0001209191-17-056490.txt : 20171010 0001209191-17-056490.hdr.sgml : 20171010 20171010172211 ACCESSION NUMBER: 0001209191-17-056490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171005 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LU KEH SHEW CENTRAL INDEX KEY: 0001196531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-25577 FILM NUMBER: 171131228 MAIL ADDRESS: STREET 1: C/O DIODES INC STREET 2: 3050 E HILLCREST DR CITY: WESTLAKE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIODES INC /DEL/ CENTRAL INDEX KEY: 0000029002 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952039518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-987-3900 MAIL ADDRESS: STREET 1: 4949 HEDGCOXE ROAD STREET 2: SUITE 200 CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-05 0 0000029002 DIODES INC /DEL/ DIOD 0001196531 LU KEH SHEW 4949 HEDGCOXE ROAD SUITE 200 PLANO TX 75024 1 1 0 0 President & CEO Diodes Incorporated Common Stock 2017-10-05 4 M 0 20000 27.95 A 1042937 D Diodes Incorporated Common Stock 2017-10-05 4 S 0 19622 30.98 D 1023315 D Diodes Incorporated Common Stock 2017-10-05 4 S 0 5103 31.00 D 1018212 D Diodes Incorporated Common Stock 2017-10-10 4 S 0 4897 31.10 D 1013315 D Diodes Incorporated Common Stock 2017-10-10 4 S 0 10000 31.50 D 1003315 D Diodes Incorporated Common Stock 2017-10-10 4 M 0 31000 27.95 A 1034315 D Diodes Incorporated Common Stock 2017-10-10 4 S 0 4897 31.30 D 1029418 D Diodes Incorporated Common Stock 2017-10-10 4 S 0 25464 31.28 D 1003954 D Diodes Incorporated Common Stock 46150 I Custodial Diodes Incorporated Common Stock 90400 I Revocable Trust Diodes Incorporated Common Stock 476783 I Lu Grandchildren's Trust Diodes Incorporated Common Stock - Performance Stock Units 62905 D 05/29/2008 DIOD NQSO 27.95 2017-10-05 4 M 0 20000 0.00 D 2009-05-29 2018-05-29 Diodes Incorporated Common Stock - Diodes 20000 31000 D 05/29/2008 DIOD NQSO 27.95 2017-10-10 4 M 0 31000 0.00 D 2009-05-29 2018-05-29 Diodes Incorporated Common Stock - Diodes 31000 0 D Exercised under a 10b5-1 plan. Sold under a 10b5-1 plan. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009. Richard D. White as Power of Attorney for Keh-Shew Lu 2017-10-10