0000899243-23-018091.txt : 20230811 0000899243-23-018091.hdr.sgml : 20230811 20230811210110 ACCESSION NUMBER: 0000899243-23-018091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caldwell David Alan CENTRAL INDEX KEY: 0001943437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04879 FILM NUMBER: 231165869 MAIL ADDRESS: STREET 1: C/O DIEBOLD NIXDORF, INCORPORATED STREET 2: 50 EXECUTIVE PKWY CITY: HUDSON STATE: OH ZIP: 44236 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEBOLD NIXDORF, Inc CENTRAL INDEX KEY: 0000028823 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 340183970 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 EXECUTIVE PKWY CITY: HUDSON STATE: OH ZIP: 44236 BUSINESS PHONE: 3304904000 MAIL ADDRESS: STREET 1: 50 EXECUTIVE PKWY STREET 2: P.O. BOX 2520 CITY: HUDSON STATE: OH ZIP: 44236 FORMER COMPANY: FORMER CONFORMED NAME: DIEBOLD INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-11 0 0000028823 DIEBOLD NIXDORF, Inc DBD 0001943437 Caldwell David Alan C/O DIEBOLD NIXDORF, INCORPORATED 50 EXECUTIVE PKWY HUDSON OH 44236 0 1 0 0 EVP - Strategy & Corp Dev 0 Common Shares 2023-08-11 4 J 0 211068 0.00 D 0 D Non-Qualified Stock Option 4.08 2023-08-11 4 J 0 33929 0.00 D 2020-01-29 2029-01-29 Common Shares 33929 0 D Non-Qualified Stock Option 11.96 2023-08-11 4 J 0 9351 0.00 D 2021-01-30 2030-01-30 Common Shares 9351 0 D Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant. /s/ Jonathan B. Leiken, Attorney-in-fact for David Alan Caldwell 2023-08-11