0000278001-14-000004.txt : 20140303
0000278001-14-000004.hdr.sgml : 20140303
20140107124135
ACCESSION NUMBER: 0000278001-14-000004
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140107
DATE AS OF CHANGE: 20140107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDELITY PHILLIPS STREET TRUST
CENTRAL INDEX KEY: 0000278001
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02890
FILM NUMBER: 14512725
BUSINESS ADDRESS:
STREET 1: 245 SUMMER STREET
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 617-563-7000
MAIL ADDRESS:
STREET 1: 245 SUMMER STREET
CITY: BOSTON
STATE: MA
ZIP: 02210
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY CASH RESERVES
DATE OF NAME CHANGE: 19930122
0000278001
S000007149
Fidelity Cash Reserves
C000019553
Fidelity Cash Reserves
FDRXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-12-31
0000278001
S000007149
1
N
N
002-63350
FIDELITY MANAGEMENT & RESEARCH COMPANY (FMR)
801-07884
FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.
801-34590
FIDELITY MANAGEMENT & RESEARCH (U.K.), INC.
801-28773
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED
801-69507
FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC.
801-69571
PRICEWATERHOUSECOOPERS LLP
BOSTON
MA
None
FIDELITY INVESTMENTS INSTIT. OPERATIONS CO.
0000862124
084-01839
N
N
N
Prime
56
111
119013807974.44
242110665.64
27287207.27
119228631432.81
0.0025
1.0004
2013-12-31
1.0004
2013-12-31
C000019553
2500.00
119228631432.81
1.00
31216297.96
24084538927.19
24053322629.23
0.0001
1.0004
2013-12-31
1.0004
2013-12-31
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.20%
06366AZE5
Certificate of Deposit
First Tier Security
2014-02-07
2014-02-07
N
N
N
350000000.00
350000000.00
0.0029
N
350018445.00
350018445.00
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.21%
06366LDW5
Certificate of Deposit
First Tier Security
2014-01-17
2014-09-12
N
N
N
912000000.00
912000000.00
0.0076
N
912085728.00
912085728.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F3C2
Certificate of Deposit
First Tier Security
2014-01-10
2014-01-10
N
N
N
425000000.00
425000000.00
0.0036
N
425017722.50
425017722.50
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F3D0
Certificate of Deposit
First Tier Security
2014-01-13
2014-01-13
N
N
N
425000000.00
425000000.00
0.0036
N
425023035.00
425023035.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F3E8
Certificate of Deposit
First Tier Security
2014-01-14
2014-01-14
N
N
N
409000000.00
409000000.00
0.0034
N
409023844.70
409023844.70
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F4S6
Certificate of Deposit
First Tier Security
2014-02-04
2014-02-04
N
N
N
428000000.00
428000000.00
0.0036
N
428041601.60
428041601.60
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417HAV8
Certificate of Deposit
First Tier Security
2014-04-01
2014-04-01
N
N
N
715000000.00
715000000.00
0.0060
N
714945731.50
714945731.50
Bank of Nova Scotia
Bank of Nova Scotia, 0.23%
06417FRV4
Certificate of Deposit
First Tier Security
2014-01-03
2014-01-03
N
N
N
618000000.00
618000000.00
0.0052
N
618000000.00
618000000.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.29%
06417E5W9
Certificate of Deposit
First Tier Security
2014-01-13
2014-06-10
N
N
N
406000000.00
406000000.00
0.0034
N
406028826.00
406028826.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538F4N1
Certificate of Deposit
First Tier Security
2014-01-10
2014-01-10
N
N
N
1270000000.00
1270000000.00
0.0107
N
1270024130.00
1270024130.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GQS4
Certificate of Deposit
First Tier Security
2014-04-01
2014-04-01
N
N
N
500000000.00
500000000.00
0.0042
N
500031500.00
500031500.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GSB9
Certificate of Deposit
First Tier Security
2014-04-10
2014-04-10
N
N
N
449000000.00
449000000.00
0.0038
N
449031070.80
449031070.80
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GVF6
Certificate of Deposit
First Tier Security
2014-05-08
2014-05-08
N
N
N
455000000.00
455000000.00
0.0038
N
455016107.00
455016107.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GVK5
Certificate of Deposit
First Tier Security
2014-05-13
2014-05-13
N
N
N
1388000000.00
1388000000.00
0.0116
N
1388051078.40
1388051078.40
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GVU3
Certificate of Deposit
First Tier Security
2014-05-14
2014-05-14
N
N
N
359000000.00
359000000.00
0.0030
N
359013318.90
359013318.90
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GXJ6
Certificate of Deposit
First Tier Security
2014-05-20
2014-05-20
N
N
N
1000000000.00
1000000000.00
0.0084
N
1000038800.00
1000038800.00
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W4S2
Certificate of Deposit
First Tier Security
2014-03-13
2014-03-13
N
N
N
487000000.00
487000000.00
0.0041
N
487009642.60
487009642.60
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W5A0
Certificate of Deposit
First Tier Security
2014-03-19
2014-03-19
N
N
N
450000000.00
450000000.00
0.0038
N
450009675.00
450009675.00
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W5G7
Certificate of Deposit
First Tier Security
2014-03-25
2014-03-25
N
N
N
250000000.00
250000000.00
0.0021
N
250005800.00
250005800.00
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W5Q5
Certificate of Deposit
First Tier Security
2014-04-04
2014-04-04
N
N
N
743000000.00
743000000.00
0.0062
N
742980533.40
742980533.40
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W6A9
Certificate of Deposit
First Tier Security
2014-04-10
2014-04-10
N
N
N
9000000.00
9000000.00
0.0001
N
8999748.90
8999748.90
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W6H4
Certificate of Deposit
First Tier Security
2014-04-14
2014-04-14
N
N
N
283000000.00
283000000.00
0.0024
N
282991793.00
282991793.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.22%
13606YZK5
Certificate of Deposit
First Tier Security
2014-01-16
2014-09-12
N
N
N
1249000000.00
1249000000.00
0.0105
N
1249243555.00
1249243555.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.29%
13606YPQ3
Certificate of Deposit
First Tier Security
2014-01-03
2014-06-02
N
N
N
405000000.00
405000000.00
0.0034
N
405000000.00
405000000.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.29%
13606YRX6
Certificate of Deposit
First Tier Security
2014-01-06
2014-06-04
N
N
N
403000000.00
403000000.00
0.0034
N
403004433.00
403004433.00
Credit Suisse AG
Credit Suisse AG, 0.26%
22549TDP0
Certificate of Deposit
First Tier Security
2014-01-10
2014-03-10
N
N
N
387000000.00
387000000.00
0.0032
N
387000387.00
387000387.00
Credit Suisse AG
Credit Suisse AG, 0.32%
22549TLL0
Certificate of Deposit
First Tier Security
2014-01-06
2014-06-06
N
N
N
644000000.00
644000000.00
0.0054
N
643972952.00
643972952.00
Credit Suisse AG
Credit Suisse AG, 0.32%
22549TPL6
Certificate of Deposit
First Tier Security
2014-01-09
2014-07-09
N
N
N
1277000000.00
1277000000.00
0.0107
N
1276868469.00
1276868469.00
Credit Suisse AG
Credit Suisse AG, 0.32%
22549TLT3
Certificate of Deposit
First Tier Security
2014-01-09
2014-06-09
N
N
N
215000000.00
215000000.00
0.0018
N
214990755.00
214990755.00
Deutsche Bank AG New York Branch
Deutsche Bank AG New York Branch, 0.22%
25155JBD9
Certificate of Deposit
First Tier Security
2014-02-27
2014-02-27
N
N
N
1824000000.00
1824000000.00
0.0153
N
1824176198.40
1824176198.40
Mitsubishi UFJ Trust & Banking Corp.
Mitsubishi UFJ Trust & Banking Corp., 0.32%
60682AGJ9
Certificate of Deposit
First Tier Security
2014-02-21
2014-02-21
N
N
N
127000000.00
127000000.00
0.0011
N
127021958.30
127021958.30
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LEL6
Certificate of Deposit
First Tier Security
2014-01-23
2014-01-23
N
N
N
431000000.00
431000000.00
0.0036
N
431019222.60
431019222.60
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LEZ5
Certificate of Deposit
First Tier Security
2014-01-31
2014-01-31
N
N
N
429000000.00
429000000.00
0.0036
N
429025825.80
429025825.80
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LFP6
Certificate of Deposit
First Tier Security
2014-02-07
2014-02-07
N
N
N
427000000.00
427000000.00
0.0036
N
427026986.40
427026986.40
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LGS9
Certificate of Deposit
First Tier Security
2014-02-21
2014-02-21
N
N
N
438000000.00
438000000.00
0.0037
N
438037887.00
438037887.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LHN9
Certificate of Deposit
First Tier Security
2014-03-06
2014-03-06
N
N
N
432000000.00
432000000.00
0.0036
N
432023328.00
432023328.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LHP4
Certificate of Deposit
First Tier Security
2014-03-07
2014-03-07
N
N
N
430000000.00
430000000.00
0.0036
N
430023564.00
430023564.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LHS8
Certificate of Deposit
First Tier Security
2014-03-10
2014-03-10
N
N
N
431000000.00
431000000.00
0.0036
N
431024696.30
431024696.30
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LLX2
Certificate of Deposit
First Tier Security
2014-04-17
2014-04-17
N
N
N
431000000.00
431000000.00
0.0036
N
431012757.60
431012757.60
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LMG8
Certificate of Deposit
First Tier Security
2014-05-02
2014-05-02
N
N
N
276000000.00
276000000.00
0.0023
N
276000000.00
276000000.00
Natexis Banques Populaires New York Branch
Natexis Banques Populaires New York Branch, 0.24%
63873EK67
Certificate of Deposit
First Tier Security
2014-02-04
2014-02-04
N
N
N
750000000.00
750000000.00
0.0063
N
750007275.00
750007275.00
Natexis Banques Populaires New York Branch
Natexis Banques Populaires New York Branch, 0.24%
63873EL33
Certificate of Deposit
First Tier Security
2014-02-10
2014-02-10
N
N
N
983000000.00
983000000.00
0.0082
N
983011107.90
983011107.90
National Bank of Canada
National Bank of Canada, 0.30%
63307UDX6
Certificate of Deposit
First Tier Security
2014-01-22
2014-03-21
N
N
N
1610000000.00
1610000000.00
0.0135
N
1610083720.00
1610083720.00
National Bank of Canada
National Bank of Canada, 0.31%
63307UEA5
Certificate of Deposit
First Tier Security
2014-01-10
2014-03-11
N
N
N
201000000.00
201000000.00
0.0017
N
201049044.00
201049044.00
National Bank of Canada
National Bank of Canada, 0.34%
63307UBK6
Certificate of Deposit
First Tier Security
2014-01-21
2014-06-19
N
N
N
1201000000.00
1200800869.88
0.0101
N
1201259416.00
1201259416.00
Nordea Bank AB
Nordea Bank AB, 0.20%
65558EVV7
Certificate of Deposit
First Tier Security
2014-04-14
2014-04-14
N
N
N
750000000.00
750000000.00
0.0063
N
749999925.00
749999925.00
Royal Bank of Canada
Royal Bank of Canada, 0.22%
78009NNZ5
Certificate of Deposit
First Tier Security
2014-01-03
2014-06-03
N
N
N
425000000.00
425000000.00
0.0036
N
425035275.00
425035275.00
Royal Bank of Canada
Royal Bank of Canada, 0.24%
78009NNP7
Certificate of Deposit
First Tier Security
2014-01-27
2014-03-27
N
N
N
325000000.00
325000000.00
0.0027
N
325067275.00
325067275.00
Royal Bank of Canada
Royal Bank of Canada, 0.25%
78009NNT9
Certificate of Deposit
First Tier Security
2014-01-08
2014-04-08
N
N
N
250000000.00
250000000.00
0.0021
N
250046750.00
250046750.00
Royal Bank of Canada
Royal Bank of Canada, 0.25%
78009NNU6
Certificate of Deposit
First Tier Security
2014-01-15
2014-04-15
N
N
N
228000000.00
228000000.00
0.0019
N
228046056.00
228046056.00
Skandinaviska Enskilda Banken
Skandinaviska Enskilda Banken, 0.24%
83051HRD0
Certificate of Deposit
First Tier Security
2014-03-20
2014-03-20
N
N
N
429000000.00
429000000.00
0.0036
N
429056413.50
429056413.50
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.22%
86562JAE7
Certificate of Deposit
First Tier Security
2014-01-21
2014-03-19
N
N
N
206000000.00
206000000.00
0.0017
N
206002678.00
206002678.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CG55
Certificate of Deposit
First Tier Security
2014-01-03
2014-01-03
N
N
N
426000000.00
426000000.00
0.0036
N
426002130.00
426002130.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CL75
Certificate of Deposit
First Tier Security
2014-01-13
2014-01-13
N
N
N
508000000.00
508000000.00
0.0043
N
508010972.80
508010972.80
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CR38
Certificate of Deposit
First Tier Security
2014-01-22
2014-01-22
N
N
N
427000000.00
427000000.00
0.0036
N
427015628.20
427015628.20
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562C2J0
Certificate of Deposit
First Tier Security
2014-02-10
2014-02-10
N
N
N
500000000.00
500000000.00
0.0042
N
500028400.00
500028400.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562C6J6
Certificate of Deposit
First Tier Security
2014-03-10
2014-03-10
N
N
N
429000000.00
429000000.00
0.0036
N
429008151.00
429008151.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UAD4
Certificate of Deposit
First Tier Security
2014-03-12
2014-03-12
N
N
N
432000000.00
432000000.00
0.0036
N
432008467.20
432008467.20
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UBE1
Certificate of Deposit
First Tier Security
2014-03-21
2014-03-21
N
N
N
391000000.00
391000000.00
0.0033
N
391008641.10
391008641.10
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UBS0
Certificate of Deposit
First Tier Security
2014-03-25
2014-03-25
N
N
N
434000000.00
434000000.00
0.0036
N
434010068.80
434010068.80
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UHU9
Certificate of Deposit
First Tier Security
2014-04-25
2014-04-25
N
N
N
178000000.00
178000000.00
0.0015
N
178000000.00
178000000.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UHR6
Certificate of Deposit
First Tier Security
2014-04-29
2014-04-29
N
N
N
500000000.00
500000000.00
0.0042
N
500000000.00
500000000.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UJD5
Certificate of Deposit
First Tier Security
2014-05-01
2014-05-01
N
N
N
220000000.00
220000000.00
0.0018
N
219992608.00
219992608.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UJB9
Certificate of Deposit
First Tier Security
2014-05-02
2014-05-02
N
N
N
412000000.00
412000000.00
0.0035
N
411986033.20
411986033.20
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.31%
86562JAD9
Certificate of Deposit
First Tier Security
2014-01-15
2014-06-16
N
N
N
890000000.00
890000000.00
0.0075
N
890039160.00
890039160.00
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.26%
86563KFE8
Certificate of Deposit
First Tier Security
2014-02-04
2014-02-04
N
N
N
351000000.00
351000000.00
0.0029
N
351023832.90
351023832.90
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.26%
86563KFH1
Certificate of Deposit
First Tier Security
2014-02-24
2014-02-24
N
N
N
432000000.00
432000000.00
0.0036
N
432046137.60
432046137.60
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.26%
86563KFK4
Certificate of Deposit
First Tier Security
2014-02-25
2014-02-25
N
N
N
430000000.00
430000000.00
0.0036
N
430046741.00
430046741.00
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.27%
86563KFN8
Certificate of Deposit
First Tier Security
2014-03-06
2014-03-06
N
N
N
644000000.00
644000000.00
0.0054
N
644040572.00
644040572.00
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.27%
86563KFY4
Certificate of Deposit
First Tier Security
2014-03-21
2014-03-21
N
N
N
429000000.00
429000000.00
0.0036
N
429033247.50
429033247.50
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.27%
86563KHQ9
Certificate of Deposit
First Tier Security
2014-05-05
2014-05-05
N
N
N
506000000.00
506000000.00
0.0042
N
506026312.00
506026312.00
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.21%
89112TMH4
Certificate of Deposit
First Tier Security
2014-04-07
2014-04-07
N
N
N
639000000.00
639000000.00
0.0054
N
639154829.70
639154829.70
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.25%
89112W6C6
Certificate of Deposit
First Tier Security
2014-02-18
2014-02-18
N
N
N
291000000.00
291000000.00
0.0024
N
291063321.60
291063321.60
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.25%
89112TUX0
Certificate of Deposit
First Tier Security
2014-09-11
2014-09-11
N
N
N
431000000.00
431000000.00
0.0036
N
431106155.30
431106155.30
UBS AG
UBS AG, 0.26%
90267RTZ2
Certificate of Deposit
First Tier Security
2014-01-31
2014-04-30
N
N
N
1027000000.00
1027000000.00
0.0086
N
1027340964.00
1027340964.00
UBS AG
UBS AG, 0.29%
90267RVB2
Certificate of Deposit
First Tier Security
2014-01-13
2014-07-11
N
N
N
639000000.00
639000000.00
0.0054
N
638966772.00
638966772.00
Citibank NA
Citibank NA, 0.21%
17304UMW7
Certificate of Deposit
First Tier Security
2014-03-25
2014-03-25
N
N
N
863000000.00
863000000.00
0.0072
N
863160949.50
863160949.50
Citibank NA
Citibank NA, 0.23%
17304UNX4
Certificate of Deposit
First Tier Security
2014-05-09
2014-05-09
N
N
N
494000000.00
494000000.00
0.0041
N
494035370.40
494035370.40
Citibank NA
Citibank NA, 0.24%
17304UPH7
Certificate of Deposit
First Tier Security
2014-05-12
2014-05-12
N
N
N
350000000.00
350000000.00
0.0029
N
350038465.00
350038465.00
Citibank NA
Citibank NA, 0.24%
17304UPM6
Certificate of Deposit
First Tier Security
2014-05-15
2014-05-15
N
N
N
445000000.00
445000000.00
0.0037
N
445050018.00
445050018.00
Citibank NA
Citibank NA, 0.24%
17304UPT1
Certificate of Deposit
First Tier Security
2014-05-20
2014-05-20
N
N
N
409500000.00
409500000.00
0.0034
N
409500000.00
409500000.00
Citibank NA
Citibank NA, 0.31%
17304UKE9
Certificate of Deposit
First Tier Security
2014-02-03
2014-02-03
N
N
N
210000000.00
210000000.00
0.0018
N
210043617.00
210043617.00
Citibank NA
Citibank NA, 0.31%
17304UKD1
Certificate of Deposit
First Tier Security
2014-02-03
2014-02-03
N
N
N
1000000000.00
1000000000.00
0.0084
N
1000207700.00
1000207700.00
Citibank NA
Citibank NA, 0.31%
17304UKG4
Certificate of Deposit
First Tier Security
2014-02-04
2014-02-04
N
N
N
1182000000.00
1182000000.00
0.0099
N
1182252711.60
1182252711.60
Citibank NA
Citibank NA, 0.31%
17304UKL3
Certificate of Deposit
First Tier Security
2014-02-05
2014-02-05
N
N
N
432000000.00
432000000.00
0.0036
N
432094996.80
432094996.80
Fifth Third Bank, Cincinnati
Fifth Third Bank, Cincinnati, 0.30%
31677NFK7
Certificate of Deposit
First Tier Security
2014-02-03
2014-02-03
N
N
N
203000000.00
203000000.00
0.0017
N
203040254.90
203040254.90
Fifth Third Bank, Cincinnati
Fifth Third Bank, Cincinnati, 0.31%
31677NFL5
Certificate of Deposit
First Tier Security
2014-02-12
2014-02-12
N
N
N
203000000.00
203000000.00
0.0017
N
203053328.10
203053328.10
Fifth Third Bank, Cincinnati
Fifth Third Bank, Cincinnati, 0.32%
31677NFM3
Certificate of Deposit
First Tier Security
2014-02-18
2014-02-18
N
N
N
203000000.00
203000000.00
0.0017
N
203063539.00
203063539.00
RBS Citizens NA
RBS Citizens NA, 0.30%
74929NAX0
Certificate of Deposit
Second Tier Security
2014-01-08
2014-01-08
N
N
N
595000000.00
595000000.00
0.0050
N
595018504.50
595018504.50
Wells Fargo & Co.
Wells Fargo & Co., 0.19%
9497P6P69
Certificate of Deposit
First Tier Security
2014-01-13
2014-03-12
N
N
N
278000000.00
278000000.00
0.0023
N
277983264.40
277983264.40
Wells Fargo & Co.
Wells Fargo & Co., 0.19%
9497P6R34
Certificate of Deposit
First Tier Security
2014-01-30
2014-03-28
N
N
N
322000000.00
322000000.00
0.0027
N
322017710.00
322017710.00
Wells Fargo Bank NA
Wells Fargo Bank NA, 0.20%
9497P6S33
Certificate of Deposit
First Tier Security
2014-05-06
2014-05-06
N
N
N
284000000.00
284000000.00
0.0024
N
283990003.20
283990003.20
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.20%
2029918E8
0000008565
Certificate of Deposit
First Tier Security
2014-03-12
2014-03-12
N
N
N
681000000.00
681000000.00
0.0057
N
681040179.00
681040179.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.20%
2029918F5
0000008565
Certificate of Deposit
First Tier Security
2014-03-20
2014-03-20
N
N
N
168000000.00
168000000.00
0.0014
N
168011037.60
168011037.60
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.20%
2029918G3
0000008565
Certificate of Deposit
First Tier Security
2014-03-21
2014-03-21
N
N
N
215000000.00
215000000.00
0.0018
N
215014319.00
215014319.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.28%
XS0996293048
Certificate of Deposit
First Tier Security
2014-02-18
2014-02-18
N
N
N
110000000.00
110000732.89
0.0009
N
110013464.00
110013464.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.28%
XS1002977368
Certificate of Deposit
First Tier Security
2014-03-05
2014-03-05
N
N
N
258000000.00
257873668.49
0.0022
N
257899122.00
257899122.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.19%
XS0975277095
0000833029
Certificate of Deposit
First Tier Security
2014-01-24
2014-03-24
N
N
N
640000000.00
640000000.00
0.0054
N
640104320.00
640104320.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.19%
XS0975605873
0000833029
Certificate of Deposit
First Tier Security
2014-01-27
2014-03-25
N
N
N
854000000.00
854000000.00
0.0072
N
854141764.00
854141764.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.20%
XS0980217011
0000833029
Certificate of Deposit
First Tier Security
2014-01-08
2014-04-08
N
N
N
426000000.00
426000000.00
0.0036
N
426067308.00
426067308.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFU9
0000833029
Certificate of Deposit
First Tier Security
2014-02-21
2014-02-21
N
N
N
848000000.00
848000000.00
0.0071
N
848159084.80
848159084.80
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFV7
0000833029
Certificate of Deposit
First Tier Security
2014-03-05
2014-03-05
N
N
N
213000000.00
213000000.00
0.0018
N
213037807.50
213037807.50
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFW5
0000833029
Certificate of Deposit
First Tier Security
2014-03-10
2014-03-10
N
N
N
212000000.00
212000000.00
0.0018
N
212040576.80
212040576.80
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFX3
0000833029
Certificate of Deposit
First Tier Security
2014-03-17
2014-03-17
N
N
N
213000000.00
213000000.00
0.0018
N
213044900.40
213044900.40
Barclays Bank PLC/Barclays U.S. CCP Funding LLC
Barclays Bank PLC/Barclays U.S. CCP Funding LLC, 0.24%
06741GUR4
Financial Company Commercial Paper
First Tier Security
2014-01-13
2014-01-13
N
N
N
211000000.00
210983120.00
0.0018
N
210992762.70
210992762.70
Barclays Bank PLC/Barclays U.S. CCP Funding LLC
Barclays Bank PLC/Barclays U.S. CCP Funding LLC, 0.24%
06741GVC6
Financial Company Commercial Paper
First Tier Security
2014-02-05
2014-02-05
N
N
N
86000000.00
85979933.33
0.0007
N
85989680.00
85989680.00
Barclays U.S. Funding Corp.
Barclays U.S. Funding Corp., 0.23%
06737JCL7
Financial Company Commercial Paper
First Tier Security
2014-03-20
2014-03-20
N
N
N
456000000.00
455772760.06
0.0038
N
455810896.80
455810896.80
BAT International Finance PLC
BAT International Finance PLC, 0.26%
05531NAP1
Financial Company Commercial Paper
Second Tier Security
2014-01-23
2014-01-23
N
N
N
41000000.00
40993485.55
0.0003
N
40994186.20
40994186.20
BAT International Finance PLC
BAT International Finance PLC, 0.27%
05531NAQ9
Financial Company Commercial Paper
Second Tier Security
2014-01-24
2014-01-24
N
N
N
10000000.00
9998275.00
0.0001
N
9998513.00
9998513.00
BAT International Finance PLC
BAT International Finance PLC, 0.27%
05531NAQ9
Financial Company Commercial Paper
Second Tier Security
2014-01-24
2014-01-24
N
N
N
35000000.00
34993962.50
0.0003
N
34994795.50
34994795.50
BAT International Finance PLC
BAT International Finance PLC, 0.27%
05531NAQ9
Financial Company Commercial Paper
Second Tier Security
2014-01-24
2014-01-24
N
N
N
42000000.00
41992755.00
0.0004
N
41993754.60
41993754.60
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.22%
0556N1B44
Financial Company Commercial Paper
First Tier Security
2014-02-04
2014-02-04
N
N
N
749000000.00
748844374.57
0.0063
N
748903154.30
748903154.30
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.25%
0556N1CK7
Financial Company Commercial Paper
First Tier Security
2014-03-19
2014-03-19
N
N
N
47000000.00
46974868.07
0.0004
N
46980856.90
46980856.90
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.25%
0556N1CR2
Financial Company Commercial Paper
First Tier Security
2014-03-25
2014-03-25
N
N
N
100000000.00
99942361.14
0.0008
N
99954730.00
99954730.00
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.25%
0556N1DA8
Financial Company Commercial Paper
First Tier Security
2014-04-10
2014-04-10
N
N
N
484000000.00
483667249.91
0.0041
N
483713617.20
483713617.20
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.17%
20272AFD3
Financial Company Commercial Paper
First Tier Security
2014-01-06
2014-04-07
N
N
N
208000000.00
208000000.00
0.0017
N
207994592.00
207994592.00
Credit Suisse AG
Credit Suisse AG, 0.28%
2254EBD16
Financial Company Commercial Paper
First Tier Security
2014-04-01
2014-04-01
N
N
N
419000000.00
418706700.08
0.0035
N
418777594.80
418777594.80
Credit Suisse AG
Credit Suisse AG, 0.28%
2254EBD73
Financial Company Commercial Paper
First Tier Security
2014-04-07
2014-04-07
N
N
N
210000000.00
209843200.06
0.0018
N
209880048.00
209880048.00
Deutsche Bank Financial LLC
Deutsche Bank Financial LLC, 0.22%
25153KBT3
Financial Company Commercial Paper
First Tier Security
2014-02-27
2014-02-27
N
N
N
14000000.00
13995123.33
0.0001
N
13996256.40
13996256.40
DNB Bank ASA
DNB Bank ASA, 0.22%
2332K1AD2
Financial Company Commercial Paper
First Tier Security
2014-01-13
2014-01-13
N
N
N
274000000.00
273980363.35
0.0023
N
273994547.40
273994547.40
DNB Bank ASA
DNB Bank ASA, 0.22%
2332K1AM2
Financial Company Commercial Paper
First Tier Security
2014-01-21
2014-01-21
N
N
N
419000000.00
418948788.90
0.0035
N
418982904.80
418982904.80
General Electric Capital Corp.
General Electric Capital Corp., 0.22%
36959JE17
Financial Company Commercial Paper
First Tier Security
2014-05-01
2014-05-01
N
N
N
105000000.00
104923000.01
0.0009
N
104957296.50
104957296.50
General Electric Capital Corp.
General Electric Capital Corp., 0.22%
36959JE25
Financial Company Commercial Paper
First Tier Security
2014-05-02
2014-05-02
N
N
N
105000000.00
104922358.34
0.0009
N
104956593.00
104956593.00
General Electric Capital Corp.
General Electric Capital Corp., 0.22%
36959JE58
Financial Company Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
84000000.00
83936346.68
0.0007
N
83963544.00
83963544.00
JPMorgan Chase & Co.
JPMorgan Chase & Co., 0.27%
46636WAP9
Financial Company Commercial Paper
First Tier Security
2014-01-03
2014-02-03
N
N
N
460000000.00
460000000.00
0.0039
N
460019320.00
460019320.00
JPMorgan Chase & Co.
JPMorgan Chase & Co., 0.27%
46636WAS3
Financial Company Commercial Paper
First Tier Security
2014-01-07
2014-03-07
N
N
N
1000000000.00
1000000000.00
0.0084
N
999859000.00
999859000.00
Nationwide Building Society
Nationwide Building Society, 0.23%
6385E1A35
Financial Company Commercial Paper
First Tier Security
2014-01-03
2014-01-03
N
N
N
106000000.00
105998645.55
0.0009
N
105999205.00
105999205.00
Nationwide Building Society
Nationwide Building Society, 0.24%
6385E1C33
Financial Company Commercial Paper
First Tier Security
2014-03-03
2014-03-03
N
N
N
100000000.00
99959333.32
0.0008
N
99970380.00
99970380.00
Nationwide Building Society
Nationwide Building Society, 0.24%
6385E1C33
Financial Company Commercial Paper
First Tier Security
2014-03-03
2014-03-03
N
N
N
179000000.00
178927206.64
0.0015
N
178946980.20
178946980.20
Nationwide Building Society
Nationwide Building Society, 0.24%
6385E1C58
Financial Company Commercial Paper
First Tier Security
2014-03-05
2014-03-05
N
N
N
150000000.00
149937000.00
0.0013
N
149953605.00
149953605.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCK2
Financial Company Commercial Paper
First Tier Security
2014-03-19
2014-03-19
N
N
N
187000000.00
186904006.69
0.0016
N
186932736.10
186932736.10
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCL0
Financial Company Commercial Paper
First Tier Security
2014-03-20
2014-03-20
N
N
N
500000000.00
499740000.10
0.0042
N
499815650.00
499815650.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCM8
Financial Company Commercial Paper
First Tier Security
2014-03-21
2014-03-21
N
N
N
500000000.00
499736666.80
0.0042
N
499811100.00
499811100.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCS5
Financial Company Commercial Paper
First Tier Security
2014-03-26
2014-03-26
N
N
N
314000000.00
313824160.00
0.0026
N
313866550.00
313866550.00
Societe Generale North America, Inc.
Societe Generale North America, Inc., 0.25%
83365SAX1
Financial Company Commercial Paper
First Tier Security
2014-01-31
2014-01-31
N
N
N
600000000.00
599874999.72
0.0050
N
599932320.00
599932320.00
Swedbank AB
Swedbank AB, 0.24%
87019SB45
Financial Company Commercial Paper
First Tier Security
2014-02-04
2014-02-04
N
N
N
120000000.00
119972799.99
0.0010
N
119984484.00
119984484.00
Swedbank AB
Swedbank AB, 0.24%
87019SB60
Financial Company Commercial Paper
First Tier Security
2014-02-06
2014-02-06
N
N
N
200000000.00
199952000.00
0.0017
N
199972260.00
199972260.00
Swedbank AB
Swedbank AB, 0.24%
87019SB78
Financial Company Commercial Paper
First Tier Security
2014-02-07
2014-02-07
N
N
N
130000000.00
129967933.32
0.0011
N
129981475.00
129981475.00
Swedbank AB
Swedbank AB, 0.24%
87019SBA1
Financial Company Commercial Paper
First Tier Security
2014-02-10
2014-02-10
N
N
N
54000000.00
53985600.00
0.0005
N
53991576.00
53991576.00
Swedbank AB
Swedbank AB, 0.24%
87019SBB9
Financial Company Commercial Paper
First Tier Security
2014-02-11
2014-02-11
N
N
N
200000000.00
199945333.32
0.0017
N
199967800.00
199967800.00
Swedbank AB
Swedbank AB, 0.24%
87019SBD5
Financial Company Commercial Paper
First Tier Security
2014-02-13
2014-02-13
N
N
N
140000000.00
139959866.67
0.0012
N
139976214.00
139976214.00
United Overseas Bank Ltd.
United Overseas Bank Ltd., 0.20%
91127QAD1
Financial Company Commercial Paper
First Tier Security
2014-01-13
2014-01-13
N
N
N
100000000.00
99993333.34
0.0008
N
99997290.00
99997290.00
United Overseas Bank Ltd.
United Overseas Bank Ltd., 0.20%
91127QBA6
Financial Company Commercial Paper
First Tier Security
2014-02-10
2014-02-10
N
N
N
100000000.00
99977777.80
0.0008
N
99987810.00
99987810.00
Comcast Corp.
Comcast Corp., 0.25%
2003A3AG9
Other Commercial Paper
Second Tier Security
2014-01-16
2014-01-16
N
N
N
86000000.00
85991041.66
0.0007
N
85991898.80
85991898.80
Comcast Corp.
Comcast Corp., 0.25%
2003A3AG9
Other Commercial Paper
Second Tier Security
2014-01-16
2014-01-16
N
N
N
82000000.00
81991458.35
0.0007
N
81992275.60
81992275.60
Comcast Corp.
Comcast Corp., 0.25%
2003A3AG9
Other Commercial Paper
Second Tier Security
2014-01-16
2014-01-16
N
N
N
89700000.00
89690656.24
0.0008
N
89691550.26
89691550.26
Comcast Corp.
Comcast Corp., 0.25%
2003A3AH7
Other Commercial Paper
Second Tier Security
2014-01-17
2014-01-17
N
N
N
102000000.00
101988666.66
0.0009
N
101989738.80
101989738.80
Comcast Corp.
Comcast Corp., 0.26%
2003A3AH7
Other Commercial Paper
Second Tier Security
2014-01-17
2014-01-17
N
N
N
122000000.00
121985902.22
0.0010
N
121987726.80
121987726.80
Devon Energy Corp.
Devon Energy Corp., 0.31%
25179JAB6
Other Commercial Paper
Second Tier Security
2014-01-27
2014-01-30
Y
DEVON ENERGY CORP IAM COML PAPER 4/2
N/A
N/A
N
N
566000000.00
566000000.00
0.0047
N
565984718.00
565984718.00
JPMorgan Securities LLC
JPMorgan Securities LLC, 0.30%
46590EEP9
Other Commercial Paper
First Tier Security
2014-05-23
2014-05-23
N
N
N
1000000000.00
998816667.00
0.0084
N
998923500.00
998923500.00
Motiva Enterprises LLC
Motiva Enterprises LLC, 0.32%
61979KAA2
Other Commercial Paper
Second Tier Security
2014-01-10
2014-01-10
N
N
N
82000000.00
81993440.00
0.0007
N
81996170.60
81996170.60
Northeast Utilities
Northeast Utilities, 0.21%
66439UA70
Other Commercial Paper
Second Tier Security
2014-01-07
2014-01-07
N
N
N
84000000.00
83997060.00
0.0007
N
83996900.40
83996900.40
Northeast Utilities
Northeast Utilities, 0.22%
66439UA21
Other Commercial Paper
Second Tier Security
2014-01-02
2014-01-02
N
N
N
90000000.00
89999450.01
0.0008
N
89999046.00
89999046.00
Northeast Utilities
Northeast Utilities, 0.22%
66439UA62
Other Commercial Paper
Second Tier Security
2014-01-06
2014-01-06
N
N
N
40000000.00
39998777.77
0.0003
N
39998732.00
39998732.00
PNC Bank NA
PNC Bank NA, 0.27%
69354BAP7
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
135000000.00
135000000.00
0.0011
N
135019318.50
135019318.50
PNC Bank NA
PNC Bank NA, 0.27%
69354BAW2
Other Commercial Paper
First Tier Security
2014-05-21
2014-05-21
N
N
N
206000000.00
206000000.00
0.0017
N
206026491.60
206026491.60
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BC56
Other Commercial Paper
First Tier Security
2014-03-05
2014-03-05
N
N
N
11000000.00
10996342.50
0.0001
N
10998181.70
10998181.70
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BCX5
Other Commercial Paper
First Tier Security
2014-03-31
2014-03-31
N
N
N
60000000.00
59971816.68
0.0005
N
59983500.00
59983500.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BCX5
Other Commercial Paper
First Tier Security
2014-03-31
2014-03-31
N
N
N
24000000.00
23988726.67
0.0002
N
23993400.00
23993400.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BCX5
Other Commercial Paper
First Tier Security
2014-03-31
2014-03-31
N
N
N
13000000.00
12993893.61
0.0001
N
12996425.00
12996425.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD30
Other Commercial Paper
First Tier Security
2014-04-03
2014-04-03
N
N
N
25000000.00
24987861.11
0.0002
N
24992832.50
24992832.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD30
Other Commercial Paper
First Tier Security
2014-04-03
2014-04-03
N
N
N
25000000.00
24987861.11
0.0002
N
24992832.50
24992832.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD30
Other Commercial Paper
First Tier Security
2014-04-03
2014-04-03
N
N
N
25000000.00
24987861.11
0.0002
N
24992832.50
24992832.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD89
Other Commercial Paper
First Tier Security
2014-04-08
2014-04-08
N
N
N
50000000.00
49974402.78
0.0004
N
49984620.00
49984620.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
50000000.00
49972291.67
0.0004
N
49983070.00
49983070.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
55000000.00
54969520.84
0.0005
N
54981377.00
54981377.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
27000000.00
26985037.50
0.0002
N
26990857.80
26990857.80
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
50000000.00
49972291.67
0.0004
N
49983070.00
49983070.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDH9
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
68000000.00
67961957.78
0.0006
N
67976553.60
67976553.60
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDH9
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
50000000.00
49972027.78
0.0004
N
49982760.00
49982760.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDH9
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
50000000.00
49972027.77
0.0004
N
49982760.00
49982760.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDM8
Other Commercial Paper
First Tier Security
2014-04-21
2014-04-21
N
N
N
50000000.00
49970972.22
0.0004
N
49981965.00
49981965.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDN6
Other Commercial Paper
First Tier Security
2014-04-22
2014-04-22
N
N
N
100000000.00
99941416.66
0.0008
N
99963600.00
99963600.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE13
Other Commercial Paper
First Tier Security
2014-05-01
2014-05-01
N
N
N
100000000.00
99936666.68
0.0008
N
99959330.00
99959330.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE21
Other Commercial Paper
First Tier Security
2014-05-02
2014-05-02
N
N
N
19000000.00
18987866.39
0.0002
N
18992208.10
18992208.10
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE54
Other Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
50000000.00
49967277.77
0.0004
N
49978645.00
49978645.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE54
Other Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
50000000.00
49967277.77
0.0004
N
49978645.00
49978645.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE54
Other Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
50000000.00
49967277.77
0.0004
N
49978645.00
49978645.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
31000000.00
30979548.61
0.0003
N
30986546.00
30986546.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
50000000.00
49967013.89
0.0004
N
49978300.00
49978300.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE70
Other Commercial Paper
First Tier Security
2014-05-07
2014-05-07
N
N
N
50000000.00
49966750.00
0.0004
N
49977950.00
49977950.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE70
Other Commercial Paper
First Tier Security
2014-05-07
2014-05-07
N
N
N
21000000.00
20986035.00
0.0002
N
20990739.00
20990739.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BBT5
Other Commercial Paper
First Tier Security
2014-02-27
2014-02-27
N
N
N
50000000.00
49984166.66
0.0004
N
49992990.00
49992990.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
44000000.00
43969444.44
0.0004
N
43980904.00
43980904.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
100000000.00
99930555.52
0.0008
N
99956600.00
99956600.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE70
Other Commercial Paper
First Tier Security
2014-05-07
2014-05-07
N
N
N
150000000.00
149895000.00
0.0013
N
149933850.00
149933850.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE96
Other Commercial Paper
First Tier Security
2014-05-09
2014-05-09
N
N
N
24200000.00
24182791.10
0.0002
N
24189073.70
24189073.70
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BEF2
Other Commercial Paper
First Tier Security
2014-05-15
2014-05-15
N
N
N
38000000.00
37971711.10
0.0003
N
37981475.00
37981475.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BGN3
Other Commercial Paper
First Tier Security
2014-07-22
2014-07-22
N
N
N
45000000.00
44949500.01
0.0004
N
44959401.00
44959401.00
Toyota Motor Credit Corp.
Toyota Motor Credit Corp., 0.20%
89233ABC2
Other Commercial Paper
First Tier Security
2014-01-13
2014-03-18
N
N
N
300000000.00
300000000.00
0.0025
N
300000600.00
300000600.00
Toyota Motor Credit Corp.
Toyota Motor Credit Corp., 0.20%
89233ABB4
Other Commercial Paper
First Tier Security
2014-01-13
2014-03-13
N
N
N
120000000.00
120000000.00
0.0010
N
120000240.00
120000240.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.14%
912796CJ6
Treasury Debt
First Tier Security
2014-04-24
2014-04-24
N
N
N
1000000000.00
999576250.00
0.0084
N
999813000.00
999813000.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.10% to 0.15%
912828QC7
Treasury Debt
First Tier Security
2014-04-15
2014-04-15
N
N
N
1874000000.00
1879979322.68
0.0158
N
1880075508.00
1880075508.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.10% to 0.11%
912828SR2
Treasury Debt
First Tier Security
2014-04-30
2014-04-30
N
N
N
853000000.00
853408130.18
0.0072
N
853433324.00
853433324.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.11% to 0.18%
912828QM5
Treasury Debt
First Tier Security
2014-05-15
2014-05-15
N
N
N
391000000.00
392225236.33
0.0033
N
392298120.00
392298120.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.11% to 0.12%
912828SW1
Treasury Debt
First Tier Security
2014-05-31
2014-05-31
N
N
N
587000000.00
587322785.63
0.0049
N
587343982.00
587343982.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.13% to 0.15%
912828PZ7
Treasury Debt
First Tier Security
2014-03-15
2014-03-15
N
N
N
982000000.00
984191599.69
0.0083
N
984301808.00
984301808.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.14% to 0.16%
912828LK4
Treasury Debt
First Tier Security
2014-08-31
2014-08-31
N
N
N
362000000.00
367311874.43
0.0031
N
367331174.00
367331174.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.14% to 0.17%
912828RG7
Treasury Debt
First Tier Security
2014-09-15
2014-09-15
N
N
N
631000000.00
631404757.12
0.0053
N
631542029.00
631542029.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.14%
912828LQ1
Treasury Debt
First Tier Security
2014-09-30
2014-09-30
N
N
N
439000000.00
446279958.71
0.0037
N
446270718.00
446270718.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15%
912828PQ7
Treasury Debt
First Tier Security
2014-01-15
2014-01-15
N
N
N
263000000.00
263085611.97
0.0022
N
263082056.00
263082056.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15% to 0.16%
912828KJ8
Treasury Debt
First Tier Security
2014-03-31
2014-03-31
N
N
N
346000000.00
347343966.54
0.0029
N
347391958.00
347391958.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15%
912828SL5
Treasury Debt
First Tier Security
2014-03-31
2014-03-31
N
N
N
68000000.00
68015417.58
0.0006
N
68026588.00
68026588.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828CA6
Treasury Debt
First Tier Security
2014-02-15
2014-02-15
N
N
N
557000000.00
559629745.28
0.0047
N
559588936.00
559588936.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828QH6
Treasury Debt
First Tier Security
2014-02-15
2014-02-15
N
N
N
668000000.00
668896019.25
0.0056
N
668913156.00
668913156.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828KV1
Treasury Debt
First Tier Security
2014-05-31
2014-05-31
N
N
N
800000000.00
806861526.88
0.0068
N
807000000.00
807000000.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828QS2
Treasury Debt
First Tier Security
2014-06-15
2014-06-15
N
N
N
250000000.00
250666007.25
0.0021
N
250722750.00
250722750.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828LS7
Treasury Debt
First Tier Security
2014-10-31
2014-10-31
N
N
N
950000000.00
967410481.18
0.0081
N
967404000.00
967404000.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16% to 0.17%
912828DC1
Treasury Debt
First Tier Security
2014-11-15
2014-11-15
N
N
N
392000000.00
405911760.65
0.0034
N
405827016.00
405827016.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828CJ7
Treasury Debt
First Tier Security
2014-05-15
2014-05-15
N
N
N
74558000.00
75808200.77
0.0006
N
75821981.77
75821981.77
Fannie Mae
Fannie Mae, 0.14%
3135G0YF4
Government Agency Debt
First Tier Security
2014-01-05
2015-08-05
N
N
N
600000000.00
599805877.56
0.0050
N
599774400.00
599774400.00
Fannie Mae
Fannie Mae, 0.15%
3135G0PG2
Government Agency Debt
First Tier Security
2014-01-11
2014-09-11
N
N
N
717000000.00
716902204.21
0.0060
N
717136947.00
717136947.00
Fannie Mae
Fannie Mae, 0.15%
3135G0YU1
Government Agency Debt
First Tier Security
2014-01-21
2015-10-21
N
N
N
1500000000.00
1499724370.20
0.0126
N
1499671500.00
1499671500.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.06%
313385TR7
Government Agency Debt
First Tier Security
2014-02-28
2014-02-28
N
N
N
190000000.00
189981633.39
0.0016
N
189990880.00
189990880.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.08%
313385TJ5
Government Agency Debt
First Tier Security
2014-02-21
2014-02-21
N
N
N
1150000000.00
1149869666.59
0.0096
N
1149951700.00
1149951700.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.08%
313385TP1
Government Agency Debt
First Tier Security
2014-02-26
2014-02-26
N
N
N
375000000.00
374953333.27
0.0031
N
374982750.00
374982750.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.14%
313381DU6
Government Agency Debt
First Tier Security
2014-01-03
2014-06-03
N
N
N
390000000.00
389966680.82
0.0033
N
390018720.00
390018720.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.14%
313381HK4
Government Agency Debt
First Tier Security
2014-01-10
2014-06-10
N
N
N
250000000.00
249977661.45
0.0021
N
250014250.00
250014250.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.15%
313381JE6
Government Agency Debt
First Tier Security
2014-01-25
2014-06-25
N
N
N
500000000.00
499951346.20
0.0042
N
500061000.00
500061000.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.16%
313385RQ1
Government Agency Debt
First Tier Security
2014-01-10
2014-01-10
N
N
N
250000000.00
249990000.00
0.0021
N
249999000.00
249999000.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
3130A0FL9
Government Agency Debt
First Tier Security
2015-01-09
2015-01-09
N
N
N
250000000.00
250000000.00
0.0021
N
250004500.00
250004500.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.25%
3130A0A91
Government Agency Debt
First Tier Security
2014-10-30
2014-10-30
N
N
N
363000000.00
363000000.00
0.0030
N
363084579.00
363084579.00
Freddie Mac
Freddie Mac, 0.15%
3134G4J33
Government Agency Debt
First Tier Security
2014-01-16
2015-10-16
N
N
N
1090000000.00
1090000000.00
0.0091
N
1090360790.00
1090360790.00
Freddie Mac
Freddie Mac, 0.15%
3134G4DU9
Government Agency Debt
First Tier Security
2014-01-17
2015-07-17
N
N
N
1250000000.00
1249805020.50
0.0105
N
1249975000.00
1249975000.00
Freddie Mac
Freddie Mac, 0.15%
3134G4C97
Government Agency Debt
First Tier Security
2014-01-26
2015-06-26
N
N
N
1105000000.00
1104836217.78
0.0093
N
1105024310.00
1105024310.00
Freddie Mac
Freddie Mac, 0.16%
3134G4DT2
Government Agency Debt
First Tier Security
2014-01-16
2015-07-16
N
N
N
1250000000.00
1249805367.25
0.0105
N
1249976250.00
1249976250.00
Dominion Resources, Inc.
Dominion Resources, Inc., 0.36%
25746UBV0
Other Note
Second Tier Security
2014-01-21
2014-02-13
Y
DOMINION RESOURCE INC VA NEW
N/A
N/A
N
N
327000000.00
327000000.00
0.0027
N
326895687.00
326895687.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB, 0.27%
86959JCX4
Other Note
First Tier Security
2014-01-27
2014-06-27
N
N
N
816000000.00
816000000.00
0.0068
N
815961648.00
815961648.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB, 0.28%
86959JDE5
Other Note
First Tier Security
2014-01-15
2014-06-13
N
N
N
208000000.00
208000000.00
0.0017
N
207986896.00
207986896.00
Bank of America NA
Bank of America NA, 0.22%
06052WT78
Other Note
First Tier Security
2014-01-10
2014-01-10
N
N
N
553000000.00
553000000.00
0.0046
N
553006138.30
553006138.30
Texas Gen. Oblig.
Texas Gen. Oblig., 2.00% TRAN Series 2013
882723CX5
Other Municipal Debt
First Tier Security
2014-08-28
2014-08-28
N
N
N
540500000.00
546888536.59
0.0046
N
547007620.00
547007620.00
LP Pinewood SPV LLC Taxable
LP Pinewood SPV LLC Taxable, 0.17% LOC Wells Fargo Bank NA VRDN
50212RAA7
Variable Rate Demand Note
First Tier Security
2014-01-07
2014-01-07
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
N
181000000.00
181000000.00
0.0015
N
181000000.00
181000000.00
Port Arthur Navigation District Envir. Facilities Rev.
Port Arthur Navigation District Envir. Facilities Rev., 0.75% (Motiva Enterprises LLC Proj.) Series 2010 B VRDN
735220AU9
Variable Rate Demand Note
Second Tier Security
2014-01-02
2014-01-02
Y
MOTIVA ENTERPRISES LLC
N/A
N/A
N
N
28400000.00
28400000.00
0.0002
N
28400000.00
28400000.00
Credit Agricole CIB
Credit Agricole CIB, 0.05%
44T99HHV6
Other Instrument
Time Deposits
First Tier Security
2014-01-02
2014-01-02
N
N
N
982000000.00
982000000.00
0.0082
N
982000000.00
982000000.00
ING Bank NV
ING Bank NV, 0.12%
48M994UY2
0001017255
Other Instrument
Time Deposits
First Tier Security
2014-01-06
2014-01-06
N
N
N
751000000.00
751000000.00
0.0063
N
751000000.00
751000000.00
Natixis SA (TD)
Natixis SA (TD), 0.14%
62C99QCE9
Other Instrument
Time Deposits
First Tier Security
2014-01-06
2014-01-06
N
N
N
4192000000.00
4191999134.03
0.0352
N
4192000000.00
4192000000.00
BNY Mellon Capital Markets LLC
In a joint trading account with BNY Mellon Capital Markets LLC at 0.03%, dated 12/31/2013 due 01/02/2014
48R998JK1_08066
Government Agency Repurchase Agreement
Y
US TREASURY
2014-01-15
2043-11-15
0 - 9
Treasury Debt
348606.97
346853.31
FEDERAL HOME LOAN MORTGAGE CORP
2028-02-15
2044-01-01
0.468 - 5.5
Government Agency Debt
1184063.66
1085170.44
FEDERAL NATIONAL MORTGAGE ASSOC
2026-03-25
2043-12-01
0 - 5
Government Agency Debt
659909.45
516243.82
GOVERNMENT NATIONAL MORTAGE ASSOC
2025-03-16
2043-12-20
2.5 - 5
Government Agency Debt
545518.64
496732.72
Unrated Security
2014-01-02
2014-01-02
N
N
N
2390672.00
2390671.78
0.0000
N
2390671.78
2390671.78
ING Financial Markets LLC
ING Financial Markets LLC, 0.12%
48P995HQ8
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2026-12-01
2042-10-01
2.5 - 3.5
Government Agency Debt
487201403.00
431974375.52
First Tier Security
2014-01-07
2014-01-07
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
423462000.00
423462000.00
0.0036
N
423462000.00
423462000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.14%
45G99RXG0
Government Agency Repurchase Agreement
Y
FEDERAL FARM CREDIT
2014-11-28
2014-11-28
0.25 - 0.25
Government Agency Debt
53000.00
53045.54
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2043-06-01
2.143 - 6
Government Agency Debt
224634648.00
118926609.35
FEDERAL NATIONAL MORTGAGE ASSOC
2025-09-01
2043-11-01
1.893 - 4
Government Agency Debt
334385381.00
180984311.98
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
294000000.00
294000000.00
0.0025
N
294000000.00
294000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RYM6
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2024-08-01
2043-05-01
2.169 - 5.5
Government Agency Debt
311030596.00
154873497.11
FEDERAL NATIONAL MORTGAGE ASSOC
2023-09-01
2043-11-01
1.893 - 5.5
Government Agency Debt
690091774.00
367429606.92
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
512000000.00
512000000.00
0.0043
N
512000000.00
512000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RXP0
Government Agency Repurchase Agreement
Y
US TREASURY
2016-08-15
2016-08-15
0.625 - 0.625
Treasury Debt
31100.00
31177.74
FEDERAL FARM CREDIT
2014-11-28
2014-11-28
0.25 - 0.25
Government Agency Debt
210000.00
210180.43
FEDERAL HOME LOAN BANK
2016-03-11
2016-03-11
1 - 1
Government Agency Debt
1160000.00
1176408.84
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2043-10-01
2.116 - 6.5
Government Agency Debt
210154706.00
126649082.93
FEDERAL NATIONAL MORTGAGE ASSOC
2026-02-01
2044-02-01
1.344 - 5
Government Agency Debt
536369226.00
171903114.20
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
294000000.00
294000000.00
0.0025
N
294000000.00
294000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RWR7
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2026-04-01
2043-10-01
2.194 - 5.527
Government Agency Debt
141297594.00
108071358.64
FEDERAL NATIONAL MORTGAGE ASSOC
2024-08-01
2044-02-01
1.344 - 6
Government Agency Debt
249371582.00
156223119.71
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
259000000.00
259000000.00
0.0022
N
259000000.00
259000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RYE4
Government Agency Repurchase Agreement
Y
FEDERAL FARM CREDIT
2014-11-28
2014-11-28
0.25 - 0.25
Government Agency Debt
500000.00
500429.58
FEDERAL HOME LOAN MORTGAGE CORP
2026-10-01
2043-08-01
2.348 - 4.5
Government Agency Debt
190123577.00
143211167.69
FEDERAL NATIONAL MORTGAGE ASSOC
2024-09-01
2043-11-01
1.893 - 4
Government Agency Debt
267208905.00
155203194.17
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
293000000.00
293000000.00
0.0025
N
293000000.00
293000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RWY2
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2022-12-01
2043-07-01
2.053 - 5.927
Government Agency Debt
788850305.00
124013415.61
FEDERAL NATIONAL MORTGAGE ASSOC
2021-05-01
2044-02-01
1.344 - 5.991
Government Agency Debt
948451663.00
214773328.48
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
332000000.00
332000000.00
0.0028
N
332000000.00
332000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.16%
45G99RXW5
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-02-01
2043-10-01
1.638 - 6
Government Agency Debt
357402755.00
162386710.30
FEDERAL NATIONAL MORTGAGE ASSOC
2016-03-01
2048-08-01
1.893 - 6
Government Agency Debt
1363093627.00
437530560.32
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
588000000.00
588000000.00
0.0049
N
588000000.00
588000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.17%
45G99RVL1
Government Agency Repurchase Agreement
Y
FEDERAL FARM CREDIT
2014-11-28
2014-11-28
0.25 - 0.25
Government Agency Debt
354000.00
354304.15
FEDERAL HOME LOAN MORTGAGE CORP
2026-04-01
2043-09-01
2.144 - 6
Government Agency Debt
170871380.00
103838616.55
FEDERAL NATIONAL MORTGAGE ASSOC
2026-09-01
2043-11-01
1.854 - 6.5
Government Agency Debt
494745924.00
273412028.54
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
370000000.00
370000000.00
0.0031
N
370000000.00
370000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.17%
45G99RYV6
Government Agency Repurchase Agreement
Y
FEDERAL FARM CREDIT
2014-11-28
2014-11-28
0.25 - 0.25
Government Agency Debt
102000.00
102087.64
FEDERAL HOME LOAN MORTGAGE CORP
2026-01-01
2043-09-01
2.016 - 5
Government Agency Debt
267890293.00
134597198.55
FEDERAL NATIONAL MORTGAGE ASSOC
2024-08-01
2043-11-01
1.893 - 5
Government Agency Debt
462680514.00
227429782.97
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
355000000.00
355000000.00
0.0030
N
355000000.00
355000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.18%
45G99RVD9
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-05-01
2043-10-01
2.053 - 5
Government Agency Debt
114256806.00
73720078.41
FEDERAL NATIONAL MORTGAGE ASSOC
2024-08-01
2048-08-01
1.344 - 6.5
Government Agency Debt
206956144.00
77330498.30
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
148000000.00
148000000.00
0.0012
N
148000000.00
148000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.20%
45G99RUV0
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2043-10-01
1.999 - 6.5
Government Agency Debt
308259691.00
159666389.10
FEDERAL NATIONAL MORTGAGE ASSOC
2025-05-01
2044-02-01
1.344 - 6
Government Agency Debt
1099374535.00
406814156.54
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
555000000.00
555000000.00
0.0047
N
555000000.00
555000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.15%
48Q99AKD1
0000812291
Government Agency Repurchase Agreement
Y
US TREASURY
2016-04-15
2041-08-15
0.25 - 4.625
Treasury Debt
38595000.00
37261592.70
FEDERAL AGRICULTURE MORTGAGE CORP
2014-09-18
2023-05-02
0 - 2.375
Government Agency Debt
25103000.00
25074416.01
FEDERAL HOME LOAN MORTGAGE CORP
2016-03-28
2020-01-10
0.6 - 3.75
Government Agency Debt
5653000.00
5629554.22
GOVERNMENT NATIONAL MORTAGE ASSOC
2041-10-15
2043-08-20
2.5 - 5.5
Government Agency Debt
203749545.00
187117472.92
First Tier Security
2014-01-07
2014-01-07
Y
MIZUHO SECS USA INC (GOV REPO)
N/A
N/A
N
N
250000000.00
250000000.00
0.0021
N
250000000.00
250000000.00
Mizuho Securities USA, Inc.
In a joint trading account with Mizuho Securities USA, Inc. at 0.03%, dated 12/31/2013 due 01/02/2014
48R998JK1_08126
Government Agency Repurchase Agreement
Y
US TREASURY
2014-01-09
2043-11-15
0 - 8.75
Treasury Debt
6089677.56
6210378.78
FEDERAL HOME LOAN MORTGAGE CORP
2016-04-18
2033-11-15
5.25 - 9
Government Agency Debt
31842.93
19060.37
GOVERNMENT NATIONAL MORTAGE ASSOC
2025-09-15
2063-10-20
2 - 9
Government Agency Debt
19775036.46
11013762.69
Unrated Security
2014-01-02
2014-01-02
N
N
N
16901829.00
16901828.56
0.0001
N
16901828.56
16901828.56
Morgan Stanley & Co., Inc.
In a joint trading account with Morgan Stanley & Co., Inc. at 0.03%, dated 12/31/2013 due 01/02/2014
48R998JK1_55501
Government Agency Repurchase Agreement
Y
FEDERAL AGRICULTURE MORTGAGE CORP
2014-01-03
2017-04-19
0 - 5.125
Government Agency Debt
29297.47
29503.01
FEDERAL FARM CREDIT
2014-01-02
2033-12-30
0.176 - 5.125
Government Agency Debt
115409.29
114085.84
FEDERAL HOME LOAN BANK
2014-01-03
2037-11-27
0 - 5.75
Government Agency Debt
192514.06
193515.21
FEDERAL HOME LOAN MORTGAGE CORP
2014-01-15
2035-11-23
0 - 6.25
Government Agency Debt
132563.93
132888.28
FINANCE CORPORATION
2014-02-03
2019-09-26
0 - 0
Government Agency Debt
33121.97
30880.08
FEDERAL NATIONAL MORTGAGE ASSOC
2014-01-02
2043-05-01
0 - 7.125
Government Agency Debt
704248.33
467497.13
RESOLUTION FUNDING CORP
2014-01-15
2030-04-15
0 - 8.625
Government Agency Debt
4633.02
3590.31
TENNESEE VALLEY AUTHORITY
2016-12-15
2060-09-15
1.875 - 7.125
Government Agency Debt
14394.06
15912.16
Unrated Security
2014-01-02
2014-01-02
N
N
N
968500.00
968499.66
0.0000
N
968499.66
968499.66
Federal Reserve Bank of New York
Federal Reserve Bank of New York, 0.03%
37R997NH8
0001457970
Treasury Repurchase Agreement
Y
US TREASURY
2039-05-15
2039-05-15
4.25 - 4.25
Treasury Debt
2750362900.00
2950005011.37
First Tier Security
2014-01-02
2014-01-02
N
N
N
2950000000.00
2950000000.00
0.0247
N
2950000000.00
2950000000.00
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.30%
47Z9957S6
0001197610
Other Repurchase Agreement
N
CITIGROUP INC
2015-05-19
2015-05-19
4.75 - 4.75
Other Instrument
CORPORATE
2028995.00
2146477.19
CLIFFS NAT RES INC
2040-10-01
2040-10-01
6.25 - 6.25
Other Instrument
CORPORATE
11500000.00
10018857.50
DANSKE BK A/S MEDIUM TERM NTS BOOK ENTRY REG S
2015-04-01
2015-04-01
3.75 - 3.75
Other Instrument
CORPORATE
10000000.00
10432450.00
ENCANA CORP
2034-08-15
2034-08-15
6.5 - 6.5
Other Instrument
CORPORATE
9000000.00
10135040.01
ENEL FIN INTL S A
2019-10-07
2019-10-07
5.125 - 5.125
Other Instrument
CORPORATE
9550000.00
10323247.59
HANA BK SR MEDIUM TERM NT PROGRAM REG S
2017-10-25
2017-10-25
3.5 - 3.5
Other Instrument
CORPORATE
10000000.00
10414066.66
KOREA FIN CORP
2017-08-07
2017-08-07
2.25 - 2.25
Other Instrument
CORPORATE
10000000.00
10096400.01
LABORATORY CORP AMER HLDGS
2018-11-01
2018-11-01
2.5 - 2.5
Other Instrument
CORPORATE
10000000.00
9915166.67
MERCK & CO INC
2028-12-01
2028-12-01
5.95 - 5.95
Other Instrument
CORPORATE
8702000.00
10223269.14
MORGAN STANLEY
2020-01-26
2020-01-26
5.5 - 5.5
Other Instrument
CORPORATE
9000000.00
10332455.01
OMNICOM GROUP INC
2022-05-01
2022-05-01
3.625 - 3.625
Other Instrument
CORPORATE
10210000.00
9969979.92
ONEOK INC NEW
2035-06-15
2035-06-15
6 - 6
Other Instrument
CORPORATE
307920.00
290084.25
PETROBAS INTL FIN CO
2017-02-06
2017-02-06
3.5 - 3.5
Other Instrument
CORPORATE
10000000.00
10225172.23
PFIZER INC
2039-03-15
2039-03-15
7.2 - 7.2
Other Instrument
CORPORATE
7791000.00
10618120.17
STAPLES INC
2023-01-12
2023-01-12
4.375 - 4.375
Other Instrument
CORPORATE
10348000.00
10259091.99
VIACOM INC NEW
2023-09-01
2023-09-01
4.25 - 4.25
Other Instrument
CORPORATE
9939000.00
10098912.99
First Tier Security
2014-01-07
2014-01-07
Y
BNP PARIBAS SEC (NON GOV REPO)
N/A
N/A
N
N
138000000.00
138000000.00
0.0012
N
138000000.00
138000000.00
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.48%
47Z9957K3
0001197610
Other Repurchase Agreement
N
AES CORP
2017-10-15
2017-10-15
8 - 8
Other Instrument
CORPORATE
24477108.00
29173993.05
First Tier Security
2014-01-07
2014-01-07
Y
BNP PARIBAS SEC (NON GOV REPO)
N/A
N/A
N
N
27000000.00
27000000.00
0.0002
N
27000000.00
27000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.43%
48R99GLD6
0000315030
Other Repurchase Agreement
N
ADVANCED MICRO DEVICES INC
2015-05-01
2015-05-01
6 - 6
Other Instrument
EQUITY
2000.00
2117.50
CEMEX FIN LLC
2022-10-12
2022-10-12
9.375 - 9.375
Other Instrument
CORPORATE
888000.00
1019488.75
COLE REAL EST INVTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4943145.00
69302892.90
HERCULES INC
2029-06-30
2029-06-30
N/A
Other Instrument
CORPORATE
7100.00
6194.75
VERSO PAPER HLDGS LLC / VERSO PAPER INC
2019-01-15
2019-01-15
11.75 - 11.75
Other Instrument
CORPORATE
855478.00
951018.26
First Tier Security
2014-01-02
2014-01-02
N
N
N
66000000.00
66000000.00
0.0006
N
66000000.00
66000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.85%
48L9946U8
0000315030
Other Repurchase Agreement
N
AFFYMETRIX INC
2019-07-01
2019-07-01
4 - 4
Other Instrument
EQUITY
4166000.00
6860902.08
AMERICAN RLTY CAP PPTYS INC
2018-08-01
2018-08-01
3 - 3
Other Instrument
EQUITY
10919600.00
11049324.85
AMTRUST FINL SVCS INC
2021-12-15
2021-12-15
5.5 - 5.5
Other Instrument
EQUITY
9552236.00
12435865.00
ENPRO INDS INC
2015-10-15
2015-10-15
3.938 - 3.938
Other Instrument
EQUITY
6267000.00
11113356.05
FORESTAR GROUP INC
2020-03-01
2020-03-01
3.75 - 3.75
Other Instrument
EQUITY
6696000.00
7817580.00
GT ADVANCED TECHNOLOGIES INC
2017-10-01
2017-10-01
3 - 3
Other Instrument
EQUITY
8068000.00
10962395.00
ICONIX BRAND GROUP INC
2016-06-01
2016-06-01
2.5 - 2.5
Other Instrument
EQUITY
8839800.00
12217340.25
ISIS PHARMACEUTICALS INC DEL
2019-10-01
2019-10-01
2.75 - 2.75
Other Instrument
EQUITY
3233400.00
8089562.62
JINKOSOLAR HLDG CO LTD
2016-05-15
2016-05-15
4 - 4
Other Instrument
EQUITY
6460000.00
7276292.78
LIBERTY MEDIA CORP ACQUIRED BY TELE COMMUNICATIO
2031-01-15
2031-01-15
3.5 - 3.5
Other Instrument
EQUITY
14669000.00
7756233.75
MOLINA HEALTHCARE INC
2020-01-15
2020-01-15
1.125 - 1.125
Other Instrument
EQUITY
8058900.00
8412987.92
MOVE INC
2018-09-01
2018-09-01
2.75 - 2.75
Other Instrument
EQUITY
7477400.00
8480617.84
REGENERON PHARMACEUTICALS INC
2016-10-01
2016-10-01
1.875 - 1.875
Other Instrument
EQUITY
2953900.00
9759884.99
SALIX PHARMACEUTICALS LTD
2019-03-15
2019-03-15
1.5 - 1.5
Other Instrument
EQUITY
1585665.00
2350822.36
THERAVANCE INC
2023-01-15
2023-01-15
2.125 - 2.125
Other Instrument
EQUITY
6858400.00
9909006.79
VOLCANO CORP
2017-12-01
2017-12-01
1.75 - 1.75
Other Instrument
EQUITY
12125400.00
11915731.63
WEBMD HEALTH CORP
2018-01-31
2018-01-31
2.5 - 2.5
Other Instrument
EQUITY
11397000.00
11287778.74
WORKDAY INC
2018-07-15
2018-07-15
0.75 - 0.75
Other Instrument
EQUITY
9556300.00
11190029.12
SHIP FINANCE INTERNATI 3.25 01FEB18
2018-02-01
2018-02-01
N/A
Other Instrument
EQUITY
11337300.00
11797934.50
First Tier Security
2014-01-16
2014-01-16
N
N
N
167000000.00
167000000.00
0.0014
Y
167000000.00
167000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.87%
48R99GDA1
0000315030
Other Repurchase Agreement
N
COLE REAL EST INVTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4240593.00
59453113.86
First Tier Security
2014-02-24
2014-02-24
N
N
N
55000000.00
55000000.00
0.0005
Y
55000000.00
55000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.98%
48R99GCC8
0000315030
Other Repurchase Agreement
N
101-500
2014-06-20
2052-04-07
0 - 34.659
Other Instrument
MORTGAGE
3902056752.00
298420805.06
First Tier Security
2014-04-07
2014-04-07
Y
CITIGROUP GLB MKT INC(NON GOV)
N/A
N/A
N
N
276000000.00
276000000.00
0.0023
Y
276000000.00
276000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.14%
48R992EW3
0000318336
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2023-02-01
2043-08-15
0 - 8
Government Agency Debt
1411170085.00
122275636.96
FEDERAL NATIONAL MORTGAGE ASSOC
2022-04-25
2022-04-25
0.676 - 0.676
Government Agency Debt
378375764.00
16187312.95
GOVERNMENT NATIONAL MORTAGE ASSOC
2035-04-20
2060-01-20
0.517 - 4.925
Government Agency Debt
35504396.00
17068166.36
First Tier Security
2014-01-07
2014-01-07
N
N
N
151000000.00
151000000.00
0.0013
N
151000000.00
151000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.64%
48N998TR9
0000318336
Other Repurchase Agreement
N
ALTERNATIVE LOAN TRUST 2006-46
2047-02-25
2047-02-25
5.315 - 5.315
Other Instrument
GOVERNMENT AGENCY
58490900.00
5431479.26
ALTERNATIVE LOAN TRUST 2007-OH
2047-04-25
2047-04-25
0.165 - 0.165
Other Instrument
GOVERNMENT AGENCY
10510000.00
283079.82
BANC OF AMERICA FUNDING CORPOR
2035-09-20
2035-09-20
2.299 - 2.299
Other Instrument
GOVERNMENT AGENCY
5940000.00
67387.52
BEAR STEARNS ASSET BACKED SECU
2035-08-25
2035-08-25
0.665 - 0.665
Other Instrument
GOVERNMENT AGENCY
4130516.00
188552.81
CBASS 2006-RP2
2036-07-25
2036-07-25
0.455 - 0.455
Other Instrument
ASSET BACKED
2700000.00
655611.97
C-BASS ABS, LLC 2007-SP1
2037-12-25
2037-12-25
6.02 - 6.02
Other Instrument
ASSET BACKED
97000.00
101629.97
CSMC MORTGAGE PASS-THROUGH CER
2036-11-25
2036-11-25
6.5 - 6.5
Other Instrument
GOVERNMENT AGENCY
14760000.00
898461.09
CSMC TRUST 2007-5R
2036-07-26
2036-07-26
6.5 - 6.5
Other Instrument
GOVERNMENT AGENCY
30377523.00
8724447.36
CWABS ASSET-BACKED CERTIFICATE
2046-09-25
2046-09-25
5.189 - 5.189
Other Instrument
ASSET BACKED
15523000.00
11774558.86
CWABS ASSET-BACKED CERTIFICATE
2036-05-25
2036-05-25
5.021 - 5.021
Other Instrument
ASSET BACKED
175000.00
140230.98
COUNTRYWIDE HOME LOAN TRUST
2034-03-15
2034-03-15
0.487 - 0.487
Other Instrument
ASSET BACKED
115920000.00
6373104.82
CWALT, INC., 2005-79CB
2036-04-25
2036-04-25
5.335 - 5.335
Other Instrument
GOVERNMENT AGENCY
98700000.00
4828621.12
GABS CWHEQ 2006-1 D12/29/
2037-01-15
2037-01-15
0.307 - 0.307
Other Instrument
ASSET BACKED
65000000.00
8814509.51
CWABS ASSET-BACKED CERTIFICATE
2037-09-25
2037-09-25
0.335 - 0.335
Other Instrument
ASSET BACKED
5310000.00
3361972.60
CWHEQ HOME EQUITY LOAN TRUST,
2036-11-25
2036-11-25
5.693 - 5.81
Other Instrument
ASSET BACKED
2286000.00
812356.22
(CWMBS) REPERFORMING LOAN REMI
2034-11-25
2034-11-25
N/A
Other Instrument
GOVERNMENT AGENCY
211910497.00
3671287.17
CWHEQ HOME EQUITY LOAN TRUST S
2037-05-25
2037-05-25
5.649 - 5.649
Other Instrument
ASSET BACKED
3135000.00
490386.35
CARFINANCE CAP AUTO TR 2013-1
2019-11-15
2019-11-15
4.68 - 4.68
Other Instrument
ASSET BACKED
190000.00
190022.56
CARFINANCE CAP AUTO TR 2013-2
2019-08-15
2019-08-15
5.93 - 5.93
Other Instrument
ASSET BACKED
380000.00
379745.71
CD 2006-CD3 MORTGAGE TRUST
2048-10-15
2048-10-15
5.688 - 5.688
Other Instrument
ASSET BACKED
2000000.00
1868505.95
CITIGROUP HELOC TRUST 2006-NCB
2036-05-15
2036-05-15
0.287 - 0.287
Other Instrument
ASSET BACKED
5002000.00
2246582.54
CITIGROUP MORTGAGE LOAN TRUST,
2035-08-25
2035-08-25
N/A
Other Instrument
GOVERNMENT AGENCY
1960841.00
432362.62
CWHEQ REVOLVING HOME EQUITY LO
2032-02-15
2032-02-15
0.317 - 0.317
Other Instrument
ASSET BACKED
52800000.00
4951094.02
ALTERNATIVE LOAN TRUST 2006-J7
2036-11-20
2036-11-20
N/A
Other Instrument
GOVERNMENT AGENCY
6160000.00
47232.20
GSR MORTGAGE LOAN TRUST 2006-1
2037-01-25
2037-01-25
6.485 - 6.485
Other Instrument
GOVERNMENT AGENCY
44368500.00
4298335.82
HARBORVIEW MORTGAGE LOAN TRUS
2037-02-19
2037-02-19
0.366 - 0.366
Other Instrument
GOVERNMENT AGENCY
18410000.00
1030780.28
LEHMAN XS TRUST 2006-7
2036-05-25
2036-05-25
0.445 - 0.445
Other Instrument
ASSET BACKED
1842000.00
781483.17
MORGAN STANLEY MORTGAGE LOAN T
2036-01-25
2036-01-25
3.754 - 3.754
Other Instrument
GOVERNMENT AGENCY
476786000.00
10710364.25
RALI SERIES 2007-QS1 TRUST
2037-01-25
2037-01-25
6.475 - 6.475
Other Instrument
GOVERNMENT AGENCY
9156500.00
734382.01
RALI SERIES 2006-QS17 TRUST
2036-12-25
2036-12-25
6.485 - 6.485
Other Instrument
GOVERNMENT AGENCY
25693582.00
1464819.79
RALI SERIES 2006-QS15 TRUST
2036-10-25
2036-10-25
N/A
Other Instrument
GOVERNMENT AGENCY
1839075.00
313031.46
RFMSI SERIES 2007-S2 TRUST
2037-02-25
2037-02-25
5.4 - 5.4
Other Instrument
GOVERNMENT AGENCY
125425000.00
3317864.43
RALI SERIES 2006-QS12 TRUST
2036-09-25
2036-09-25
0.466 - 0.466
Other Instrument
GOVERNMENT AGENCY
495900677.00
2596116.50
RALI SERIES 2006-QH1 TRUST
2036-12-25
2036-12-25
0.395 - 0.395
Other Instrument
GOVERNMENT AGENCY
12500000.00
201737.16
RALI SERIES 2005-QS9 TRUST
2035-11-25
2035-11-25
4.635 - 4.635
Other Instrument
GOVERNMENT AGENCY
6435000.00
269044.08
SECURITIZED ASSET BACKED RECEI
2035-10-25
2035-10-25
0.595 - 0.595
Other Instrument
ASSET BACKED
6625000.00
2531622.48
SHELLPOINT ASSET FDG TR
2043-07-25
2043-07-25
3.75 - 3.75
Other Instrument
GOVERNMENT AGENCY
1805000.00
1586591.36
STRUCTURED ASSET SECURITIES CO
2035-04-25
2035-04-25
N/A
Other Instrument
GOVERNMENT AGENCY
7329343.00
1155618.10
STRUCTURED ASSET MORTGAGE INVE
2045-09-25
2045-09-25
2.153 - 2.153
Other Instrument
GOVERNMENT AGENCY
337621000.00
5149336.28
WASHINGTON MUTUAL MSC MORTGAGE
2035-06-25
2035-06-25
4.835 - 4.885
Other Instrument
GOVERNMENT AGENCY
286437000.00
10872084.57
WASHINGTON MUTUAL MORTGAGE PAS
2035-12-25
2036-01-25
N/A
Other Instrument
GOVERNMENT AGENCY
10635738.00
1988200.65
First Tier Security
2014-01-06
2014-01-06
N
N
N
107000000.00
107000000.00
0.0009
N
107000000.00
107000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.64%
48N998VF2
0000318336
Other Repurchase Agreement
N
51-100
2021-09-15
2049-06-15
0.019 - 6.032
Other Instrument
MORTGAGE
1471442319.00
234682103.76
First Tier Security
2014-01-10
2014-01-10
N
N
N
217000000.00
217000000.00
0.0018
Y
217000000.00
217000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N998VX3
0000318336
Other Repurchase Agreement
N
COUNTRY WIDE ALTERNATIVE LOAN
2036-08-25
2036-08-25
36.212 - 36.212
Other Instrument
GOVERNMENT AGENCY
7948446.00
5993333.49
ALTERNATIVE LOAN TRUST 2007-23
2037-09-25
2037-09-25
27.742 - 27.742
Other Instrument
GOVERNMENT AGENCY
12823880.00
7905955.91
BANK OF AMERICA STRUCTURED NOT
2035-10-25
2035-10-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
3257000.00
2230614.03
CWABS ASSET-BACKED CERTIFICATE
2037-03-25
2037-03-25
0.335 - 0.335
Other Instrument
ASSET BACKED
65205000.00
51515565.86
CWABS ASSET-BACKED CERTIFICATE
2046-09-25
2046-09-25
5.189 - 5.189
Other Instrument
ASSET BACKED
520000.00
377957.40
CSMC TR 2013-TH1
2043-02-25
2043-02-25
1.568 - 1.568
Other Instrument
GOVERNMENT AGENCY
61767000.00
3489294.47
LONG BEACH MORTGAGE LOAN TRUST
2036-03-25
2036-03-25
0.355 - 0.355
Other Instrument
ASSET BACKED
4335000.00
1352766.92
MERRILL LYNCH MORTGAGE INVESTO
2037-04-25
2037-04-25
0.325 - 0.325
Other Instrument
ASSET BACKED
740000.00
379167.16
MERRILL LYNCH MORTGAGE INVESTO
2037-02-25
2037-02-25
0.465 - 0.465
Other Instrument
ASSET BACKED
18996298.00
1259202.43
MORGAN STANLEY ABS CAPITAL 200
2037-05-25
2037-05-25
0.355 - 0.355
Other Instrument
ASSET BACKED
70603000.00
41901808.67
SPRINGLEAF MTG LN TR 2012-3
2059-12-25
2059-12-25
5.3 - 5.3
Other Instrument
GOVERNMENT AGENCY
660000.00
669404.79
SASCO MORTGAGE LOAN TRUST 2006
2036-09-25
2036-09-25
0.415 - 0.415
Other Instrument
ASSET BACKED
1215000.00
821310.31
First Tier Security
2014-04-16
2014-04-16
N
N
N
109000000.00
109000000.00
0.0009
Y
109000000.00
109000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N998XE3
0000318336
Other Repurchase Agreement
N
AIRCRAFT FINANCE TRUST <1999-1
2024-05-15
2024-05-15
0.647 - 0.647
Other Instrument
ASSET BACKED
1805000.00
478274.52
AIRPLANES PASS THROUGH TRUST
2019-03-15
2019-03-15
0.717 - 0.717
Other Instrument
ASSET BACKED
385000.00
99685.52
BANC OF AMERICA FUDING 2006-5
2036-09-25
2036-09-25
5.75 - 5.75
Other Instrument
GOVERNMENT AGENCY
2470000.00
2881253.75
BANKAMERICA MANUFACTURED HOUSI
2025-12-10
2025-12-10
7.93 - 7.93
Other Instrument
ASSET BACKED
27210000.00
38927266.29
CWMBS, INC., 2005-19
2035-11-20
2035-11-20
5.05 - 5.05
Other Instrument
GOVERNMENT AGENCY
45375000.00
12275740.28
CHASE MORTGAGE FINANCE TRUST S
2037-03-25
2037-03-25
5.185 - 5.185
Other Instrument
GOVERNMENT AGENCY
105779825.00
4524065.41
CSFB MORTGAGE-BACKED TRUST SER
2036-03-25
2036-03-25
0.865 - 0.865
Other Instrument
GOVERNMENT AGENCY
13190000.00
3308631.60
FIRST HORIZON ALTERNATIVE MORT
2036-06-25
2036-06-25
2.22 - 2.22
Other Instrument
GOVERNMENT AGENCY
67135000.00
15271615.32
LEHMAN XS TRUST 2006-7
2036-05-25
2036-05-25
0.445 - 0.445
Other Instrument
ASSET BACKED
1690000.00
716995.96
POPULAR ABS MORTGAGE PASS-THRO
2037-01-25
2037-01-25
0.375 - 0.375
Other Instrument
ASSET BACKED
60000.00
43388.75
RALI SERIES 2006-QS10 TRUST
2036-08-25
2036-08-25
6.935 - 6.935
Other Instrument
GOVERNMENT AGENCY
3280000.00
238492.42
WASHINGTON MUTUAL MSC MORTGAGE
2035-06-25
2035-06-25
4.885 - 4.885
Other Instrument
GOVERNMENT AGENCY
123309700.00
5137105.49
WASHINGTON MUTUAL MORTGAGE PAS
2037-04-25
2037-04-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
100000000.00
31817063.69
First Tier Security
2014-04-21
2014-04-21
N
N
N
107000000.00
107000000.00
0.0009
Y
107000000.00
107000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N9983C0
0000318336
Other Repurchase Agreement
N
ABSC MANUFACTURED HOUSING CONT
2030-12-02
2030-12-02
8.4 - 8.4
Other Instrument
ASSET BACKED
3300000.00
2641191.82
SAND TRUST 2001-1
2034-02-25
2034-02-25
0.765 - 0.765
Other Instrument
ASSET BACKED
3365000.00
1268635.40
BAYVIEW FINANCIAL REVOLVING AS
2040-12-28
2040-12-28
0.667 - 0.667
Other Instrument
ASSET BACKED
7000000.00
2386022.57
BEAR STEARNS ASSET BACKED SECU
2045-01-25
2045-01-25
1.615 - 1.615
Other Instrument
ASSET BACKED
3248600.00
1222382.27
BEAR STEARNS ASSET BACKED SECU
2034-09-25
2034-09-25
7.335 - 7.335
Other Instrument
ASSET BACKED
159036000.00
5804709.64
BUSINESS LOAN EXPRESS BUSINESS
2040-10-20
2040-10-20
0.567 - 0.567
Other Instrument
ASSET BACKED
13450000.00
2867790.77
C-BASS TRUST 1999-CB1
2035-08-25
2035-08-25
0.765 - 0.765
Other Instrument
ASSET BACKED
140000.00
98057.36
CWABS ASSET-BACKED CERTIFICATE
2046-09-25
2046-09-25
5.189 - 5.189
Other Instrument
ASSET BACKED
300000.00
218052.35
COUNTRYWIDE HOME LOAN TRUST
2034-02-15
2034-02-15
0.447 - 0.467
Other Instrument
ASSET BACKED
282996000.00
10192625.24
ALTERNATIVE LOAN TRUST 2007-OA
2047-05-25
2047-05-25
0.923 - 0.923
Other Instrument
GOVERNMENT AGENCY
17657600.00
2242759.45
CWHEQ REVOLVING HOME EQUITY LO
2035-12-15
2035-12-15
0.407 - 0.407
Other Instrument
ASSET BACKED
100000000.00
8952164.65
CD 2006-CD3 MORTGAGE TRUST
2048-10-17
2048-10-17
0.496 - 0.496
Other Instrument
GOVERNMENT AGENCY
8175000.00
90842.68
CREDIT SUISSE COMMERCIAL MORTG
2041-02-15
2041-02-15
6.032 - 6.032
Other Instrument
GOVERNMENT AGENCY
1055000.00
1045824.50
GSAA HOME EQUITY TRUST 2007-1
2037-02-25
2037-02-25
0.245 - 0.245
Other Instrument
ASSET BACKED
133091000.00
15923887.81
3C7/REG S GRAND AVENUE CDO II
2046-11-01
2046-11-01
0.369 - 0.369
Other Instrument
ASSET BACKED
560000.00
95020.42
GREEN TREE ACCEPTANCE, INC.
2027-05-15
2027-05-15
7.7 - 7.7
Other Instrument
ASSET BACKED
855000.00
603623.25
IRWIN HOME EQUITY LOAN TRUST 2
2037-06-25
2037-06-25
0.305 - 0.305
Other Instrument
ASSET BACKED
34622000.00
5878304.28
JPMORGAN ALTERNATIVE LOAN TRUS
2036-11-25
2036-11-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
720000.00
308839.05
JP MORGAN CHASE COMMERCIAL MOR
2049-06-15
2049-06-15
5.806 - 5.806
Other Instrument
GOVERNMENT AGENCY
655000.00
669332.04
LONG BEACH MORTGAGE LOAN TRUST
2036-03-25
2036-03-25
0.355 - 0.355
Other Instrument
ASSET BACKED
1150000.00
358865.50
MERRILL LYNCH MORTGAGE INVESTO
2037-04-25
2037-04-25
0.325 - 0.325
Other Instrument
ASSET BACKED
190000.00
97353.73
MORGAN STANLEY IXIS REAL ESTAT
2036-11-25
2036-11-25
0.385 - 0.385
Other Instrument
ASSET BACKED
1773000.00
732502.87
MORGAN STANLEY ABS CAPITAL INC
2036-09-25
2036-09-25
0.315 - 0.405
Other Instrument
ASSET BACKED
563000.00
303879.59
MORGAN STANLEY ABS CAPITAL I I
2036-10-25
2036-10-25
0.235 - 0.235
Other Instrument
ASSET BACKED
151000000.00
9276451.98
MORGAN STANLEY ABS CAPITAL I I
2037-03-25
2037-03-25
0.505 - 0.505
Other Instrument
ASSET BACKED
996000.00
493778.38
MORGAN STANLEY ABS CAPITAL 200
2037-05-25
2037-05-25
0.355 - 0.355
Other Instrument
ASSET BACKED
213000.00
126412.27
NEW CENTURY HOME EQUITY LOAN T
2035-03-25
2036-05-25
0.345 - 0.685
Other Instrument
ASSET BACKED
17495000.00
3375731.50
NEW CENTRUY HOME EQUITY LOAN T
2036-08-25
2036-08-25
0.325 - 0.325
Other Instrument
ASSET BACKED
2920000.00
1121120.41
OAKWOOD MORTGAGE INVESTORS 199
2029-11-15
2029-11-15
7.84 - 7.84
Other Instrument
ASSET BACKED
7215000.00
1239292.75
PEGASUS AVIATION LEASE SECURIT
2031-05-10
2031-05-10
0.743 - 0.743
Other Instrument
ASSET BACKED
50100000.00
17777736.85
POPULAR ABS MORTGAGE PASS-THRO
2037-01-25
2037-01-25
0.375 - 0.375
Other Instrument
ASSET BACKED
5650000.00
4085774.01
QUEST TRUST 2002-X1
2035-12-25
2035-12-25
0.45 - 0.45
Other Instrument
ASSET BACKED
24985000.00
5529100.60
RALI SERIES 2006-QS10 TRUST
2036-08-25
2036-08-25
6.935 - 6.935
Other Instrument
GOVERNMENT AGENCY
14684666.00
1067738.26
RAMP SERIES 2004-RS8 TRUST
2045-10-25
2045-10-25
N/A
Other Instrument
ASSET BACKED
6914000.00
5553569.64
SASCO MORTGAGE LOAN TRUST 2006
2036-09-25
2036-09-25
0.415 - 0.415
Other Instrument
ASSET BACKED
3665000.00
2477450.43
WAMU MORTGAGE PASS-THROUGH CER
2047-01-25
2047-01-25
0.885 - 0.885
Other Instrument
GOVERNMENT AGENCY
1740000.00
646956.49
First Tier Security
2014-05-02
2014-05-02
N
N
N
108000000.00
108000000.00
0.0009
Y
108000000.00
108000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N9984P0
0000318336
Other Repurchase Agreement
N
101-500
2020-12-15
2049-12-10
0 - 8.392
Other Instrument
MORTGAGE
1862655150.00
350258185.33
First Tier Security
2014-05-09
2014-05-09
N
N
N
324000000.00
324000000.00
0.0027
Y
324000000.00
324000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N9989T7
0000318336
Other Repurchase Agreement
N
51-100
2021-09-15
2048-10-17
0.295 - 27.742
Other Instrument
MORTGAGE
620463313.00
231234018.64
First Tier Security
2014-06-04
2014-06-04
N
N
N
214000000.00
214000000.00
0.0018
Y
214000000.00
214000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.75%
48N998BH0
0000318336
Other Repurchase Agreement
N
CWABS ASSET-BACKED CERTIFICATE
2046-01-25
2046-01-25
0.325 - 0.325
Other Instrument
ASSET BACKED
66331000.00
44819394.71
CWABS ASSET-BACKED CERTIFICATE
2046-09-25
2046-09-25
5.189 - 5.189
Other Instrument
ASSET BACKED
620000.00
450641.51
QUEST TRUST 2002-X1
2035-12-25
2035-12-25
0.45 - 0.45
Other Instrument
ASSET BACKED
1090000.00
241213.51
First Tier Security
2014-01-21
2014-01-21
N
N
N
42000000.00
42000000.00
0.0004
Y
42000000.00
42000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.29%
45J996YQ0
Other Repurchase Agreement
N
AFLAC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12013.00
801146.97
ALLSTATE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
26378.00
1430478.94
AMERIPRISE FINCL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
47299.00
5372693.41
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
646002.00
10038871.08
BERKSHIRE HATHAWY-B
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5744.00
678021.76
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
506570.00
26301114.40
COBALT INTL ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
28455.00
458125.50
FRANKLIN RESOURCES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
69300.00
3963267.00
GOLDMAN SACHS GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
21615.00
3798403.95
INTERCONEXCH GR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1633.00
365008.16
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
292958.00
16976916.10
METLIFE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
47545.00
2543657.50
MORGAN STANLEY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
337599.00
10414929.15
PNC FINL SER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
63799.00
4945060.49
T ROWE PRICE GRP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
7017.00
584937.12
TRAVLR COMP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
37000.00
3340360.00
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
260018.00
11830819.00
ACE N
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9066.00
933072.72
First Tier Security
2014-01-07
2014-01-07
Y
ING FINL MKTS LLC(NNGV RP BNY)
N/A
N/A
N
N
97000000.00
97000000.00
0.0008
N
97000000.00
97000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.49%
45A99N8X6
Other Repurchase Agreement
N
AMERICAN INTERNATIONAL GROUP,
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
429884.00
21971371.24
ANADARKA PETROLEUM CORPORATION
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
750551.00
59361078.59
COMCAST CORPORATION SPL A
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
738783.00
38320674.21
First Tier Security
2014-03-31
2014-03-31
Y
JP MORGAN CLRING(NON GOV REPO)
N/A
N/A
N
N
110000000.00
110000000.00
0.0009
Y
110000000.00
110000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.53%
45A99N8V0
Other Repurchase Agreement
N
J P MORGAN CHASE & CO
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
617587.00
35789166.65
WELLS FARGO & COMPANY
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
3995547.00
181797388.50
First Tier Security
2014-04-30
2014-04-30
N
N
N
200000000.00
200000000.00
0.0017
Y
200000000.00
200000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.59%
45A99N8Y4
Other Repurchase Agreement
N
CACI INTL INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
15278000.00
20452841.94
CADENCE DESIGN SYSTEMS, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
10132000.00
19069518.26
COMTECH TELECOMMUNICATIONS COR
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
7700000.00
8178016.00
ENDO PHARMA HLDG INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
50362000.00
116273468.95
PFD INSULET CORP SER C
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
24351000.00
36190139.64
MICROCHIP TECHNOLOGY INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
17849000.00
30868132.00
VERISIGN, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
1527000.00
2752292.29
First Tier Security
2014-04-08
2014-04-08
N
N
N
215000000.00
215000000.00
0.0018
Y
215000000.00
215000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.60%
45A99N8S7
Other Repurchase Agreement
N
AMERICAN RLTY CAP PPTYS INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
85847000.00
86615073.11
BIOMARIN PHARMACEUTICAL, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
6580000.00
6983505.34
CORNERSTONE ONDEMAND INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
251000.00
305638.43
ENCORE CAPITAL GROUP INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
4700000.00
5999611.10
INCYTE PHARMACEUTICALS, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
2782000.00
3349500.18
JDS UNIPHASE CORP.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
7000000.00
7050589.00
JAKKS PACIFIC, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
6057000.00
5879741.90
MEDIDATA SOLUTIONS, INC.FD INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
15600000.00
20077839.60
MERRIMACK PHARMACEUTICALS INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
7695000.00
7970788.80
MOVE. INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
1000000.00
1137568.00
NORTHSTAR RLTY FIN LTD
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
14031000.00
19167875.38
PORTFOLIO RECOVERY ASSOCIATES,
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
4061000.00
4476765.18
RESOURCE CAPITAL CORP.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
2000000.00
2025474.00
SERVICENOW INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
975000.00
984009.00
SOLARCITY CORP
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
5700000.00
6841521.90
SPANSION LLC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
14500000.00
16906913.00
TAKE-2 INTERACTIVE SOFTWARE
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
5615000.00
6046406.07
WEB.COM GROUP INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
27762000.00
31434801.55
WORKDAY INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
4209000.00
5091597.84
First Tier Security
2014-02-14
2014-02-14
N
N
N
219000000.00
219000000.00
0.0018
Y
219000000.00
219000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.62%
45A99N8R9
Other Repurchase Agreement
N
ACCURAY INCORPORATED
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
7700000.00
13441913.10
ARRAY BIOPHARMA
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
1471000.00
1531443.39
AUXILIUMPHARMACEUTICAL
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
5891000.00
6595133.56
BOTTOMLINE TECHNOLOGIES, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
3106000.00
4067493.36
CIENA CORPORATION
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
6950000.00
10239560.10
COBALT INTL ENERGY INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
43064100.00
38636593.75
CONCUR TECHNOLOGIES, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
9562000.00
11067651.64
CORNERSTONE ONDEMAND INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
608000.00
740351.26
FXCM INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
3030000.00
3370147.80
FORESTAR GROUP INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
5523200.00
6473024.70
PFD INFINERA CORP SR-D
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
18700000.00
20160993.60
MOLINA HEALTHCARE, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
13691000.00
14325276.65
SALIX PHARMACEUTICALS LTD DEL
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
14283000.00
21263487.74
PFD SHUTTERFLY SER C
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
15000000.00
15941985.00
THERAVANCE, INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
7790000.00
11138134.21
TIBCO SOFTWARE, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
55883400.00
56133198.80
First Tier Security
2014-03-31
2014-03-31
Y
JP MORGAN CLRING(NON GOV REPO)
N/A
N/A
N
N
216000000.00
216000000.00
0.0018
Y
216000000.00
216000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.62%
45A99N9A5
Other Repurchase Agreement
N
AMERICAN RLTY CAP PPTYS INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
10449000.00
10654928.89
AMERICAN RESIDENTIAL PPTYS OP
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
6500000.00
6768573.50
BLACKSTONE MTG TR INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
9692000.00
10153726.88
CARDTRONICS, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
21674000.00
21761996.44
EMULEX CORPORATION
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
11007000.00
10754389.35
GT ADVANCED TECHNOLOGIES, INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
13003000.00
13253307.75
INCYTE PHARMACEUTICALS, INC.
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
7028000.00
8461641.72
PROOFPOINT INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
11753000.00
12722551.98
SUNEDISON INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
112541000.00
126086853.50
TRULIA INC
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
5000000.00
5943845.00
WELLPOINT INC COM <
2013-12-31
2013-12-31
N/A
Other Instrument
OTHER NOTE
8538000.00
11539414.37
First Tier Security
2014-05-16
2014-05-16
N
N
N
219000000.00
219000000.00
0.0018
Y
219000000.00
219000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.15%
48M996VS9
0001287279
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2018-04-01
2044-01-01
3.5 - 6
Government Agency Debt
355856078.00
225421222.98
First Tier Security
2014-01-07
2014-01-07
N
N
N
221000000.00
221000000.00
0.0019
N
221000000.00
221000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.61%
48M996TD5
0001287279
Other Repurchase Agreement
N
BANK OF AMERICA MORTGAGE SECUR
2035-11-25
2035-11-25
2.803 - 2.803
Other Instrument
GOVERNMENT AGENCY
19923000.00
3783541.79
BANC OF AMERICA COMMERCIAL MOR
2045-10-10
2045-10-10
5.48 - 5.48
Other Instrument
GOVERNMENT AGENCY
17145000.00
14136338.03
BEAR STEARNS ALT-A TRUST 2002-
2035-05-25
2035-05-25
2.649 - 2.649
Other Instrument
GOVERNMENT AGENCY
20827000.00
3290270.46
CSMC MORGAGE-BACKED TRUST 2007
2037-04-25
2037-04-25
5.837 - 5.837
Other Instrument
GOVERNMENT AGENCY
1105000.00
230999.10
CWALT, INC., 2005-43
2035-12-25
2035-12-25
2.485 - 2.485
Other Instrument
GOVERNMENT AGENCY
25293000.00
5428315.29
CHL MORTGAGE PASS-THROUGH TRUS
2037-07-25
2037-07-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
24440000.00
8740369.03
CITIGROUP COMMERCIAL MORTGAGE
2049-10-15
2049-10-15
5.551 - 5.551
Other Instrument
GOVERNMENT AGENCY
5680000.00
4738362.78
CITIGROUP MORTGAGE LOAN TRUST
2037-07-25
2037-08-25
2.463 - 2.754
Other Instrument
GOVERNMENT AGENCY
63459000.00
13822858.46
GE COMMERCIAL MORTGAGE CORPORA
2049-12-10
2049-12-10
5.677 - 5.677
Other Instrument
GOVERNMENT AGENCY
20000000.00
12581356.76
INDYMAC INDX MORTGAGE LOAN TRU
2036-08-25
2036-08-25
2.711 - 2.711
Other Instrument
GOVERNMENT AGENCY
22175000.00
3936100.71
INDYMAC INDX MORTGAGE LOAN TRU
2035-07-25
2036-02-25
2.533 - 5.5
Other Instrument
GOVERNMENT AGENCY
147037000.00
36171825.44
INDYMAC INDX MORTGAGE MORTGAGE
2036-09-25
2036-09-25
2.714 - 2.714
Other Instrument
GOVERNMENT AGENCY
43160000.00
9851956.09
INDYMAC MBS, INC INDX MLT 2004
2037-09-25
2037-09-25
2.8 - 2.8
Other Instrument
GOVERNMENT AGENCY
44317000.00
13961456.96
JPMORGAN MORTGAGE TRUST 2006-A
2037-01-25
2037-01-25
2.53 - 2.53
Other Instrument
GOVERNMENT AGENCY
45000000.00
10563638.81
LEHMAN MORTGAGE TRUST 2005-1
2035-12-25
2035-12-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
25000000.00
1161046.61
MERRILL LYNCH MORTGAGE INVESTO
2036-05-25
2036-05-25
2.893 - 2.893
Other Instrument
GOVERNMENT AGENCY
52470000.00
15437620.22
MORGAN STANLEY MORTGAGE LOAN T
2035-08-25
2035-08-25
5.954 - 5.954
Other Instrument
GOVERNMENT AGENCY
43710000.00
17865138.89
RALI SERIES 2007-QS8
2037-06-25
2037-06-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
20000000.00
6397676.47
RALI SERIES 2005-QS9 TRUST
2036-02-25
2036-02-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
30840000.00
5491206.65
WACHOVIA BANK COMMERCIAL MORTG
2051-02-15
2051-02-15
5.924 - 5.924
Other Instrument
GOVERNMENT AGENCY
20793000.00
17941210.52
WACHOVIA BANK COMMERCIAL MORTG
2048-11-15
2048-11-15
5.475 - 5.475
Other Instrument
GOVERNMENT AGENCY
20498000.00
7556843.44
WELLS FARGO MORTGAGE BACKED SE
2036-04-25
2036-04-25
2.641 - 2.641
Other Instrument
GOVERNMENT AGENCY
27099500.00
7411671.13
First Tier Security
2014-03-13
2014-03-13
N
N
N
204000000.00
204000000.00
0.0017
Y
204000000.00
204000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.61%
48M996RW5
0001287279
Other Repurchase Agreement
N
GREENPOINT MORTGAGE FUNDING TR
2037-06-25
2037-06-25
0.385 - 0.385
Other Instrument
GOVERNMENT AGENCY
102953000.00
46193714.34
WAMU MORTGAGE PASS-THROUGH CER
2046-08-25
2046-08-25
1.145 - 1.145
Other Instrument
GOVERNMENT AGENCY
24955000.00
7864529.39
First Tier Security
2014-03-31
2014-03-31
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
50000000.00
50000000.00
0.0004
Y
50000000.00
50000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.62%
48M996TB9
0001287279
Other Repurchase Agreement
N
BANK OF AMERICA STRUCTURED NOT
2035-12-25
2035-12-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
6700000.00
4338628.84
BEAR STEARNS ASSET BACKED SECU
2035-08-25
2035-08-25
4.835 - 4.835
Other Instrument
GOVERNMENT AGENCY
6541000.00
307115.11
BEAR STEARNS COMMERCIAL MORTGA
2041-10-12
2041-10-12
5.598 - 5.598
Other Instrument
GOVERNMENT AGENCY
3820000.00
3636307.66
BEAR STEARNS COMMERCIAL MORTGA
2044-02-11
2044-02-11
5.444 - 5.444
Other Instrument
GOVERNMENT AGENCY
8000000.00
236197.34
CHL MORTGAGE PASS-THROUGH TRUS
2037-02-25
2037-02-25
5.185 - 5.185
Other Instrument
GOVERNMENT AGENCY
200000000.00
9237477.18
CWALT, INC., 2005-13CB
2035-05-25
2035-10-25
4.835 - 49.889
Other Instrument
GOVERNMENT AGENCY
345093750.00
17643554.21
CWALT, INC., 2005-43
2039-04-16
2039-04-16
4.835 - 4.835
Other Instrument
GOVERNMENT AGENCY
164986700.00
9489993.54
CWALT, INC., 2005-79CB
2036-05-25
2036-05-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
12500000.00
7780256.87
CWMBS, INC., 2005-19
2036-04-20
2036-04-20
2.639 - 2.639
Other Instrument
GOVERNMENT AGENCY
100000.00
26257.11
CHASE MORTGAGE FINANCE 2007-A1
2037-02-25
2037-02-25
2.649 - 2.649
Other Instrument
GOVERNMENT AGENCY
12659000.00
1679166.40
CHASE FLEX TRUST SERIES 2006-1
2036-06-25
2036-06-25
5.31 - 5.31
Other Instrument
GOVERNMENT AGENCY
8850000.00
7511378.91
CHASE FLEX TRUST 2006-2
2036-09-25
2036-09-25
5.627 - 5.627
Other Instrument
GOVERNMENT AGENCY
8310120.00
7758155.24
CITICORP MORTGAGE SECURITIES,
2035-07-25
2035-07-25
4.935 - 4.935
Other Instrument
GOVERNMENT AGENCY
191250000.00
4840297.48
CITIGROUP COMMERCIAL MORTGAGE
2049-10-15
2049-10-15
5.551 - 5.551
Other Instrument
GOVERNMENT AGENCY
11320000.00
9443356.82
COMM 2006-C8 MORTGAGE TRUST
2046-12-10
2046-12-10
5.455 - 5.455
Other Instrument
GOVERNMENT AGENCY
12500000.00
7916797.70
CREDIT SUISSE COMMERCIAL MORTG
2039-09-15
2039-09-15
5.522 - 5.522
Other Instrument
GOVERNMENT AGENCY
7500000.00
3311098.74
CREDIT SUISSE COMMERCIAL MORTG
2049-01-15
2049-01-15
5.614 - 5.614
Other Instrument
GOVERNMENT AGENCY
5500000.00
2960925.25
CSFB MORTGAGE-BACKED TRUST SER
2040-12-15
2040-12-15
5.23 - 5.23
Other Instrument
GOVERNMENT AGENCY
2340000.00
475390.47
DEUTSCHE ALT-A SECURITIES INC.
2036-02-25
2036-02-25
5.53 - 5.53
Other Instrument
GOVERNMENT AGENCY
9970000.00
4422955.25
GMAC COMMERCIAL MORTGAGE SECUR
2043-05-10
2043-05-10
4.936 - 4.936
Other Instrument
GOVERNMENT AGENCY
3000000.00
1298226.71
GMACM MORTGAGE LOAN TRUST 2005
2036-04-19
2036-04-19
3.001 - 3.001
Other Instrument
GOVERNMENT AGENCY
4824000.00
1483886.94
GREENWICH CAPITAL COMMERCIAL F
2037-04-10
2037-04-10
5.289 - 5.289
Other Instrument
GOVERNMENT AGENCY
4250000.00
3029772.24
INDYMAC INDX MORTGAGE LOAN TRU
2036-02-25
2036-02-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
11000000.00
3706576.26
INDYMAC INDX MORTGAGE LOAN TRU
2036-06-25
2036-06-25
4.613 - 4.613
Other Instrument
GOVERNMENT AGENCY
9545000.00
1160474.74
J.P. MORGAN MORTGAGE TRUST 200
2036-04-25
2036-04-25
5.115 - 5.115
Other Instrument
GOVERNMENT AGENCY
470000.00
208102.74
JPMORGAN CHASE COMMERCIAL MORT
2037-09-12
2037-09-12
5.088 - 5.088
Other Instrument
GOVERNMENT AGENCY
5050000.00
2092417.70
J.P. MORGAN MORTGAGE TRUST 200
2036-10-25
2036-10-25
2.673 - 5.588
Other Instrument
GOVERNMENT AGENCY
22497058.00
10339963.33
J.P. MORGAN ALTERNATIVE LOAN T
2036-08-25
2036-08-25
6.12 - 6.12
Other Instrument
GOVERNMENT AGENCY
175000.00
106458.52
JP MORGAN CHASE COMMERICAL MOR
2047-06-12
2047-06-12
5.454 - 5.483
Other Instrument
GOVERNMENT AGENCY
18781000.00
8305508.04
JPMORGAN ALTERNATIVE LOAN TRUS
2036-11-25
2036-11-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
61558000.00
26404881.04
JPMORGAN CHASE COMMERCIAL MTG
2049-01-15
2049-01-15
5.582 - 5.582
Other Instrument
GOVERNMENT AGENCY
15000000.00
4084887.65
LB-UBS COMMERCIAL MORTGAGE TRU
2040-04-15
2040-04-15
5.313 - 5.313
Other Instrument
GOVERNMENT AGENCY
9000000.00
3818979.89
MERRIL LYNCH MORTGAGE TRUST
2038-07-12
2038-07-12
5.279 - 5.289
Other Instrument
GOVERNMENT AGENCY
14500000.00
7021789.90
MORGAN STANLEY MORTGAGE LOAN T
2035-12-25
2035-12-25
5.532 - 5.532
Other Instrument
GOVERNMENT AGENCY
4330000.00
774912.39
MORGAN STANLEY CAPITAL I TRUST
2043-12-15
2043-12-15
5.468 - 5.468
Other Instrument
GOVERNMENT AGENCY
5000000.00
1528783.44
RALI SERIES 2006-QS4 TRUST
2036-04-25
2036-04-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
12000000.00
5743184.57
RFMSI SERIES 2006-S12 TRUST
2036-12-25
2036-12-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
9400000.00
6031035.08
RESIDENTAL ASSET SECURITIZATIO
2037-03-25
2037-03-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
15000000.00
7805730.70
WACHOVIA BANK COMMERCIAL MORTG
2045-03-15
2045-03-15
5.691 - 5.691
Other Instrument
GOVERNMENT AGENCY
5000000.00
2188955.69
WACHOVIA BANK COMMERCIAL MORTG
2045-07-15
2045-07-15
5.865 - 5.865
Other Instrument
GOVERNMENT AGENCY
15000000.00
6746812.91
WACHOVIA BANK COMMERCIAL MORTG
2048-11-15
2048-11-15
5.438 - 5.438
Other Instrument
GOVERNMENT AGENCY
10000000.00
6636058.69
WASHINGTON MUTUAL MSC MORTGAGE
2035-05-25
2035-05-25
4.885 - 4.885
Other Instrument
GOVERNMENT AGENCY
178223500.00
7090305.51
WASHINGTON MUTUAL MORTGAGE PAS
2035-10-25
2035-10-25
4.925 - 4.925
Other Instrument
GOVERNMENT AGENCY
200000000.00
9910049.29
WELLS FARGO MORTGAGE BACKED SE
2036-04-25
2036-04-25
5.75 - 5.75
Other Instrument
GOVERNMENT AGENCY
1970000.00
2974505.53
WELLS FARGO MORTGAGE BACKED SE
2036-09-25
2036-09-25
2.739 - 2.739
Other Instrument
GOVERNMENT AGENCY
9550000.00
2033126.96
WELLS FARGO MORTGAGE BACKED SE
2036-10-25
2036-10-25
2.62 - 2.62
Other Instrument
GOVERNMENT AGENCY
424998.00
97292.71
First Tier Security
2014-03-31
2014-03-31
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
218000000.00
218000000.00
0.0018
Y
218000000.00
218000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.62%
48M996QM8
0001287279
Other Repurchase Agreement
N
51-100
2028-12-01
2051-02-12
0 - 6.608
Other Instrument
MORTGAGE
1582963256.00
402349016.15
First Tier Security
2014-03-31
2014-03-31
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
372000000.00
372000000.00
0.0031
Y
372000000.00
372000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.65%
48M996GL1
0001287279
Other Repurchase Agreement
N
101-500
2030-10-25
2051-02-15
0 - 12.367
Other Instrument
MORTGAGE
2812792372.00
554608720.81
First Tier Security
2014-03-31
2014-03-31
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
512000000.00
512000000.00
0.0043
Y
512000000.00
512000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.18%
48Q99VPG3
0000728612
Other Repurchase Agreement
N
501-1000
2014-04-22
2049-01-01
0 - 7.625
Other Instrument
EQUITY
73838854.00
1562134798.03
First Tier Security
2014-01-02
2014-01-02
N
N
N
1448000000.00
1448000000.00
0.0121
N
1448000000.00
1448000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.23%
48Q99VLQ5
0000728612
Other Repurchase Agreement
N
GOVERNMENT NATIONAL MORTAGE ASSOC
2032-09-20
2063-09-20
0.023 - 7.133
Government Agency Debt
10391003985.00
570674684.58
First Tier Security
2014-01-03
2014-01-03
Y
MERRILL PFS(NON GOV REPO BONY)
N/A
N/A
N
N
554000000.00
554000000.00
0.0046
N
554000000.00
554000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.23%
48Q99VMT8
0000728612
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2039-11-15
2039-11-15
2.25 - 2.25
Government Agency Debt
9915683.00
8883910.86
FEDERAL NATIONAL MORTGAGE ASSOC
2039-12-25
2040-04-25
1.75 - 2
Government Agency Debt
55617298.00
48799406.61
First Tier Security
2014-01-03
2014-01-03
Y
MERRILL PFS(NON GOV REPO BONY)
N/A
N/A
N
N
56000000.00
56000000.00
0.0005
N
56000000.00
56000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.26%
48Q99VNF7
0000728612
Other Repurchase Agreement
N
501-1000
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
21503328.00
594009915.96
First Tier Security
2014-01-03
2014-01-03
N
N
N
550000000.00
550000000.00
0.0046
N
550000000.00
550000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.33%
48Q99VPC2
0000728612
Other Repurchase Agreement
N
51-100
2014-01-01
2057-04-01
0 - 10
Other Municipal Debt
136550463.00
132035301.11
First Tier Security
2014-01-02
2014-01-02
N
N
N
125000000.00
125000000.00
0.0010
N
125000000.00
125000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.53%
48Q99VPE8
0000728612
Other Repurchase Agreement
N
CARRINGTON HOME EQUITY LOAN TRUST
2035-03-25
2035-03-25
0.288 - 0.288
Other Instrument
ASSET BACKED
11000000.00
2933906.53
FIRST FRANKLIN MORTGAGE LOAN TRUST ABS CERTIFICATES
2036-12-25
2036-12-25
0.308 - 0.308
Other Instrument
ASSET BACKED
35000000.00
16532919.52
FIRST FRANKLIN MORTGAGE LOAN TRUST ABS CERTIFICATES
2036-06-25
2036-06-25
0.328 - 0.328
Other Instrument
ASSET BACKED
41222645.00
19904352.38
FIRST FRANKLIN MORTGAGE LOAN TRUST ABS CERTIFICATES
2028-01-25
2028-01-25
0.448 - 0.448
Other Instrument
ASSET BACKED
108999998.00
6811853.40
FIRST FRANKLIN MORTGAGE LOAN TRUST ABS CERTIFICATES
2038-01-25
2038-01-25
0.388 - 0.388
Other Instrument
ASSET BACKED
20650000.00
11013831.56
HARBORVIEW MORTGAGE LOAN TRUST
2046-07-19
2046-07-19
0.348 - 0.348
Other Instrument
MORTGAGE
30106150.00
9851594.78
HOME EQUITY LOAN TRUST
2037-04-25
2037-04-25
0.398 - 0.398
Other Instrument
ASSET BACKED
3047870.00
1716456.76
MERRILL LYNCH HOME EQUITY LOAN TRUST
2037-07-25
2037-07-25
0.318 - 0.318
Other Instrument
ASSET BACKED
17321511.00
5604860.01
MERRILL LYNCH ALTERNATIVE NOTE ASSET TRUST
2037-02-25
2037-02-25
0.378 - 0.378
Other Instrument
ASSET BACKED
67975377.00
4187166.02
MERRILL LYNCH HOME EQUITY LOAN TRUST
2037-02-25
2037-02-25
0.768 - 0.768
Other Instrument
ASSET BACKED
51216000.00
3402975.73
MERRILL LYNCH FIRST FRANKLIN MORTGAGE LOAN TRUST
2027-09-25
2027-09-25
1.266 - 1.266
Other Instrument
ASSET BACKED
32932000.00
6378383.33
SG MORTGAGE SECURITIES TRUST
2037-08-25
2037-08-25
0.968 - 0.968
Other Instrument
ASSET BACKED
51350766.00
10547401.73
SRERS
2046-05-09
2046-05-09
0.418 - 0.418
Other Instrument
ASSET BACKED
133826.00
90218.47
SOVEREIGN COMMERCIAL MORTGAGE SECURITIES TRUST
2030-07-22
2030-07-22
6.014 - 6.014
Other Instrument
MORTGAGE
2614810.00
2544491.33
First Tier Security
2014-01-02
2014-01-02
N
N
N
94000000.00
94000000.00
0.0008
N
94000000.00
94000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.53%
48Q99VPB4
0000728612
Other Repurchase Agreement
N
51-100
2014-11-15
2099-12-31
0 - 8.875
Other Instrument
MORTGAGE
2420467263.00
234592150.02
First Tier Security
2014-01-07
2014-01-07
N
N
N
218000000.00
218000000.00
0.0018
N
218000000.00
218000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.73%
48Q99VKH6
0000728612
Other Repurchase Agreement
N
101-500
2014-01-15
2049-01-01
0 - 9.95
Other Instrument
CORPORATE
53038688.00
415533627.95
First Tier Security
2014-02-07
2014-02-07
N
N
N
385000000.00
385000000.00
0.0032
Y
385000000.00
385000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.85%
48Q99VLB8
0000728612
Other Repurchase Agreement
N
51-100
2020-06-15
2099-12-31
0 - 7
Other Instrument
MORTGAGE
851869156.00
270070230.56
First Tier Security
2014-02-07
2014-02-07
N
N
N
250000000.00
250000000.00
0.0021
Y
250000000.00
250000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.85%
48Q99VJY1
0000728612
Other Repurchase Agreement
N
51-100
2015-11-25
2049-12-10
0 - 9.5
Other Instrument
MORTGAGE
1049585593.00
117794211.05
First Tier Security
2014-02-07
2014-02-07
N
N
N
109000000.00
109000000.00
0.0009
Y
109000000.00
109000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.25%
45G99SDD7
Other Repurchase Agreement
N
51-100
2014-01-21
2068-04-08
0 - 9.25
Other Instrument
CORPORATE
84730942.00
89263034.16
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
85000000.00
85000000.00
0.0007
N
85000000.00
85000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.27%
45G99SCX4
Other Repurchase Agreement
N
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1023933.00
15911918.82
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
136.00
7304.56
GENERAL ELECTRIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
74.00
2063.86
HEWLETT-PACKARD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
339753.00
9536866.71
JACK IN THE BOX
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3887.00
194077.91
MCDONALD'S
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
214.00
20760.14
MERCK
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
197.00
9838.18
OCWEN FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
97.00
5393.20
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8302.00
254788.38
QUALCOMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
24336.00
1790399.52
RUTH'S HOSPITALITY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3757.00
55753.88
SLM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
612066.00
15956560.62
SNAP-ON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
7411.00
805872.14
UNION PACIFIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4556.00
756523.80
DELPHI AUTOMOTIVE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
847.00
50684.48
LAZARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
248.00
11172.40
Unrated Security
2014-01-03
2014-01-03
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
42000000.00
42000000.00
0.0004
N
42000000.00
42000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.27%
45G99SCY2
Other Repurchase Agreement
N
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
18235.00
10111672.20
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
435442.00
6766768.68
BROWN SHOE COMPANY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12622.00
354425.76
CELGENE CORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
35000.00
5914300.00
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
78200.00
4060144.00
COOPER TIRE&RUBBER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
25374.00
614050.80
DOMINION RES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8768.00
564571.52
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
97235.00
5222491.85
GENERAL ELECTRIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
129953.00
3624389.17
JACK IN THE BOX
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2830.00
141301.90
LAMAR ADVERTISING-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
228135.00
11771766.00
LENDER PRO SER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
231472.00
8661682.24
LOGMEIN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
99895.00
3303527.65
LUMBER LIQ HLDG
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5900.00
600797.00
MATSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
69161.00
1814093.03
MERCK
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5711.00
285207.34
NATL HEALTH INVEST
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12810.00
727608.00
OCWEN FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
114675.00
6375930.00
PMC-SIERRA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
700000.00
4501000.00
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
41747.00
1281215.43
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3611.00
312712.60
PROCTER&GAMBLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
55999.00
4591918.00
REINSURNCE GR AMER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9110.00
699465.80
SIMON PRP GRP REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
27.00
4141.80
SNAP-ON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12782.00
1389914.68
SOUTHERN CO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
22641.00
928281.00
UNION PACIFIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4334.00
719660.70
VGD TTL BOND MKT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9754.00
781100.32
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
67403.00
3066836.50
DELPHI AUTOMOTIVE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1067.00
63849.28
LAZARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
56911.00
2563840.55
Unrated Security
2014-01-06
2014-01-06
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
85000000.00
85000000.00
0.0007
N
85000000.00
85000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.27%
45G99SDC9
Other Repurchase Agreement
N
ACTIVISION BLIZZARD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
106631.00
1898031.80
ADOBE SYSTEMS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11900.00
708645.00
AGILENT TECH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
32200.00
1845704.00
ALBANY MOLECUL RESH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
85678.00
875629.16
ALIGN TECHNOLOGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1.00
57.05
AMERICAN TOWER REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1026.00
81874.80
ANADARKO PETROLEUM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2680.00
211961.20
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5026.00
2787017.52
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
379872.00
5903210.88
COOPER TIRE&RUBBER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
182384.00
4413692.80
CREDIT ACCEPTANCE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
15000.00
1936350.00
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
161719.00
8685927.49
GENERAL ELECTRIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
77002.00
2147585.78
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2184.00
126562.80
JACK IN THE BOX
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3736.00
186538.48
LAMAR ADVERTISING-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
196865.00
10158234.00
LENDER PRO SER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
218088.00
8160852.96
MATSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9802.00
257106.46
MERCK
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
304.00
15181.76
OCWEN FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
74264.00
4129078.40
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
38652.00
1186229.88
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
28754.00
2490096.40
PROCTER&GAMBLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4566.00
374412.00
PROSHS SHRT S&P500
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
54670.00
1384791.10
REINSURNCE GR AMER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
60890.00
4675134.20
RUTH'S HOSPITALITY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
200990.00
2982691.60
SLM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
175000.00
4562250.00
SELECT REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3402.00
90663.30
SIMON PRP GRP REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
23544.00
3611649.60
SNAP-ON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3460.00
376240.40
TESLA MTRS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
80.00
12195.20
TIM PARTICIP SP ADR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
536.00
14011.04
UNION PACIFIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4356.00
723313.80
VGD TTL BOND MKT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11.00
880.88
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
65052.00
2959866.00
AXIS CAPITAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
20000.00
946200.00
DELPHI AUTOMOTIVE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
71308.00
4267070.72
LAZARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
147146.00
6628927.30
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
85000000.00
85000000.00
0.0007
N
85000000.00
85000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.29%
45G99SDE5
Other Repurchase Agreement
N
AMGEN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
181300.00
20938337.00
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
36388.00
20177873.76
GENERAL ELECTRIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
65375.00
1823308.75
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
338752.00
19630678.40
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
499394.00
18622402.26
NEXTERA ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
246600.00
20973330.00
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
230315.00
19945279.00
SEMPRA ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
23419.00
2095766.31
TIM PARTICIP SP ADR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
348.00
9096.72
Unrated Security
2014-01-07
2014-01-07
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
115000000.00
115000000.00
0.0010
N
115000000.00
115000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.16%
48S99LAG9
Other Repurchase Agreement
N
US TREASURY
2014-03-20
2043-02-15
0 - 4.75
Treasury Debt
229048200.00
238885370.90
FEDERAL HOME LOAN MORTGAGE CORP
2021-10-15
2041-04-15
2.5 - 1009.5
Government Agency Debt
816197152.00
75010302.27
FEDERAL NATIONAL MORTGAGE ASSOC
2022-07-25
2042-05-25
0 - 7.114
Government Agency Debt
2071672339.00
83899776.68
GOVERNMENT NATIONAL MORTAGE ASSOC
2030-12-16
2042-12-20
4 - 6.951
Government Agency Debt
569250788.00
13964069.49
First Tier Security
2014-01-02
2014-01-02
N
N
N
400000000.00
400000000.00
0.0034
N
400000000.00
400000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.30%
48E99Y9Q6
Other Repurchase Agreement
N
US TREASURY
2014-03-20
2014-03-20
N/A
Treasury Debt
83662100.00
83651223.93
First Tier Security
2014-01-02
2014-01-02
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
82000000.00
82000000.00
0.0007
N
82000000.00
82000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.30%
48S99LAE4
Other Repurchase Agreement
N
US TREASURY
2014-03-20
2014-03-20
N/A
Treasury Debt
83653000.00
83642125.11
First Tier Security
2014-01-07
2014-01-07
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
82000000.00
82000000.00
0.0007
N
82000000.00
82000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.52%
48E99Y8P9
Other Repurchase Agreement
N
US TREASURY
2015-12-15
2015-12-15
0.25 - 0.25
Treasury Debt
3229200.00
3221985.61
FEDERAL HOME LOAN MORTGAGE CORP
2016-04-18
2043-05-25
0.52 - 5.25
Government Agency Debt
332205340.00
1393622.78
FEDERAL NATIONAL MORTGAGE ASSOC
2020-10-25
2046-02-25
0 - 6.584
Government Agency Debt
4757980007.00
27620602.23
GOVERNMENT NATIONAL MORTAGE ASSOC
2041-09-20
2063-10-20
2 - 4
Government Agency Debt
10135057.00
9785999.92
CPS AUTO GRANTOR/RECEIVABLES TRUST
2019-12-16
2019-12-16
3.32 - 3.32
Other Instrument
ASSET BACKED
1974000.00
1996114.29
CHASE ISSUANCE TRUST (PREVIOUSLY BANC ONE ISSUANCE TRUST)
2019-04-15
2019-04-15
0.417 - 0.417
Other Instrument
ASSET BACKED
30730000.00
30364932.38
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
2016-01-15
2016-01-15
1.667 - 1.667
Other Instrument
ASSET BACKED
1000000.00
1001187.71
CB 144A L.A. ARENA FDG
2026-12-15
2026-12-15
N/A
Other Instrument
ASSET BACKED
15685000.00
8873415.01
First Tier Security
2014-01-02
2014-01-02
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
81000000.00
81000000.00
0.0007
N
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.92%
48E99Y5U1
Other Repurchase Agreement
N
FEDERAL NATIONAL MORTGAGE ASSOC
2037-10-25
2037-10-25
3 - 3
Government Agency Debt
3489385.00
3329465.47
ACE SECURITIES CORP HOME EQUITY LOAN TRUST
2036-12-25
2036-12-25
0.408 - 0.408
Other Instrument
ASSET BACKED
12172250.00
6221018.07
AMERIQUEST MORTGAGE SECURITIES ASSET-BACKED PTC
2035-03-25
2035-03-25
0.948 - 0.948
Other Instrument
ASSET BACKED
1500000.00
643448.15
BAYVIEW FINANCIAL ACQUISITION TRUST
2040-02-28
2040-02-28
1.165 - 1.165
Other Instrument
ASSET BACKED
11225000.00
6047531.37
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.668 - 1.668
Other Instrument
ASSET BACKED
5319000.00
3006236.01
CPS AUTO GRANTOR/RECEIVABLES TRUST
2019-06-17
2019-06-17
8.59 - 8.59
Other Instrument
ASSET BACKED
2000000.00
1083308.15
COUNTRYWIDE HOME EQUITY LOAN TRUST
2035-03-25
2035-03-25
1.218 - 1.218
Other Instrument
ASSET BACKED
11000000.00
5689028.77
COUNTRYWIDE HOME EQUITY LOAN TRUST
2035-09-25
2035-09-25
0.428 - 0.428
Other Instrument
ASSET BACKED
25000000.00
7706869.17
CARRINGTON HOME EQUITY LOAN TRUST
2035-10-25
2035-10-25
0.668 - 0.668
Other Instrument
ASSET BACKED
4574079.00
2237817.84
COUNTRYWIDE HOME EQUITY LOAN TRUST
2037-01-25
2037-01-25
0.418 - 0.418
Other Instrument
ASSET BACKED
7075000.00
3946803.61
FIRST FRANKLIN MORTGAGE LOAN TRUST ABS CERTIFICATES
2035-01-25
2035-01-25
1.368 - 1.368
Other Instrument
ASSET BACKED
9688000.00
3922790.95
HOME EQUITY ASSET TRUST
2037-05-25
2037-05-25
0.318 - 0.318
Other Instrument
ASSET BACKED
51500000.00
20672791.82
INDYMAC HOME EQUITY LOAN ASSET BACKED TRUST
2036-03-25
2036-03-25
0.366 - 0.366
Other Instrument
ASSET BACKED
5460000.00
1990014.75
MORGAN STANLEY ABS
2035-07-25
2035-07-25
0.758 - 0.758
Other Instrument
ASSET BACKED
8189000.00
2960665.53
MORGAN STANLEY ABS
2036-10-25
2036-10-25
0.308 - 0.308
Other Instrument
ASSET BACKED
14442500.00
8005456.07
PARK PLACE ASSET-BACKED PASS-THROUGH CERTIFICATES
2035-01-25
2035-01-25
1.968 - 1.968
Other Instrument
ASSET BACKED
3100000.00
1733923.07
SECURITIZED ASSET BACKED RECEIVABLES TRUST
2035-08-25
2035-08-25
0.608 - 0.608
Other Instrument
ASSET BACKED
12000000.00
6618563.67
SECURITIZED ASSET BACKED RECEIVABLES TRUST
2036-12-25
2036-12-25
0.388 - 0.388
Other Instrument
ASSET BACKED
1931650.00
596040.01
SPECIALTY UNDERWRITING AND RESIDENTIAL FINANCE TRUST (SURF)
2036-09-25
2036-09-25
0.668 - 0.668
Other Instrument
ASSET BACKED
4438253.00
2192689.18
SASCO MORTGAGE LOAN TRUST
2036-10-25
2036-10-25
0.548 - 0.548
Other Instrument
ASSET BACKED
4177000.00
1605094.82
First Tier Security
2014-01-21
2014-01-21
N
N
N
82000000.00
82000000.00
0.0007
Y
82000000.00
82000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.92%
48E99Y6V8
Other Repurchase Agreement
N
51-100
2015-12-15
2066-12-15
0.25 - 10.5
Other Instrument
MORTGAGE
845548373.00
131379770.11
First Tier Security
2014-02-03
2014-02-03
N
N
N
123000000.00
123000000.00
0.0010
Y
123000000.00
123000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.92%
48E99Y7G0
Other Repurchase Agreement
N
FEDERAL NATIONAL MORTGAGE ASSOC
2041-10-25
2041-10-25
6.284 - 6.284
Government Agency Debt
100000.00
15082.93
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.668 - 1.668
Other Instrument
ASSET BACKED
131210744.00
87493317.78
LEHMAN XS TRUST
2037-02-25
2037-02-25
0.338 - 0.338
Other Instrument
MORTGAGE
284915.00
100594.59
First Tier Security
2014-02-10
2014-02-10
N
N
N
81000000.00
81000000.00
0.0007
Y
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.92%
48E99Y8U8
Other Repurchase Agreement
N
51-100
2014-06-15
2099-12-31
0 - 11.75
Other Instrument
MORTGAGE
579062670.00
219983156.49
First Tier Security
2014-03-04
2014-03-04
N
N
N
205000000.00
205000000.00
0.0017
Y
205000000.00
205000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 1.10%
48E99Y2G5
Other Repurchase Agreement
N
US TREASURY
2022-08-15
2022-08-15
1.625 - 1.625
Treasury Debt
27900.00
25519.76
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.668 - 1.668
Other Instrument
ASSET BACKED
116640703.00
77777793.05
CPS AUTO GRANTOR/RECEIVABLES TRUST
2019-06-17
2019-06-17
6.51 - 6.51
Other Instrument
ASSET BACKED
2353000.00
1553805.90
FIRST FRANKLIN MORTGAGE LOAN TRUST ABS CERTIFICATES
2035-03-25
2035-03-25
0.538 - 0.538
Other Instrument
ASSET BACKED
10000000.00
6631331.00
HOME EQUITY ASSET TRUST
2037-01-25
2037-01-25
0.318 - 0.318
Other Instrument
ASSET BACKED
2677716.00
1728351.70
LEHMAN XS TRUST
2037-02-25
2037-02-25
0.338 - 0.338
Other Instrument
MORTGAGE
195840.00
69144.99
First Tier Security
2014-01-09
2014-01-09
N
N
N
81000000.00
81000000.00
0.0007
Y
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 1.10%
48E99Y6J5
Other Repurchase Agreement
N
US TREASURY
2015-12-15
2022-08-15
0.25 - 1.625
Treasury Debt
4493500.00
4137054.24
FEDERAL NATIONAL MORTGAGE ASSOC
2041-10-25
2041-10-25
6.284 - 6.284
Government Agency Debt
756878.00
114159.39
GOVERNMENT NATIONAL MORTAGE ASSOC
2042-05-20
2042-06-20
3.5 - 4.5
Government Agency Debt
12770859.00
13060936.32
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.668 - 1.668
Other Instrument
ASSET BACKED
63771000.00
36042616.35
CMS ENERGY CORP
2015-12-15
2043-03-31
4.7 - 6.875
Other Instrument
CORPORATE
1900000.00
1813422.81
HOME EQUITY ASSET TRUST
2037-01-25
2037-01-25
0.318 - 0.318
Other Instrument
ASSET BACKED
5590310.00
3608307.14
HOME EQUITY ASSET TRUST
2037-03-25
2037-03-25
0.328 - 0.328
Other Instrument
ASSET BACKED
9225000.00
5278499.80
LONG BEACH MORTGAGE LOAN TRUST
2036-02-25
2036-02-25
0.468 - 0.468
Other Instrument
ASSET BACKED
18825000.00
11652871.41
MERITAGE MORTGAGE LOAN TRUST
2035-11-25
2035-11-25
0.963 - 0.963
Other Instrument
ASSET BACKED
3509633.00
2145157.65
STRUCTURED ASSET INVESTMENT LOAN TRUST
2034-11-25
2034-11-25
1.068 - 1.068
Other Instrument
ASSET BACKED
30000000.00
4420266.70
WELLS FARGO HOME EQUITY TRUST
2035-11-25
2035-11-25
1.318 - 1.318
Other Instrument
ASSET BACKED
3000000.00
1909104.30
BANCO BEMGE S.A.
2020-08-05
2020-08-05
8.875 - 8.875
Other Instrument
CORPORATE
50000.00
50024.31
5.875% MTN REDEEM 2
2019-03-25
2019-03-25
5.875 - 5.875
Other Instrument
CORPORATE
100000.00
101816.67
GRUPO PAPELERO SCRIBE SA DE CV
2020-04-07
2020-04-07
8.875 - 8.875
Other Instrument
CORPORATE
2000.00
1996.42
PETROLEOS DE VENEZU
2017-11-02
2017-11-02
8.5 - 8.5
Other Instrument
CORPORATE
2498500.00
2104812.74
7.75% NT REDEEM 06/
2020-11-06
2020-11-06
7.75 - 7.75
Other Instrument
CORPORATE
102000.00
105971.91
9.375% BD REDEEM 12
2022-10-12
2022-10-12
9.375 - 9.375
Other Instrument
CORPORATE
100000.00
114807.29
First Tier Security
2014-02-27
2014-02-27
N
N
N
81000000.00
81000000.00
0.0007
Y
81000000.00
81000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.24%
42T99QXB6
0000050916
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2027-05-15
2043-03-15
3 - 6.812
Government Agency Debt
267295275.00
34369395.08
FEDERAL NATIONAL MORTGAGE ASSOC
2027-10-01
2043-11-01
2.5 - 6.534
Government Agency Debt
481161655.00
54113028.09
First Tier Security
2014-01-03
2014-01-03
N
N
N
86000000.00
86000000.00
0.0007
N
86000000.00
86000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.31%
42T99QXA8
0000050916
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2021-11-15
2043-04-15
0 - 179.202
Government Agency Debt
906789923.00
44793375.44
FEDERAL NATIONAL MORTGAGE ASSOC
2017-02-25
2043-10-01
0 - 26.243
Government Agency Debt
1660762326.00
90473502.21
GOVERNMENT NATIONAL MORTAGE ASSOC
2025-12-20
2043-11-20
0 - 10.616
Government Agency Debt
241058329.00
22301591.77
First Tier Security
2014-01-07
2014-01-07
Y
RBC CAP MARKETS LLC(NON-GV RP)
N/A
N/A
N
N
153000000.00
153000000.00
0.0013
N
153000000.00
153000000.00
RBS Securities, Inc.
RBS Securities, Inc., 0.60%
35J99R8Y7
0000808379
Other Repurchase Agreement
N
51-100
2015-01-15
2056-08-15
0 - 14
Other Instrument
MORTGAGE
9176840338.35
303325254.01
First Tier Security
2014-01-07
2014-01-07
N
N
N
287000000.00
287000000.00
0.0024
N
287000000.00
287000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.23%
60S99BMC2
Other Repurchase Agreement
N
ABBVIE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12761.00
676460.61
AGILENT TECH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
14305.00
819962.60
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1601.00
887786.52
AVON PRODUCTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
303772.00
5215765.24
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1316635.00
20460507.90
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
500.00
25960.00
COMCAST-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
22085.00
1145548.95
DISCOVER FNCL SRVCS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
41666.00
2294546.62
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
57906.00
3110131.26
MCDONALD'S
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
53.00
5141.53
MCKESSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
10504.00
1687887.76
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
797318.00
29731988.22
MONDELEZ INT-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
6853.00
240745.89
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
6094.00
527740.40
STARBUCKS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
21026.00
1651592.30
TESORO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3844.00
217378.20
WALGREEN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
300018.00
17353041.12
WELLPOINT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
43251.00
3958331.52
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
549166.00
24987053.00
LYONDELLBASELL IND
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
34285.00
2723943.25
First Tier Security
2014-01-07
2014-01-07
N
N
N
109000000.00
109000000.00
0.0009
N
109000000.00
109000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.26%
60S99BLH2
Other Repurchase Agreement
N
ABBVIE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
46970.00
2489879.70
AETNA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
210593.00
14351912.95
ALLERGAN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
26406.00
2924464.50
ALLSTATE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
44586.00
2417898.78
AMERICAN INTL GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
492237.00
25158233.07
AMERICAN TOWER REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
232386.00
18544402.80
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
16029.00
8888401.08
BAKER HUGHES INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
362324.00
19728541.80
BROADCOM-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
277508.00
8114333.92
CISCO SYSTEMS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
509779.00
11342582.75
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
270263.00
14032054.96
COCA-COLA CO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
69914.00
2872766.26
COMCAST-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
39973.00
2073399.51
EBAY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
491613.00
26552018.13
FORD MOTOR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11409.00
174329.52
GENERAL ELECTRIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
516869.00
14415476.41
HEWLETT-PACKARD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
237.00
6652.59
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
47204.00
2735471.80
KEYCORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
113739.00
1521827.82
MASTERCARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
13750.00
11457875.00
MCDONALD'S
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
61728.00
5988233.28
MERCK
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
156636.00
7822401.84
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1032591.00
38505318.39
MONDELEZ INT-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
145246.00
5102491.98
MONSANTO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
197.00
22812.60
PRICELINE.COM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
306.00
352784.34
REGIONS FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2499999.00
24599990.16
REPUBLIC SERVICES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
53779.00
1790302.91
TESORO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
29764.00
1683154.20
WALGREEN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
399868.00
23128365.12
WELLPOINT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4117.00
376787.84
First Tier Security
2014-01-02
2014-01-02
N
N
N
277000000.00
277000000.00
0.0023
N
277000000.00
277000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.26%
60S99BLM1
Other Repurchase Agreement
N
ABBVIE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
25755.00
1365272.55
AMGEN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
108.00
12472.92
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
73499.00
40756665.48
COMCAST-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
32866.00
1704759.42
COSTCO WHSL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4452.00
528764.04
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
461608.00
24792965.68
GENL DYNAMICS CORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
470000.00
44697000.00
HEWLETT-PACKARD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11062.00
310510.34
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
981532.00
56879779.40
JOHNSON & JOHNSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
429180.00
39613314.00
MCDONALD'S
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
34447.00
3341703.47
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
127931.00
4770546.99
MOSAIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3868.00
181834.68
STARBUCKS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
57373.00
4506649.15
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
310951.00
14148270.50
First Tier Security
2014-01-03
2014-01-03
N
N
N
220000000.00
220000000.00
0.0018
N
220000000.00
220000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.28%
60S99BMH1
Other Repurchase Agreement
N
51-100
2014-01-13
2099-12-31
0 - 11.75
Other Instrument
CORPORATE
247259851.00
258171252.04
First Tier Security
2014-01-02
2014-01-02
N
N
N
243000000.00
243000000.00
0.0020
N
243000000.00
243000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.28%
60S99BLU3
Other Repurchase Agreement
N
ABBOTT LABORATORIES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
217956.00
8371689.96
ABBVIE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
208268.00
11040286.68
ADOBE SYSTEMS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
17950.00
1068922.50
ALEXION PHARM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
10404.00
1380610.80
ALLSTATE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11612.00
629718.76
AMERICAN EXPRESS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
13561.00
1214929.99
AMERICAN INTL GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
27103.00
1385234.33
AMGEN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
6773.00
782213.77
ANADARKO PETROLEUM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
41548.00
3286031.32
ANALOG DEVICES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
364.00
18509.40
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8136.00
4511574.72
AUTOMATIC DATA PROC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1142.00
92593.36
BEAM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4387.00
296736.68
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
199159.00
10340335.28
COCA-COLA CO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
214216.00
8802135.44
COMCAST-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
45707.00
2370822.09
COSTCO WHSL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2639.00
313434.03
DISCOVER FNCL SRVCS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
64956.00
3577126.92
EXPRESS SCRPTS HLDG
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
154347.00
10833615.93
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
472417.00
25373517.07
FORD MOTOR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
530.00
8098.40
FOREST LABORATORIES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2519.00
151618.61
INTL GAME TECHNOLOG
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
400000.00
7160000.00
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
204634.00
11858540.30
LSI
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1106344.00
12191910.88
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
519442.00
19369992.18
MONDELEZ INT-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
10029.00
352318.77
MONSANTO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
625.00
72375.00
MOSAIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
463.00
21765.63
ORACLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
125052.00
4750725.48
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5822.00
504185.20
PHILLIPS 66
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
43138.00
3223271.36
PRICELINE.COM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
7286.00
8399956.54
STARBUCKS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
53887.00
4232823.85
WELLPOINT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
58.00
5308.16
ZOETIS-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
50821.00
1660322.07
LYONDELLBASELL IND
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
94038.00
7471319.10
First Tier Security
2014-01-06
2014-01-06
N
N
N
164000000.00
164000000.00
0.0014
N
164000000.00
164000000.00
UBS Securities LLC
UBS Securities LLC, 0.44%
23M99SVQ8
0000230611
Other Repurchase Agreement
N
ACCURAY INC DEL 3.75 01AUG16
2016-08-01
2016-08-01
N/A
Other Instrument
EQUITY
381000.00
432436.91
ALPHA NAT RES INC
2020-12-15
2020-12-15
4.875 - 4.875
Other Instrument
EQUITY
4154933.00
4457398.27
ARCHER DANIELS MIDLAND CO
2014-02-15
2014-02-15
0.875 - 0.875
Other Instrument
EQUITY
8068000.00
8563662.06
ARES CAP CORP
2016-06-01
2016-06-01
5.125 - 5.125
Other Instrument
EQUITY
2435000.00
2605208.53
ASCENT CAP GROUP INC FORMERLY ASCENT MEDIA CORP
2020-07-15
2020-07-15
4 - 4
Other Instrument
EQUITY
1044362.00
1150442.49
CBIZ INC
2015-10-01
2015-10-01
4.875 - 4.875
Other Instrument
EQUITY
954000.00
1290587.89
CADENCE DESIGN SYS INC
2015-06-01
2015-06-01
2.625 - 2.625
Other Instrument
EQUITY
419000.00
785758.03
CAMPUS CREST CMNTYS OPER PARTNERSHIP LP
2018-10-15
2018-10-15
4.75 - 4.75
Other Instrument
EQUITY
2632744.00
2687130.64
CHEMED CORP NEW
2014-05-15
2014-05-15
1.875 - 1.875
Other Instrument
EQUITY
464000.00
483671.67
CHESAPEAKE ENERGY CORP
2037-05-15
2037-05-15
2.5 - 2.5
Other Instrument
EQUITY
1800000.00
1821500.00
CIENA CORP
2018-10-15
2018-10-15
3.75 - 3.75
Other Instrument
EQUITY
284000.00
410322.25
DOLLAR FINL CORP
2028-04-01
2028-04-01
3 - 3
Other Instrument
EQUITY
3578000.00
3459496.64
EQUINIX INC
2014-10-15
2014-10-15
3 - 3
Other Instrument
EQUITY
2185000.00
3380114.88
EXELIXIS INC
2019-08-15
2019-08-15
4.25 - 4.25
Other Instrument
EQUITY
480000.00
586106.67
FOREST CITY ENTERPRISES INC
2016-10-15
2016-10-15
5 - 5
Other Instrument
EQUITY
608000.00
942360.82
GOLDCORP INC NEW
2014-08-01
2014-08-01
2 - 2
Other Instrument
EQUITY
9154000.00
9253168.33
HAWAIIAN HLDGS INC
2016-03-15
2016-03-15
5 - 5
Other Instrument
EQUITY
4118000.00
5589041.11
HEALTH MGMT ASSOCS INC NEW
2028-05-01
2028-05-01
3.75 - 3.75
Other Instrument
EQUITY
314000.00
380922.82
LIONS GATE ENTMT INC
2025-03-15
2025-03-15
3.625 - 3.625
Other Instrument
EQUITY
2689000.00
10361183.84
MGIC INVT CORP WIS
2017-05-01
2017-05-01
5 - 5
Other Instrument
EQUITY
2303000.00
2604309.17
MEDICINES CO 1.375 01JUN17
2017-06-01
2017-06-01
N/A
Other Instrument
EQUITY
347389.00
521915.79
MERITAGE HOMES CORP FORMERLY MERITAGE CORP TO 09
2032-09-15
2032-09-15
1.875 - 1.875
Other Instrument
EQUITY
2810000.00
3152176.04
MICRON TECHNOLOGY INC
2033-02-15
2033-02-15
1.625 - 2.125
Other Instrument
EQUITY
14254190.00
28873714.55
NEWPARK RESOURCES INC NEWPARK RES INC
2017-10-01
2017-10-01
4 - 4
Other Instrument
EQUITY
15634000.00
21115749.42
OPKO HEALTH INC
2033-02-01
2033-02-01
3 - 3
Other Instrument
EQUITY
723068.00
954905.29
P H H CORP PHH CORP FORMERLY PHH GROUP INC TO 08
2014-09-01
2014-09-01
4 - 4
Other Instrument
EQUITY
230000.00
248161.57
PETROLEUM DEV CORP
2016-05-15
2016-05-15
3.25 - 3.25
Other Instrument
EQUITY
1983000.00
2769562.46
RAMBUS INC DEL
2018-08-15
2018-08-15
1.125 - 1.125
Other Instrument
EQUITY
500382.00
525341.05
SANDISK CORP
2017-08-15
2020-10-15
0.5 - 1.5
Other Instrument
EQUITY
8912544.00
10740723.90
SEACOR HLDGS INC
2028-11-15
2028-11-15
3 - 3
Other Instrument
EQUITY
1742725.00
1737432.93
SOLARCITY CORP
2018-11-01
2018-11-01
2.75 - 2.75
Other Instrument
EQUITY
7030271.00
8380668.89
SUNEDISON INC
2018-10-01
2018-10-01
N/A
Other Instrument
EQUITY
4810042.00
5378498.11
TELEFLEX INC
2017-08-01
2017-08-01
3.875 - 3.875
Other Instrument
EQUITY
1820000.00
2906132.02
TRULIA INC
2020-12-15
2020-12-15
N/A
Other Instrument
EQUITY
381954.00
445206.43
WABASH NATL CORP
2018-05-01
2018-05-01
3.375 - 3.375
Other Instrument
EQUITY
70000.00
91481.25
WORKDAY INC
2020-07-15
2020-07-15
1.5 - 1.5
Other Instrument
EQUITY
504308.00
608657.73
First Tier Security
2014-01-07
2014-01-07
Y
UBS SECS LLC (NON GOV REPO)
N/A
N/A
N
N
139000000.00
139000000.00
0.0012
N
139000000.00
139000000.00
UBS Securities LLC
UBS Securities LLC, 0.44%
23M99SVR6
0000230611
Other Repurchase Agreement
N
ACCURAY INC DEL
2018-02-01
2018-02-01
N/A
Other Instrument
EQUITY
1062753.00
1811551.05
ALPHA NAT RES INC
2020-12-15
2020-12-15
4.875 - 4.875
Other Instrument
EQUITY
7845067.00
8416161.73
CBIZ INC
2015-10-01
2015-10-01
4.875 - 4.875
Other Instrument
EQUITY
60000.00
81169.05
CAMPUS CREST CMNTYS OPER PARTNERSHIP LP
2018-10-15
2018-10-15
4.75 - 4.75
Other Instrument
EQUITY
90305.00
92170.50
CEMEX S A B DE C V FORMERLY CEMEX S A 07/03/2006
2016-03-15
2016-03-15
3.25 - 3.25
Other Instrument
EQUITY
12324000.00
16285542.96
CHEMED CORP NEW
2014-05-15
2014-05-15
1.875 - 1.875
Other Instrument
EQUITY
205000.00
213691.15
CHESAPEAKE ENERGY CORP
2037-05-15
2037-05-15
2.5 - 2.5
Other Instrument
EQUITY
2606000.00
2637127.22
COLONY FINL INC
2023-04-15
2023-04-15
5 - 5
Other Instrument
EQUITY
3467673.00
3582298.86
EXELIXIS INC
2019-08-15
2019-08-15
4.25 - 4.25
Other Instrument
EQUITY
1033000.00
1261350.39
FXCM INC
2018-06-15
2018-06-15
2.25 - 2.25
Other Instrument
EQUITY
2430000.00
2686073.40
FOREST CITY ENTERPRISES INC
2020-08-15
2020-08-15
3.625 - 3.625
Other Instrument
EQUITY
2493656.00
2585483.50
JARDEN CORP
2018-09-15
2018-09-15
1.875 - 1.875
Other Instrument
EQUITY
2100000.00
2954218.75
JETBLUE AWYS CORP
2039-10-15
2039-10-15
6.75 - 6.75
Other Instrument
EQUITY
3792000.00
7190124.96
LIBERTY MEDIA CORP ACQUIRED BY TELE COMMUNICATIO
2030-02-15
2030-02-15
3.75 - 3.75
Other Instrument
EQUITY
1629000.00
982151.25
LIONS GATE ENTMT INC
2025-03-15
2025-03-15
3.625 - 3.625
Other Instrument
EQUITY
640000.00
2466031.11
MGIC INVT CORP WIS
2017-05-01
2017-05-01
5 - 5
Other Instrument
EQUITY
8640000.00
9770400.00
MEDICINES CO 1.375 01JUN17
2017-06-01
2017-06-01
N/A
Other Instrument
EQUITY
2261400.00
3397517.94
MOLINA HEALTHCARE INC
2020-01-15
2020-01-15
1.125 - 1.125
Other Instrument
EQUITY
385811.00
402762.57
NEWPARK RESOURCES INC NEWPARK RES INC
2017-10-01
2017-10-01
4 - 4
Other Instrument
EQUITY
85000.00
114803.55
NUANCE COMMUNICATIONS INC
2031-11-01
2031-11-01
2.75 - 2.75
Other Instrument
EQUITY
917480.00
896454.42
OPKO HEALTH INC
2033-02-01
2033-02-01
3 - 3
Other Instrument
EQUITY
214473.00
283239.48
PDL BIOPHARMA INC
2015-05-01
2015-05-01
3.75 - 3.75
Other Instrument
EQUITY
1835000.00
2496756.05
PORTFOLIO RECOVERY ASSOCS INC
2020-08-01
2020-08-01
3 - 3
Other Instrument
EQUITY
3662072.00
4035163.90
PROOFPOINT INC
2018-12-15
2018-12-15
N/A
Other Instrument
EQUITY
463157.00
501916.55
RAMBUS INC DEL
2018-08-15
2018-08-15
1.125 - 1.125
Other Instrument
EQUITY
44422.00
46637.77
SANDISK CORP
2017-08-15
2020-10-15
0.5 - 1.5
Other Instrument
EQUITY
2563634.00
2793809.09
SEACOR HLDGS INC
2028-11-15
2028-11-15
3 - 3
Other Instrument
EQUITY
4647604.00
4633490.78
STANDARD PAC CORP NEW
2032-08-01
2032-08-01
1.25 - 1.25
Other Instrument
EQUITY
1170000.00
1546843.35
STEWART ENTERPRISES INC
2014-07-15
2014-07-15
3.125 - 3.125
Other Instrument
EQUITY
4413000.00
5585488.74
SUNEDISON INC
2018-10-01
2018-10-01
N/A
Other Instrument
EQUITY
267680.00
299314.72
TELEFLEX INC
2017-08-01
2017-08-01
3.875 - 3.875
Other Instrument
EQUITY
930000.00
1485001.52
TRULIA INC
2020-12-15
2020-12-15
N/A
Other Instrument
EQUITY
2584326.00
3012296.13
WORKDAY INC
2020-07-15
2020-07-15
1.5 - 1.5
Other Instrument
EQUITY
8545834.00
10314109.48
First Tier Security
2014-01-07
2014-01-07
Y
UBS SECS LLC (NON GOV REPO)
N/A
N/A
N
N
97000000.00
97000000.00
0.0008
N
97000000.00
97000000.00