<SEC-DOCUMENT>0000278331-17-000003-index.html : 20170224 <SEC-HEADER>0000278331-17-000003.hdr.sgml : 20170224 <ACCEPTANCE-DATETIME>20170224160331 ACCESSION NUMBER: 0000278331-17-000003 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 EFFECTIVENESS DATE: 20170224 <PERIOD-START>20160101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APEX CLEARING CORPORATION CENTRAL INDEX KEY: 0000278331 IRS NUMBER: 132967453 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-23522 FILM NUMBER: 17637117 BUSINESS ADDRESS: STREET 1: ONE DALLAS CENTER STREET 2: 350 N. ST. PAUL, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-765-1055 MAIL ADDRESS: STREET 1: ONE DALLAS CENTER STREET 2: 350 N. ST. PAUL, SUITE 1300 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. DATE OF NAME CHANGE: 20120607 FORMER COMPANY: FORMER CONFORMED NAME: APEX CLEARING CORPORATION DATE OF NAME CHANGE: 20120607 FORMER COMPANY: FORMER CONFORMED NAME: RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. DATE OF NAME CHANGE: 20070713 </SEC-HEADER> <DOCUMENT> <TYPE>X-17A-5 <SEQUENCE>1 <FILENAME>primary_doc.xml <TEXT> Document 1 - file: primary_doc.html
Document 1 - RAW XML: primary_doc.xml
</DOCUMENT> <DOCUMENT> <TYPE>FULL <SEQUENCE>2 <FILENAME>APEX2016SOFC-Final.pdf <DESCRIPTION>SOFC <TEXT> Document 2 - file: APEX2016SOFC-Final.pdf
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