0001683168-17-000222.txt : 20170202
0001683168-17-000222.hdr.sgml : 20170202
20170202163446
ACCESSION NUMBER: 0001683168-17-000222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170202
DATE AS OF CHANGE: 20170202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/
CENTRAL INDEX KEY: 0000027904
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 580218548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HARTSFIELD-JACKSON ATLANTA INTL AIRPORT
STREET 2: 1030 DELTA BOULEVARD
CITY: ATLANTA
STATE: GA
ZIP: 30354-1989
BUSINESS PHONE: 4047152600
MAIL ADDRESS:
STREET 1: P.O. BOX 20706
STREET 2: DEPT 981
CITY: ATLANTA
STATE: GA
ZIP: 30320-6001
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA AIR CORP
DATE OF NAME CHANGE: 19660908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jacobson Paul A
CENTRAL INDEX KEY: 0001543655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05424
FILM NUMBER: 17568747
MAIL ADDRESS:
STREET 1: C/O DELTA AIR LINES, INC., DEPT. 981
STREET 2: P.O. BOX 20574
CITY: ATLANTA
STATE: GA
ZIP: 30320
4
1
jacobson_frm4.xml
FORM 4
X0306
4
2017-02-01
0
0000027904
DELTA AIR LINES INC /DE/
DAL
0001543655
Jacobson Paul A
C/O DELTA AIR LINES, INC., DEPT. 981
P.O. BOX 20574
ATLANTA,
GA
30320
0
1
0
0
EVP & CFO
Common Stock
2017-02-01
4
F
0
4812
47.26
D
323819
D
Common Stock
2017-02-01
4
F
0
6282
47.26
D
317537
D
Common Stock
2017-02-01
4
F
0
7490
47.26
D
310047
D
Common Stock
2017-02-01
4
M
0
20000
18.84
A
330047
D
Common Stock
2017-02-01
4
S
0
20000
47.319
D
310047
D
Employee Stock Option (right to buy)
18.84
2017-02-01
4
M
0
20000
0
D
2017-04-29
Common Stock
20000
20100
D
Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).
Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).
Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).
The shares were sold pursuant to a Rule 10b5-1 trading plan dated November 29, 2016 (the "Trading Plan").
The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $47.07 to $47.71 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
The option was exercised pursuant to the Trading Plan.
The option is currently exercisable.
/s/ Jan M. Davidson as attorney-in-fact for Paul A. Jacobson
2017-02-02