0001683168-17-000222.txt : 20170202 0001683168-17-000222.hdr.sgml : 20170202 20170202163446 ACCESSION NUMBER: 0001683168-17-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA AIR LINES INC /DE/ CENTRAL INDEX KEY: 0000027904 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 580218548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HARTSFIELD-JACKSON ATLANTA INTL AIRPORT STREET 2: 1030 DELTA BOULEVARD CITY: ATLANTA STATE: GA ZIP: 30354-1989 BUSINESS PHONE: 4047152600 MAIL ADDRESS: STREET 1: P.O. BOX 20706 STREET 2: DEPT 981 CITY: ATLANTA STATE: GA ZIP: 30320-6001 FORMER COMPANY: FORMER CONFORMED NAME: DELTA AIR CORP DATE OF NAME CHANGE: 19660908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobson Paul A CENTRAL INDEX KEY: 0001543655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05424 FILM NUMBER: 17568747 MAIL ADDRESS: STREET 1: C/O DELTA AIR LINES, INC., DEPT. 981 STREET 2: P.O. BOX 20574 CITY: ATLANTA STATE: GA ZIP: 30320 4 1 jacobson_frm4.xml FORM 4 X0306 4 2017-02-01 0 0000027904 DELTA AIR LINES INC /DE/ DAL 0001543655 Jacobson Paul A C/O DELTA AIR LINES, INC., DEPT. 981 P.O. BOX 20574 ATLANTA, GA 30320 0 1 0 0 EVP & CFO Common Stock 2017-02-01 4 F 0 4812 47.26 D 323819 D Common Stock 2017-02-01 4 F 0 6282 47.26 D 317537 D Common Stock 2017-02-01 4 F 0 7490 47.26 D 310047 D Common Stock 2017-02-01 4 M 0 20000 18.84 A 330047 D Common Stock 2017-02-01 4 S 0 20000 47.319 D 310047 D Employee Stock Option (right to buy) 18.84 2017-02-01 4 M 0 20000 0 D 2017-04-29 Common Stock 20000 20100 D Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). The shares were sold pursuant to a Rule 10b5-1 trading plan dated November 29, 2016 (the "Trading Plan"). The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $47.07 to $47.71 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. The option was exercised pursuant to the Trading Plan. The option is currently exercisable. /s/ Jan M. Davidson as attorney-in-fact for Paul A. Jacobson 2017-02-02