0001422849-23-000165.txt : 20231024 0001422849-23-000165.hdr.sgml : 20231024 20231024112407 ACCESSION NUMBER: 0001422849-23-000165 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capital World Investors CENTRAL INDEX KEY: 0001422849 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 231341689 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD NIXDORF, Inc CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 EXECUTIVE PKWY CITY: HUDSON STATE: OH ZIP: 44236 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: 50 EXECUTIVE PKWY STREET 2: P.O. BOX 2520 CITY: HUDSON STATE: OH ZIP: 44236 FORMER COMPANY: FORMER CONFORMED NAME: DIEBOLD INC DATE OF NAME CHANGE: 19920703 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0206 3/A 2023-08-11 2023-08-21 0 0000028823 DIEBOLD NIXDORF, Inc DBD 0001422849 Capital World Investors 333 SOUTH HOPE STREET 55TH FLOOR LOS ANGELES CA 90071 0 0 1 0 Common Stock 343198 I See footnotes 1,2,3 This Form 3 amendment is being filed to correct the original Form 3 filed on August 21, 2023. The original Form 3 inadvertently excluded (i) 4 shares from the number of shares reported in Table I; and (ii) 65,342 shares from the number of shares reported in Footnote(2) of the original Form 3 with respect to which Capital World Investors ("CWI") has voting and investment control but no pecuniary interest. Please see Footnote (2) for a continuation of this Footnote (1) due to a character limit. Due to a character limit, Footnote (2) is a continuation of Footnote (1). On March 23, 2023, certain CWI investment advisory clients ("CWI Clients") entered into a trade to acquire certain debt of the Issuer from a third party. The trade remained outstanding at the time of the Issuer's emergence from bankruptcy on August 11, 2023 and remains outstanding as of October 24, 2023. Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Issuer and certain of its subsidiaries which became effective on August 11, 2023, shares of Common Stock were issued to the Seller in exchange for the acquired debt; as such, the CWI Clients are entitled to receive 65,342 Common Shares from the seller in settlement of the trade, which should have been included in the number of shares reflected in Footnote (2) of the original Form 3 over which CWI has voting and investment control but no pecuniary interest. CWI is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 343,198 shares of Common Stock reported in this Form 3. CWI also has voting and investment control with respect to 12,233,578 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 3. Erik Vayntrub, Senior Vice President and Senior Counsel, Fund Business Management Group, Capital Research and Management Company 2023-10-24