0000278331-25-000013.txt : 20251114 0000278331-25-000013.hdr.sgml : 20251114 20251113192243 ACCESSION NUMBER: 0000278331-25-000013 CONFORMED SUBMISSION TYPE: 13F-NT/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250630 FILED AS OF DATE: 20251114 DATE AS OF CHANGE: 20251113 EFFECTIVENESS DATE: 20251114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APEX CLEARING CORPORATION CENTRAL INDEX KEY: 0000278331 ORGANIZATION NAME: EIN: 132967453 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17307 FILM NUMBER: 251480451 BUSINESS ADDRESS: STREET 1: ONE DALLAS CENTER STREET 2: 350 N. ST. PAUL, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-765-1310 MAIL ADDRESS: STREET 1: ONE DALLAS CENTER STREET 2: 350 N. ST. PAUL, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. DATE OF NAME CHANGE: 20120607 FORMER COMPANY: FORMER CONFORMED NAME: APEX CLEARING CORPORATION DATE OF NAME CHANGE: 20120607 FORMER COMPANY: FORMER CONFORMED NAME: RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. DATE OF NAME CHANGE: 20070713 13F-NT/A 1 primary_doc.xml X0202 13F-NT/A LIVE false true false 0000278331 XXXXXXXX 06-30-2025 06-30-2025 true 1 RESTATEMENT APEX CLEARING CORPORATION

ONE DALLAS CENTER 350 N. ST. PAUL, SUITE 1300 DALLAS TX 75201

13F NOTICE 028-17307 000013071 8-23522 0001389958 028-12346 PEAK6 LLC N Jay Coppoletta 3124448444 Jay Coppoletta Chicago IL 11-13-2025