-Shew Lu 2019-02-06