<SEC-DOCUMENT>0000278331-20-000002-index.html : 20200302 <SEC-HEADER>0000278331-20-000002.hdr.sgml : 20200302 <ACCEPTANCE-DATETIME>20200302121826 ACCESSION NUMBER: 0000278331-20-000002 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200302 DATE AS OF CHANGE: 20200302 EFFECTIVENESS DATE: 20200302 PERIOD START: 20190101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APEX CLEARING CORPORATION CENTRAL INDEX KEY: 0000278331 IRS NUMBER: 132967453 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-23522 FILM NUMBER: 20675589 BUSINESS ADDRESS: STREET 1: ONE DALLAS CENTER STREET 2: 350 N. ST. PAUL, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-765-1565 MAIL ADDRESS: STREET 1: ONE DALLAS CENTER STREET 2: 350 N. ST. PAUL, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. DATE OF NAME CHANGE: 20120607 FORMER COMPANY: FORMER CONFORMED NAME: APEX CLEARING CORPORATION DATE OF NAME CHANGE: 20120607 FORMER COMPANY: FORMER CONFORMED NAME: RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. DATE OF NAME CHANGE: 20070713 </SEC-HEADER> <DOCUMENT> <TYPE>X-17A-5 <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> Document 1 - file: primary_doc.html
Document 1 - RAW XML: primary_doc.xml
</DOCUMENT> <DOCUMENT> <TYPE>FULL <SEQUENCE>2 <FILENAME>5_APEX_2019_SOFC.pdf <DESCRIPTION>SOFC ONLY <TEXT> Document 2 - file: 5_APEX_2019_SOFC.pdf
</DOCUMENT> </SEC-DOCUMENT>