-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O6aVJ0qcHBu3ACcz+xH5k6BLBkLLjWKXTaQ2SziqDhKEC5EYwJFxcoB1bfAKZc0L zSdosafeMNYC+pyN3aszaQ== 0000950134-02-012388.txt : 20021011 0000950134-02-012388.hdr.sgml : 20021011 20021011121040 ACCESSION NUMBER: 0000950134-02-012388 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021010 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIER 1 IMPORTS INC/DE CENTRAL INDEX KEY: 0000278130 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] IRS NUMBER: 751729843 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07832 FILM NUMBER: 02787163 BUSINESS ADDRESS: STREET 1: 301 COMMERCE ST STE 600 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8178788000 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 600 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: NEWCORP INC DATE OF NAME CHANGE: 19800423 FORMER COMPANY: FORMER CONFORMED NAME: PIER 1 IMPORTS INC/GA DATE OF NAME CHANGE: 19840729 FORMER COMPANY: FORMER CONFORMED NAME: PIER 1 INC DATE OF NAME CHANGE: 19860921 8-K 1 d00345e8vk.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest event reported) October 10, 2002 PIER 1 IMPORTS, INC. ----------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 1-7832 75-1729843 - ------------------------------- ------------------------ --------------------- (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation or organization Identification Number 301 Commerce Street, Suite 600, Fort Worth, Texas 76102 ------------------------------------------------------------------ (Address of principal executive offices, including zip code) (817) 252-8000 ------------------------------------------------------------------ (Registrant's telephone number, including area code) ITEM 5. OTHER EVENTS On October 11, 2002, Marvin J. Girouard, Chairman of the Board and Chief Executive Officer, and Charles H. Turner, Executive Vice President, Chief Financial Officer and Treasurer, submitted sworn statements dated October 10, 2002 to the Securities and Exchange Commission ("SEC") pursuant to SEC Order No. 4-460. Copies of these statements are attached hereto as Exhibit 99.1 and 99.2, respectively. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c) Exhibits. Exhibit No. Description 99.1 Statement Under Oath of Principal Executive Officer of Pier 1 Imports, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings, dated October 10, 2002 99.2 Statement Under Oath of Principal Financial Officer of Pier 1 Imports, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings, dated October 10, 2002 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PIER 1 IMPORTS, INC. Date: October 11, 2002 By: /s/ J. Rodney Lawrence -------------------------------------------- J. Rodney Lawrence, Executive Vice President and Secretary EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION ------- ----------- 99.1 Statement Under Oath of Principal Executive Officer of Pier 1 Imports, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings, dated October 10, 2002 99.2 Statement Under Oath of Principal Financial Officer of Pier 1 Imports, Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings, dated October 10, 2002
EX-99.1 3 d00345exv99w1.txt STATEMENT UNDER OATH - PRINCIPAL EXECUTIVE OFFICER EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER OF PIER 1 IMPORTS, INC. REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Marvin J. Girouard, Chairman of the Board and Chief Executive Officer of Pier 1 Imports, Inc. ("Pier 1" or the "Company"), state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Pier 1, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o The Company's Annual Report on Form 10-K for the year ended March 2, 2002 filed with the Commission on May 30, 2002; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Pier 1 filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Marvin J. Girouard - ------------------------------------ Marvin J. Girouard October 10, 2002 Subscribed and sworn to before me this 10th day of October, 2002 /s/Deanna L. Neal - ------------------------------------ Notary Public My Commission Expires: 05/23/06 ------------- EX-99.2 4 d00345exv99w2.txt STATEMENT UNDER OATH - PRINCIPAL FINANCIAL OFFICER EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER OF PIER 1 IMPORTS, INC. REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Charles H. Turner, Executive Vice President, Chief Financial Officer and Treasurer of Pier 1 Imports, Inc. ("Pier 1" or the "Company"), state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Pier 1, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o The Company's Annual Report on Form 10-K for the year ended March 2, 2002 filed with the Commission on May 30, 2002; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Pier 1 filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Charles H. Turner - ------------------------------------ Charles H. Turner October 10, 2002 Subscribed and sworn to before me this 10th day of October, 2002 /s/Deanna L. Neal - --------------------------- Notary Public My Commission Expires: 05/23/06 ------------- -----END PRIVACY-ENHANCED MESSAGE-----