0000278001-13-000091.txt : 20140129
0000278001-13-000091.hdr.sgml : 20140129
20131205132056
ACCESSION NUMBER: 0000278001-13-000091
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131130
FILED AS OF DATE: 20131205
DATE AS OF CHANGE: 20131205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDELITY PHILLIPS STREET TRUST
CENTRAL INDEX KEY: 0000278001
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02890
FILM NUMBER: 131259440
BUSINESS ADDRESS:
STREET 1: 245 SUMMER STREET
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 617-563-7000
MAIL ADDRESS:
STREET 1: 245 SUMMER STREET
CITY: BOSTON
STATE: MA
ZIP: 02210
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY CASH RESERVES
DATE OF NAME CHANGE: 19930122
0000278001
S000007149
Fidelity Cash Reserves
C000019553
Fidelity Cash Reserves
FDRXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-11-30
0000278001
S000007149
1
N
N
002-63350
FIDELITY MANAGEMENT & RESEARCH COMPANY (FMR)
801-07884
FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.
801-34590
FIDELITY MANAGEMENT & RESEARCH (U.K.), INC.
801-28773
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED
801-69507
FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC.
801-69571
PRICEWATERHOUSECOOPERS LLP
BOSTON
MA
None
FIDELITY INVESTMENTS INSTIT. OPERATIONS CO.
0000862124
084-01839
N
N
N
Prime
57
114
118515228834.21
1461457481.71
247558492.79
119729127823.13
0.0025
1.0004
2013-11-29
1.0004
2013-11-29
C000019553
2500.00
119729127823.13
1.00
-1115556921.23
21576466432.52
22692023353.75
0.0001
1.0004
2013-11-29
1.0004
2013-11-29
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.18%
06366AUB6
Certificate of Deposit
First Tier Security
2013-12-06
2013-12-06
N
N
N
250000000.00
250000000.00
0.0021
N
250003875.00
250003875.00
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.18%
06366AUX8
Certificate of Deposit
First Tier Security
2013-12-10
2013-12-10
N
N
N
432000000.00
432000000.00
0.0036
N
432010540.80
432010540.80
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.18%
06366AYX4
Certificate of Deposit
First Tier Security
2014-01-06
2014-01-06
N
N
N
269000000.00
269000000.00
0.0022
N
269017027.70
269017027.70
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.20%
06366AZE5
Certificate of Deposit
First Tier Security
2014-02-07
2014-02-07
N
N
N
350000000.00
350000000.00
0.0029
N
350040810.00
350040810.00
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.22%
06366LDW5
Certificate of Deposit
First Tier Security
2013-12-17
2014-08-14
N
N
N
912000000.00
912000000.00
0.0076
N
912176928.00
912176928.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F3C2
Certificate of Deposit
First Tier Security
2014-01-10
2014-01-10
N
N
N
425000000.00
425000000.00
0.0035
N
425059457.50
425059457.50
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F3D0
Certificate of Deposit
First Tier Security
2014-01-13
2014-01-13
N
N
N
425000000.00
425000000.00
0.0035
N
425063707.50
425063707.50
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F3E8
Certificate of Deposit
First Tier Security
2014-01-14
2014-01-14
N
N
N
409000000.00
409000000.00
0.0034
N
409062699.70
409062699.70
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417F4S6
Certificate of Deposit
First Tier Security
2014-02-04
2014-02-04
N
N
N
428000000.00
428000000.00
0.0036
N
428047722.00
428047722.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.20%
06417HAV8
Certificate of Deposit
First Tier Security
2014-04-01
2014-04-01
N
N
N
715000000.00
715000000.00
0.0060
N
714731517.50
714731517.50
Bank of Nova Scotia
Bank of Nova Scotia, 0.23%
06417FRV4
Certificate of Deposit
First Tier Security
2013-12-03
2014-01-03
N
N
N
618000000.00
618000000.00
0.0052
N
618079722.00
618079722.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.25%
06417FYW4
Certificate of Deposit
First Tier Security
2013-12-27
2013-12-27
N
N
N
1027000000.00
1027000000.00
0.0086
N
1027159698.50
1027159698.50
Bank of Nova Scotia
Bank of Nova Scotia, 0.29%
06417E5W9
Certificate of Deposit
First Tier Security
2013-12-11
2014-05-09
N
N
N
406000000.00
406000000.00
0.0034
N
406068208.00
406068208.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538F4N1
Certificate of Deposit
First Tier Security
2013-12-10
2014-01-10
N
N
N
1270000000.00
1270000000.00
0.0106
N
1270093980.00
1270093980.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GBD3
Certificate of Deposit
First Tier Security
2013-12-13
2013-12-13
N
N
N
461000000.00
461000000.00
0.0039
N
461012539.20
461012539.20
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GBF8
Certificate of Deposit
First Tier Security
2013-12-16
2013-12-16
N
N
N
1500000000.00
1500000000.00
0.0125
N
1500049500.00
1500049500.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GBY7
Certificate of Deposit
First Tier Security
2013-12-18
2013-12-18
N
N
N
1000000000.00
1000000000.00
0.0084
N
1000036900.00
1000036900.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GQS4
Certificate of Deposit
First Tier Security
2014-04-01
2014-04-01
N
N
N
500000000.00
500000000.00
0.0042
N
500008500.00
500008500.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.25%
06538GSB9
Certificate of Deposit
First Tier Security
2014-04-10
2014-04-10
N
N
N
449000000.00
449000000.00
0.0038
N
449008216.70
449008216.70
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.21%
05572W2N5
Certificate of Deposit
First Tier Security
2013-12-11
2013-12-11
N
N
N
251000000.00
251000000.00
0.0021
N
251005848.30
251005848.30
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.22%
05572W2G0
Certificate of Deposit
First Tier Security
2013-12-06
2013-12-06
N
N
N
305000000.00
305000000.00
0.0025
N
305004727.50
305004727.50
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W4S2
Certificate of Deposit
First Tier Security
2014-03-13
2014-03-13
N
N
N
487000000.00
487000000.00
0.0041
N
486985877.00
486985877.00
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W5A0
Certificate of Deposit
First Tier Security
2014-03-19
2014-03-19
N
N
N
450000000.00
450000000.00
0.0038
N
449986230.00
449986230.00
BNP Paribas New York Branch
BNP Paribas New York Branch, 0.25%
05572W5G7
Certificate of Deposit
First Tier Security
2014-03-25
2014-03-25
N
N
N
250000000.00
250000000.00
0.0021
N
249991950.00
249991950.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.22%
13606YZK5
Certificate of Deposit
First Tier Security
2013-12-16
2014-08-13
N
N
N
1249000000.00
1249000000.00
0.0104
N
1249395933.00
1249395933.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.27%
13606YRX6
Certificate of Deposit
First Tier Security
2013-12-05
2014-05-02
N
N
N
403000000.00
403000000.00
0.0034
N
403002418.00
403002418.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.29%
13606YPQ3
Certificate of Deposit
First Tier Security
2013-12-03
2014-05-02
N
N
N
405000000.00
405000000.00
0.0034
N
404973270.00
404973270.00
Credit Industriel et Commercial
Credit Industriel et Commercial, 0.15%
22536GYH8
Certificate of Deposit
First Tier Security
2013-12-03
2013-12-03
N
N
N
1029000000.00
1029000000.00
0.0086
N
1028997736.20
1028997736.20
Credit Industriel et Commercial
Credit Industriel et Commercial, 0.15%
22536GYL9
Certificate of Deposit
First Tier Security
2013-12-04
2013-12-04
N
N
N
512000000.00
512000000.00
0.0043
N
511998566.40
511998566.40
Credit Suisse
Credit Suisse, 0.26%
22549TDP0
Certificate of Deposit
First Tier Security
2013-12-10
2014-03-10
N
N
N
387000000.00
387000000.00
0.0032
N
387021285.00
387021285.00
Credit Suisse
Credit Suisse, 0.29%
22550DR76
Certificate of Deposit
First Tier Security
2014-01-07
2014-01-07
Y
CREDIT SUISSE NY BRH CD PRG BE
N/A
N/A
N
N
618000000.00
618000000.00
0.0052
N
618029664.00
618029664.00
Credit Suisse
Credit Suisse, 0.32%
22549TLL0
Certificate of Deposit
First Tier Security
2013-12-06
2014-06-06
N
N
N
644000000.00
644000000.00
0.0054
N
643934956.00
643934956.00
Credit Suisse
Credit Suisse, 0.32%
22549TLT3
Certificate of Deposit
First Tier Security
2013-12-09
2014-06-09
N
N
N
215000000.00
215000000.00
0.0018
N
214978070.00
214978070.00
Deutsche Bank AG New York Branch
Deutsche Bank AG New York Branch, 0.21%
25155B2R5
Certificate of Deposit
First Tier Security
2013-12-27
2013-12-27
N
N
N
546000000.00
546000000.00
0.0046
N
546046683.00
546046683.00
Deutsche Bank AG New York Branch
Deutsche Bank AG New York Branch, 0.22%
25155JAD0
Certificate of Deposit
First Tier Security
2014-02-26
2014-02-26
N
N
N
1824000000.00
1824000000.00
0.0152
N
1824045052.80
1824045052.80
Fortis Bank New York Branch
Fortis Bank New York Branch, 0.21%
34959TAQ9
Certificate of Deposit
First Tier Security
2013-12-18
2013-12-18
N
N
N
504000000.00
504000000.00
0.0042
N
504013305.60
504013305.60
KBC Bank NV
KBC Bank NV, 0.22%
4823T0XL8
Certificate of Deposit
First Tier Security
2013-12-03
2013-12-03
N
N
N
1173000000.00
1173000000.00
0.0098
N
1173007859.10
1173007859.10
KBC Bank NV
KBC Bank NV, 0.22%
4823T0XM6
Certificate of Deposit
First Tier Security
2013-12-04
2013-12-04
N
N
N
808000000.00
808000000.00
0.0067
N
808006706.40
808006706.40
KBC Bank NV
KBC Bank NV, 0.22%
4823T0XN4
Certificate of Deposit
First Tier Security
2013-12-06
2013-12-06
N
N
N
1215000000.00
1215000000.00
0.0101
N
1215000000.00
1215000000.00
Mitsubishi UFJ Trust & Banking Corp.
Mitsubishi UFJ Trust & Banking Corp., 0.32%
60682AGJ9
Certificate of Deposit
First Tier Security
2014-02-21
2014-02-21
N
N
N
127000000.00
127000000.00
0.0011
N
127029565.60
127029565.60
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.20%
60688LEA0
Certificate of Deposit
First Tier Security
2013-12-17
2013-12-17
N
N
N
57000000.00
57000252.65
0.0005
N
57000855.00
57000855.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LEL6
Certificate of Deposit
First Tier Security
2014-01-23
2014-01-23
N
N
N
431000000.00
431000000.00
0.0036
N
431039436.50
431039436.50
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LEZ5
Certificate of Deposit
First Tier Security
2014-01-31
2014-01-31
N
N
N
429000000.00
429000000.00
0.0036
N
429044959.20
429044959.20
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LFP6
Certificate of Deposit
First Tier Security
2014-02-07
2014-02-07
N
N
N
427000000.00
427000000.00
0.0036
N
427016524.90
427016524.90
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LGS9
Certificate of Deposit
First Tier Security
2014-02-21
2014-02-21
N
N
N
438000000.00
438000000.00
0.0037
N
438020367.00
438020367.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LHN9
Certificate of Deposit
First Tier Security
2014-03-06
2014-03-06
N
N
N
432000000.00
432000000.00
0.0036
N
431999956.80
431999956.80
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LHP4
Certificate of Deposit
First Tier Security
2014-03-07
2014-03-07
N
N
N
430000000.00
430000000.00
0.0036
N
429999957.00
429999957.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.25%
60688LHS8
Certificate of Deposit
First Tier Security
2014-03-10
2014-03-10
N
N
N
431000000.00
431000000.00
0.0036
N
430999956.90
430999956.90
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.26%
60688LCT1
Certificate of Deposit
First Tier Security
2013-12-13
2013-12-13
N
N
N
429000000.00
429000000.00
0.0036
N
429013341.90
429013341.90
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.26%
60688LCV6
Certificate of Deposit
First Tier Security
2013-12-20
2013-12-20
N
N
N
214000000.00
214000000.00
0.0018
N
214009972.40
214009972.40
National Bank of Canada
National Bank of Canada, 0.30%
63307UEA5
Certificate of Deposit
First Tier Security
2013-12-10
2014-02-07
N
N
N
201000000.00
201000000.00
0.0017
N
201006432.00
201006432.00
National Bank of Canada
National Bank of Canada, 0.31%
63307UDX6
Certificate of Deposit
First Tier Security
2013-12-23
2014-02-20
N
N
N
1610000000.00
1610000000.00
0.0134
N
1610082110.00
1610082110.00
National Bank of Canada
National Bank of Canada, 0.34%
63307UBK6
Certificate of Deposit
First Tier Security
2013-12-20
2014-05-19
N
N
N
1201000000.00
1200788929.82
0.0100
N
1201420350.00
1201420350.00
Royal Bank of Canada
Royal Bank of Canada, 0.17%
78009NPN0
Certificate of Deposit
First Tier Security
2013-12-09
2014-04-07
N
N
N
208000000.00
208000000.00
0.0017
N
207957568.00
207957568.00
Royal Bank of Canada
Royal Bank of Canada, 0.22%
78009NNZ5
Certificate of Deposit
First Tier Security
2013-12-03
2014-06-03
N
N
N
425000000.00
425000000.00
0.0035
N
424936675.00
424936675.00
Royal Bank of Canada
Royal Bank of Canada, 0.24%
78009NNP7
Certificate of Deposit
First Tier Security
2013-12-27
2014-03-27
N
N
N
325000000.00
325000000.00
0.0027
N
325037700.00
325037700.00
Royal Bank of Canada
Royal Bank of Canada, 0.25%
78009NNT9
Certificate of Deposit
First Tier Security
2013-12-09
2014-04-08
N
N
N
250000000.00
250000000.00
0.0021
N
250018000.00
250018000.00
Royal Bank of Canada
Royal Bank of Canada, 0.25%
78009NNU6
Certificate of Deposit
First Tier Security
2013-12-16
2014-04-15
N
N
N
228000000.00
228000000.00
0.0019
N
228017556.00
228017556.00
Skandinaviska Enskilda Banken
Skandinaviska Enskilda Banken, 0.24%
83051HRD0
Certificate of Deposit
First Tier Security
2014-03-20
2014-03-20
N
N
N
429000000.00
429000000.00
0.0036
N
429039596.70
429039596.70
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.22%
86562JAE7
Certificate of Deposit
First Tier Security
2013-12-19
2014-02-19
N
N
N
206000000.00
206000000.00
0.0017
N
205990936.00
205990936.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CZZ8
Certificate of Deposit
First Tier Security
2013-12-23
2013-12-23
N
N
N
500000000.00
500000000.00
0.0042
N
500019950.00
500019950.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CB43
Certificate of Deposit
First Tier Security
2013-12-27
2013-12-27
N
N
N
423000000.00
423000000.00
0.0035
N
423019711.80
423019711.80
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CG55
Certificate of Deposit
First Tier Security
2014-01-03
2014-01-03
N
N
N
426000000.00
426000000.00
0.0036
N
426020661.00
426020661.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CL75
Certificate of Deposit
First Tier Security
2014-01-13
2014-01-13
N
N
N
508000000.00
508000000.00
0.0042
N
508031699.20
508031699.20
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562CR38
Certificate of Deposit
First Tier Security
2014-01-22
2014-01-22
N
N
N
427000000.00
427000000.00
0.0036
N
427031939.60
427031939.60
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562C2J0
Certificate of Deposit
First Tier Security
2014-02-10
2014-02-10
N
N
N
500000000.00
500000000.00
0.0042
N
500010050.00
500010050.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562C6J6
Certificate of Deposit
First Tier Security
2014-03-10
2014-03-10
N
N
N
429000000.00
429000000.00
0.0036
N
428999957.10
428999957.10
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UAD4
Certificate of Deposit
First Tier Security
2014-03-12
2014-03-12
N
N
N
432000000.00
432000000.00
0.0036
N
431999956.80
431999956.80
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UBE1
Certificate of Deposit
First Tier Security
2014-03-21
2014-03-21
N
N
N
391000000.00
391000000.00
0.0033
N
390999960.90
390999960.90
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.24%
86562UBS0
Certificate of Deposit
First Tier Security
2014-03-25
2014-03-25
N
N
N
434000000.00
434000000.00
0.0036
N
433999956.60
433999956.60
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.31%
86562JAD9
Certificate of Deposit
First Tier Security
2013-12-16
2014-05-15
N
N
N
890000000.00
890000000.00
0.0074
N
890039160.00
890039160.00
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.26%
86563KFE8
Certificate of Deposit
First Tier Security
2014-02-04
2014-02-04
N
N
N
351000000.00
351000000.00
0.0029
N
351019515.60
351019515.60
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.26%
86563KFH1
Certificate of Deposit
First Tier Security
2014-02-24
2014-02-24
N
N
N
432000000.00
432000000.00
0.0036
N
432031233.60
432031233.60
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.26%
86563KFK4
Certificate of Deposit
First Tier Security
2014-02-25
2014-02-25
N
N
N
430000000.00
430000000.00
0.0036
N
430031433.00
430031433.00
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.27%
86563KDJ9
Certificate of Deposit
First Tier Security
2013-12-19
2013-12-19
N
N
N
422000000.00
422000000.00
0.0035
N
422021057.80
422021057.80
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.27%
86563KFN8
Certificate of Deposit
First Tier Security
2014-03-06
2014-03-06
N
N
N
644000000.00
644000000.00
0.0054
N
644043276.80
644043276.80
Sumitomo Mitsui Trust Banking Ltd.
Sumitomo Mitsui Trust Banking Ltd., 0.27%
86563KFY4
Certificate of Deposit
First Tier Security
2014-03-21
2014-03-21
N
N
N
429000000.00
429000000.00
0.0036
N
429033290.40
429033290.40
Svenska Handelsbanken, Inc.
Svenska Handelsbanken, Inc., 0.20%
86958CH98
Certificate of Deposit
First Tier Security
2013-12-20
2013-12-20
N
N
N
281000000.00
281000759.49
0.0023
N
281012279.70
281012279.70
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.21%
89112TMH4
Certificate of Deposit
First Tier Security
2014-04-07
2014-04-07
N
N
N
639000000.00
639000000.00
0.0053
N
639114317.10
639114317.10
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.22%
89112WA49
Certificate of Deposit
First Tier Security
2013-12-20
2013-12-20
N
N
N
395000000.00
395000000.00
0.0033
N
395028835.00
395028835.00
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.25%
89112W6C6
Certificate of Deposit
First Tier Security
2014-02-18
2014-02-18
N
N
N
291000000.00
291000000.00
0.0024
N
291071906.10
291071906.10
UBS AG
UBS AG, 0.26%
90267RTZ2
Certificate of Deposit
First Tier Security
2013-12-31
2014-04-30
N
N
N
1027000000.00
1027000000.00
0.0086
N
1027177671.00
1027177671.00
Citibank NA
Citibank NA, 0.21%
17304UMW7
Certificate of Deposit
First Tier Security
2014-03-25
2014-03-25
N
N
N
863000000.00
863000000.00
0.0072
N
863111154.40
863111154.40
Citibank NA
Citibank NA, 0.31%
17304UJM3
Certificate of Deposit
First Tier Security
2013-12-19
2013-12-19
N
N
N
165000000.00
165000000.00
0.0014
N
165022918.50
165022918.50
Citibank NA
Citibank NA, 0.31%
17304UJJ0
Certificate of Deposit
First Tier Security
2013-12-19
2013-12-19
N
N
N
547000000.00
547000000.00
0.0046
N
547075978.30
547075978.30
Citibank NA
Citibank NA, 0.31%
17304UJS0
Certificate of Deposit
First Tier Security
2013-12-31
2013-12-31
N
N
N
487000000.00
487000000.00
0.0041
N
487108211.40
487108211.40
Citibank NA
Citibank NA, 0.31%
17304UKE9
Certificate of Deposit
First Tier Security
2014-02-03
2014-02-03
N
N
N
210000000.00
210000000.00
0.0018
N
210069258.00
210069258.00
Citibank NA
Citibank NA, 0.31%
17304UKD1
Certificate of Deposit
First Tier Security
2014-02-03
2014-02-03
N
N
N
1000000000.00
1000000000.00
0.0084
N
1000329800.00
1000329800.00
Citibank NA
Citibank NA, 0.31%
17304UKG4
Certificate of Deposit
First Tier Security
2014-02-04
2014-02-04
N
N
N
1182000000.00
1182000000.00
0.0099
N
1182395733.60
1182395733.60
Citibank NA
Citibank NA, 0.31%
17304UKL3
Certificate of Deposit
First Tier Security
2014-02-05
2014-02-05
N
N
N
432000000.00
432000000.00
0.0036
N
432146793.60
432146793.60
Citibank NA
Citibank NA, 0.32%
17304UJB7
Certificate of Deposit
First Tier Security
2013-12-20
2013-12-20
N
N
N
551000000.00
551000000.00
0.0046
N
551083531.60
551083531.60
Credit Industriel et Commercial
Credit Industriel et Commercial, 0.15%
22536GYM7
Certificate of Deposit
First Tier Security
2013-12-06
2013-12-06
N
N
N
505000000.00
505000000.00
0.0042
N
505000000.00
505000000.00
Fifth Third Bank, Cincinnati
Fifth Third Bank, Cincinnati, 0.30%
31677NFK7
Certificate of Deposit
First Tier Security
2014-02-03
2014-02-03
N
N
N
203000000.00
203000000.00
0.0017
N
203063234.50
203063234.50
Fifth Third Bank, Cincinnati
Fifth Third Bank, Cincinnati, 0.31%
31677NFL5
Certificate of Deposit
First Tier Security
2014-02-12
2014-02-12
N
N
N
203000000.00
203000000.00
0.0017
N
203076084.40
203076084.40
Fifth Third Bank, Cincinnati
Fifth Third Bank, Cincinnati, 0.32%
31677NFM3
Certificate of Deposit
First Tier Security
2014-02-18
2014-02-18
N
N
N
203000000.00
203000000.00
0.0017
N
203086741.90
203086741.90
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.12%
86562UDH2
Certificate of Deposit
First Tier Security
2013-12-06
2013-12-06
N
N
N
441000000.00
441000000.00
0.0037
N
441000000.00
441000000.00
Wells Fargo & Co.
Wells Fargo & Co., 0.19%
9497P6P69
Certificate of Deposit
First Tier Security
2013-12-12
2014-03-12
N
N
N
278000000.00
278000000.00
0.0023
N
277952462.00
277952462.00
Wells Fargo & Co.
Wells Fargo & Co., 0.19%
9497P6R34
Certificate of Deposit
First Tier Security
2013-12-30
2014-03-28
N
N
N
322000000.00
322000000.00
0.0027
N
322010304.00
322010304.00
Wells Fargo Bank NA
Wells Fargo Bank NA, 0.20%
9497P6S33
Certificate of Deposit
First Tier Security
2014-05-06
2014-05-06
N
N
N
284000000.00
284000000.00
0.0024
N
283950158.00
283950158.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.20%
2029918E8
0000008565
Certificate of Deposit
First Tier Security
2014-03-12
2014-03-12
N
N
N
681000000.00
681000000.00
0.0057
N
681019408.50
681019408.50
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.20%
2029918F5
0000008565
Certificate of Deposit
First Tier Security
2014-03-20
2014-03-20
N
N
N
168000000.00
168000000.00
0.0014
N
168005174.40
168005174.40
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.20%
2029918G3
0000008565
Certificate of Deposit
First Tier Security
2014-03-21
2014-03-21
N
N
N
215000000.00
215000000.00
0.0018
N
215006686.50
215006686.50
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.28%
XS0996293048
Certificate of Deposit
First Tier Security
2014-02-18
2014-02-18
N
N
N
110000000.00
110001206.21
0.0009
N
110012364.00
110012364.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.20%
XS0980217011
0000833029
Certificate of Deposit
First Tier Security
2013-12-09
2014-04-08
N
N
N
426000000.00
426000000.00
0.0036
N
426000426.00
426000426.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.20%
XS0975277095
0000833029
Certificate of Deposit
First Tier Security
2013-12-24
2014-03-24
N
N
N
640000000.00
640000000.00
0.0053
N
640024960.00
640024960.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.20%
XS0975605873
0000833029
Certificate of Deposit
First Tier Security
2013-12-27
2014-03-25
N
N
N
854000000.00
854000000.00
0.0071
N
854034160.00
854034160.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFU9
0000833029
Certificate of Deposit
First Tier Security
2014-02-21
2014-02-21
N
N
N
848000000.00
848000000.00
0.0071
N
848257028.80
848257028.80
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFV7
0000833029
Certificate of Deposit
First Tier Security
2014-03-05
2014-03-05
N
N
N
213000000.00
213000000.00
0.0018
N
213068096.10
213068096.10
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFW5
0000833029
Certificate of Deposit
First Tier Security
2014-03-10
2014-03-10
N
N
N
212000000.00
212000000.00
0.0018
N
212071295.60
212071295.60
National Australia Bank Ltd.
National Australia Bank Ltd., 0.25%
39K99HFX3
0000833029
Certificate of Deposit
First Tier Security
2014-03-17
2014-03-17
N
N
N
213000000.00
213000000.00
0.0018
N
213076594.80
213076594.80
Barclays Bank PLC/Barclays U.S. CCP Funding LLC
Barclays Bank PLC/Barclays U.S. CCP Funding LLC, 0.24%
06741GUR4
Financial Company Commercial Paper
First Tier Security
2014-01-13
2014-01-13
N
N
N
211000000.00
210939513.30
0.0018
N
210965712.50
210965712.50
Barclays Bank PLC/Barclays U.S. CCP Funding LLC
Barclays Bank PLC/Barclays U.S. CCP Funding LLC, 0.24%
06741GVC6
Financial Company Commercial Paper
First Tier Security
2014-02-05
2014-02-05
N
N
N
86000000.00
85962159.98
0.0007
N
85975954.40
85975954.40
Barclays U.S. Funding Corp.
Barclays U.S. Funding Corp., 0.12%
06737HZ28
Financial Company Commercial Paper
First Tier Security
2013-12-02
2013-12-02
N
N
N
930000000.00
929996899.94
0.0078
N
929990700.00
929990700.00
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.22%
0556N0Z65
Financial Company Commercial Paper
First Tier Security
2013-12-06
2013-12-06
N
N
N
191000000.00
190994163.88
0.0016
N
190995549.70
190995549.70
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.22%
0556N1B44
Financial Company Commercial Paper
First Tier Security
2014-02-04
2014-02-04
N
N
N
749000000.00
748702480.72
0.0063
N
748753279.40
748753279.40
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.24%
0556N0Z24
Financial Company Commercial Paper
First Tier Security
2013-12-02
2013-12-02
N
N
N
495284000.00
495280698.14
0.0041
N
495279047.16
495279047.16
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.25%
0556N1CK7
Financial Company Commercial Paper
First Tier Security
2014-03-19
2014-03-19
N
N
N
47000000.00
46964750.02
0.0004
N
46967400.80
46967400.80
BNP Paribas Finance, Inc.
BNP Paribas Finance, Inc., 0.25%
0556N1CR2
Financial Company Commercial Paper
First Tier Security
2014-03-25
2014-03-25
N
N
N
100000000.00
99920833.36
0.0008
N
99924280.00
99924280.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.17%
20272AFD3
Financial Company Commercial Paper
First Tier Security
2013-12-05
2014-04-07
N
N
N
208000000.00
208000000.00
0.0017
N
207978784.00
207978784.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.17%
20272EA81
Financial Company Commercial Paper
First Tier Security
2014-01-08
2014-01-08
N
N
N
166000000.00
165970212.26
0.0014
N
165982105.20
165982105.20
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.25%
20272DZL7
Financial Company Commercial Paper
First Tier Security
2013-12-20
2013-12-20
N
N
N
62000000.00
61991819.45
0.0005
N
61997830.00
61997830.00
Credit Suisse
Credit Suisse, 0.28%
2254EBD16
Financial Company Commercial Paper
First Tier Security
2014-04-01
2014-04-01
N
N
N
419000000.00
418605674.49
0.0035
N
418669325.20
418669325.20
Credit Suisse
Credit Suisse, 0.28%
2254EBD73
Financial Company Commercial Paper
First Tier Security
2014-04-07
2014-04-07
N
N
N
210000000.00
209792566.70
0.0018
N
209824671.00
209824671.00
Deutsche Bank Financial LLC
Deutsche Bank Financial LLC, 0.22%
25153KBS5
Financial Company Commercial Paper
First Tier Security
2014-02-26
2014-02-26
N
N
N
14000000.00
13992556.66
0.0001
N
13992777.40
13992777.40
DNB Bank ASA
DNB Bank ASA, 0.22%
2332K1AD2
Financial Company Commercial Paper
First Tier Security
2014-01-13
2014-01-13
N
N
N
419000000.00
418892398.45
0.0035
N
418942387.50
418942387.50
DNB Bank ASA
DNB Bank ASA, 0.22%
2332K1AM2
Financial Company Commercial Paper
First Tier Security
2014-01-21
2014-01-21
N
N
N
419000000.00
418869411.69
0.0035
N
418928644.30
418928644.30
General Electric Capital Corp.
General Electric Capital Corp., 0.22%
36959JE17
Financial Company Commercial Paper
First Tier Security
2014-05-01
2014-05-01
N
N
N
105000000.00
104903108.35
0.0009
N
104944224.00
104944224.00
General Electric Capital Corp.
General Electric Capital Corp., 0.22%
36959JE25
Financial Company Commercial Paper
First Tier Security
2014-05-02
2014-05-02
N
N
N
105000000.00
104902466.68
0.0009
N
104942953.50
104942953.50
General Electric Capital Corp.
General Electric Capital Corp., 0.22%
36959JE58
Financial Company Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
84000000.00
83920433.35
0.0007
N
83951641.20
83951641.20
ING U.S. Funding LLC
ING U.S. Funding LLC, 0.20%
4497W0Z27
Financial Company Commercial Paper
First Tier Security
2013-12-02
2013-12-02
N
Y
ING BANK NV
N/A
N/A
N
49000000.00
48999727.78
0.0004
N
48999671.70
48999671.70
JPMorgan Chase & Co.
JPMorgan Chase & Co., 0.27%
46636WAP9
Financial Company Commercial Paper
First Tier Security
2013-12-03
2014-02-03
N
N
N
460000000.00
460000000.00
0.0038
N
460037720.00
460037720.00
JPMorgan Chase & Co.
JPMorgan Chase & Co., 0.27%
46636WAS3
Financial Company Commercial Paper
First Tier Security
2013-12-09
2014-03-07
N
N
N
1000000000.00
1000000000.00
0.0084
N
999795000.00
999795000.00
JPMorgan Chase & Co.
JPMorgan Chase & Co., 0.27%
46636WAN4
Financial Company Commercial Paper
First Tier Security
2013-12-24
2013-12-24
N
N
N
500000000.00
500000000.00
0.0042
N
500029000.00
500029000.00
Nationwide Building Society
Nationwide Building Society, 0.23%
6385E0ZA4
Financial Company Commercial Paper
First Tier Security
2013-12-10
2013-12-10
N
N
N
83000000.00
82995227.50
0.0007
N
82996580.40
82996580.40
Nationwide Building Society
Nationwide Building Society, 0.23%
6385E1A35
Financial Company Commercial Paper
First Tier Security
2014-01-03
2014-01-03
N
N
N
106000000.00
105977651.68
0.0009
N
105985266.00
105985266.00
Nationwide Building Society
Nationwide Building Society, 0.24%
6385E1C33
Financial Company Commercial Paper
First Tier Security
2014-03-03
2014-03-03
N
N
N
100000000.00
99938666.64
0.0008
N
99946470.00
99946470.00
Nationwide Building Society
Nationwide Building Society, 0.24%
6385E1C33
Financial Company Commercial Paper
First Tier Security
2014-03-03
2014-03-03
N
N
N
179000000.00
178890213.29
0.0015
N
178904181.30
178904181.30
Nationwide Building Society
Nationwide Building Society, 0.24%
6385E1C58
Financial Company Commercial Paper
First Tier Security
2014-03-05
2014-03-05
N
N
N
150000000.00
149906000.01
0.0013
N
149916795.00
149916795.00
Oversea-Chinese Banking Corp. Ltd.
Oversea-Chinese Banking Corp. Ltd., 0.19%
69033QZ35
Financial Company Commercial Paper
First Tier Security
2013-12-03
2013-12-03
N
N
N
160000000.00
159998311.10
0.0013
N
159998400.00
159998400.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCK2
Financial Company Commercial Paper
First Tier Security
2014-03-19
2014-03-19
N
N
N
187000000.00
186865360.04
0.0016
N
186885537.30
186885537.30
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCL0
Financial Company Commercial Paper
First Tier Security
2014-03-20
2014-03-20
N
N
N
500000000.00
499636666.80
0.0042
N
499690150.00
499690150.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCM8
Financial Company Commercial Paper
First Tier Security
2014-03-21
2014-03-21
N
N
N
500000000.00
499633333.50
0.0042
N
499686300.00
499686300.00
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.24%
83050UCS5
Financial Company Commercial Paper
First Tier Security
2014-03-26
2014-03-26
N
N
N
314000000.00
313759266.69
0.0026
N
313788772.20
313788772.20
Societe Generale North America, Inc.
Societe Generale North America, Inc., 0.12%
83365RZ24
Financial Company Commercial Paper
First Tier Security
2013-12-02
2013-12-02
N
N
N
1420000000.00
1419995266.57
0.0119
N
1419992900.00
1419992900.00
Swedbank AB
Swedbank AB, 0.24%
87019SB45
Financial Company Commercial Paper
First Tier Security
2014-02-04
2014-02-04
N
N
N
120000000.00
119947999.99
0.0010
N
119960472.00
119960472.00
Swedbank AB
Swedbank AB, 0.24%
87019SB60
Financial Company Commercial Paper
First Tier Security
2014-02-06
2014-02-06
N
N
N
200000000.00
199910666.68
0.0017
N
199931380.00
199931380.00
Swedbank AB
Swedbank AB, 0.24%
87019SB78
Financial Company Commercial Paper
First Tier Security
2014-02-07
2014-02-07
N
N
N
130000000.00
129941066.66
0.0011
N
129954500.00
129954500.00
Swedbank AB
Swedbank AB, 0.24%
87019SBA1
Financial Company Commercial Paper
First Tier Security
2014-02-10
2014-02-10
N
N
N
54000000.00
53974440.00
0.0005
N
53979960.60
53979960.60
Swedbank AB
Swedbank AB, 0.24%
87019SBB9
Financial Company Commercial Paper
First Tier Security
2014-02-11
2014-02-11
N
N
N
200000000.00
199903999.96
0.0017
N
199924360.00
199924360.00
Swedbank AB
Swedbank AB, 0.24%
87019SBD5
Financial Company Commercial Paper
First Tier Security
2014-02-13
2014-02-13
N
N
N
140000000.00
139930933.33
0.0012
N
139945022.00
139945022.00
United Overseas Bank Ltd.
United Overseas Bank Ltd., 0.20%
91127QAD1
Financial Company Commercial Paper
First Tier Security
2014-01-13
2014-01-13
N
N
N
100000000.00
99976111.10
0.0008
N
99985000.00
99985000.00
United Overseas Bank Ltd.
United Overseas Bank Ltd., 0.20%
91127QBA6
Financial Company Commercial Paper
First Tier Security
2014-02-10
2014-02-10
N
N
N
100000000.00
99960555.58
0.0008
N
99968980.00
99968980.00
Ciesco LP
Ciesco LP, 0.29%
17178BZG3
Asset Backed Commercial Paper
First Tier Security
2013-12-16
2013-12-16
N
N
Y
GUARANTOR
CITIBANK NA
N/A
N/A
219000000.00
218973537.53
0.0018
N
218983115.10
218983115.10
Govco, Inc.
Govco, Inc., 0.28%
38362VZK2
Asset Backed Commercial Paper
First Tier Security
2013-12-19
2013-12-19
N
N
Y
LIQUIDITY
CITIBANK NA
N/A
N/A
85000000.00
84988100.00
0.0007
N
84989706.50
84989706.50
Govco, Inc.
Govco, Inc., 0.28%
38362VZS5
Asset Backed Commercial Paper
First Tier Security
2013-12-26
2013-12-26
N
N
Y
LIQUIDITY
CITIBANK NA
N/A
N/A
100000000.00
99980555.54
0.0008
N
99982980.00
99982980.00
Govco, Inc.
Govco, Inc., 0.29%
38362VZC0
Asset Backed Commercial Paper
First Tier Security
2013-12-12
2013-12-12
N
N
Y
LIQUIDITY
CITIBANK NA
N/A
N/A
136000000.00
135987948.90
0.0011
N
135989786.40
135989786.40
AT&T, Inc.
AT&T, Inc., 0.26%
0020A2ZG0
Other Commercial Paper
Second Tier Security
2013-12-16
2013-12-16
N
N
N
36000000.00
35996100.00
0.0003
N
35995636.80
35995636.80
AT&T, Inc.
AT&T, Inc., 0.26%
0020A2ZH8
Other Commercial Paper
Second Tier Security
2013-12-17
2013-12-17
N
N
N
90295000.00
90284565.93
0.0008
N
90283261.65
90283261.65
AT&T, Inc.
AT&T, Inc., 0.26%
0020A2ZH8
Other Commercial Paper
Second Tier Security
2013-12-17
2013-12-17
N
N
N
143000000.00
142983475.57
0.0012
N
142981410.00
142981410.00
AT&T, Inc.
AT&T, Inc., 0.26%
0020A2ZH8
Other Commercial Paper
Second Tier Security
2013-12-17
2013-12-17
N
N
N
37000000.00
36995724.45
0.0003
N
36995190.00
36995190.00
Credit Suisse
Credit Suisse, 0.27%
22533HAA0
Other Commercial Paper
First Tier Security
2013-12-05
2013-12-05
N
N
N
604000000.00
604000000.00
0.0050
N
604001812.00
604001812.00
Devon Energy Corp.
Devon Energy Corp., 0.32%
25179JAB6
Other Commercial Paper
Second Tier Security
2013-12-26
2013-12-30
Y
DEVON ENERGY CORP IAM COML PAPER 4/2
N/A
N/A
N
N
566000000.00
566000000.00
0.0047
N
565976794.00
565976794.00
Jpmorgan Securities LLC
Jpmorgan Securities LLC, 0.30%
46590EEP9
Other Commercial Paper
First Tier Security
2014-05-23
2014-05-23
N
N
N
1000000000.00
998558333.60
0.0083
N
998478500.00
998478500.00
Northeast Utilities
Northeast Utilities, 0.22%
66439TZ27
Other Commercial Paper
Second Tier Security
2013-12-02
2013-12-02
N
N
N
123000000.00
122999248.32
0.0010
N
122998056.60
122998056.60
PNC Bank NA
PNC Bank NA, 0.27%
69354BAP7
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
135000000.00
135000000.00
0.0011
N
135017658.00
135017658.00
PNC Bank NA
PNC Bank NA, 0.27%
69354BAW2
Other Commercial Paper
First Tier Security
2014-05-21
2014-05-21
N
N
N
206000000.00
206000000.00
0.0017
N
206021691.80
206021691.80
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BC56
Other Commercial Paper
First Tier Security
2014-03-05
2014-03-05
N
N
N
11000000.00
10994542.78
0.0001
N
10997242.30
10997242.30
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BCX5
Other Commercial Paper
First Tier Security
2014-03-31
2014-03-31
N
N
N
60000000.00
59962000.02
0.0005
N
59977428.00
59977428.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BCX5
Other Commercial Paper
First Tier Security
2014-03-31
2014-03-31
N
N
N
24000000.00
23984800.00
0.0002
N
23990971.20
23990971.20
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BCX5
Other Commercial Paper
First Tier Security
2014-03-31
2014-03-31
N
N
N
13000000.00
12991766.67
0.0001
N
12995109.40
12995109.40
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD30
Other Commercial Paper
First Tier Security
2014-04-03
2014-04-03
N
N
N
25000000.00
24983770.83
0.0002
N
24990277.50
24990277.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD30
Other Commercial Paper
First Tier Security
2014-04-03
2014-04-03
N
N
N
25000000.00
24983770.83
0.0002
N
24990277.50
24990277.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD30
Other Commercial Paper
First Tier Security
2014-04-03
2014-04-03
N
N
N
25000000.00
24983770.83
0.0002
N
24990277.50
24990277.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD71
Other Commercial Paper
First Tier Security
2014-04-07
2014-04-07
N
N
N
45000000.00
44969837.51
0.0004
N
44981779.50
44981779.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD71
Other Commercial Paper
First Tier Security
2014-04-07
2014-04-07
N
N
N
100000000.00
99932972.24
0.0008
N
99959510.00
99959510.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD71
Other Commercial Paper
First Tier Security
2014-04-07
2014-04-07
N
N
N
25000000.00
24983243.05
0.0002
N
24989877.50
24989877.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BD89
Other Commercial Paper
First Tier Security
2014-04-08
2014-04-08
N
N
N
50000000.00
49966222.23
0.0004
N
49979595.00
49979595.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
50000000.00
49964111.11
0.0004
N
49977765.00
49977765.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
27000000.00
26980620.00
0.0002
N
26987993.10
26987993.10
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
50000000.00
49964111.11
0.0004
N
49977765.00
49977765.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDG1
Other Commercial Paper
First Tier Security
2014-04-16
2014-04-16
N
N
N
55000000.00
54960522.22
0.0005
N
54975541.50
54975541.50
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDH9
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
50000000.00
49963847.21
0.0004
N
49977605.00
49977605.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDH9
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
68000000.00
67950832.23
0.0006
N
67969542.80
67969542.80
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDH9
Other Commercial Paper
First Tier Security
2014-04-17
2014-04-17
N
N
N
50000000.00
49963847.22
0.0004
N
49977605.00
49977605.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDM8
Other Commercial Paper
First Tier Security
2014-04-21
2014-04-21
N
N
N
50000000.00
49962791.66
0.0004
N
49976565.00
49976565.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BDN6
Other Commercial Paper
First Tier Security
2014-04-22
2014-04-22
N
N
N
100000000.00
99925055.56
0.0008
N
99952800.00
99952800.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE13
Other Commercial Paper
First Tier Security
2014-05-01
2014-05-01
N
N
N
100000000.00
99920305.58
0.0008
N
99947730.00
99947730.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE21
Other Commercial Paper
First Tier Security
2014-05-02
2014-05-02
N
N
N
19000000.00
18984757.78
0.0002
N
18989922.40
18989922.40
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE54
Other Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
50000000.00
49959097.21
0.0004
N
49972305.00
49972305.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE54
Other Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
50000000.00
49959097.21
0.0004
N
49972305.00
49972305.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE54
Other Commercial Paper
First Tier Security
2014-05-05
2014-05-05
N
N
N
50000000.00
49959097.21
0.0004
N
49972305.00
49972305.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
50000000.00
49958833.34
0.0004
N
49971910.00
49971910.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
31000000.00
30974476.67
0.0003
N
30982584.20
30982584.20
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE70
Other Commercial Paper
First Tier Security
2014-05-07
2014-05-07
N
N
N
50000000.00
49958569.44
0.0004
N
49971515.00
49971515.00
The Coca-Cola Co.
The Coca-Cola Co., 0.19%
19121BE70
Other Commercial Paper
First Tier Security
2014-05-07
2014-05-07
N
N
N
21000000.00
20982599.17
0.0002
N
20988036.30
20988036.30
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BBT5
Other Commercial Paper
First Tier Security
2014-02-27
2014-02-27
N
N
N
50000000.00
49975555.55
0.0004
N
49988750.00
49988750.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
44000000.00
43961866.66
0.0004
N
43975280.80
43975280.80
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE62
Other Commercial Paper
First Tier Security
2014-05-06
2014-05-06
N
N
N
100000000.00
99913333.30
0.0008
N
99943820.00
99943820.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE70
Other Commercial Paper
First Tier Security
2014-05-07
2014-05-07
N
N
N
150000000.00
149869166.67
0.0013
N
149914545.00
149914545.00
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BE96
Other Commercial Paper
First Tier Security
2014-05-09
2014-05-09
N
N
N
24200000.00
24178623.32
0.0002
N
24185821.22
24185821.22
The Coca-Cola Co.
The Coca-Cola Co., 0.20%
19121BEF2
Other Commercial Paper
First Tier Security
2014-05-15
2014-05-15
N
N
N
38000000.00
37965166.65
0.0003
N
37975851.00
37975851.00
Toyota Motor Credit Corp.
Toyota Motor Credit Corp., 0.20%
89233ABC2
Other Commercial Paper
First Tier Security
2013-12-12
2014-03-18
N
N
N
300000000.00
300000000.00
0.0025
N
300000900.00
300000900.00
Toyota Motor Credit Corp.
Toyota Motor Credit Corp., 0.20%
89233ABB4
Other Commercial Paper
First Tier Security
2013-12-12
2014-03-13
N
N
N
120000000.00
120000000.00
0.0010
N
120000360.00
120000360.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.10%
912796CZ0
Treasury Debt
First Tier Security
2014-05-22
2014-05-22
N
N
N
397641200.00
397451215.40
0.0033
N
397457092.12
397457092.12
U.S. Treasury Bills
U.S. Treasury Bills, 0.10%
912796BJ7
Treasury Debt
First Tier Security
2014-05-29
2014-05-29
N
N
N
235500000.00
235382904.12
0.0020
N
235377775.50
235377775.50
U.S. Treasury Bills
U.S. Treasury Bills, 0.14%
912796CJ6
Treasury Debt
First Tier Security
2014-04-24
2014-04-24
N
N
N
1000000000.00
999460000.00
0.0083
N
999633000.00
999633000.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15% to 0.16%
912796CF4
Treasury Debt
First Tier Security
2014-10-16
2014-10-16
N
N
N
500000000.00
499317694.95
0.0042
N
499591500.00
499591500.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.10% to 0.21%
912828JW1
Treasury Debt
First Tier Security
2013-12-31
2013-12-31
N
N
N
243000000.00
243271071.39
0.0020
N
243256365.00
243256365.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.10% to 0.15%
912828QC7
Treasury Debt
First Tier Security
2014-04-15
2014-04-15
N
N
N
1874000000.00
1881761620.65
0.0157
N
1881760234.00
1881760234.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.10% to 0.11%
912828SR2
Treasury Debt
First Tier Security
2014-04-30
2014-04-30
N
N
N
853000000.00
853514449.81
0.0071
N
853433324.00
853433324.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.11% to 0.18%
912828QM5
Treasury Debt
First Tier Security
2014-05-15
2014-05-15
N
N
N
391000000.00
392508686.54
0.0033
N
392542495.00
392542495.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.11% to 0.12%
912828SW1
Treasury Debt
First Tier Security
2014-05-31
2014-05-31
N
N
N
587000000.00
587389494.70
0.0049
N
587343982.00
587343982.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.13% to 0.15%
912828PZ7
Treasury Debt
First Tier Security
2014-03-15
2014-03-15
N
N
N
982000000.00
985122278.94
0.0082
N
985145346.00
985145346.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.14% to 0.16%
912828LK4
Treasury Debt
First Tier Security
2014-08-31
2014-08-31
N
N
N
362000000.00
367992321.15
0.0031
N
367953090.00
367953090.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.14% to 0.17%
912828RG7
Treasury Debt
First Tier Security
2014-09-15
2014-09-15
N
N
N
631000000.00
631453579.93
0.0053
N
631517420.00
631517420.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.14%
912828LQ1
Treasury Debt
First Tier Security
2014-09-30
2014-09-30
N
N
N
310000000.00
315725563.89
0.0026
N
315667110.00
315667110.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15%
912828PQ7
Treasury Debt
First Tier Security
2014-01-15
2014-01-15
N
N
N
263000000.00
263275181.37
0.0022
N
263287722.00
263287722.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15%
912828SL5
Treasury Debt
First Tier Security
2014-03-31
2014-03-31
N
N
N
68000000.00
68020787.75
0.0006
N
68023936.00
68023936.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15% to 0.16%
912828KJ8
Treasury Debt
First Tier Security
2014-03-31
2014-03-31
N
N
N
346000000.00
347812089.70
0.0029
N
347837952.00
347837952.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16% to 0.21%
912828PL8
Treasury Debt
First Tier Security
2013-12-15
2013-12-15
N
N
N
757000000.00
757160198.44
0.0063
N
757147615.00
757147615.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828QH6
Treasury Debt
First Tier Security
2014-02-15
2014-02-15
N
N
N
668000000.00
669513276.92
0.0056
N
669539740.00
669539740.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828CA6
Treasury Debt
First Tier Security
2014-02-15
2014-02-15
N
N
N
557000000.00
561441347.59
0.0047
N
561417010.00
561417010.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828KV1
Treasury Debt
First Tier Security
2014-05-31
2014-05-31
N
N
N
800000000.00
808279575.68
0.0068
N
808375200.00
808375200.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16%
912828QS2
Treasury Debt
First Tier Security
2014-06-15
2014-06-15
N
N
N
250000000.00
250791135.86
0.0021
N
250830000.00
250830000.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828CJ7
Treasury Debt
First Tier Security
2014-05-15
2014-05-15
N
N
N
74558000.00
76097426.32
0.0006
N
76116113.08
76116113.08
U.S. Treasury Notes
U.S. Treasury Notes, 0.20% to 0.21%
912828RW2
Treasury Debt
First Tier Security
2013-12-31
2013-12-31
N
N
N
384000000.00
383973588.68
0.0032
N
383985024.00
383985024.00
Fannie Mae
Fannie Mae, 0.14%
3135G0YF4
Government Agency Debt
First Tier Security
2013-12-05
2015-08-05
N
N
N
600000000.00
599795519.88
0.0050
N
599764200.00
599764200.00
Fannie Mae
Fannie Mae, 0.15%
3135G0PG2
Government Agency Debt
First Tier Security
2013-12-11
2014-09-11
N
N
N
717000000.00
716890221.42
0.0060
N
717165627.00
717165627.00
Fannie Mae
Fannie Mae, 0.16%
3135G0YU1
Government Agency Debt
First Tier Security
2013-12-21
2015-10-21
N
N
N
1500000000.00
1499711384.40
0.0125
N
1499782500.00
1499782500.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.12%
313379TL3
Government Agency Debt
First Tier Security
2014-06-12
2014-06-12
N
N
N
92010000.00
92133533.42
0.0008
N
92119215.87
92119215.87
Federal Home Loan Bank
Federal Home Loan Bank, 0.14%
313381DU6
Government Agency Debt
First Tier Security
2013-12-03
2014-06-03
N
N
N
390000000.00
389959929.84
0.0033
N
390038220.00
390038220.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.14%
313381HK4
Government Agency Debt
First Tier Security
2013-12-10
2014-06-10
N
N
N
250000000.00
249973333.35
0.0021
N
250026250.00
250026250.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.15%
313381JE6
Government Agency Debt
First Tier Security
2013-12-25
2014-06-25
N
N
N
500000000.00
499942727.50
0.0042
N
500089000.00
500089000.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.16%
313385RQ1
Government Agency Debt
First Tier Security
2014-01-10
2014-01-10
N
N
N
250000000.00
249955555.60
0.0021
N
249989250.00
249989250.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313379KF5
Government Agency Debt
First Tier Security
2013-12-06
2013-12-06
N
N
N
44000000.00
44000466.49
0.0004
N
44000924.00
44000924.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313379T58
Government Agency Debt
First Tier Security
2013-12-11
2013-12-11
N
N
N
25000000.00
25000665.37
0.0002
N
25001175.00
25001175.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313379TJ8
Government Agency Debt
First Tier Security
2013-12-12
2013-12-12
N
N
N
132000000.00
132003070.64
0.0011
N
132006996.00
132006996.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313379SC4
Government Agency Debt
First Tier Security
2013-12-12
2013-12-12
N
N
N
35000000.00
35000814.19
0.0003
N
35001855.00
35001855.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
3133XSP93
Government Agency Debt
First Tier Security
2013-12-13
2013-12-13
N
N
N
7535000.00
7542182.46
0.0001
N
7541939.74
7541939.74
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313371PU4
Government Agency Debt
First Tier Security
2013-12-13
2013-12-13
N
N
N
7025000.00
7025639.29
0.0001
N
7025618.20
7025618.20
Federal Home Loan Bank
Federal Home Loan Bank, 0.25%
3130A0A91
Government Agency Debt
First Tier Security
2014-10-30
2014-10-30
N
N
N
363000000.00
363000000.00
0.0030
N
363092565.00
363092565.00
Freddie Mac
Freddie Mac, 0.13%
313397YN5
Government Agency Debt
First Tier Security
2014-06-25
2014-06-25
N
N
N
750000000.00
749442083.70
0.0063
N
749616000.00
749616000.00
Freddie Mac
Freddie Mac, 0.15%
3134G4J33
Government Agency Debt
First Tier Security
2013-12-16
2015-10-16
N
N
N
1090000000.00
1090000000.00
0.0091
N
1090461070.00
1090461070.00
Freddie Mac
Freddie Mac, 0.16%
3134G4DT2
Government Agency Debt
First Tier Security
2013-12-16
2015-07-16
N
N
N
1250000000.00
1249794612.25
0.0104
N
1249955000.00
1249955000.00
Freddie Mac
Freddie Mac, 0.16%
3134G4DU9
Government Agency Debt
First Tier Security
2013-12-17
2015-07-17
N
N
N
1250000000.00
1249794265.25
0.0104
N
1249955000.00
1249955000.00
Freddie Mac
Freddie Mac, 0.16%
3134G4C97
Government Agency Debt
First Tier Security
2013-12-26
2015-06-26
N
N
N
1105000000.00
1104826832.80
0.0092
N
1104992265.00
1104992265.00
Dominion Resources, Inc.
Dominion Resources, Inc., 0.37%
25746UBV0
Other Note
Second Tier Security
2013-12-21
2014-01-13
Y
DOMINION RESOURCE INC VA NEW
N/A
N/A
N
N
327000000.00
327000000.00
0.0027
N
326889474.00
326889474.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB, 0.27%
86959JCX4
Other Note
First Tier Security
2013-12-27
2014-05-27
N
N
N
816000000.00
816000000.00
0.0068
N
815948592.00
815948592.00
Svenska Handelsbanken AB
Svenska Handelsbanken AB, 0.28%
86959JDE5
Other Note
First Tier Security
2013-12-16
2014-05-15
N
N
N
208000000.00
208000000.00
0.0017
N
207983568.00
207983568.00
Bank of America NA
Bank of America NA, 0.22%
06052WT78
Other Note
First Tier Security
2014-01-10
2014-01-10
N
N
N
553000000.00
553000000.00
0.0046
N
553012884.90
553012884.90
Texas Gen. Oblig.
Texas Gen. Oblig., 2.00% TRAN Series 2013
882723CX5
Other Municipal Debt
First Tier Security
2014-08-28
2014-08-28
N
N
N
540500000.00
547717175.18
0.0046
N
547834585.00
547834585.00
LP Pinewood SPV LLC Taxable
LP Pinewood SPV LLC Taxable, 0.17% LOC Wells Fargo Bank NA VRDN
50212RAA7
Variable Rate Demand Note
First Tier Security
2013-12-06
2013-12-06
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
N
181000000.00
181000000.00
0.0015
N
181000000.00
181000000.00
Credit Agricole CIB
Credit Agricole CIB, 0.12%
44T99HHL8
Other Instrument
Time Deposits
First Tier Security
2013-12-02
2013-12-02
N
N
N
1283000000.00
1283000000.00
0.0107
N
1283000000.00
1283000000.00
ING Bank NV
ING Bank NV, 0.15%
48M994QS0
0001017255
Other Instrument
Time Deposits
First Tier Security
2013-12-04
2013-12-04
N
N
N
514000000.00
514000000.00
0.0043
N
514000000.00
514000000.00
RBS Citizens NA
RBS Citizens NA, 0.25%
13C990QR5
Other Instrument
Time Deposits
Second Tier Security
2013-12-04
2013-12-04
N
N
N
598000000.00
598000000.00
0.0050
N
598000000.00
598000000.00
BNY Mellon Capital Markets LLC
In a joint trading account with BNY Mellon Capital Markets LLC at 0.1%, dated 11/29/2013 due 12/02/2013
48Q99D6J8_08066
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2018-07-01
2043-12-01
0.468 - 7
Government Agency Debt
262603.24
192658.42
FEDERAL NATIONAL MORTGAGE ASSOC
2018-07-01
2043-12-01
0.486 - 6.5
Government Agency Debt
319797.86
279679.46
GOVERNMENT NATIONAL MORTAGE ASSOC
2025-03-16
2043-11-20
2.5 - 5.5
Government Agency Debt
58416.36
51372.58
Unrated Security
2013-12-02
2013-12-02
N
N
N
511941.00
511941.10
0.0000
N
511941.10
511941.10
ING Financial Markets LLC
ING Financial Markets LLC, 0.10%
48P995CR1
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2026-10-01
2043-04-01
3 - 7
Government Agency Debt
278787905.00
224695403.38
First Tier Security
2013-12-04
2013-12-04
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
220253000.00
220253000.00
0.0018
N
220253000.00
220253000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.15%
48P995DU3
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2027-03-01
2043-04-01
2.5 - 4
Government Agency Debt
165741317.00
145124950.60
First Tier Security
2013-12-06
2013-12-06
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
142250000.00
142250000.00
0.0012
N
142250000.00
142250000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.14%
45G99RVT4
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2043-05-01
2.331 - 5.5
Government Agency Debt
289355238.00
149706100.99
FEDERAL NATIONAL MORTGAGE ASSOC
2023-09-01
2043-11-01
1.922 - 5.5
Government Agency Debt
630468087.00
378822387.07
Unrated Security
2013-12-04
2013-12-04
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
518000000.00
518000000.00
0.0043
N
518000000.00
518000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.14%
45G99RXG0
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2043-06-01
2.143 - 6
Government Agency Debt
428430048.00
137756004.76
FEDERAL NATIONAL MORTGAGE ASSOC
2025-11-01
2043-11-01
1.922 - 5.5
Government Agency Debt
307842648.00
162171809.44
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
294000000.00
294000000.00
0.0025
N
294000000.00
294000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.14%
45G99RWJ5
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2026-01-01
2043-09-01
2.017 - 5
Government Agency Debt
267998650.00
133895858.30
FEDERAL NATIONAL MORTGAGE ASSOC
2024-09-01
2043-11-01
1.922 - 5.5
Government Agency Debt
489355348.00
243611281.56
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
370000000.00
370000000.00
0.0031
N
370000000.00
370000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RYE4
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2026-10-01
2043-08-01
2.352 - 5
Government Agency Debt
207097616.00
148433099.65
FEDERAL NATIONAL MORTGAGE ASSOC
2024-09-01
2043-11-01
1.922 - 5.5
Government Agency Debt
237623230.00
150443088.60
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
293000000.00
293000000.00
0.0024
N
293000000.00
293000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RWR7
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2026-04-01
2043-10-01
2.244 - 5
Government Agency Debt
71794023.00
71462456.66
FEDERAL NATIONAL MORTGAGE ASSOC
2024-09-01
2044-02-01
1.349 - 6
Government Agency Debt
261250368.00
192797898.31
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
259000000.00
259000000.00
0.0022
N
259000000.00
259000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RXP0
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2043-09-01
2.118 - 5.5
Government Agency Debt
153876491.00
79346508.17
FEDERAL NATIONAL MORTGAGE ASSOC
2026-02-01
2044-02-01
1.349 - 4.5
Government Agency Debt
669285149.00
220584721.43
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
294000000.00
294000000.00
0.0025
N
294000000.00
294000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.15%
45G99RWY2
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2022-12-01
2043-07-01
2.053 - 5.941
Government Agency Debt
800618710.00
129012005.09
FEDERAL NATIONAL MORTGAGE ASSOC
2021-05-01
2044-02-01
1.349 - 5.991
Government Agency Debt
939582908.00
209730997.88
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
332000000.00
332000000.00
0.0028
N
332000000.00
332000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.16%
45G99RXW5
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-02-01
2043-10-01
0 - 6
Government Agency Debt
535889969.00
200180000.14
FEDERAL NATIONAL MORTGAGE ASSOC
2016-03-01
2048-08-01
1.236 - 6.19
Government Agency Debt
1575493727.00
399654636.72
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
588000000.00
588000000.00
0.0049
N
588000000.00
588000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.17%
45G99RVL1
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2026-04-01
2043-09-01
2.144 - 6
Government Agency Debt
311249142.00
156605507.48
FEDERAL NATIONAL MORTGAGE ASSOC
2026-09-01
2043-11-01
1.922 - 6.5
Government Agency Debt
414019027.00
220944194.63
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
370000000.00
370000000.00
0.0031
N
370000000.00
370000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.18%
45G99RVD9
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-05-01
2043-10-01
2.053 - 5
Government Agency Debt
104295702.00
65901784.14
FEDERAL NATIONAL MORTGAGE ASSOC
2024-09-01
2048-08-01
1.349 - 6.5
Government Agency Debt
218648765.00
85125393.21
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
148000000.00
148000000.00
0.0012
N
148000000.00
148000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.20%
45G99RUV0
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2043-10-01
1.999 - 6.5
Government Agency Debt
380869828.00
194530389.00
FEDERAL NATIONAL MORTGAGE ASSOC
2025-10-01
2044-02-01
1.349 - 6
Government Agency Debt
955284120.00
371852661.36
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
555000000.00
555000000.00
0.0046
N
555000000.00
555000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.15%
48Q99AKD1
0000812291
Government Agency Repurchase Agreement
Y
US TREASURY
2013-12-31
2013-12-31
1.5 - 1.5
Treasury Debt
44841000.00
45167830.45
FEDERAL AGRICULTURE MORTGAGE CORP
2014-09-30
2016-06-03
0 - 0.475
Government Agency Debt
27200000.00
27175936.89
FEDERAL FARM CREDIT
2017-10-25
2017-10-25
5.3 - 5.3
Government Agency Debt
1800000.00
2095156.00
FEDERAL HOME LOAN BANK
2014-05-23
2014-08-06
0 - 1.375
Government Agency Debt
29680000.00
29805737.78
FEDERAL HOME LOAN MORTGAGE CORP
2016-04-18
2043-10-01
0.75 - 5.25
Government Agency Debt
81782794.00
75776278.80
FEDERAL NATIONAL MORTGAGE ASSOC
2016-01-29
2042-06-01
0.7 - 5
Government Agency Debt
27552581.00
22885901.09
GOVERNMENT NATIONAL MORTAGE ASSOC
2040-06-15
2054-08-15
2.5 - 5
Government Agency Debt
66498377.00
52104905.07
First Tier Security
2013-12-06
2013-12-06
Y
MIZUHO SECS USA INC (GOV REPO)
N/A
N/A
N
N
250000000.00
250000000.00
0.0021
N
250000000.00
250000000.00
Mizuho Securities USA, Inc.
In a joint trading account with Mizuho Securities USA, Inc. at 0.1%, dated 11/29/2013 due 12/02/2013
48Q99D6J8_08126
Government Agency Repurchase Agreement
Y
US TREASURY
2013-12-19
2043-08-15
0 - 9.125
Treasury Debt
1510187.03
1553855.96
FEDERAL HOME LOAN MORTGAGE CORP
2019-04-15
2043-11-01
1.789 - 6.5
Government Agency Debt
822991.23
567396.00
FEDERAL NATIONAL MORTGAGE ASSOC
2021-12-25
2045-09-01
1.75 - 8.356
Government Agency Debt
799720.35
537016.04
GOVERNMENT NATIONAL MORTAGE ASSOC
2039-07-15
2055-01-15
1.75 - 7
Government Agency Debt
1912680.24
1233448.42
Unrated Security
2013-12-02
2013-12-02
N
N
N
3813059.00
3813058.90
0.0000
N
3813058.90
3813058.90
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.27%
47Z9955Q2
0001197610
Other Repurchase Agreement
N
51-100
2013-12-13
2047-03-01
0 - 9.875
Other Instrument
CORPORATE
140586277.00
144915716.72
First Tier Security
2013-12-06
2013-12-06
Y
BNP PARIBAS SEC (NON GOV REPO)
N/A
N/A
N
N
138000000.00
138000000.00
0.0012
N
138000000.00
138000000.00
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.46%
47Z9955G4
0001197610
Other Repurchase Agreement
N
ASIAN DEVELOPMENT BANK
2014-05-27
2028-10-01
6.375 - 6.64
Other Instrument
OTHER NOTE
3786000.00
3904384.26
AMERICAN INTL GROUP INC MEDIUM TERM NTS BOOK ENT
2017-05-18
2017-05-18
5.45 - 5.45
Other Instrument
CORPORATE
800000.00
902228.22
AON CORP
2020-09-30
2020-09-30
5 - 5
Other Instrument
CORPORATE
251261.00
279456.11
BANK NOVA SCOTIA COVERED BD PROGRAM BOOK ENTRY 1
2014-11-07
2014-11-07
1.25 - 1.25
Other Instrument
CORPORATE
560374.00
566069.58
CONSOL ENERGY INC
2017-04-01
2017-04-01
8 - 8
Other Instrument
CORPORATE
2875047.00
3077418.37
FIRST DATA CORP
2016-03-31
2019-06-15
7.375 - 11.25
Other Instrument
CORPORATE
327312.00
354655.94
FORD MTR CR CO FORMERLY FORD MOTOR CR CO TO 05/0
2018-05-15
2020-01-15
5 - 8.125
Other Instrument
CORPORATE
711585.00
820403.77
FRONTIER COMMUNICATIONS CORP
2021-07-01
2024-04-15
7.625 - 9.25
Other Instrument
CORPORATE
1910743.00
2129298.97
GMAC INC FORMERLY GMAC LLC 06/30/2009 & NAME CHA
2031-11-01
2031-11-01
8 - 8
Other Instrument
CORPORATE
443284.00
531374.38
GEORGIA GULF CORP
2023-05-15
2023-05-15
4.875 - 4.875
Other Instrument
CORPORATE
275644.00
259627.94
H C A INC HCA INC ACQUIRED BY ICH CORP 10/15/198
2022-03-15
2022-03-15
5.875 - 5.875
Other Instrument
CORPORATE
203916.00
214535.21
HARRAHS OPER INC
2017-06-01
2017-06-01
11.25 - 11.25
Other Instrument
CORPORATE
6655475.00
7142156.60
LIBERTY MEDIA CORP ACQUIRED BY TELE COMMUNICATIO
2029-07-15
2029-07-15
8.5 - 8.5
Other Instrument
CORPORATE
1119278.00
1226044.69
MARIPOSA BORROWER INC / MARIPOSA MERGER SUB LLC
2021-10-15
2021-10-15
N/A
Other Instrument
CORPORATE
928706.00
962294.20
MIDSTATES PETE CO INC & MIDSTATES PETE CO LLC
2021-06-01
2021-06-01
9.25 - 9.25
Other Instrument
CORPORATE
7890.00
8604.15
MILLICOM INTL CELLULAR S A
2021-10-15
2021-10-15
6.625 - 6.625
Other Instrument
CORPORATE
89544.00
92171.87
MORGAN STANLEY FORMERLY MORGAN STANLEY DEAN WITT
2017-08-28
2017-08-28
6.25 - 6.25
Other Instrument
CORPORATE
443547.00
520368.72
NOBLE ENERGY INC
2043-11-15
2043-11-15
5.25 - 5.25
Other Instrument
CORPORATE
8564.00
8582.52
RECKSON OPER PARTNERSHIP LP / SL GREEN RLTY CORP
2018-08-15
2018-08-15
5 - 5
Other Instrument
CORPORATE
2028299.00
2207792.19
REYNOLDS GROUP ISSUER INC/ REYNOLDS GROUP ISSUER
2018-05-15
2018-05-15
8.5 - 8.5
Other Instrument
CORPORATE
1502731.00
1594105.39
SEAGATE HDD CAYMAN
2021-11-01
2021-11-01
7 - 7
Other Instrument
CORPORATE
2077306.00
2300616.40
SUNGARD DATA SYS INC MERGED INTO SOLAR CAP CORP
2018-11-15
2018-11-15
7.375 - 7.375
Other Instrument
CORPORATE
10029.00
10659.50
T-MOBILE USA INC
2020-04-28
2020-04-28
6.542 - 6.542
Other Instrument
CORPORATE
357925.00
388165.51
TELECOM ITALIA CAP
2036-07-18
2036-07-18
7.2 - 7.2
Other Instrument
CORPORATE
22767.00
21435.13
TENET HEALTHCARE CORP
2022-04-01
2022-04-01
N/A
Other Instrument
CORPORATE
195599.00
215495.09
VERIZON COMMUNICATIONS INC
2016-09-15
2016-09-15
1.781 - 1.781
Other Instrument
CORPORATE
169330.00
174421.75
COMISION FEDERAL DE ELECTRIC
2021-05-26
2021-05-26
4.875 - 4.875
Other Instrument
CORPORATE
13818.00
14134.52
First Tier Security
2013-12-06
2013-12-06
Y
BNP PARIBAS SEC (NON GOV REPO)
N/A
N/A
N
N
28000000.00
28000000.00
0.0002
N
28000000.00
28000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.46%
48R99GDX1
0000315030
Other Repurchase Agreement
N
ARRAY BIOPHARMA INC
2020-06-01
2020-06-01
3 - 3
Other Instrument
EQUITY
730100.00
782910.57
BOTTOMLINE TECHNOLOGIES DE INC
2017-12-01
2017-12-01
1.5 - 1.5
Other Instrument
EQUITY
122200.00
161676.30
CTRIP COM INTL LTD
2018-10-15
2018-10-15
N/A
Other Instrument
EQUITY
1498000.00
1448802.35
GAYLORD ENTMT CO NEW
2014-10-01
2014-10-01
3.75 - 3.75
Other Instrument
EQUITY
251000.00
490025.21
GENCORP INC
2039-12-31
2039-12-31
4.062 - 4.062
Other Instrument
EQUITY
121000.00
249706.75
GREENBRIER COS INC
2018-04-01
2018-04-01
3.5 - 3.5
Other Instrument
EQUITY
1016000.00
1186829.11
IAS OPER PARTNERSHIP LP
2018-03-15
2018-03-15
N/A
Other Instrument
EQUITY
500100.00
468672.60
ICONIX BRAND GROUP INC
2016-06-01
2018-03-15
1.5 - 2.5
Other Instrument
EQUITY
9670789.00
13370539.27
JAGUAR MNG INC
2016-03-31
2016-03-31
5.5 - 5.5
Other Instrument
EQUITY
3101000.00
586132.07
JAMES RIV COAL CO
2018-03-15
2018-03-15
3.125 - 3.125
Other Instrument
EQUITY
1122000.00
227399.79
JEFFERIES GROUP INC NEW
2029-11-01
2029-11-01
3.875 - 3.875
Other Instrument
EQUITY
380000.00
408934.68
M/I HOMES INC
2017-09-15
2017-09-15
3.25 - 3.25
Other Instrument
EQUITY
425000.00
513370.49
MEDIDATA SOLUTIONS INC
2018-08-01
2018-08-01
1 - 1
Other Instrument
EQUITY
1031500.00
1310167.75
MICRON TECHNOLOGY INC
2032-05-01
2032-05-01
3.125 - 3.125
Other Instrument
EQUITY
303800.00
679731.40
MOLYCORP INC DEL
2016-06-15
2018-02-01
3.25 - 6
Other Instrument
EQUITY
4058100.00
3138803.49
NAVISTAR INTL CORP NEW
2018-10-15
2018-10-15
4.5 - 4.5
Other Instrument
EQUITY
152000.00
160151.76
NETSUITE INC
2018-06-01
2018-06-01
N/A
Other Instrument
EQUITY
940000.00
999329.14
NORTHSTAR RLTY FIN LTD PARTNERSHIP
2031-03-15
2032-06-15
N/A
Other Instrument
EQUITY
730000.00
1253418.20
NUVASIVE INC
2017-07-01
2017-07-01
2.75 - 2.75
Other Instrument
EQUITY
276000.00
304824.21
OPKO HEALTH INC
2033-02-01
2033-02-01
3 - 3
Other Instrument
EQUITY
335300.00
521546.86
PENNYMAC CORP
2020-05-01
2020-05-01
5.375 - 5.375
Other Instrument
EQUITY
4128330.00
3964974.28
RTI INTL METALS INC
2019-10-15
2019-10-15
1.625 - 1.625
Other Instrument
EQUITY
722800.00
784321.93
SALIX PHARMACEUTICALS LTD
2019-03-15
2019-03-15
1.5 - 1.5
Other Instrument
EQUITY
461800.00
665838.63
SOLARCITY CORP
2018-11-01
2018-11-01
2.75 - 2.75
Other Instrument
EQUITY
1034751.00
1146906.51
SPANSION LLC
2020-09-01
2020-09-01
2 - 2
Other Instrument
EQUITY
98300.00
106644.58
SUPERNUS PHARMACEUTICALS INC
2019-05-01
2019-05-01
N/A
Other Instrument
EQUITY
3774833.00
5861233.53
TAKE-TWO INTERACTIVE SOFTWARE INC
2018-07-01
2018-07-01
1 - 1
Other Instrument
EQUITY
10863478.00
11342678.09
TESLA MTRS INC
2018-06-01
2018-06-01
1.5 - 1.5
Other Instrument
EQUITY
81186.00
102490.56
VECTOR GROUP LTD
2019-01-15
2019-01-15
N/A
Other Instrument
EQUITY
1064700.00
1256952.88
VOLCANO CORP
2017-12-01
2017-12-01
1.75 - 1.75
Other Instrument
EQUITY
11599781.00
11634960.55
XPO LOGISTICS INC
2017-10-01
2017-10-01
4.5 - 4.5
Other Instrument
EQUITY
86000.00
131558.50
SHIP FINANCE INTERNATI 3.25 01FEB18
2018-02-01
2018-02-01
N/A
Other Instrument
EQUITY
11090900.00
11409763.38
First Tier Security
2013-12-02
2013-12-02
N
N
N
71000000.00
71000000.00
0.0006
N
71000000.00
71000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.85%
48L9946U8
0000315030
Other Repurchase Agreement
N
ACCURAY INC DEL
2018-02-01
2018-02-01
N/A
Other Instrument
EQUITY
6948597.00
11405928.95
AKORN INC 3.5 01JUN16
2016-06-01
2016-06-01
N/A
Other Instrument
EQUITY
9955000.00
29564414.30
AMDOCS LTD 0.5 15MAR24
2024-03-15
2024-03-15
N/A
Other Instrument
EQUITY
3000.00
2929.26
AMTRUST FINL SVCS INC
2021-12-15
2021-12-15
5.5 - 5.5
Other Instrument
EQUITY
7350351.00
11967326.97
ANNALY CAP MGMT INC FORMERLY ANNALY MTG MGMT IN
2015-05-15
2015-05-15
5 - 5
Other Instrument
EQUITY
449000.00
455768.43
BECKMAN COULTER INC
2036-12-15
2036-12-15
2.5 - 2.5
Other Instrument
EQUITY
6000.00
5764.85
BIOMARIN PHARMACEUTICAL INC
2020-10-15
2020-10-15
1.5 - 1.5
Other Instrument
EQUITY
35899.00
38971.36
BLUCORA INC
2019-04-01
2019-04-01
4.25 - 4.25
Other Instrument
EQUITY
445600.00
658640.12
CBIZ INC
2015-10-01
2015-10-01
4.875 - 4.875
Other Instrument
EQUITY
389000.00
513862.84
CALLIDUS SOFTWARE INC
2016-06-01
2016-06-01
4.75 - 4.75
Other Instrument
EQUITY
2349000.00
3477380.00
CLEAN ENERGY FUELS CORP
2018-10-01
2018-10-01
5.25 - 5.25
Other Instrument
EQUITY
934911.00
954505.18
COBALT INTL ENERGY INC
2019-12-01
2019-12-01
2.625 - 2.625
Other Instrument
EQUITY
1900.00
1938.91
COMPUCREDIT CORP
2025-05-30
2025-05-30
3.625 - 3.625
Other Instrument
EQUITY
20000.00
19672.81
CORNERSTONE ONDEMAND INC
2018-07-01
2018-07-01
1.5 - 1.5
Other Instrument
EQUITY
10108900.00
11858211.45
CORSICANTO LTD
2032-01-15
2032-01-15
3.5 - 3.5
Other Instrument
EQUITY
2043500.00
1446854.76
ENERGY XXI BERMUDA LTD
2018-12-15
2018-12-15
N/A
Other Instrument
EQUITY
5879500.00
5919461.00
EXTRA SPACE STORAGE L P
2033-07-01
2033-07-01
2.375 - 2.375
Other Instrument
EQUITY
2508408.00
2537615.62
GSV CAP CORP
2018-09-15
2018-09-15
N/A
Other Instrument
EQUITY
2085900.00
2237227.87
HOLOGIC INC
2043-12-15
2043-12-15
2 - 2
Other Instrument
EQUITY
7835340.00
8433585.62
HORSEHEAD HLDG CORP
2017-07-01
2017-07-01
3.8 - 3.8
Other Instrument
EQUITY
2847000.00
3430641.33
ICONIX BRAND GROUP INC
2018-03-15
2018-03-15
1.5 - 1.5
Other Instrument
EQUITY
945004.00
1295206.73
JAGUAR MNG INC
2016-03-31
2016-03-31
5.5 - 5.5
Other Instrument
EQUITY
1679000.00
317354.32
JAMES RIV COAL CO
2018-03-15
2018-03-15
3.125 - 3.125
Other Instrument
EQUITY
2388000.00
483984.58
KAISER ALUM CORP
2015-04-01
2015-04-01
4.5 - 4.5
Other Instrument
EQUITY
633000.00
918090.54
LIBERTY MEDIA CORP DEL FORMERLY LIBERTY SPINCO I
2023-10-15
2023-10-15
1.375 - 1.375
Other Instrument
EQUITY
32551.00
33806.18
LUCENT TECHNOLOGIES INC
2023-06-15
2023-06-15
2.875 - 2.875
Other Instrument
EQUITY
142000.00
143149.81
MEDICINES CO DBCV 1.
2017-06-01
2017-06-01
N/A
Other Instrument
EQUITY
518400.00
731228.40
MEDIDATA SOLUTIONS INC
2018-08-01
2018-08-01
1 - 1
Other Instrument
EQUITY
9852100.00
12513721.44
MERRIMACK PHARMACEUTICALS INC
2020-07-15
2020-07-15
4.5 - 4.5
Other Instrument
EQUITY
7000.00
5931.66
POWERWAVE TECHNOLOGIES INC
2041-07-15
2041-07-15
2.75 - 2.75
Other Instrument
EQUITY
5459000.00
54590.00
RTI INTL METALS INC
2019-10-15
2019-10-15
1.625 - 1.625
Other Instrument
EQUITY
1271527.00
1379754.43
RAYONIER TRS HLDGS INC
2015-08-15
2015-08-15
4.5 - 4.5
Other Instrument
EQUITY
350000.00
491925.00
RESOURCE CAP CORP
2018-12-01
2018-12-01
6 - 6
Other Instrument
EQUITY
1306100.00
1341582.38
SOLECTRON CORP 0.5 15FEB34
2034-02-15
2034-02-15
N/A
Other Instrument
EQUITY
2252000.00
1117722.65
TESLA MTRS INC
2018-06-01
2018-06-01
1.5 - 1.5
Other Instrument
EQUITY
20469627.00
25841198.29
TIBCO SOFTWARE INC
2032-05-01
2032-05-01
2.25 - 2.25
Other Instrument
EQUITY
37200.00
37311.60
TRICO MARINE SVCS INC 3.0 15JAN27
2027-01-15
2027-01-15
N/A
Other Instrument
EQUITY
353000.00
6618.75
VECTOR GROUP LTD
2019-01-15
2019-01-15
N/A
Other Instrument
EQUITY
13807328.00
16300517.22
VIVUS INC
2020-05-01
2020-05-01
4.5 - 4.5
Other Instrument
EQUITY
39900.00
35526.16
WEBMD HEALTH CORP
2020-12-01
2020-12-01
N/A
Other Instrument
EQUITY
14136931.00
14136931.00
WORKDAY INC
2018-07-15
2020-07-15
0.75 - 1.5
Other Instrument
EQUITY
7070608.00
8420641.60
First Tier Security
2014-01-16
2014-01-16
N
N
N
167000000.00
167000000.00
0.0014
Y
167000000.00
167000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.87%
48R99GDA1
0000315030
Other Repurchase Agreement
N
AMERICAN RLTY CAP PPTYS INC
2018-08-01
2018-08-01
3 - 3
Other Instrument
EQUITY
4449443.00
4554375.70
CAL DIVE INTL INC DEL
2017-07-15
2017-07-15
5 - 5
Other Instrument
EQUITY
9661000.00
9931422.12
ENPRO INDS INC
2015-10-15
2015-10-15
3.938 - 3.938
Other Instrument
EQUITY
5681000.00
9848372.03
HOLOGIC INC
2043-12-15
2043-12-15
2 - 2
Other Instrument
EQUITY
1557270.00
1676171.02
NORTHSTAR RLTY FIN LTD PARTNNOTE 7.
2031-03-15
2031-03-15
N/A
Other Instrument
EQUITY
5711000.00
9764648.77
PENNYMAC CORP
2020-05-01
2020-05-01
5.375 - 5.375
Other Instrument
EQUITY
3543512.00
3403297.20
SALIX PHARMACEUTICALS LTD
2019-03-15
2019-03-15
1.5 - 1.5
Other Instrument
EQUITY
6693200.00
9650478.87
THERAVANCE INC
2023-01-15
2023-01-15
2.125 - 2.125
Other Instrument
EQUITY
6904600.00
10579847.62
First Tier Security
2014-02-24
2014-02-24
N
N
N
55000000.00
55000000.00
0.0005
Y
55000000.00
55000000.00
Citigroup Global Markets, Inc.
Citigroup Global Markets, Inc., 0.98%
48R99GCC8
0000315030
Other Repurchase Agreement
N
101-500
2014-06-20
2052-04-07
0 - 34.67
Other Instrument
MORTGAGE
3799019291.00
298169258.73
First Tier Security
2014-03-04
2014-03-04
Y
CITIGROUP GLB MKT INC(NON GOV)
N/A
N/A
N
N
276000000.00
276000000.00
0.0023
Y
276000000.00
276000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.18%
48N9988J0
0000318336
Other Repurchase Agreement
N
AMERIPRISE FINANCIAL INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
2610.00
283263.30
CF INDUSTRIES HOLDINGS, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
66797.00
14461550.50
CAREFUSION CORPORATION
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
65258.00
2600531.30
DAVITA INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
101792.00
6095304.96
DELTA AIRLINES, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
31200.00
915408.00
DISCOVER FINANCIAL SERVICES
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
49045.00
2612627.15
GENWORTH FINANCIAL
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1443076.00
21949185.96
MARATHON OIL CORP
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1917089.00
69456134.47
MARATHON PETE CORP
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1310722.00
110546293.48
REGIONS FINANCIAL CORP NEW-
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1740249.00
17089245.18
TIFFANY & CO.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
53366.00
4704746.56
UNION PACIFIC CORPORATION
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
319731.00
52064996.04
URBAN OUTFITTERS, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
26504.00
1035511.28
VENTAS INC <
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
207952.00
11986353.28
WESTERN DIGITAL
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
27949.00
2129434.31
LYONDELLBASELL INDUSTRIES N.V.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
259755.00
20120622.30
First Tier Security
2013-12-02
2013-12-02
N
N
N
313000000.00
313000000.00
0.0026
N
313000000.00
313000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.19%
48N9987U6
0000318336
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2029-08-15
2043-08-15
3 - 3.5
Government Agency Debt
145369645.00
109777988.15
FEDERAL NATIONAL MORTGAGE ASSOC
2019-02-25
2042-11-25
0.46 - 5.984
Government Agency Debt
1010563657.00
45756336.68
First Tier Security
2013-12-04
2013-12-04
N
N
N
151000000.00
151000000.00
0.0013
N
151000000.00
151000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.64%
48N998TR9
0000318336
Other Repurchase Agreement
N
ABSC MANUFACTURED HOUSING CONT
2030-12-02
2030-12-02
8.4 - 8.4
Other Instrument
ASSET BACKED
3300000.00
2664075.55
BAYVIEW FINANCIAL REVOLVING AS
2040-12-28
2040-12-28
0.671 - 0.671
Other Instrument
ASSET BACKED
7000000.00
2386550.78
BEAR STEARNS ASSET BACKED SECU
2045-01-25
2045-01-25
1.616 - 1.616
Other Instrument
ASSET BACKED
3248600.00
1226974.05
BEAR STEARNS ASSET BACKED SECU
2034-09-25
2034-09-25
7.334 - 7.334
Other Instrument
ASSET BACKED
246125000.00
6218049.41
CWABS INC.
2033-03-25
2033-03-25
1.62 - 1.62
Other Instrument
ASSET BACKED
3000000.00
1032380.82
COUNTRYWIDE HOME LOAN TRUST
2034-02-15
2034-02-15
0.448 - 0.468
Other Instrument
ASSET BACKED
282996000.00
10365912.80
CWHEQ REVOLVING HOME EQUITY LO
2035-12-15
2035-12-15
0.408 - 0.408
Other Instrument
ASSET BACKED
100000000.00
9021990.00
GSAA HOME EQUITY TRUST 2007-1
2037-02-25
2037-02-25
0.246 - 0.246
Other Instrument
ASSET BACKED
133091000.00
15978884.22
LONG BEACH MORTGAGE LOAN TRUST
2036-03-25
2036-03-25
0.356 - 0.356
Other Instrument
ASSET BACKED
78084000.00
24377713.87
MORGAN STANLEY ABS CAPITAL I I
2036-10-25
2036-10-25
0.236 - 0.236
Other Instrument
ASSET BACKED
151000000.00
9135593.89
MORGAN STANLEY ABS CAPITAL 200
2037-05-25
2037-05-25
0.356 - 0.356
Other Instrument
ASSET BACKED
49645000.00
29697927.18
RAMP SERIES 2004-RS8 TRUST
2045-10-25
2045-10-25
1.366 - 1.366
Other Instrument
ASSET BACKED
4635000.00
3646350.13
First Tier Security
2014-01-06
2014-01-06
N
N
N
107000000.00
107000000.00
0.0009
Y
107000000.00
107000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.64%
48N998VF2
0000318336
Other Repurchase Agreement
N
ACCREDITED MORTGAGE LOAN TRUST
2036-09-25
2036-09-25
0.426 - 0.426
Other Instrument
ASSET BACKED
13500000.00
9801004.17
ACE SECURITIES CORP. HOME EQUI
2036-08-25
2036-08-25
0.326 - 0.326
Other Instrument
ASSET BACKED
9772000.00
3534085.93
ARGENT SECURITIES, INC. SERIES
2036-04-25
2036-04-25
0.446 - 0.446
Other Instrument
ASSET BACKED
10000000.00
3295681.48
BEAR STEARNS ASSET BACKED SECU
2036-04-25
2036-04-25
0.546 - 0.546
Other Instrument
ASSET BACKED
10000000.00
906701.68
CWABS ASSET-BACKED CERTIFICATE
2047-03-25
2047-03-25
0.456 - 0.456
Other Instrument
ASSET BACKED
11400000.00
317520.39
CWABS ASSET-BACKED CERTIFICATE
2036-02-25
2036-09-25
0.446 - 0.806
Other Instrument
ASSET BACKED
35481000.00
21869014.68
CWABS INC.
2033-08-25
2033-08-25
2.641 - 2.641
Other Instrument
ASSET BACKED
10100000.00
511804.27
COUNTRYWIDE HOME LOAN TRUST
2035-11-25
2035-11-25
0.866 - 0.866
Other Instrument
ASSET BACKED
9953000.00
7744630.55
CWABS 2007-2
2037-08-25
2037-08-25
0.386 - 0.386
Other Instrument
ASSET BACKED
15000000.00
6577932.98
CWABS ASSET-BACKED CERTIFICATE
2047-08-25
2047-08-25
0.966 - 0.966
Other Instrument
ASSET BACKED
10000000.00
8171713.35
CITIGROUP MORTGAGE LOAN TRUST
2036-12-25
2036-12-25
0.316 - 0.316
Other Instrument
ASSET BACKED
10000000.00
4490862.19
CMLT1-07-WFHE1 D02/09/07
2037-01-25
2037-01-25
0.426 - 0.426
Other Instrument
ASSET BACKED
13532000.00
9230391.72
CITIGROUP MORTGAGE LOAN TRUST
2037-01-25
2037-01-25
0.346 - 0.346
Other Instrument
ASSET BACKED
15000000.00
6811830.55
CMLTI 07-AHL3 D06/29/07
2045-07-25
2045-07-25
0.426 - 0.426
Other Instrument
ASSET BACKED
10000000.00
4739618.30
CITIGROUP MORTGAGE LOAN TRUST
2037-05-25
2037-05-25
0.436 - 0.436
Other Instrument
ASSET BACKED
15000000.00
7882516.09
CWABS ASSET-BACKED CERTIFICATE
2037-07-25
2037-07-25
0.306 - 0.306
Other Instrument
ASSET BACKED
14898000.00
10373566.64
FIRST FRANKLIN MORTGAGE LOAN T
2034-03-25
2034-03-25
1.666 - 1.666
Other Instrument
ASSET BACKED
13385000.00
680053.03
FIRST FRANKLIN MORTGAGE LOAN T
2036-08-25
2036-08-25
0.406 - 0.406
Other Instrument
ASSET BACKED
11331000.00
7195492.19
FREMONT HOME LOAN TRUST 2006-C
2036-10-25
2036-10-25
0.316 - 0.316
Other Instrument
ASSET BACKED
13015035.00
5440503.56
GSAA HOME EQUITY TRUST 2007-4
2037-03-25
2037-03-25
0.466 - 0.466
Other Instrument
ASSET BACKED
11500000.00
4454423.13
GCMO GSAMP TR06-FM2 D09/29/
2036-09-25
2036-09-25
0.406 - 0.406
Other Instrument
ASSET BACKED
13666000.00
5265517.27
GSAA HOME EQUITY TRUST 2006-14
2036-09-25
2036-09-25
0.446 - 0.446
Other Instrument
ASSET BACKED
10000000.00
539115.56
HOME EQUITY MORTGAGE LOAN ASSE
2036-08-25
2036-08-25
0.406 - 0.406
Other Instrument
ASSET BACKED
15000000.00
6228739.32
HOME EQUITY MORTGAGE LOAN ASSE
2037-04-25
2037-04-25
0.376 - 0.376
Other Instrument
ASSET BACKED
10000000.00
5920537.71
IMPERIAL CMB TRUST SERIES 1998
2035-03-25
2035-03-25
0.536 - 0.536
Other Instrument
ASSET BACKED
12000000.00
596584.53
JPMORGAN MORTGAGE ACQUISITION
2036-07-25
2036-07-25
0.436 - 0.436
Other Instrument
ASSET BACKED
10000000.00
1596274.52
LONG BEACH MORTGAGE LOAN TRUST
2036-12-25
2036-12-25
0.266 - 0.266
Other Instrument
ASSET BACKED
10500000.00
4505769.12
LONG BEACH MORTGAGE LOAN TRUST
2046-03-25
2046-03-25
0.456 - 0.456
Other Instrument
ASSET BACKED
15000000.00
6422346.53
LONG BEACH MORTGAGE LOAN TRUST
2036-08-25
2036-08-25
0.326 - 0.326
Other Instrument
ASSET BACKED
15000000.00
6797543.76
LONG BEACH MORTGAGE LOAN TRUST
2036-09-25
2036-09-25
0.406 - 0.406
Other Instrument
ASSET BACKED
13000000.00
4740693.45
MERRILL LYNCH MORTGAGE INVESTO
2037-03-25
2037-03-25
0.486 - 0.486
Other Instrument
ASSET BACKED
10000000.00
5231540.20
MORGAN STANLEY ABS CAPITAL I,
2034-12-25
2034-12-25
0.936 - 0.936
Other Instrument
ASSET BACKED
10000000.00
1182327.35
NOMURA HOME EQUITY LOAN,INC
2035-05-25
2035-05-25
0.676 - 0.676
Other Instrument
ASSET BACKED
11000000.00
6328334.51
PARK PLACE SECURITIES, INC.
2035-07-25
2035-07-25
0.716 - 0.716
Other Instrument
ASSET BACKED
15000000.00
9684283.73
RASC SERIES 2007-KS3 TRUST
2037-04-25
2037-04-25
0.506 - 0.506
Other Instrument
ASSET BACKED
13000000.00
7844084.44
RESIDENTIAL ASSET SECURITIES C
2034-01-25
2034-01-25
1.366 - 1.366
Other Instrument
ASSET BACKED
10000000.00
411830.32
RAMP SERIES 2004-RS8 TRUST
2034-08-25
2034-08-25
1.316 - 1.316
Other Instrument
ASSET BACKED
11500000.00
1258126.18
RASC SERIES 2006-KS1 TRUST
2036-04-25
2036-04-25
0.446 - 0.446
Other Instrument
ASSET BACKED
12000000.00
8637810.95
SAXON ASSET SECURITIES TRUST 2
2036-09-25
2036-09-25
0.466 - 0.466
Other Instrument
ASSET BACKED
11000000.00
4062880.34
SOUNDVIEW HOME LOAN TRUST 2006
2037-01-25
2037-01-25
0.276 - 0.276
Other Instrument
ASSET BACKED
10000000.00
2058903.72
SPECIALTY UNDERWRITING AND RES
2037-06-25
2037-06-25
0.416 - 0.416
Other Instrument
ASSET BACKED
10000000.00
4893585.44
STRUCTURED ASSET INVESTMENT LO
2034-12-25
2034-12-25
0.766 - 0.766
Other Instrument
ASSET BACKED
10032000.00
7330546.40
STRUCTURED ASSET SECURITIES CO
2035-05-25
2035-05-25
0.786 - 0.786
Other Instrument
ASSET BACKED
3395000.00
2025030.21
WAMU 2007-HE1 TRUST
2037-01-25
2037-01-25
0.396 - 0.396
Other Instrument
ASSET BACKED
10000000.00
4894729.26
WAMU ASSET-BACKED CERTIFICATES
2047-07-25
2047-07-25
0.296 - 0.296
Other Instrument
ASSET BACKED
10776276.00
2211753.52
First Tier Security
2014-01-10
2014-01-10
N
N
N
217000000.00
217000000.00
0.0018
Y
217000000.00
217000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N998VX3
0000318336
Other Repurchase Agreement
N
CWABS ASSET-BACKED CERTIFICATE
2047-10-25
2047-10-25
0.396 - 0.396
Other Instrument
ASSET BACKED
46845750.00
33664150.57
MORGAN STANLEY ABS CAPITAL INC
2036-09-25
2036-09-25
0.316 - 0.316
Other Instrument
ASSET BACKED
37145000.00
19275531.53
MORGAN STANLEY ABS CAPITAL SER
2036-12-25
2036-12-25
0.276 - 0.276
Other Instrument
ASSET BACKED
60390000.00
28067961.78
MORGAN STANLEY ABS CAPITAL I I
2037-02-25
2037-02-25
0.426 - 0.426
Other Instrument
ASSET BACKED
57000000.00
30627278.39
NISOURCE FIN. CORP.
2013-12-02
2013-12-02
N/A
Other Commercial Paper
1470000.00
1469988.08
TERWIN CAPITAL, LLC
2036-08-25
2036-08-25
0.446 - 0.446
Other Instrument
ASSET BACKED
49666000.00
4675644.97
First Tier Security
2014-04-16
2014-04-16
N
N
N
109000000.00
109000000.00
0.0009
Y
109000000.00
109000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N998XE3
0000318336
Other Repurchase Agreement
N
ACCREDITED MORTGAGE LOAN TRUST
2036-04-25
2036-04-25
0.446 - 0.446
Other Instrument
ASSET BACKED
4000000.00
2787411.21
AEGIS ASSET BACKED SECURITIES
2034-12-25
2034-12-25
1.386 - 1.386
Other Instrument
ASSET BACKED
3000000.00
2137862.03
AIRCRAFT FINANCE TRUST <1999-1
2024-05-15
2024-05-15
0.648 - 0.648
Other Instrument
ASSET BACKED
22893000.00
6441839.70
CHEVY CHASE 1998-CCB2
2032-08-15
2032-08-15
3.393 - 3.393
Other Instrument
ASSET BACKED
4250000.00
1698962.55
BAYVIEW FINANCIAL 2007-B
2047-08-28
2047-08-28
0.864 - 0.864
Other Instrument
ASSET BACKED
5000000.00
1188728.14
BEAR STEARNS ASSET BACKED SECU
2034-08-25
2034-11-25
1.366 - 1.416
Other Instrument
ASSET BACKED
9500000.00
5776789.23
BUSINESS LOAN EXPRESS BUSINESS
2040-10-20
2040-10-20
0.572 - 0.572
Other Instrument
ASSET BACKED
13450000.00
3011592.76
C-BASS 2006-CB6 TRUST
2036-07-25
2036-07-25
0.246 - 0.246
Other Instrument
ASSET BACKED
5000000.00
1010107.25
CWABS ASSET-BACKED CERTIFICATE
2037-01-25
2037-01-25
5.146 - 5.146
Other Instrument
ASSET BACKED
825000.00
586873.06
FREMONT HOME LOAN TRUST 2002-1
2035-03-25
2035-03-25
0.726 - 0.726
Other Instrument
ASSET BACKED
5000000.00
3147953.15
GSAMP TRUST 2006-SD2
2046-05-25
2046-05-25
0.386 - 0.386
Other Instrument
ASSET BACKED
5920000.00
2894777.63
GSAMP TRUST 2004-HE2
2034-08-25
2034-08-25
1.316 - 1.316
Other Instrument
ASSET BACKED
5000000.00
726063.40
GSAA HOME EQUITY TRUST 2006-13
2036-07-25
2036-07-25
6.04 - 6.04
Other Instrument
ASSET BACKED
5000000.00
2266239.23
GREEN TREE ACCEPTANCE, INC.
2029-07-15
2029-07-15
7.03 - 7.03
Other Instrument
ASSET BACKED
3000000.00
2666096.63
HARBOURVIEW CDO 111, LIMITED/
2031-09-15
2031-09-15
1.234 - 1.234
Other Instrument
ASSET BACKED
25000000.00
2654004.28
IRWIN HOME EQUITY LOAN TRUST 2
2037-06-25
2037-06-25
0.306 - 0.306
Other Instrument
ASSET BACKED
34622000.00
5941816.68
MORGAN STANLEY ABS CAPITAL I,
2035-07-25
2036-02-25
0.506 - 0.656
Other Instrument
ASSET BACKED
5952000.00
4209299.46
NOMURA HOME EQUITY LOAN,INC.
2036-04-27
2036-04-27
0.496 - 0.496
Other Instrument
ASSET BACKED
5107000.00
1412504.90
PEGASUS AVIATION LEASE SECURIT
2031-05-10
2031-05-10
0.743 - 0.743
Other Instrument
ASSET BACKED
86100000.00
30360585.05
QUEST TRUST 2002-X1
2035-12-25
2035-12-25
0.451 - 0.451
Other Instrument
ASSET BACKED
99213000.00
22018713.37
RESIDENTIAL ASSET SECURITIES C
2030-10-25
2035-12-25
0.396 - 6.489
Other Instrument
ASSET BACKED
13750000.00
2460178.37
RAMP SERIES 2004-RS8 TRUST
2034-07-25
2045-10-25
0.566 - 4.723
Other Instrument
ASSET BACKED
10805000.00
5800482.25
SG MORTGAGE SECURITIES TRUST 2
2035-10-25
2035-10-25
0.616 - 0.616
Other Instrument
ASSET BACKED
3500000.00
1984232.04
SOUNDVIEW HOME LOAN TRUST 2006
2036-11-25
2036-11-25
0.326 - 0.326
Other Instrument
ASSET BACKED
5700000.00
2464748.56
First Tier Security
2014-04-21
2014-04-21
N
N
N
107000000.00
107000000.00
0.0009
Y
107000000.00
107000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N9983C0
0000318336
Other Repurchase Agreement
N
CWABS ASSET-BACKED CERTIFICATE
2037-03-25
2037-03-25
0.336 - 0.336
Other Instrument
ASSET BACKED
69000000.00
54389618.04
MORGAN STANLEY ABS CAPITAL INC
2036-09-25
2036-09-25
0.316 - 0.406
Other Instrument
ASSET BACKED
94516015.00
49548071.07
MORGAN STANLEY ABS CAPITAL 200
2037-05-25
2037-05-25
0.356 - 0.356
Other Instrument
ASSET BACKED
21355000.00
12774684.96
First Tier Security
2014-05-02
2014-05-02
N
N
N
108000000.00
108000000.00
0.0009
Y
108000000.00
108000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.71%
48N9984P0
0000318336
Other Repurchase Agreement
N
51-100
2026-10-15
2047-11-25
0.256 - 8.392
Other Instrument
MORTGAGE
1439064953.00
350038152.91
First Tier Security
2014-05-09
2014-05-09
N
N
N
324000000.00
324000000.00
0.0027
Y
324000000.00
324000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.75%
48N998BH0
0000318336
Other Repurchase Agreement
N
BEAR STEARNS ASSET BACKED SECU
2036-03-25
2036-03-25
0.366 - 0.366
Other Instrument
ASSET BACKED
5000000.00
2723570.17
CWABS ASSET-BACKED CERTIFICATE
2047-05-25
2047-05-25
0.336 - 0.336
Other Instrument
ASSET BACKED
2150000.00
1891514.81
CARRINTON MORTGAGE LOAN TRUST,
2037-06-25
2037-06-25
0.356 - 0.356
Other Instrument
ASSET BACKED
42820000.00
18126391.20
LEHMAN XS TRUST, SERIES 2005-3
2036-03-25
2036-03-25
0.396 - 0.396
Other Instrument
ASSET BACKED
40000000.00
6377909.18
MORGAN STANLEY ABS CAPITAL I,
2036-02-25
2036-02-25
0.506 - 0.506
Other Instrument
ASSET BACKED
680000.00
319412.48
OAKWOOD MORTGAGE INVESTORS 199
2029-11-15
2029-11-15
7.84 - 7.84
Other Instrument
ASSET BACKED
15812000.00
2742582.81
PEGASUS AVIATION LEASE SECURIT
2031-05-10
2031-05-10
0.779 - 0.779
Other Instrument
ASSET BACKED
15000000.00
5505377.95
SHELLPOINT ASSET FDG TR
2043-07-25
2043-07-25
3.75 - 3.75
Other Instrument
GOVERNMENT AGENCY
4155000.00
3718257.34
SPECIALTY UNDERWRITING AND RES
2037-11-25
2037-11-25
0.236 - 0.236
Other Instrument
ASSET BACKED
37500000.00
3511429.02
STRUCTURED ASSET SECURITIES CO
2036-10-25
2036-10-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
978000.00
457825.39
First Tier Security
2014-01-21
2014-01-21
N
N
N
42000000.00
42000000.00
0.0004
Y
42000000.00
42000000.00
Credit Suisse Securities (U.S.A.) LLC
Credit Suisse Securities (U.S.A.) LLC, 0.76%
48K99WYY8
0000318336
Other Repurchase Agreement
N
CITIGROUP MORTGAGE LOAN TRUST
2037-05-25
2037-05-25
0.306 - 0.306
Other Instrument
ASSET BACKED
40000000.00
31263408.66
GSAA HOME EQUITY TRUST 2007-5
2047-04-25
2047-04-25
0.306 - 0.306
Other Instrument
ASSET BACKED
42255000.00
1730457.02
JPMORGAN MORTGAGE ACQUISITION
2036-10-25
2036-10-25
0.376 - 0.376
Other Instrument
ASSET BACKED
40497000.00
22517058.32
MORGAN STANLEY ABS CAPITAL I I
2036-06-25
2036-06-25
0.406 - 0.406
Other Instrument
ASSET BACKED
40570000.00
21152797.98
NISOURCE FIN. CORP.
2013-12-02
2013-12-02
N/A
Other Commercial Paper
2995000.00
2994975.72
NOVASTAR MORTGAGE FUNDING TRUS
2036-11-25
2036-11-25
0.336 - 0.336
Other Instrument
ASSET BACKED
41800000.00
16076324.16
RAMP SERIES 2006-RS4 TRUST
2036-07-25
2036-07-25
0.446 - 0.446
Other Instrument
ASSET BACKED
28602810.00
22327599.31
First Tier Security
2013-12-06
2013-12-06
N
N
N
109000000.00
109000000.00
0.0009
N
109000000.00
109000000.00
Deutsche Bank Securities, Inc.
Deutsche Bank Securities, Inc., 0.27%
48K991SF4
0000058056
Other Repurchase Agreement
N
APOLLO GLBL MNGMT-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
20762.00
623482.86
BLACKSTONE GRP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1073347.00
30515255.21
CAMECO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4.00
80.88
CAPITAL ONE WTS 18
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
588433.00
18476796.20
CNINSURE SP ADR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8918.00
44411.64
COUNTRY STYL SP ADR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1.00
9.87
GM WTS 16
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3203373.00
93602559.06
KKR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
353.00
8408.46
MKET VECT GLD MIN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1490619.00
32510400.39
TWENTY-FIRST CENT-B
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
106683.00
3506670.21
First Tier Security
2013-12-06
2013-12-06
Y
DEUTSCHE BC SEC INC(NON GOV)
N/A
N/A
N
N
166000000.00
166000000.00
0.0014
N
166000000.00
166000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.24%
45J996XR9
Other Repurchase Agreement
N
AMERICAN EXPRESS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
120400.00
10305036.00
AMERICAN INTL GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
468630.00
23267479.50
AMERIPRISE FINCL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
62800.00
6815684.00
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3765500.00
59607865.00
BERKSHIRE HATHAWY-B
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
364900.00
42540042.00
CME GROUP-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
41637.00
3427141.47
CHEVRON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
106700.00
13062214.00
CHUBB
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
74900.00
7290766.00
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1055800.00
56010190.00
FRANKLIN RESOURCES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
127000.00
7044690.00
GOLDMAN SACHS GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
49126.00
8263975.72
HCP REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
144300.00
5392491.00
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1071521.00
61591027.08
MARSH & MCLENNAN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
105883.00
5037913.14
MCDONALD'S
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
81174.00
7878748.44
MCGRAW HILL FIN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
87600.00
6533208.00
METLIFE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
392200.00
20551280.00
MORGAN STANLEY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
440000.00
13820400.00
PNC FINL SER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
120900.00
9358869.00
PROLOGIS REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
158300.00
6092967.00
PRUDENTIAL FINANCL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
75800.00
6767424.00
QUALCOMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
163000.00
11990280.00
TIME WARNER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1643.00
107846.52
US BANCORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
146193.00
5752694.55
UTD TECHNOLOGIES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
46108.00
5141503.08
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1096670.00
48549580.90
ACE N
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
66000.00
6807900.00
First Tier Security
2013-12-02
2013-12-02
N
N
N
425000000.00
425000000.00
0.0035
N
425000000.00
425000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.49%
45A99N8X6
Other Repurchase Agreement
N
APPLE COMPUTER, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
219066.00
119601273.36
First Tier Security
2014-02-27
2014-02-27
Y
JP MORGAN CLRING(NON GOV REPO)
N/A
N/A
N
N
110000000.00
110000000.00
0.0009
Y
110000000.00
110000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.53%
45A99N8V0
Other Repurchase Agreement
N
J P MORGAN CHASE & CO
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1316283.00
75659946.84
QUALCOMM INCORPORATED
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
226893.00
16690249.08
RELIANCE STEEL & ALUMINUM CO.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1106484.00
81215925.60
ST JUDE MED INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
743995.00
43918024.85
First Tier Security
2014-04-30
2014-04-30
N
N
N
200000000.00
200000000.00
0.0017
Y
200000000.00
200000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.60%
45A99N8S7
Other Repurchase Agreement
N
AUXILIUMPHARMACEUTICAL
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
10644000.00
11681311.02
COBALT INTL ENERGY INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
15398400.00
15687920.72
TAKE-2 INTERACTIVE SOFTWARE
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1000000.00
1140081.00
TESLA MOTORS, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
26484000.00
33585234.37
TIBCO SOFTWARE, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
174514000.00
176123542.62
First Tier Security
2014-02-14
2014-02-14
N
N
N
219000000.00
219000000.00
0.0018
Y
219000000.00
219000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.61%
45A99N8M0
Other Repurchase Agreement
N
AMTRUST FINANCIAL SERVICES, IN
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
2177000.00
3638263.36
BPZ ENERGY INC COM
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
13300000.00
12942003.90
CADENCE DESIGN SYSTEMS, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
10050000.00
10119093.75
CHEMED CORPORATION
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
14123000.00
14955988.66
DFC GLOBAL CORP
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
4175000.00
3790536.78
ENPRO INDUSTRIES INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
23355000.00
40550399.01
GOODRICH PETE CORP
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
13187000.00
14183924.01
ISIS PHARMACEUTICALS, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
18416000.00
45256528.11
LINEAR TECHNOLOGY CORP
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
5255000.00
5710487.64
MEDICINES COMPANY (THE) CONV P
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
4192000.00
5961179.10
MOLINA HEALTHCARE, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
11753000.00
13859443.18
UNITED THERAPEUTICS
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
13521000.00
26364097.62
VIROPHARMA INCORPORATED
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
6355000.00
16918643.24
WRIGHT MEDICAL GROUP
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
15028000.00
19892773.99
First Tier Security
2013-12-09
2013-12-09
N
N
N
215000000.00
215000000.00
0.0018
Y
215000000.00
215000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.62%
45A99N8R9
Other Repurchase Agreement
N
ACCURAY INCORPORATED
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
400000.00
439890.40
AFFYMETRIX, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
12035000.00
19673927.41
ANNALY MORTGAGE MANAGEMENT
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
27382000.00
27815539.21
CIENA CORPORATION
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
14501000.00
18323217.08
EXELIXIS, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
28943000.00
33825857.76
GT ADVANCED TECHNOLOGIES, INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
2998000.00
4543564.94
INTERDIGITAL INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
8680000.00
9107125.44
KAISER ALUMINUM CORPORATION
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
3000000.00
4362405.00
MENTOR GRAPHICS CORP
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1675000.00
2147443.80
MICRON TECHNOLOGY, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
5369000.00
12081151.99
RTI INTERNATIONAL META
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
13943000.00
15221029.32
ROYAL GOLD INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
11000000.00
10607047.00
PFD SUNPOWER CORPONE
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
18978000.00
27031788.75
TESLA MOTORS, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
23686000.00
30036998.24
WALTER INVESTMENT MANAGEMENT C
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
16180000.00
16806246.90
XPO LOGISTICS INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1940000.00
2974087.90
First Tier Security
2014-02-27
2014-02-27
Y
JP MORGAN CLRING(NON GOV REPO)
N/A
N/A
N
N
216000000.00
216000000.00
0.0018
Y
216000000.00
216000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.62%
45A99N8U2
Other Repurchase Agreement
N
ACCURAY INCORPORATED
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
7700000.00
12749883.30
ARRAY BIOPHARMA
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
2010000.00
2184964.47
BLUCORA INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
7040000.00
10434230.40
BOTTOMLINE TECHNOLOGIES, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
22000.00
28775.08
CIENA CORPORATION
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
6950000.00
9899114.35
COBALT INTL ENERGY INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
22831600.00
23260879.74
CONCUR TECHNOLOGIES, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
25712000.00
29010438.21
CORNERSTONE ONDEMAND INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
5000000.00
5897460.00
FXCM INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
12030000.00
13240494.69
FORESTAR GROUP INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
1535000.00
1695055.99
HOLOGIC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
36947000.00
39363961.90
ICONIX BRAND GROUP INC *-
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
14595000.00
20134897.13
PFD INFINERA CORP SR-D
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
18700000.00
19780299.00
MEADOWBROOK INSURANCE GROUP, I
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
9000000.00
9766143.00
MOLINA HEALTHCARE, INC.
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
15335000.00
16176109.42
SALIX PHARMACEUTICALS LTD DEL
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
4456000.00
6397145.00
THERAVANCE, INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
6904000.00
10523967.42
WORKDAY INC
2013-11-30
2013-11-30
N/A
Other Instrument
OTHER NOTE
4619000.00
5500841.35
First Tier Security
2014-03-17
2014-03-17
N
N
N
217000000.00
217000000.00
0.0018
Y
217000000.00
217000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.20%
48M996TR4
0001287279
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2043-02-15
2043-09-15
0 - 19.719
Government Agency Debt
10482887.00
5242266.45
FEDERAL NATIONAL MORTGAGE ASSOC
2040-05-01
2043-07-25
5.984 - 6.429
Government Agency Debt
32030000.00
2822696.48
GOVERNMENT NATIONAL MORTAGE ASSOC
2026-11-20
2053-11-16
0.2 - 6.582
Government Agency Debt
1067835087.00
221628283.78
First Tier Security
2013-12-04
2013-12-04
N
N
N
223000000.00
223000000.00
0.0019
N
223000000.00
223000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.61%
48M996RW5
0001287279
Other Repurchase Agreement
N
BEAR STEARNS MORTGAGE FUNDING
2046-09-25
2046-09-25
0.396 - 0.396
Other Instrument
GOVERNMENT AGENCY
86035000.00
20252467.74
WAMU MORTGAGE PASS-THROUGH CER
2046-08-25
2046-08-25
1.149 - 1.149
Other Instrument
GOVERNMENT AGENCY
106330000.00
33776680.47
First Tier Security
2014-02-27
2014-02-27
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
50000000.00
50000000.00
0.0004
Y
50000000.00
50000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.61%
48M996TD5
0001287279
Other Repurchase Agreement
N
BEAR STEARNS ALT-A TRUST 2002-
2035-05-25
2035-05-25
2.653 - 2.653
Other Instrument
GOVERNMENT AGENCY
20827000.00
3312746.06
CSMC MORGAGE-BACKED TRUST 2007
2037-04-25
2037-04-25
5.837 - 5.837
Other Instrument
GOVERNMENT AGENCY
54019000.00
11030706.34
CWALT, INC., 2005-43
2035-12-25
2035-12-25
2.622 - 2.622
Other Instrument
GOVERNMENT AGENCY
25293000.00
5570656.12
CHL MORTGAGE PASS-THROUGH TRUS
2037-07-25
2037-07-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
24440000.00
9191050.84
CITIGROUP MORTGAGE LOAN TRUST
2037-07-25
2037-08-25
2.464 - 2.755
Other Instrument
GOVERNMENT AGENCY
63459000.00
13894258.74
GE COMMERCIAL MORTGAGE CORPORA
2049-12-10
2049-12-10
5.677 - 5.677
Other Instrument
GOVERNMENT AGENCY
1630000.00
1048724.83
INDYMAC INDX MORTGAGE LOAN TRU
2036-08-25
2036-08-25
2.723 - 2.723
Other Instrument
GOVERNMENT AGENCY
22175000.00
4016177.57
INDYMAC INDX MORTGAGE LOAN TRU
2035-07-25
2036-02-25
2.531 - 5.5
Other Instrument
GOVERNMENT AGENCY
147037000.00
36429978.02
INDYMAC INDX MORTGAGE MORTGAGE
2036-09-25
2036-09-25
2.728 - 2.728
Other Instrument
GOVERNMENT AGENCY
43160000.00
9938181.08
INDYMAC MBS, INC INDX MLT 2004
2037-09-25
2037-09-25
2.802 - 2.802
Other Instrument
GOVERNMENT AGENCY
44317000.00
14118084.65
JPMORGAN MORTGAGE TRUST 2006-A
2037-01-25
2037-01-25
2.563 - 2.563
Other Instrument
GOVERNMENT AGENCY
45000000.00
10732861.38
LEHMAN MORTGAGE TRUST 2005-1
2035-12-25
2035-12-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
25000000.00
1179811.73
MERRILL LYNCH MORTGAGE INVESTO
2036-05-25
2036-05-25
2.896 - 2.896
Other Instrument
GOVERNMENT AGENCY
52470000.00
15361757.53
MORGAN STANLEY MORTGAGE LOAN T
2035-08-25
2035-08-25
5.951 - 5.951
Other Instrument
GOVERNMENT AGENCY
43710000.00
18044116.49
RALI SERIES 2007-QS8
2037-06-25
2037-06-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
20000000.00
6464557.65
RALI SERIES 2003-QS4 TRUST
2035-04-25
2035-04-25
3.178 - 3.178
Other Instrument
GOVERNMENT AGENCY
57375000.00
15428944.98
RALI SERIES 2005-QS9 TRUST
2036-02-25
2036-02-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
30840000.00
5518098.70
STRUCTURED ADJUSTABLE RATE MOR
2035-11-25
2035-11-25
4.585 - 4.585
Other Instrument
GOVERNMENT AGENCY
87577000.00
24020735.42
WACHOVIA BANK COMMERCIAL MORTG
2048-11-15
2048-11-15
5.475 - 5.475
Other Instrument
GOVERNMENT AGENCY
20498000.00
7554709.00
WELLS FARGO MORTGAGE BACKED SE
2036-04-25
2036-04-25
2.64 - 2.64
Other Instrument
GOVERNMENT AGENCY
27099500.00
7524600.14
First Tier Security
2014-03-13
2014-03-13
N
N
N
204000000.00
204000000.00
0.0017
Y
204000000.00
204000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.62%
48M996TB9
0001287279
Other Repurchase Agreement
N
RESIDENTAL ASSET SECURITIZATIO
2037-03-25
2037-03-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
15000000.00
7854242.92
WACHOVIA BANK COMMERCIAL MORTG
2045-03-15
2045-03-15
5.881 - 5.881
Other Instrument
GOVERNMENT AGENCY
5000000.00
2186345.31
WACHOVIA BANK COMMERCIAL MORTG
2045-07-15
2045-07-15
5.865 - 5.865
Other Instrument
GOVERNMENT AGENCY
15000000.00
6441924.87
WACHOVIA BANK COMMERCIAL MORTG
2051-02-15
2051-02-15
6.123 - 6.123
Other Instrument
GOVERNMENT AGENCY
15793000.00
13560832.17
WACHOVIA BANK COMMERCIAL MORTG
2048-11-15
2048-11-15
5.438 - 5.438
Other Instrument
GOVERNMENT AGENCY
10000000.00
6636747.72
WELLS FARGO MORTGAGE BACKED SE
2036-09-25
2036-09-25
2.74 - 2.74
Other Instrument
GOVERNMENT AGENCY
9550000.00
2044233.09
WELLS FARGO MORTGAGE BACKED SE
2036-10-25
2036-10-25
2.62 - 2.62
Other Instrument
GOVERNMENT AGENCY
424998.00
97715.29
BANK OF AMERICA STRUCTURED NOT
2035-12-25
2035-12-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
6700000.00
4382629.75
BANK OF AMERICA MORTGAGE SECUR
2035-11-25
2035-11-25
2.801 - 2.801
Other Instrument
GOVERNMENT AGENCY
19923000.00
3791882.22
BANC OF AMERICA COMMERCIAL MOR
2045-10-10
2045-10-10
5.48 - 5.48
Other Instrument
GOVERNMENT AGENCY
12300000.00
10135966.14
BEAR STEARNS COMMERCIAL MORTGA
2041-10-12
2041-10-12
5.598 - 5.598
Other Instrument
GOVERNMENT AGENCY
3820000.00
3607176.58
BEAR STEARNS COMMERCIAL MORTGA
2044-02-11
2044-02-11
5.444 - 5.444
Other Instrument
GOVERNMENT AGENCY
8000000.00
252273.80
CWALT, INC., 2005-13CB
2035-10-25
2035-10-25
49.874 - 49.874
Other Instrument
GOVERNMENT AGENCY
9093750.00
9196731.31
CWALT, INC., 2005-79CB
2036-05-25
2036-05-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
12500000.00
7950911.67
CWMBS, INC., 2005-19
2036-04-20
2036-04-20
2.723 - 2.723
Other Instrument
GOVERNMENT AGENCY
100000.00
26265.99
CWMBS, INC. 2004-21
2035-02-20
2035-02-20
2.731 - 2.731
Other Instrument
GOVERNMENT AGENCY
2000.00
267.31
CHASE MORTGAGE FINANCE 2007-A1
2037-02-25
2037-02-25
2.649 - 2.649
Other Instrument
GOVERNMENT AGENCY
12659000.00
1709918.80
CHASE FLEX TRUST SERIES 2006-1
2036-06-25
2036-06-25
5.315 - 5.315
Other Instrument
GOVERNMENT AGENCY
8850000.00
7512946.64
CHASE FLEX TRUST 2006-2
2036-09-25
2036-09-25
5.646 - 5.646
Other Instrument
GOVERNMENT AGENCY
8310120.00
7443567.97
CITIGROUP COMMERCIAL MORTGAGE
2049-10-15
2049-10-15
5.551 - 5.551
Other Instrument
GOVERNMENT AGENCY
17000000.00
14183396.58
COMM 2006-C8 MORTGAGE TRUST
2046-12-10
2046-12-10
5.455 - 5.455
Other Instrument
GOVERNMENT AGENCY
12500000.00
7920122.15
CREDIT SUISSE COMMERCIAL MORTG
2039-09-15
2039-09-15
5.522 - 5.522
Other Instrument
GOVERNMENT AGENCY
7500000.00
3303453.33
CREDIT SUISSE COMMERCIAL MORTG
2049-01-15
2049-01-15
5.797 - 5.797
Other Instrument
GOVERNMENT AGENCY
5500000.00
2961271.11
GE COMMERCIAL MORTGAGE CORPORA
2049-12-10
2049-12-10
5.677 - 5.677
Other Instrument
GOVERNMENT AGENCY
18370000.00
11819064.44
GMAC COMMERCIAL MORTGAGE SECUR
2043-05-10
2043-05-10
4.936 - 4.936
Other Instrument
GOVERNMENT AGENCY
3000000.00
1224615.37
GMACM MORTGAGE LOAN TRUST 2005
2036-04-19
2036-04-19
3.902 - 3.902
Other Instrument
GOVERNMENT AGENCY
4824000.00
1501812.89
GREENWICH CAPITAL COMMERCIAL F
2037-04-10
2037-04-10
5.463 - 5.463
Other Instrument
GOVERNMENT AGENCY
4250000.00
3068453.40
INDYMAC INDX MORTGAGE LOAN TRU
2036-06-25
2036-06-25
4.623 - 4.623
Other Instrument
GOVERNMENT AGENCY
9545000.00
1174677.28
J.P. MORGAN MORTGAGE TRUST 200
2035-10-25
2036-04-25
2.607 - 5.141
Other Instrument
GOVERNMENT AGENCY
10470000.00
9629648.38
JPMORGAN CHASE COMMERCIAL MORT
2037-09-12
2037-09-12
5.262 - 5.262
Other Instrument
GOVERNMENT AGENCY
5050000.00
2131569.37
J.P. MORGAN MORTGAGE TRUST 200
2036-10-25
2036-10-25
2.673 - 5.592
Other Instrument
GOVERNMENT AGENCY
22497058.00
10394381.88
J.P. MORGAN ALTERNATIVE LOAN T
2036-08-25
2036-08-25
6.12 - 6.12
Other Instrument
GOVERNMENT AGENCY
175000.00
107695.88
JP MORGAN CHASE COMMERICAL MOR
2047-06-12
2047-06-12
5.645 - 5.674
Other Instrument
GOVERNMENT AGENCY
18781000.00
7926599.03
JPMORGAN ALTERNATIVE LOAN TRUS
2036-11-25
2036-11-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
61558000.00
26542184.03
JPMORGAN CHASE COMMERCIAL MTG
2049-01-15
2049-01-15
5.582 - 5.582
Other Instrument
GOVERNMENT AGENCY
4985000.00
1265381.25
LB-UBS COMMERCIAL MORTGAGE TRU
2040-04-15
2040-04-15
5.498 - 5.498
Other Instrument
GOVERNMENT AGENCY
9000000.00
3813829.24
MERRIL LYNCH MORTGAGE TRUST
2038-07-12
2038-07-12
5.455 - 5.465
Other Instrument
GOVERNMENT AGENCY
14500000.00
6752230.28
MORGAN STANLEY MORTGAGE LOAN T
2035-12-25
2035-12-25
5.536 - 5.536
Other Instrument
GOVERNMENT AGENCY
4330000.00
776396.08
MORGAN STANLEY CAPITAL I TRUST
2043-12-15
2043-12-15
5.468 - 5.468
Other Instrument
GOVERNMENT AGENCY
5000000.00
1627264.47
GCMO 144ANOMURA 04-R1
2036-01-25
2036-01-25
5.515 - 5.654
Other Instrument
GOVERNMENT AGENCY
20893000.00
10637522.49
RALI SERIES 2006-QS4 TRUST
2036-04-25
2036-04-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
12000000.00
5773639.08
RFMSI SERIES 2006-S12 TRUST
2036-12-25
2036-12-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
9400000.00
6137328.17
First Tier Security
2014-02-27
2014-02-27
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
218000000.00
218000000.00
0.0018
Y
218000000.00
218000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.62%
48M996QM8
0001287279
Other Repurchase Agreement
N
ADJUSTABLE RATE MORTGAGE-BACKE
2037-03-25
2037-03-25
0.316 - 0.316
Other Instrument
GOVERNMENT AGENCY
67880000.00
10362175.24
ALTERNATIVE LOAN TRUST, 2007-9
2037-05-25
2037-05-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
33950401.00
10362503.55
ALTERNATIVE LOAN TRUST 2007-HY
2047-03-25
2047-03-25
4.924 - 4.924
Other Instrument
GOVERNMENT AGENCY
20000000.00
10171837.81
AMERICAN HOME MORTGAGE INVESTM
2044-04-25
2044-04-25
2.347 - 2.347
Other Instrument
GOVERNMENT AGENCY
2052000.00
100358.55
BANC OF AMERICA COMMERCIAL MOR
2044-07-10
2044-07-10
6.074 - 6.074
Other Instrument
GOVERNMENT AGENCY
20000000.00
13052415.85
BANC OF AMERICA COMMERCIAL MOR
2051-02-10
2051-02-10
6.004 - 6.004
Other Instrument
GOVERNMENT AGENCY
7313000.00
3544391.37
BEAR STEARNS ARM TRUST 2000-2
2035-01-25
2035-01-25
4.08 - 4.08
Other Instrument
GOVERNMENT AGENCY
6203000.00
1583176.59
BEAR STEARNS MORTGAGE FUNDING
2037-02-25
2037-02-25
0.366 - 0.366
Other Instrument
GOVERNMENT AGENCY
58956000.00
30416248.22
CWALT, INC., 2005-13CB
2035-08-25
2035-08-25
0.476 - 0.476
Other Instrument
GOVERNMENT AGENCY
18200000.00
4605651.56
CWALT, INC., 2005-79CB
2036-03-25
2036-03-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
14660000.00
1950852.61
CHASE MORTGAGE FINANCE TRUST,S
2035-12-25
2035-12-25
2.624 - 5.026
Other Instrument
GOVERNMENT AGENCY
168765000.00
39568126.37
CHASE MORTGAGE FINANCE 2007-A1
2037-02-25
2037-02-25
2.795 - 2.795
Other Instrument
GOVERNMENT AGENCY
3407000.00
414724.46
CHASE MORTGAGE FINANCE TRUST S
2036-10-25
2036-10-25
N/A
Other Instrument
GOVERNMENT AGENCY
1248724.00
17156.67
CITIGROUP MORTGAGE LOAN TRUST,
2035-09-25
2035-09-25
2.185 - 2.185
Other Instrument
GOVERNMENT AGENCY
20000000.00
4572950.01
COMM 2006-C7 MORTGAGE TRUST
2046-06-10
2046-06-10
5.969 - 5.969
Other Instrument
GOVERNMENT AGENCY
17384546.00
14511000.54
CSFB MORTGAGE-BACKED PASS-THRO
2034-06-25
2034-06-25
2.721 - 2.721
Other Instrument
GOVERNMENT AGENCY
14747000.00
7067173.85
CREDIT SUISSE FIRST BOSTON 200
2035-07-25
2035-07-25
5.75 - 5.75
Other Instrument
GOVERNMENT AGENCY
10000000.00
7311756.61
ALTERNATIVE LOAN TRUST 2006-OA
2046-09-20
2046-09-20
0.358 - 0.358
Other Instrument
GOVERNMENT AGENCY
32500000.00
13912257.85
INDYMAC INDX MORTGAGE LOAN TRU
2035-11-25
2035-11-25
0.466 - 0.466
Other Instrument
GOVERNMENT AGENCY
75000000.00
8566197.19
INDYMAC INDX MORTGAGE LOAN TRU
2036-11-25
2036-11-25
4.994 - 4.994
Other Instrument
GOVERNMENT AGENCY
50000000.00
19952383.64
J.P. MORGAN MORTGAGE TRUST 200
2034-06-25
2035-04-25
2.29 - 3.291
Other Instrument
GOVERNMENT AGENCY
886800.00
150974.81
J.P. MORGAN ALTERNATIVE LOAN T
2036-10-25
2036-10-25
3.681 - 3.681
Other Instrument
GOVERNMENT AGENCY
1045000.00
530241.76
JPMORGAN ALTERNATIVE LOAN TRUS
2028-12-01
2028-12-01
3.937 - 3.937
Other Instrument
GOVERNMENT AGENCY
8022000.00
4573074.51
JP MORGAN CHASE COMMERICAL MOR
2047-06-12
2047-06-12
5.708 - 5.708
Other Instrument
GOVERNMENT AGENCY
13000000.00
1990814.88
JPMORGAN MORTGAGE TRUST 2007-A
2035-07-25
2035-07-25
2.68 - 2.812
Other Instrument
GOVERNMENT AGENCY
36727000.00
5605976.78
JPMORGAN CHASE COMM MTG 2007-C
2051-02-12
2051-02-12
6.375 - 6.375
Other Instrument
GOVERNMENT AGENCY
14970000.00
2845952.47
JP MORGAN MORTGAGE TRUST 2007-
2037-10-25
2037-10-25
2.761 - 2.761
Other Instrument
GOVERNMENT AGENCY
21738900.00
4564226.53
J P MORGAN CHASE COML MORTGAGE
2051-02-12
2051-02-12
6.829 - 6.829
Other Instrument
GOVERNMENT AGENCY
26438007.00
5730995.36
ML-CFC COMMERCIAL MORTGAGE TRU
2050-06-12
2050-06-12
5.928 - 5.928
Other Instrument
GOVERNMENT AGENCY
11725000.00
4828932.58
MASTR ADJUSTABLE RATE MORTGAGE
2034-01-25
2034-01-25
3.026 - 3.026
Other Instrument
GOVERNMENT AGENCY
10486000.00
848605.83
MASTR ASSET SECURITIZATION TRU
2038-01-25
2038-01-25
6.25 - 6.25
Other Instrument
GOVERNMENT AGENCY
13940000.00
3440071.35
GCMO 144ANOMURA 04-R1
2035-12-25
2035-12-25
3.472 - 3.472
Other Instrument
GOVERNMENT AGENCY
22962000.00
4130493.37
NOMURA ASSET ACCEPTANCE CORPOR
2037-04-25
2037-04-25
0.296 - 0.296
Other Instrument
GOVERNMENT AGENCY
83087000.00
14098213.25
RALI SERIES 2007-QS1 TRUST
2037-01-25
2037-01-25
0.526 - 0.526
Other Instrument
GOVERNMENT AGENCY
120762839.00
30643508.78
RALI SERIES 2006-QA10 TRUST
2036-12-25
2036-12-25
0.346 - 0.346
Other Instrument
GOVERNMENT AGENCY
75000000.00
17637019.60
RALI SERIES 2007-QS4
2037-03-25
2037-03-25
0.506 - 0.506
Other Instrument
GOVERNMENT AGENCY
100000000.00
15689709.78
RALI SERIES 2006-QA7 TRUST
2036-08-25
2036-08-25
0.351 - 0.351
Other Instrument
GOVERNMENT AGENCY
107354000.00
26300444.35
RALI SERIES 2006-QS8 TRUST
2036-08-25
2036-08-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
8300000.00
2411383.88
RALI SERIES 2003-QS4 TRUST
2035-04-25
2035-04-25
N/A
Other Instrument
GOVERNMENT AGENCY
1000000.00
189272.63
SEQUOIA MORTGAGE TRUST 2007-1
2047-02-20
2047-02-20
2.481 - 2.481
Other Instrument
GOVERNMENT AGENCY
40283769.00
10932088.27
STRUCTURED ADJUSTABLE RATE MOR
2035-04-25
2035-04-25
2.036 - 2.293
Other Instrument
GOVERNMENT AGENCY
22263000.00
1764801.01
STRUCTURED ASSET INVESTMENT LO
2033-08-25
2034-09-25
3.091 - 3.166
Other Instrument
GOVERNMENT AGENCY
2150000.00
95942.57
STRUCTURED ASSET SECURITIES CO
2036-03-25
2036-03-25
0.306 - 0.306
Other Instrument
GOVERNMENT AGENCY
61135000.00
4268640.76
STRUCTURED ASSET MORTGAGE INVE
2047-05-25
2047-05-25
1.581 - 1.581
Other Instrument
GOVERNMENT AGENCY
23778400.00
513011.32
THORNBURG MORTGAGE SECURITIES
2046-10-25
2046-10-25
0.346 - 0.346
Other Instrument
GOVERNMENT AGENCY
36075000.00
3041473.94
WAMU MORTGAGE PASS-THROUGH CER
2037-03-25
2037-03-25
2.434 - 2.434
Other Instrument
GOVERNMENT AGENCY
11738000.00
3620379.16
WAMU MORTGAGE PASS-THROUGH CER
2037-02-25
2037-02-25
4.753 - 4.753
Other Instrument
GOVERNMENT AGENCY
35400000.00
24291459.70
WMALT SERIRS 2006-5
2036-07-25
2036-07-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
11288000.00
2889852.94
WELLS FARGO MORTGAGE BACKED SE
2034-09-25
2034-09-25
2.617 - 2.617
Other Instrument
GOVERNMENT AGENCY
6650000.00
2456916.64
First Tier Security
2014-02-27
2014-02-27
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
372000000.00
372000000.00
0.0031
Y
372000000.00
372000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.65%
48M996GL1
0001287279
Other Repurchase Agreement
N
101-500
2030-10-25
2051-02-15
0 - 29.612
Other Instrument
MORTGAGE
2823432194.00
554288576.95
First Tier Security
2014-02-27
2014-02-27
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
512000000.00
512000000.00
0.0043
Y
512000000.00
512000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.21%
48Q99VHY3
0000728612
Other Repurchase Agreement
N
101-500
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
21473015.00
540009555.60
First Tier Security
2013-12-02
2013-12-02
N
N
N
500000000.00
500000000.00
0.0042
N
500000000.00
500000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.23%
48Q99VHQ0
0000728612
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2026-08-15
2043-11-15
0 - 32.38
Government Agency Debt
347553563.00
222664672.04
FEDERAL NATIONAL MORTGAGE ASSOC
2021-06-25
2043-07-25
0 - 20.202
Government Agency Debt
404352672.00
276592415.68
GOVERNMENT NATIONAL MORTAGE ASSOC
2036-08-20
2047-03-16
2.282 - 6
Government Agency Debt
99775845.00
67261009.16
First Tier Security
2013-12-04
2013-12-04
N
N
N
550000000.00
550000000.00
0.0046
N
550000000.00
550000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.56%
48Q99VHX5
0000728612
Other Repurchase Agreement
N
APX GROUP INC
2019-12-01
2019-12-01
6.375 - 6.375
Other Instrument
CORPORATE
800000.00
833216.67
ALCOA INC
2017-02-01
2022-02-23
5.55 - 5.87
Other Instrument
CORPORATE
4504000.00
4678642.95
AMERICAN INTL GROUP INC
2068-05-15
2068-05-15
8.175 - 8.175
Other Instrument
CORPORATE
3000000.00
3609537.50
AMSOUTH BK N A BIRMINGHAM ALA
2015-04-01
2015-04-01
5.2 - 5.2
Other Instrument
CORPORATE
655000.00
692844.44
ANGLOGOLD ASHANTI HLDGS PLC
2020-07-30
2020-07-30
8.5 - 8.5
Other Instrument
CORPORATE
800000.00
836000.00
ANTERO RES FIN CORP
2021-11-01
2021-11-01
5.375 - 5.375
Other Instrument
CORPORATE
958021.00
971034.12
ARCELORMITTAL SA LUXEMBOURG
2018-06-01
2019-06-01
6.125 - 10.35
Other Instrument
CORPORATE
1405402.00
1800794.93
ARDAGH PACKAGING FIN PLC / ARDAGH HLDGS USA INC
2022-11-15
2022-11-15
4.875 - 4.875
Other Instrument
CORPORATE
500000.00
487197.92
BELDEN INC NEW FORMERLY BELDEN CDT INC 05/24/200
2022-09-01
2022-09-01
5.5 - 5.5
Other Instrument
CORPORATE
5491000.00
5381180.00
CCO HLDGS LLC / CCO HLDGS CAP CORP
2020-04-30
2022-09-30
5.25 - 8.125
Other Instrument
CORPORATE
12631000.00
13181653.71
CHC HELICOPTER S A
2020-10-15
2020-10-15
9.25 - 9.25
Other Instrument
CORPORATE
359240.00
386183.00
CALUMET SPECIALTY PRODS PARTNERS LP / CALUMET FI
2019-05-01
2019-05-01
9.375 - 9.375
Other Instrument
CORPORATE
900000.00
1032609.37
CASCADES INC
2017-12-15
2017-12-15
7.75 - 7.75
Other Instrument
CORPORATE
1075000.00
1157297.22
CENTURYLINK INC FORMERLY CENTURYTEL INC TO 05/20
2023-12-01
2023-12-01
6.75 - 6.75
Other Instrument
CORPORATE
88000.00
90013.00
CITIGROUP MORTGAGE LOAN TRUST
2035-09-25
2035-09-25
0.646 - 0.646
Other Instrument
ASSET BACKED
5000000.00
4100853.89
CORRECTIONS CORP AMER NEW
2020-04-01
2020-04-01
4.125 - 4.125
Other Instrument
CORPORATE
875000.00
855312.50
DANSKE BK A/S MEDIUM TERM NTS BOOK ENTRY 144A
2016-04-14
2016-04-14
3.875 - 3.875
Other Instrument
CORPORATE
11900000.00
12666880.63
DIGITAL RLTY TR LP
2020-02-01
2020-02-01
5.875 - 5.875
Other Instrument
CORPORATE
11500000.00
12649619.85
FIRST DATA CORP
2020-11-01
2020-11-01
6.75 - 6.75
Other Instrument
CORPORATE
3731000.00
3947631.19
GOLDMAN SACHS CAP I
2034-02-15
2034-02-15
6.345 - 6.345
Other Instrument
CORPORATE
1368000.00
1416276.72
GREENPOINT CREDIT MANUFACTURED HOUSING CONTRACT TRUST
2030-06-20
2030-06-20
1.173 - 1.173
Other Instrument
ASSET BACKED
20887000.00
8386259.65
HARBORVIEW MORTGAGE LOAN TRUST
2034-11-19
2034-11-19
N/A
Other Instrument
MORTGAGE
6663585.00
372387.78
HUGHES SATELLITE SYS CORP
2019-06-15
2019-06-15
6.5 - 6.5
Other Instrument
CORPORATE
44000.00
47300.00
IAC / INTERACTIVECORP
2022-12-15
2022-12-15
4.75 - 4.75
Other Instrument
CORPORATE
1185000.00
1121767.08
ICAHN ENTERPRISES L P / ICAHN ENTERPRISES FIN CO
2018-01-15
2018-01-15
8 - 8
Other Instrument
CORPORATE
130000.00
139558.61
JEFFERIES RESECURITIZATION TRUST
2035-11-26
2035-11-26
5.093 - 5.093
Other Instrument
ASSET BACKED
9896266.00
4150840.61
LIBBEY GLASS INC
2020-05-15
2020-05-15
6.875 - 6.875
Other Instrument
CORPORATE
300000.00
321052.08
M / I HOMES INC FORMERLY M / I SCHOTTENSTEIN HOM
2018-11-15
2018-11-15
8.625 - 8.625
Other Instrument
CORPORATE
495000.00
536260.31
MASTR RESECURITIZATION TRUST
2034-10-28
2034-10-28
N/A
Other Instrument
MORTGAGE
43323713.00
4375954.32
MILACRON LLC / MCRON FIN CORP
2019-05-15
2019-05-15
8.375 - 8.375
Other Instrument
CORPORATE
130000.00
144723.40
MORGAN STANLEY FOR EQUITY ISSUES SEE 61746S FORM
2016-02-25
2016-02-25
1.487 - 1.487
Other Instrument
CORPORATE
13607807.00
13776751.86
MORGAN STANLEY ABS
2036-11-25
2036-11-25
0.316 - 0.316
Other Instrument
ASSET BACKED
10110000.00
5479064.03
NORANDA INC FORMERLY NORANDA MINES LTD TO 05/08/
2015-10-15
2015-10-15
6 - 6
Other Instrument
CORPORATE
26692082.00
29104334.43
POPULAR ABS MORTGAGE PASS-THROUGH TRUST
2036-02-25
2036-02-25
0.556 - 0.556
Other Instrument
ASSET BACKED
11000000.00
8146850.56
POST HLDGS INC
2022-02-15
2022-02-15
7.375 - 7.375
Other Instrument
CORPORATE
420000.00
453098.33
REGIONS FINL CORP NEW
2014-11-10
2018-05-15
2 - 7.75
Other Instrument
CORPORATE
3499481.00
3543185.63
RALI
2036-01-25
2036-01-25
6.98 - 6.98
Other Instrument
MORTGAGE
3000000.00
224674.48
ROYAL BK SCOTLAND GROUP PLC
2023-06-10
2023-06-10
6.1 - 6.1
Other Instrument
CORPORATE
3400000.00
3556551.11
SPCM SA
2022-01-15
2022-01-15
6 - 6
Other Instrument
CORPORATE
469000.00
490105.00
SAXON ASSET SECURITIES TRUST
2035-10-25
2035-10-25
0.606 - 0.606
Other Instrument
ASSET BACKED
13000000.00
7814253.41
SEMINOLE HARD ROCK ENTMT INC / SEMINOLE HARD ROC
2021-05-15
2021-05-15
5.875 - 5.875
Other Instrument
CORPORATE
146000.00
143413.57
SERVICE CORP INTL
2016-04-01
2016-04-01
6.75 - 6.75
Other Instrument
CORPORATE
1218000.00
1337820.75
SASCO MORTGAGE LOAN TRUST
2037-08-25
2037-08-25
1.066 - 1.066
Other Instrument
ASSET BACKED
1434354.00
924487.60
TATE & LYLE INTL FIN PLC
2014-11-15
2014-11-15
5 - 5
Other Instrument
CORPORATE
16631037.00
17316475.95
TELECOM ITALIA CAP
2038-06-04
2038-06-04
7.721 - 7.721
Other Instrument
CORPORATE
5820000.00
5777936.78
UNITED STS STL CORP NEW
2020-04-01
2020-04-01
7.375 - 7.375
Other Instrument
CORPORATE
631000.00
677935.01
VALE OVERSEAS LTD
2039-11-10
2039-11-10
6.875 - 6.875
Other Instrument
CORPORATE
9463827.00
9693404.99
VERIZON COMMUNICATIONS INC
2043-09-15
2043-09-15
6.55 - 6.55
Other Instrument
CORPORATE
7580000.00
8720093.06
WHITING PETE CORP
2021-03-15
2021-03-15
5.75 - 5.75
Other Instrument
CORPORATE
5000000.00
5181250.00
BANCO DE CREDITO DEL PERU
2026-09-16
2026-09-16
7.962 - 7.962
Other Instrument
CORPORATE
291000.00
308151.82
First Tier Security
2013-12-02
2013-12-02
N
N
N
200000000.00
200000000.00
0.0017
N
200000000.00
200000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.56%
48Q99VHH0
0000728612
Other Repurchase Agreement
N
51-100
2013-12-03
2099-12-31
0 - 10.125
Other Instrument
MORTGAGE
2922255470.00
237822692.18
First Tier Security
2013-12-03
2013-12-03
N
N
N
221000000.00
221000000.00
0.0018
N
221000000.00
221000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.73%
48Q99VCY8
0000728612
Other Repurchase Agreement
N
101-500
2014-05-15
2049-01-01
0 - 4.625
Other Instrument
CORPORATE
71651050.00
418195871.34
First Tier Security
2014-01-06
2014-01-06
N
N
N
387000000.00
387000000.00
0.0032
Y
387000000.00
387000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.85%
48Q99VEE0
0000728612
Other Repurchase Agreement
N
CWALT ALTERNATIVE LOAN TRUST
2037-08-25
2037-08-25
0.306 - 0.306
Other Instrument
MORTGAGE
61421000.00
22061617.07
AMERICAN GREETINGS CORP
2021-12-01
2021-12-01
7.375 - 7.375
Other Instrument
CORPORATE
550000.00
552750.00
ATTENTUS CDO
2041-10-09
2041-10-09
0.943 - 1.843
Other Instrument
ASSET BACKED
15000000.00
35936.00
BANC OF AMERICA FUNDING CORP
2047-01-20
2047-01-20
2.819 - 2.819
Other Instrument
MORTGAGE
26654706.00
5620914.42
BANC OF AMERICA FUNDING CORP
2037-01-25
2037-01-25
5.184 - 5.184
Other Instrument
MORTGAGE
2.00
0.08
BANC OF AMERICA FUNDING CORP
2037-07-25
2037-07-25
6 - 6
Other Instrument
MORTGAGE
10188202.00
6093677.37
BANC OF AMERICA FUNDING CORP
2037-10-25
2037-10-25
7 - 7
Other Instrument
MORTGAGE
7000000.00
1613738.67
BEAR STEARNS ALT-A TRUST
2034-09-25
2034-09-25
1.081 - 1.081
Other Instrument
MORTGAGE
15000000.00
5660024.21
CCO HLDGS LLC / CCO HLDGS CAP CORP
2020-06-01
2020-06-01
7.375 - 7.375
Other Instrument
CORPORATE
6517057.00
7341238.41
CWALT ALTERNATIVE LOAN TRUST
2035-07-25
2035-07-25
5.5 - 5.5
Other Instrument
MORTGAGE
4137175.00
5227567.71
CWALT ALTERNATIVE LOAN TRUST
2035-11-25
2035-11-25
N/A
Other Instrument
MORTGAGE
16529396.00
1146545.02
CARRINGTON HOME EQUITY LOAN TRUST
2036-04-25
2036-04-25
0.416 - 0.416
Other Instrument
ASSET BACKED
2876000.00
923564.77
CITIUS FUNDING
2046-05-05
2046-05-05
0.589 - 0.589
Other Instrument
ASSET BACKED
9000000.00
285402.95
CSMC MORTGAGE-BACKED TRUST
2036-08-25
2036-08-25
0.596 - 0.596
Other Instrument
MORTGAGE
4698653.00
273201.00
FLAGSHIP CLO
2019-09-20
2019-09-20
4.002 - 4.002
Other Instrument
ASSET BACKED
10000000.00
8903313.62
GSMSC RESECURITIZATION MORTGAGE TRUST
2037-08-27
2037-08-27
2.731 - 2.731
Other Instrument
MORTGAGE
21725000.00
9125753.97
IMPAC CMB TRUST
2035-11-25
2035-11-25
0.426 - 0.426
Other Instrument
MORTGAGE
102000000.00
21500652.70
INDYMAC INDX MORTGAGE LOAN TRUST
2036-06-25
2036-06-25
5.128 - 5.128
Other Instrument
MORTGAGE
331150.00
91890.23
LNR CDO
2037-07-24
2037-07-24
1.566 - 1.566
Other Instrument
ASSET BACKED
2570772.00
2358092.03
LEHMAN MORTGAGE TRUST
2037-08-25
2037-08-25
6.33 - 6.33
Other Instrument
MORTGAGE
26003450.00
2074896.95
LEHMAN XS TRUST
2037-05-25
2037-05-25
4.694 - 4.694
Other Instrument
MORTGAGE
22713000.00
2384659.70
MERRILL LYNCH HOME EQUITY LOAN TRUST
2035-07-25
2035-07-25
1.891 - 1.891
Other Instrument
ASSET BACKED
10000000.00
1260835.28
MEZZ CAP COMMERCIAL MORTGAGE TRUST COMMERCIAL MORTGAGE PTC
2037-01-15
2037-01-15
N/A
Other Instrument
MORTGAGE
15571000.00
637550.30
MONTAUK POINT CDO
2042-10-06
2042-10-06
0.558 - 0.558
Other Instrument
ASSET BACKED
63798482.00
569700.97
NEPTUNE CDO
2045-02-07
2045-02-07
0.718 - 0.718
Other Instrument
ASSET BACKED
5300000.00
2271.89
NEW CENTURY MORTGAGE CORP HOME EQUITY LOAN TRUST
2036-02-25
2036-02-25
0.616 - 0.616
Other Instrument
ASSET BACKED
11514425.00
6845555.94
PACIFIC BAY CDO
2038-11-04
2038-11-04
1.305 - 1.305
Other Instrument
ASSET BACKED
8890722.00
2927724.02
RBSGC MORTGAGE LOAN TRUST
2037-03-25
2037-03-25
6.534 - 6.534
Other Instrument
MORTGAGE
191901.00
22442.84
RALI
2036-02-25
2036-02-25
0.67 - 0.67
Other Instrument
MORTGAGE
1729903.00
567367.18
SOLOSO CDO
2037-10-07
2037-10-07
0.503 - 0.503
Other Instrument
ASSET BACKED
1449774.00
910042.36
WELLS FARGO HOME EQUITY TRUST
2035-11-25
2035-11-25
1.866 - 1.866
Other Instrument
ASSET BACKED
8000000.00
412304.00
XEROX CORP
2013-12-03
2013-12-03
N/A
Other Commercial Paper
52075.00
52071.70
9.75% BD REDEEM 17/
2035-05-17
2035-05-17
9.75 - 9.75
Other Instrument
CORPORATE
1987106.00
1382529.00
First Tier Security
2014-01-10
2014-01-10
N
N
N
110000000.00
110000000.00
0.0009
Y
110000000.00
110000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.25%
45G99SCV8
Other Repurchase Agreement
N
51-100
2014-01-21
2068-04-08
0 - 12
Other Instrument
CORPORATE
82109004.00
88212250.70
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
84000000.00
84000000.00
0.0007
N
84000000.00
84000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.27%
45G99SCU0
Other Repurchase Agreement
N
ACTIVISION BLIZZARD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
106273.00
1816205.57
ADOBE SYSTEMS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11900.00
677229.00
AGILENT TECH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
185200.00
9965612.00
ALBANY MOLECUL RESH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
85670.00
1021186.40
ALTRIA GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1196.00
44431.40
AMERICAN TOWER REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
992.00
77743.04
ANADARKO PETROLEUM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2674.00
236916.40
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5881.00
3210790.76
ASSOC EST RLT REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5806.00
93534.66
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
230903.00
3655194.49
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
48860.00
2592023.00
COLONY FINL REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
125000.00
2513750.00
COOPER TIRE&RUBBER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
182384.00
4475703.36
CREDIT ACCEPTANCE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
15000.00
1905750.00
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
25025.00
1163412.25
FORD MOTOR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
130455.00
2221648.65
GENERAL ELECTRIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
49719.00
1333960.77
HOME DEPOT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2544.00
205199.04
JACK IN THE BOX
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3736.00
177721.52
LAMAR ADVERTISING-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
300000.00
14997000.00
LENDER PRO SER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
224666.00
7881283.28
MATSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5485.00
137563.80
NV ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
90000.00
2143800.00
OCWEN FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8601.00
480107.82
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
35704.00
1138243.52
PROCTER&GAMBLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4566.00
384822.48
QUALCOMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1661.00
122183.16
REINSURNCE GR AMER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
60890.00
4555789.80
RUTH'S HOSPITALITY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
200990.00
2864107.50
SLM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
175000.00
4655000.00
SILICON IMAGE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1843.00
9989.06
SIMON PRP GRP REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
23544.00
3572331.12
SNAP-ON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3460.00
366898.40
TESLA MTRS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
80.00
10155.20
VGD TTL BOND MKT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
131.00
10603.14
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
65467.00
2898224.09
YAHOO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
332.00
12270.72
AXIS CAPITAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
20000.00
987400.00
LAZARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
147146.00
6121273.60
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
84000000.00
84000000.00
0.0007
N
84000000.00
84000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.27%
45G99SCT3
Other Repurchase Agreement
N
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9681.00
5285438.76
ASSOC EST RLT REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1335.00
21506.85
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
426087.00
6744957.21
BROWN SHOE COMPANY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12622.00
334356.78
CELGENE CORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
35000.00
5653200.00
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
109908.00
5830619.40
COOPER TIRE&RUBBER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
25374.00
622677.96
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
103017.00
4789260.33
FORD MOTOR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
179076.00
3049664.28
GENERAL ELECTRIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
129953.00
3486638.99
GOOGLE-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
656.00
697400.16
HOME DEPOT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
57568.00
4643434.88
JACK IN THE BOX
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2830.00
134623.10
LAMAR ADVERTISING-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
125000.00
6248750.00
LENDER PRO SER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
231472.00
8120037.76
LUMBER LIQ HLDG
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5900.00
596903.00
MATSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
68858.00
1726958.64
OCWEN FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
209399.00
11688652.18
PMC-SIERRA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
700000.00
4179000.00
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
41747.00
1330894.36
PROCTER&GAMBLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
65411.00
5512839.08
QUALCOMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
90.00
6620.40
REINSURNCE GR AMER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9110.00
681610.20
SEL SCT FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
492.00
10607.52
SILICON IMAGE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
61111.00
331221.62
SIMON PRP GRP REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
27.00
4096.71
SNAP-ON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12782.00
1355403.28
VGD TTL BOND MKT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9848.00
797097.12
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
67865.00
3004383.55
YAHOO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
40119.00
1482798.24
LAZARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
56911.00
2367497.60
Unrated Security
2013-12-06
2013-12-06
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
84000000.00
84000000.00
0.0007
N
84000000.00
84000000.00
Mitsubishi UFJ Securities (U.S.A.), Inc.
Mitsubishi UFJ Securities (U.S.A.), Inc., 0.28%
45G99SCS5
Other Repurchase Agreement
N
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
67998.00
37124188.08
ASSOC EST RLT REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
433.00
6975.63
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1265.00
20024.95
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
251.00
13315.55
FORD MOTOR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
181268.00
3086994.04
GOOGLE-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3045.00
3237169.95
HOME DEPOT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4275.00
344821.50
JACK IN THE BOX
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3887.00
184904.59
MCDONALD'S
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
214.00
20770.84
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
6541.00
208527.08
QUALCOMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
26509.00
1950002.04
RUTH'S HOSPITALITY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3757.00
53537.25
SEL SCT FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
320.00
6899.20
SILICON IMAGE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
14950.00
81029.00
SNAP-ON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
7411.00
785862.44
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8704.00
385326.08
DELPHI AUTOMOTIVE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
187.00
10851.61
LAZARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
248.00
10316.80
Unrated Security
2013-12-04
2013-12-04
Y
MUFJ SECS (USA) (NON GOV REPO)
N/A
N/A
N
N
44000000.00
44000000.00
0.0004
N
44000000.00
44000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.19%
48E99Y8M6
Other Repurchase Agreement
N
51-100
2014-01-15
2044-01-31
0 - 8.875
Other Instrument
CORPORATE
6321243307.00
413088377.68
First Tier Security
2013-12-02
2013-12-02
N
N
N
400000000.00
400000000.00
0.0033
N
400000000.00
400000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.30%
48E99Y7U9
Other Repurchase Agreement
N
AMBEV SP ADS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
83400.00
628002.00
BAIDU SP ADR-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9052.00
1475385.48
BANCO BR SP ADR PFD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
45200.00
596640.00
CHEVRON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
7800.00
954876.00
DISH NETWORK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
480100.00
26064629.00
DUKE ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3355.00
234950.65
ICICI BANK SP.ADR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
90300.00
3117156.00
ITAU UNIBANC SP ADR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
25600.00
361728.00
JPMORGAN CHASE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
628.00
36097.44
LIFE TECH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
116683.00
8836403.59
MKET VECT GLD MIN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
47500.00
1035975.00
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
661779.00
24882890.40
NIKE -B-
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
6429.00
510012.57
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
56000.00
4788000.00
PIEDMONT OFF REIT-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2568080.00
42501724.00
SPDR S&P EMMKSC ETF
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
42700.00
1985550.00
SPDR DJ IND AVG UTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
77453.00
12458315.05
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
10700.00
473689.00
WIPRO SP.ADR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
22900.00
262892.00
LIBERTY GLOBAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
33960.00
2730723.60
First Tier Security
2013-12-02
2013-12-02
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
124000000.00
124000000.00
0.0010
N
124000000.00
124000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.30%
48E99Y7X3
Other Repurchase Agreement
N
ENERGY TRANSFER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
250000.00
13465000.00
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
128960.00
5995350.40
MARKWEST ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
216300.00
15128022.00
MCDONALD'S
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
199216.00
19335904.96
INVESCO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
213.00
7461.39
LIBERTY GLOBAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
420287.00
34637892.09
First Tier Security
2013-12-03
2013-12-03
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
82000000.00
82000000.00
0.0007
N
82000000.00
82000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.30%
48E99Y8H7
Other Repurchase Agreement
N
ANADARKO PETROLEUM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
81851.00
7251998.60
EBAY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
166200.00
8193660.00
ENTERPRISE PRODUCTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
150080.00
9446035.20
ISH US TECHN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
47989.00
4066587.86
LIFE TECH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
15209.00
1151777.57
MGM RESORTS ITL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
429200.00
8232056.00
PVR PRTNRS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
327982.00
8032279.18
PRUDENTIAL FINANCL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
90624.00
8090910.72
SPDR B 1-3M TB ETF
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
181200.00
8297148.00
SPDR DJ IND AVG UTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5147.00
827894.95
ACTAVIS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
75223.00
12314005.10
LIBERTY GLOBAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
144004.00
11579361.64
First Tier Security
2013-12-06
2013-12-06
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
81000000.00
81000000.00
0.0007
N
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.30%
48E99Y8J3
Other Repurchase Agreement
N
ACCESS MIDSTREAM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
29403.00
1638629.19
BAIDU SP ADR-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
52663.00
8583542.37
BB&T BRH BKG & TR CO GLOBAL BK MEDIUM TERM NT PR
2018-10-15
2018-10-15
2.3 - 2.3
Other Instrument
CORPORATE
2371418.00
2413166.81
BUCKEYE PARTNER ULP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2679.00
181796.94
CBRE GROUP-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
288302.00
7046100.88
COACH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
73.00
4170.49
COMMONWEALTH BK AUSTRALIA SR MEDIUM TERM NTS BOO
2014-06-25
2014-06-25
0.75 - 0.75
Other Instrument
CORPORATE
927.00
930.93
CS VS DI VST ETN 30
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
10800.00
357912.00
DCP MIDSTREAM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
149000.00
7137100.00
DANAHER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
22.00
1657.92
DIREXION DL SC BL3X
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
35900.00
2672755.00
DUKE ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2537.00
177666.11
ECHO THERAPEUTICS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3000.00
11790.00
ENBRIDGE ENG PART-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
149400.00
4482000.00
GLOBAL X URANIUM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
15000.00
220650.00
GOOGLE-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3773.00
4011114.03
IBM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
82.00
14675.54
ISH RUS 1000 GR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
104539.00
8771257.64
JOHNSON & JOHNSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
39600.00
3761208.00
MECHEL OJSC SP ADS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
35900.00
74313.00
MOSAIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
85999.00
4031633.12
ORGANOVO HLDGS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
10100.00
92718.00
PHILLIPS 66
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
96346.00
6755781.52
PIEDMONT OFF REIT-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
718827.00
11896586.85
RALPH LAUREN-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
481.00
83843.11
SPDR S&P HOMEBLDRS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
42773.00
1370019.19
SPDR DJ IND AVG UTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2700.00
434295.00
VERIZON COMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
70900.00
3540037.00
VERTEX PHARMACEUTIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
27038.00
1847236.16
VISA-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
6.00
1223.94
ZIMMER HLDGS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
27900.00
2528298.00
INVESCO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
10359.00
362875.77
LIBERTY GLOBAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
24920.00
2114960.40
TYCO INTL N
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
593.00
22534.00
NIELSEN HOLDINGS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
17942.00
770250.06
First Tier Security
2013-12-06
2013-12-06
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
81000000.00
81000000.00
0.0007
N
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.30%
48E99Y8L8
Other Repurchase Agreement
N
BUCKEYE PARTNER ULP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
20521.00
1392555.06
CBRE GROUP-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
39740.00
971245.60
CVR REFN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
58232.00
1398150.32
CHEVRON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
54584.00
6682173.28
INTERCONEXCH GR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8598.00
1843583.16
ISH SEL DIV
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
41200.00
2911192.00
LIFE TECH
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
208.00
15751.84
MAGELLAN MIDSTREAM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
24000.00
1475040.00
MONSTER WORLDWIDE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12185.00
68601.55
PROCTER&GAMBLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2883.00
242979.24
SPDR S&P HOMEBLDRS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
157.00
5028.71
T-MOBILE US
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
103588.00
2699503.28
UNION PACIFIC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
60697.00
9883899.48
INVESCO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
242492.00
8494494.76
LAZARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
148965.00
6196944.00
First Tier Security
2013-12-06
2013-12-06
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
41000000.00
41000000.00
0.0003
N
41000000.00
41000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.52%
48E99Y6L0
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2037-04-15
2047-10-15
0.524 - 6.556
Government Agency Debt
885279442.00
18454714.14
FEDERAL NATIONAL MORTGAGE ASSOC
2036-02-25
2043-11-25
0.551 - 7.11
Government Agency Debt
3943870926.00
53590184.66
BANC OF AMERICA RE-REMIC TRUST
2017-05-15
2017-05-15
5.645 - 5.645
Other Instrument
MORTGAGE
6926328.00
7706790.57
CAPITAL AUTO RECEIVABLES ASSET TRUST
2018-04-20
2018-04-20
1.68 - 1.68
Other Instrument
ASSET BACKED
203484.00
206287.40
CHASE ISSUANCE TRUST (PREVIOUSLY BANC ONE ISSUANCE TRUST)
2019-04-15
2019-04-15
0.418 - 0.418
Other Instrument
ASSET BACKED
271691.00
268102.62
CB 144A L.A. ARENA FDG
2026-12-15
2026-12-15
N/A
Other Instrument
ASSET BACKED
4328853.00
2890034.89
WACHOVIA BANK COMMERCIAL MORTGAGE TRUST
2044-12-15
2044-12-15
5.339 - 5.339
Other Instrument
MORTGAGE
1390785.00
1486075.17
First Tier Security
2013-12-02
2013-12-02
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
81000000.00
81000000.00
0.0007
N
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.92%
48E99Y5U1
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2039-11-15
2043-10-01
3.174 - 4.5
Government Agency Debt
513648.00
304260.15
FEDERAL NATIONAL MORTGAGE ASSOC
2041-09-25
2043-05-01
0 - 6.23
Government Agency Debt
1227676.00
743434.44
GOVERNMENT NATIONAL MORTAGE ASSOC
2028-05-20
2054-04-16
2.5 - 5
Government Agency Debt
10463907.00
10054075.35
AGRIUM INC
2036-05-23
2036-05-23
7.125 - 7.125
Other Instrument
CORPORATE
13000.00
15317.22
CWALT ALTERNATIVE LOAN TRUST
2036-08-25
2036-08-25
6 - 6
Other Instrument
MORTGAGE
1446044.00
356045.16
CWALT ALTERNATIVE LOAN TRUST
2036-10-25
2036-10-25
6 - 6
Other Instrument
MORTGAGE
692473.00
338157.71
AMERICAN HOME MORTGAGE ASSETS TRUST
2046-10-25
2046-10-25
1.314 - 1.314
Other Instrument
MORTGAGE
30000000.00
333409.69
BANC OF AMERICA FUNDING CORP
2037-07-25
2037-07-25
6 - 6
Other Instrument
MORTGAGE
12178000.00
730895.96
BANCOLOMBIA S A
2020-07-26
2020-07-26
6.125 - 6.125
Other Instrument
CORPORATE
100000.00
105342.71
BEAR STEARNS COMMERCIAL MORTGAGE SECURITIES
2038-09-11
2038-09-11
5.751 - 5.751
Other Instrument
MORTGAGE
950.00
994.94
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.67 - 1.92
Other Instrument
ASSET BACKED
217323849.00
43528040.64
CVS CAREMARK CORP FORMERLY CVS CORP TO 03/22/200
2014-09-15
2014-09-15
4.875 - 4.875
Other Instrument
CORPORATE
1200000.00
1253077.00
CAPITAL ONE FINL CORP
2015-11-06
2015-11-06
0.878 - 0.878
Other Instrument
CORPORATE
25000.00
25070.25
CHASE ISSUANCE TRUST (PREVIOUSLY BANC ONE ISSUANCE TRUST)
2019-04-15
2019-04-15
0.418 - 0.418
Other Instrument
ASSET BACKED
6869030.00
6778306.87
CWALT ALTERNATIVE LOAN TRUST
2036-10-25
2036-10-25
0.416 - 0.416
Other Instrument
MORTGAGE
5000000.00
1031264.84
DSLA MORTGAGE LOAN TRUST
2045-03-19
2045-09-19
0.498 - 0.498
Other Instrument
MORTGAGE
45216871.00
372258.42
GSR MORTGAGE LOAN TRUST
2046-08-25
2046-08-25
0.456 - 0.456
Other Instrument
MORTGAGE
20000000.00
3174275.59
HERTZ CORP
2018-10-15
2018-10-15
7.5 - 7.5
Other Instrument
CORPORATE
525000.00
586565.00
HOME EQUITY ASSET TRUST
2037-03-25
2037-03-25
0.326 - 0.326
Other Instrument
ASSET BACKED
2104297.00
1173074.50
HOME EQUITY ASSET TRUST
2037-05-25
2037-05-25
0.316 - 0.316
Other Instrument
ASSET BACKED
25500000.00
10203062.83
INDYMAC INDX MORTGAGE LOAN TRUST
2036-11-25
2036-11-25
5.015 - 5.015
Other Instrument
MORTGAGE
22298000.00
27186.20
LAZARD GROUP LLC FORMERLY LAZARD LLC
2020-11-14
2020-11-14
4.25 - 4.25
Other Instrument
CORPORATE
500000.00
500240.00
LEAR CORP
2020-03-15
2020-03-15
8.125 - 8.125
Other Instrument
CORPORATE
500000.00
560850.69
MERRILL LYNCH HOME EQUITY LOAN TRUST
2036-12-25
2036-12-25
0.566 - 0.566
Other Instrument
ASSET BACKED
21759000.00
1320137.87
RALI
2037-02-25
2037-02-25
0.316 - 0.316
Other Instrument
MORTGAGE
11000000.00
4321885.23
SEQUOIA MORTGAGE TRUST
2035-05-20
2035-05-20
0.368 - 0.368
Other Instrument
MORTGAGE
2659655.00
334589.37
SPECIALTY UNDERWRITING AND RESIDENTIAL FINANCE TRUST (SURF)
2036-09-25
2036-09-25
0.666 - 0.666
Other Instrument
ASSET BACKED
2327130.00
1159611.21
SASCO MORTGAGE LOAN TRUST
2036-10-25
2036-10-25
0.546 - 0.546
Other Instrument
ASSET BACKED
1.00
0.39
TECK COMINCO LTD FORMERLY TECK COMINCO LTD TO 04
2041-07-15
2041-07-15
6.25 - 6.25
Other Instrument
CORPORATE
50000.00
49967.19
TESORO CORP FORMERLY TESORO PETE CORP TO 11/08/
2019-06-01
2019-06-01
9.75 - 9.75
Other Instrument
CORPORATE
2000.00
2266.42
ARCOS DORADOS SA
2017-11-09
2017-11-09
7.25 - 7.25
Other Instrument
CORPORATE
155000.00
165544.31
8.75% BD REDEEM 04/
2018-05-04
2018-05-04
8.75 - 8.75
Other Instrument
CORPORATE
350000.00
353876.74
First Tier Security
2014-01-21
2014-01-21
N
N
N
82000000.00
82000000.00
0.0007
Y
82000000.00
82000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.92%
48E99Y6V8
Other Repurchase Agreement
N
US TREASURY
2019-08-15
2019-08-15
3.625 - 3.625
Treasury Debt
2796545.00
3130305.87
FEDERAL HOME LOAN MORTGAGE CORP
2036-02-15
2043-03-01
2.294 - 6.426
Government Agency Debt
94621869.00
20195911.45
FEDERAL NATIONAL MORTGAGE ASSOC
2041-01-25
2043-11-25
0.526 - 6.01
Government Agency Debt
349163431.00
2945001.04
GOVERNMENT NATIONAL MORTAGE ASSOC
2039-05-16
2055-01-16
0.432 - 5.965
Government Agency Debt
23739266.00
13161673.50
CWALT ALTERNATIVE LOAN TRUST
2036-08-25
2036-08-25
6 - 6
Other Instrument
MORTGAGE
5690382.00
1898608.27
CWALT ALTERNATIVE LOAN TRUST
2036-08-25
2036-08-25
6 - 6
Other Instrument
MORTGAGE
8208969.00
2021213.55
AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST
2018-03-15
2018-03-15
0.68 - 0.68
Other Instrument
ASSET BACKED
1390000.00
1394747.47
AMERICAN HOME MORTGAGE INVESTMENT TRUST
2035-01-25
2035-01-25
0.716 - 0.716
Other Instrument
MORTGAGE
15000000.00
4667806.17
ANGLOGOLD ASHANTI HLDGS PLC
2020-07-30
2020-07-30
8.5 - 8.5
Other Instrument
CORPORATE
379000.00
396055.00
BANC OF AMERICA FUNDING CORP
2035-04-20
2035-04-20
0.618 - 0.618
Other Instrument
MORTGAGE
42002.00
28501.40
BANC OF AMERICA MORTGAGE SECURITIES
2035-10-25
2035-10-25
2.751 - 2.751
Other Instrument
MORTGAGE
4650000.00
3328086.23
BEAR STEARNS ARM TRUST
2034-02-25
2034-02-25
2.989 - 2.989
Other Instrument
MORTGAGE
7754500.00
1776407.67
BEAR STEARNS COMMERCIAL MORTGAGE SECURITIES
2038-09-11
2038-09-11
5.751 - 5.751
Other Instrument
MORTGAGE
5398880.00
5654300.14
BEAR STEARNS COMMERCIAL MORTGAGE SECURITIES
2040-06-13
2040-06-13
5.706 - 5.706
Other Instrument
MORTGAGE
4000000.00
3793667.88
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.67 - 1.67
Other Instrument
ASSET BACKED
31773936.00
20638854.31
CMALT (CITIMORTGAGE ALTERNATIVE LOAN TRUST)
2037-10-25
2037-10-25
6 - 6
Other Instrument
MORTGAGE
10243410.00
4115642.01
GCCFC COMMERCIAL PASS-THROUGH CERTIFICATES
2049-12-10
2049-12-10
5.867 - 5.867
Other Instrument
MORTGAGE
2741460.00
3038909.70
CWALT ALTERNATIVE LOAN TRUST
2036-10-25
2036-10-25
0.416 - 0.416
Other Instrument
MORTGAGE
5000000.00
1031264.84
DEUTSCHE MORTGAGE SECURITIES, MORTGAGE LOAN TRUST
2034-03-25
2034-03-25
4.87 - 4.87
Other Instrument
MORTGAGE
6000000.00
1797866.53
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
2016-09-15
2016-09-15
1.39 - 1.39
Other Instrument
ASSET BACKED
4967558.00
4989209.38
GMACM MORTGAGE LOAN TRUST
2035-06-19
2035-06-19
2.989 - 2.989
Other Instrument
MORTGAGE
7116115.00
1583062.49
HOME EQUITY ASSET TRUST
2036-11-25
2036-11-25
0.316 - 0.316
Other Instrument
ASSET BACKED
1565572.00
1185715.87
IMPAC SECURED ASSETS CORP
2034-11-25
2034-11-25
1.141 - 1.141
Other Instrument
MORTGAGE
5000000.00
1222081.35
INDYMAC INDX MORTGAGE LOAN TRUST
2036-03-25
2036-04-25
2.589 - 2.661
Other Instrument
MORTGAGE
23580178.00
5577843.42
CB 144A L.A. ARENA FDG
2026-12-15
2026-12-15
N/A
Other Instrument
ASSET BACKED
445884.00
297681.70
MASTR ADJUSTABLE RATE MORTGAGES
2034-12-21
2034-12-21
2.642 - 2.642
Other Instrument
MORTGAGE
2044000.00
1022893.00
MORTGAGEIT TRUST
2034-12-25
2035-02-25
1.366 - 3.391
Other Instrument
MORTGAGE
10149000.00
1126172.24
NAVISTAR FINANCIAL DEALER NOTE MASTER OWNER TRUST II
2018-01-25
2018-01-25
0.84 - 0.84
Other Instrument
ASSET BACKED
2040000.00
2040668.89
SANTANDER DRIVE AUTO RECEIVABLES TRUST
2017-03-15
2017-03-15
0.65 - 0.65
Other Instrument
ASSET BACKED
2825000.00
2826392.10
SANTANDER DRIVE AUTO RECEIVABLES TRUST
2016-10-17
2016-10-17
0.8 - 0.8
Other Instrument
ASSET BACKED
3193922.00
3199195.52
SEQUOIA MORTGAGE TRUST
2035-05-20
2035-05-20
0.368 - 0.368
Other Instrument
MORTGAGE
10452701.00
1314968.53
VERIZON COMMUNICATIONS INC
2033-09-15
2033-09-15
6.4 - 6.4
Other Instrument
CORPORATE
159548.00
178041.21
WASHINGTON MUTUAL MORTGAGE PASS-THROUGH CERTIFICATES, WMALT
2047-01-25
2047-01-25
0.844 - 0.844
Other Instrument
MORTGAGE
10074000.00
2885137.31
WELLS FARGO MORTGAGE BACKED SECURITIES TRUST
2034-08-25
2034-08-25
2.624 - 2.624
Other Instrument
MORTGAGE
7359000.00
2614005.86
WELLS FARGO MORTGAGE BACKED SECURITIES TRUST
2035-04-25
2035-04-25
2.703 - 2.703
Other Instrument
MORTGAGE
9050000.00
694072.26
WELLS FARGO ALTERNATIVE LOAN TRUST
2035-10-25
2035-10-25
0.616 - 0.616
Other Instrument
MORTGAGE
4500000.00
2589959.00
JBS SA
2016-08-04
2016-08-04
10.5 - 10.5
Other Instrument
CORPORATE
74000.00
85362.08
First Tier Security
2014-02-03
2014-02-03
N
N
N
123000000.00
123000000.00
0.0010
Y
123000000.00
123000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.92%
48E99Y7G0
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2042-11-15
2043-11-01
2.294 - 5.976
Government Agency Debt
51507480.00
12067347.03
FEDERAL NATIONAL MORTGAGE ASSOC
2041-01-25
2043-08-25
2.309 - 6.23
Government Agency Debt
2812822.00
1296832.98
GOVERNMENT NATIONAL MORTAGE ASSOC
2028-05-20
2054-04-16
0.432 - 2.586
Government Agency Debt
203966.00
111674.43
CWALT ALTERNATIVE LOAN TRUST
2037-01-25
2037-01-25
0.616 - 0.616
Other Instrument
MORTGAGE
53035714.00
7217842.99
AMERICAN HOME MORTGAGE ASSETS TRUST
2046-10-25
2046-10-25
0.426 - 0.426
Other Instrument
MORTGAGE
35000000.00
893660.52
BEAR STEARNS ASSET BACKED SECURITIES I TRUST
2035-02-25
2035-02-25
0.916 - 0.916
Other Instrument
MORTGAGE
11100000.00
983753.57
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.67 - 1.67
Other Instrument
ASSET BACKED
2780036.00
1851768.08
COUNTRYWIDE HOME LOANS
2036-03-25
2036-03-25
0.496 - 0.496
Other Instrument
MORTGAGE
60000000.00
3913525.08
DSLA MORTGAGE LOAN TRUST
2045-09-19
2045-09-19
0.498 - 0.498
Other Instrument
MORTGAGE
713153.00
145039.50
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
2016-09-15
2016-09-15
1.39 - 1.39
Other Instrument
ASSET BACKED
4214659.00
4233028.83
INDYMAC INDX MORTGAGE LOAN TRUST
2035-03-25
2036-04-25
2.487 - 2.589
Other Instrument
MORTGAGE
55574822.00
9954194.06
LEHMAN XS TRUST
2035-12-25
2035-12-25
0.466 - 0.466
Other Instrument
MORTGAGE
4850921.00
454316.13
LEHMAN XS TRUST
2037-02-25
2037-02-25
0.336 - 0.336
Other Instrument
MORTGAGE
2081078.00
728877.55
LUMINENT MORTGAGE TRUST
2046-02-25
2046-02-25
0.446 - 0.446
Other Instrument
MORTGAGE
18079815.00
204657.47
MERRILL LYNCH MORTGAGE INVESTORS TRUST, SERIES MLCC
2029-12-25
2029-12-25
1.007 - 1.007
Other Instrument
MORTGAGE
30956629.00
1895877.17
MORGAN STANLEY MORTGAGE LOAN TRUST
2036-06-25
2036-06-25
2.157 - 2.157
Other Instrument
MORTGAGE
8508000.00
1274246.05
RALI
2037-02-25
2037-02-25
0.3 - 0.3
Other Instrument
MORTGAGE
37320000.00
7525570.33
STRUCTURED ADJUSTABLE RATE MORTGAGE LOAN TRUST
2035-06-25
2035-06-25
2.444 - 2.444
Other Instrument
MORTGAGE
89306584.00
17196526.10
STRUCTURED ASSET MORTGAGE INVESTMENTS
2036-05-25
2036-05-25
0.426 - 0.436
Other Instrument
MORTGAGE
83449000.00
2848267.82
WASHINGTON MUTUAL MORTGAGE PASS-THROUGH CERTIFICATES, WMALT
2046-06-25
2046-06-25
1.139 - 1.139
Other Instrument
MORTGAGE
13020000.00
2673379.99
WASHINGTON MUTUAL MORTGAGE PASS-THROUGH CERTIFICATES, WMALT
2036-12-25
2036-12-25
0.266 - 0.266
Other Instrument
MORTGAGE
75000000.00
9535358.24
First Tier Security
2014-02-10
2014-02-10
N
N
N
81000000.00
81000000.00
0.0007
Y
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 0.94%
48E99YYW5
Other Repurchase Agreement
N
BEAR STEARNS COMMERCIAL MORTGAGE SECURITIES
2038-09-11
2038-09-11
5.751 - 5.751
Other Instrument
MORTGAGE
4585556.00
4802497.91
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.67 - 1.92
Other Instrument
ASSET BACKED
156572807.00
96820922.35
CMALT (CITIMORTGAGE ALTERNATIVE LOAN TRUST)
2037-10-25
2037-10-25
6 - 6
Other Instrument
MORTGAGE
11820.00
4749.09
DSLA MORTGAGE LOAN TRUST
2045-09-19
2045-09-19
0.498 - 0.498
Other Instrument
MORTGAGE
33966662.00
6908065.78
EL PASO CORP
2018-06-01
2018-06-01
7.25 - 7.25
Other Instrument
CORPORATE
2000.00
2347.17
HARBORVIEW MORTGAGE LOAN TRUST
2047-11-25
2047-11-25
1.166 - 1.166
Other Instrument
MORTGAGE
14078782.00
118386.87
INDYMAC INDX MORTGAGE LOAN TRUST
2035-06-25
2035-12-25
2.487 - 2.724
Other Instrument
MORTGAGE
9431341.00
4507450.80
LEHMAN XS TRUST
2035-12-25
2035-12-25
0.466 - 0.466
Other Instrument
MORTGAGE
23491076.00
2200071.87
LUMINENT MORTGAGE TRUST
2046-02-25
2046-02-25
0.446 - 0.446
Other Instrument
MORTGAGE
8320185.00
94181.72
MEG ENERGY CORP
2024-03-31
2024-03-31
7 - 7
Other Instrument
CORPORATE
174000.00
179442.33
MERRILL LYNCH MORTGAGE INVESTORS
2035-12-25
2035-12-25
0.376 - 0.376
Other Instrument
MORTGAGE
49200000.00
9729370.37
PETROBRAS GLOBAL FIN B V
2043-05-20
2043-05-20
5.625 - 5.625
Other Instrument
CORPORATE
30000.00
24746.89
SBA TOWER TR
2043-04-15
2043-04-15
N/A
Other Instrument
MORTGAGE
590000.00
587212.91
SECURITIZED ASSET BACKED RECEIVABLES TRUST
2035-08-25
2035-08-25
0.606 - 0.606
Other Instrument
ASSET BACKED
12000000.00
6544183.33
SEQUOIA MORTGAGE TRUST
2033-09-20
2033-09-20
1.068 - 1.068
Other Instrument
MORTGAGE
15043000.00
2800227.96
SOUTHERN COPPER CORP DEL
2035-07-27
2035-07-27
7.5 - 7.5
Other Instrument
CORPORATE
100000.00
106402.67
STRUCTURED ASSET MORTGAGE INVESTMENTS
2037-06-25
2037-06-25
0.356 - 0.356
Other Instrument
MORTGAGE
10407909.00
4081121.22
WELLS FARGO MORTGAGE BACKED SECURITIES TRUST
2037-07-25
2037-07-25
5.5 - 5.5
Other Instrument
MORTGAGE
10000000.00
4006700.78
BANCO BRADESCO S.A.
2021-01-16
2021-01-16
5.9 - 5.9
Other Instrument
CORPORATE
200000.00
205959.44
6.50% NT REDEEM 14/
2022-05-15
2022-05-15
6.5 - 6.5
Other Instrument
CORPORATE
150000.00
149775.00
8.75% BD REDEEM 04/
2018-05-04
2018-05-04
8.75 - 8.75
Other Instrument
CORPORATE
200000.00
202215.28
CENCOSUD S.A.
2021-01-20
2021-01-20
5.5 - 5.5
Other Instrument
CORPORATE
200000.00
208715.67
6.125% NT REDEEM 10
2021-11-10
2021-11-10
6.125 - 6.125
Other Instrument
CORPORATE
280000.00
290005.14
US TREASURY
2019-08-15
2019-08-15
3.625 - 3.625
Treasury Debt
1244011.00
1392480.70
FEDERAL HOME LOAN MORTGAGE CORP
2036-11-15
2043-10-01
3.174 - 6.426
Government Agency Debt
165472224.00
22852808.79
FEDERAL NATIONAL MORTGAGE ASSOC
2033-02-25
2042-12-01
2.309 - 7.034
Government Agency Debt
424659513.00
32275167.44
GOVERNMENT NATIONAL MORTAGE ASSOC
2039-07-15
2039-07-15
5 - 5
Government Agency Debt
102610.00
29978.41
ACE SECURITIES CORP HOME EQUITY LOAN TRUST
2036-02-25
2036-02-25
0.556 - 0.556
Other Instrument
ASSET BACKED
22172694.00
6251586.15
ACE SECURITIES CORP HOME EQUITY LOAN TRUST
2036-12-25
2036-12-25
0.406 - 0.406
Other Instrument
ASSET BACKED
5784411.00
3317775.23
CWALT ALTERNATIVE LOAN TRUST
2036-08-25
2036-08-25
6 - 6
Other Instrument
MORTGAGE
12978600.00
4330337.98
CWALT ALTERNATIVE LOAN TRUST
2036-08-25
2036-08-25
6 - 6
Other Instrument
MORTGAGE
2041875.00
502750.76
CWALT ALTERNATIVE LOAN TRUST
2036-09-25
2036-09-25
6.25 - 6.25
Other Instrument
MORTGAGE
6278193.00
3235731.00
ALTRIA GROUP INC
2044-01-31
2044-01-31
5.375 - 5.375
Other Instrument
CORPORATE
329734.00
329077.78
ASSET BACKED SECURITIES CORPORATION HOME EQUITY LOAN TRUST
2036-03-25
2036-03-25
0.536 - 0.536
Other Instrument
ASSET BACKED
8000000.00
7461.22
First Tier Security
2013-12-04
2013-12-04
N
N
N
205000000.00
205000000.00
0.0017
N
205000000.00
205000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 1.10%
48E99Y2G5
Other Repurchase Agreement
N
US TREASURY
2019-08-15
2019-08-15
3.625 - 3.625
Treasury Debt
324505.00
363233.89
FEDERAL HOME LOAN MORTGAGE CORP
2027-08-01
2043-10-01
2.294 - 6.426
Government Agency Debt
25777548.00
6434960.23
FEDERAL NATIONAL MORTGAGE ASSOC
2040-07-25
2043-08-25
2.309 - 6.23
Government Agency Debt
128762836.00
22984567.51
GOVERNMENT NATIONAL MORTAGE ASSOC
2039-07-15
2054-04-16
0.432 - 5
Government Agency Debt
48449963.00
3140013.44
ACE SECURITIES CORP HOME EQUITY LOAN TRUST
2035-12-25
2035-12-25
0.596 - 0.596
Other Instrument
ASSET BACKED
8000000.00
98945.36
CWALT ALTERNATIVE LOAN TRUST
2036-08-25
2036-08-25
5.75 - 5.75
Other Instrument
MORTGAGE
1998127.00
1037604.06
CWALT ALTERNATIVE LOAN TRUST
2036-08-25
2036-08-25
6 - 6
Other Instrument
MORTGAGE
174018.00
58061.48
CWALT ALTERNATIVE LOAN TRUST
2036-10-25
2036-10-25
6 - 6
Other Instrument
MORTGAGE
481860.00
235308.35
CWALT ALTERNATIVE LOAN TRUST
2036-09-25
2036-09-25
0.466 - 0.466
Other Instrument
MORTGAGE
4254000.00
914812.37
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.67 - 1.67
Other Instrument
ASSET BACKED
7799023.00
5194890.23
CARRINGTON HOME EQUITY LOAN TRUST
2035-10-25
2035-10-25
0.666 - 0.666
Other Instrument
ASSET BACKED
3262373.00
1602810.38
FIRST FRANKLIN MORTGAGE LOAN TRUST ABS CERTIFICATES
2035-03-25
2035-03-25
0.536 - 0.536
Other Instrument
ASSET BACKED
10000000.00
6624725.56
GMACM MORTGAGE LOAN TRUST
2035-06-19
2035-06-19
2.989 - 2.989
Other Instrument
MORTGAGE
17782427.00
3955907.57
GREENPOINT MORTGAGE-BACKED PASS-THROUGH CERTIFICATES
2036-04-25
2036-04-25
0.396 - 0.396
Other Instrument
MORTGAGE
13090000.00
1488587.61
INDYMAC INDX MORTGAGE LOAN TRUST
2035-12-25
2035-12-25
2.487 - 2.487
Other Instrument
MORTGAGE
1589433.00
768285.54
LEHMAN XS TRUST
2035-12-25
2035-12-25
0.466 - 0.466
Other Instrument
MORTGAGE
38398008.00
3596190.19
LEHMAN XS TRUST
2037-02-25
2037-02-25
0.336 - 0.336
Other Instrument
MORTGAGE
42743203.00
14970395.75
LONG BEACH MORTGAGE LOAN TRUST
2036-02-25
2036-02-25
0.466 - 0.466
Other Instrument
ASSET BACKED
18825000.00
11637855.54
STRUCTURED ADJUSTABLE RATE MORTGAGE LOAN TRUST
2035-06-25
2035-06-25
2.444 - 2.444
Other Instrument
MORTGAGE
3230416.00
622036.25
WASHINGTON MUTUAL MORTGAGE PASS-THROUGH CERTIFICATES, WMALT
2036-02-25
2036-02-25
0.486 - 0.486
Other Instrument
MORTGAGE
40000000.00
243256.01
FIBRIA OVERSEAS FINANCE LTD
2020-05-04
2020-05-04
7.5 - 7.5
Other Instrument
CORPORATE
100000.00
110020.83
First Tier Security
2014-01-09
2014-01-09
N
N
N
81000000.00
81000000.00
0.0007
Y
81000000.00
81000000.00
Mizuho Securities U.S.A., Inc.
Mizuho Securities U.S.A., Inc., 1.10%
48E99Y6J5
Other Repurchase Agreement
N
US TREASURY
2019-08-15
2019-08-15
3.625 - 3.625
Treasury Debt
3917840.00
4385424.71
FEDERAL HOME LOAN MORTGAGE CORP
2016-04-18
2043-10-01
3 - 6.426
Government Agency Debt
1475961.00
1291784.72
FEDERAL NATIONAL MORTGAGE ASSOC
2035-03-25
2046-02-25
1.012 - 6.23
Government Agency Debt
525341854.00
9332999.14
GOVERNMENT NATIONAL MORTAGE ASSOC
2039-07-15
2039-07-15
5 - 5
Government Agency Debt
54441.00
15905.41
CWALT ALTERNATIVE LOAN TRUST
2036-09-25
2036-09-25
6.25 - 6.25
Other Instrument
MORTGAGE
186554.00
96148.46
BANC OF AMERICA FUNDING CORP
2035-04-20
2035-04-20
0.618 - 0.618
Other Instrument
MORTGAGE
1953255.00
1325425.13
CIT MORTGAGE LOAN TRUST
2037-10-25
2037-10-25
1.67 - 1.67
Other Instrument
ASSET BACKED
22822950.00
15202252.88
CPS AUTO GRANTOR/RECEIVABLES TRUST
2019-06-17
2019-06-17
8.59 - 8.59
Other Instrument
ASSET BACKED
496905.00
279946.26
CPS AUTO GRANTOR/RECEIVABLES TRUST
2019-09-16
2019-09-16
5.9 - 5.9
Other Instrument
ASSET BACKED
679348.00
698425.23
CEDAR FAIR L P / MAGNUM MGMT CORP / CANADAS WOND
2018-08-01
2018-08-01
9.125 - 9.125
Other Instrument
CORPORATE
500000.00
559954.86
CHASE ISSUANCE TRUST (PREVIOUSLY BANC ONE ISSUANCE TRUST)
2019-04-15
2020-09-15
0.418 - 0.598
Other Instrument
ASSET BACKED
34014231.00
33965609.74
GSAA HOME EQUITY TRUST
2035-06-25
2035-06-25
0.596 - 0.596
Other Instrument
MORTGAGE
4000000.00
2682368.89
GANNETT CO INC
2019-10-15
2019-10-15
5.125 - 5.125
Other Instrument
CORPORATE
560000.00
582044.17
HCA INC FORMERLY HCA-HEALTHCARE CO TO 07/01/2001
2016-02-15
2016-02-15
6.5 - 6.5
Other Instrument
CORPORATE
1000000.00
1112527.78
CB 144A L.A. ARENA FDG
2026-12-15
2026-12-15
N/A
Other Instrument
ASSET BACKED
591257.00
394735.82
MERITAGE MORTGAGE LOAN TRUST
2035-11-25
2035-11-25
0.961 - 0.961
Other Instrument
ASSET BACKED
3509633.00
2140148.86
MERRILL LYNCH MORTGAGE INVESTORS TRUST
2036-08-25
2036-08-25
0.536 - 0.536
Other Instrument
ASSET BACKED
5000000.00
3906567.78
MORGAN STANLEY ABS
2036-10-25
2036-10-25
0.306 - 0.306
Other Instrument
ASSET BACKED
5609727.00
3081168.75
NAVISTAR FINANCIAL DEALER NOTE MASTER OWNER TRUST II
2018-01-25
2018-01-25
0.84 - 0.84
Other Instrument
ASSET BACKED
726586.00
726824.24
PAN AMERN ENERGY LLC ARGENTINE BRH GTD GLOBAL ME
2021-05-07
2021-05-07
7.875 - 7.875
Other Instrument
CORPORATE
95000.00
99969.69
RALI
2037-03-25
2037-03-25
5.28 - 5.28
Other Instrument
MORTGAGE
4910856.00
381688.71
STRUCTURED ASSET MORTGAGE INVESTMENTS
2035-04-19
2035-04-19
0.843 - 0.843
Other Instrument
MORTGAGE
794404.00
306080.42
STRUCTURED ASSET MORTGAGE INVESTMENTS
2037-06-25
2037-06-25
0.356 - 0.356
Other Instrument
MORTGAGE
7750632.00
3039156.92
7.25% BD REDEEM 01/
2020-06-01
2020-06-01
7.25 - 7.25
Other Instrument
CORPORATE
180000.00
180000.00
First Tier Security
2014-02-27
2014-02-27
N
N
N
81000000.00
81000000.00
0.0007
Y
81000000.00
81000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.24%
42T99QWT8
0000050916
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2032-05-15
2043-03-15
3.5 - 6.806
Government Agency Debt
262128313.00
33613995.29
FEDERAL NATIONAL MORTGAGE ASSOC
2027-10-01
2043-11-01
2.5 - 6.53
Government Agency Debt
558189185.00
54927326.57
First Tier Security
2013-12-06
2013-12-06
N
N
N
86000000.00
86000000.00
0.0007
N
86000000.00
86000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.31%
42T99QWG6
0000050916
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2021-11-15
2043-04-15
0 - 1181.25
Government Agency Debt
795853916.00
45059042.64
FEDERAL NATIONAL MORTGAGE ASSOC
2017-02-25
2043-07-25
0 - 26.231
Government Agency Debt
1612246739.00
88922306.36
GOVERNMENT NATIONAL MORTAGE ASSOC
2025-12-20
2043-01-20
0 - 9.664
Government Agency Debt
231482526.00
20594967.30
First Tier Security
2013-12-06
2013-12-06
Y
RBC CAP MARKETS LLC(NON-GV RP)
N/A
N/A
N
N
150000000.00
150000000.00
0.0013
N
150000000.00
150000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.40%
42T99QWR2
0000050916
Other Repurchase Agreement
N
51-100
2018-12-25
2049-01-15
0 - 9
Other Instrument
MORTGAGE
312901401.00
92041157.31
First Tier Security
2013-12-04
2013-12-04
N
N
N
86000000.00
86000000.00
0.0007
N
86000000.00
86000000.00
RBS Securities, Inc.
RBS Securities, Inc., 0.60%
35J99R8R2
0000808379
Other Repurchase Agreement
N
101-500
2017-02-17
2056-08-15
0 - 7.384
Other Instrument
MORTGAGE
14589680530.00
305923459.83
Second Tier Security
2013-12-04
2013-12-04
N
N
N
285000000.00
285000000.00
0.0024
N
285000000.00
285000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.24%
60S99BGC9
Other Repurchase Agreement
N
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
200347.00
109381448.12
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
723.00
11445.09
BOEING CO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
623.00
83930.56
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11785.00
625194.25
DOLLAR GENERAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
650393.00
37300038.55
EBAY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
12892.00
635575.60
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
461608.00
21460155.92
GOOGLE-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2751.00
2924615.61
HEWLETT-PACKARD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11062.00
302656.32
JOHNSON & JOHNSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
447147.00
42470022.06
MASTERCARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
116.00
88206.40
MCKESSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
6139.00
1016004.50
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
26841.00
1009221.60
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
140675.00
4484719.00
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2574.00
220077.00
QUALCOMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
821.00
60392.76
STARBUCKS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
58453.00
4770933.86
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
267460.00
11840454.20
First Tier Security
2013-12-06
2013-12-06
N
N
N
221000000.00
221000000.00
0.0018
N
221000000.00
221000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.26%
60S99BFJ5
Other Repurchase Agreement
N
51-100
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
4705083.00
178209015.11
First Tier Security
2013-12-02
2013-12-02
N
N
N
165000000.00
165000000.00
0.0014
N
165000000.00
165000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.26%
60S99BFN6
Other Repurchase Agreement
N
QUALCOMM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
83.00
6105.48
STARBUCKS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
21026.00
1716142.12
UNITEDHEALTH GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3019.00
224492.84
WALGREEN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
400018.00
23685065.78
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
540132.00
23911643.64
INGERSOLL-RAND
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
16504.00
1173434.40
AVON PRODUCTS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
727628.00
12951778.40
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
416445.00
6592324.35
COLGATE-PALMOLIVE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
156713.00
10316416.79
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
56118.00
2608925.82
GOOGLE-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
893.00
949357.23
HOME DEPOT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
74086.00
5975776.76
MASTERCARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
731.00
555852.40
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
748347.00
28137847.20
First Tier Security
2013-12-03
2013-12-03
N
N
N
110000000.00
110000000.00
0.0009
N
110000000.00
110000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.26%
60S99BFV8
Other Repurchase Agreement
N
AETNA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
270076.00
18600134.12
ALLERGAN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
37753.00
3672234.31
ALLSTATE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
54040.00
2938695.20
ALTRIA GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
109670.00
4074240.50
AMAZON.COM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3677.00
1421932.67
AMERICAN INTL GROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
515338.00
25586531.70
AMERICAN TOWER REIT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
232386.00
18212090.82
APPLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
652.00
355965.92
BAKER HUGHES INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
370679.00
21028619.67
BANK OF AMERICA
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
74785.00
1183846.55
BROADCOM-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
277508.00
7378937.72
CISCO SYSTEMS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
385250.00
8194267.50
CITIGROUP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
189925.00
10075521.25
COGNIZANT TECH SO-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
48.00
4532.16
EBAY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
491613.00
24236520.90
FACEBOOK-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2132.00
99116.68
FORD MOTOR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
11409.00
194295.27
HEWLETT-PACKARD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
237.00
6484.32
HOME DEPOT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
246175.00
19856475.50
JOHNSON & JOHNSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
8040.00
763639.20
JOHNSON CONTROLS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
7054.00
355944.84
MACY'S INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
3247.00
173844.38
MASTERCARD-A
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
18252.00
13878820.80
MCKESSON
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
148479.00
24573274.50
MERCK
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
214974.00
10712154.42
MICROSOFT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
209025.00
7859340.00
MONSANTO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
197.00
22436.33
NV ENERGY
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
53242.00
1268224.44
PFIZER
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
255121.00
8133257.48
PHILIP MRRS INT
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
147220.00
12587310.00
PRICELINE.COM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
306.00
363280.14
PROCTER&GAMBLE
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1917.00
161564.76
REGIONS FINANCIAL
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
2500000.00
24550000.00
ROSS STORES
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1536.00
117780.48
SLM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
163.00
4335.80
TESORO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
22453.00
1326523.24
TRAVLR COMP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
188.00
17106.12
WALGREEN
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
399868.00
23676184.28
WELLS FARGO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
9465.00
419015.55
TYCO INTL N
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
167.00
6346.00
First Tier Security
2013-12-04
2013-12-04
N
N
N
276000000.00
276000000.00
0.0023
N
276000000.00
276000000.00
SG Americas Securities, LLC
SG Americas Securities, LLC, 0.31%
60S99BGH8
Other Repurchase Agreement
N
ACTIVISION BLIZZARD INC
2023-09-15
2023-09-15
6.125 - 6.125
Other Instrument
CORPORATE
7949524.00
8421803.01
AMERICAN INTL GROUP INC
2068-05-15
2068-05-15
8.175 - 8.175
Other Instrument
CORPORATE
10001180.00
12033211.42
AMERIGAS FIN CORP / AMERIGAS FIN LLC
2022-05-20
2022-05-20
7 - 7
Other Instrument
CORPORATE
6000000.00
6505500.00
ARTESYN ESCROW INC
2020-10-15
2020-10-15
N/A
Other Instrument
CORPORATE
10000000.00
10535416.67
CIMAREX ENERGY CO
2022-05-01
2022-05-01
5.875 - 5.875
Other Instrument
CORPORATE
5000000.00
5395763.89
EMBARQ CORP
2036-06-01
2036-06-01
7.995 - 7.995
Other Instrument
CORPORATE
3178086.00
3356855.98
EXPEDIA INC DEL
2020-08-15
2020-08-15
5.95 - 5.95
Other Instrument
CORPORATE
4000000.00
4392195.55
FELCOR LODGING LTD PARTNERSHIP
2019-06-01
2019-06-01
6.75 - 6.75
Other Instrument
CORPORATE
9978902.00
11010470.98
GLP CAP L P / GLP FING II INC
2020-11-01
2020-11-01
4.875 - 4.875
Other Instrument
CORPORATE
133114.00
133303.96
HARRAHS OPER INC
2017-06-01
2018-12-15
10 - 11.25
Other Instrument
CORPORATE
18525392.00
15051966.01
HEXION U S FIN CORP / HEXION NOVA SCOTIA FIN ULC
2018-02-01
2018-02-01
8.875 - 8.875
Other Instrument
CORPORATE
7000000.00
7483631.95
HILTON WORLDWIDE FIN LLC / HILTON WORLDWIDE FIN
2021-10-15
2021-10-15
5.625 - 5.625
Other Instrument
CORPORATE
23000000.00
23517500.00
HOCKEY MERGER SUB 2 INC
2021-10-01
2021-10-01
7.875 - 7.875
Other Instrument
CORPORATE
5000000.00
5232187.50
HOMER CITY GENERATION L P
2026-10-01
2026-10-01
8.734 - 8.734
Other Instrument
CORPORATE
6532033.00
6803579.06
JACK COOPER FIN CO
2020-06-01
2020-06-01
N/A
Other Instrument
CORPORATE
7000000.00
7819972.22
LIBERTY MEDIA CORP ACQUIRED BY TELE COMMUNICATIO
2029-07-15
2029-07-15
8.5 - 8.5
Other Instrument
CORPORATE
10000000.00
10953888.91
MEDIA GEN INC
2017-02-15
2017-02-15
11.75 - 11.75
Other Instrument
CORPORATE
8000000.00
8931555.57
NATIONAL FINL PARTNERS CORP
2021-07-15
2021-07-15
9 - 9
Other Instrument
CORPORATE
7939000.00
8615799.75
NEW PLAN EXCEL RLTY TR INC MERGED INTO CENTRO NP
2015-01-15
2015-01-15
5.3 - 5.3
Other Instrument
CORPORATE
7196053.00
7409975.66
NOKIA CORP
2039-05-15
2039-05-15
6.625 - 6.625
Other Instrument
CORPORATE
8000000.00
7940611.11
PARKER DRILLING CO
2018-04-01
2018-04-01
9.125 - 9.125
Other Instrument
CORPORATE
13000000.00
14084868.05
PERSTORP HLDG AB PUBL
2017-05-15
2017-05-15
8.75 - 8.75
Other Instrument
CORPORATE
9458635.00
10120739.45
PROSPECT HLDG CO L L C / PROSPECT HLDG FIN CO
2018-10-01
2018-10-01
N/A
Other Instrument
CORPORATE
14500000.00
13970850.69
SLM CORP MEDIUM TERM NTS BOOK ENTRY
2017-09-25
2017-09-25
4.625 - 4.625
Other Instrument
CORPORATE
1471644.00
1537709.57
SASKATCHEWAN PROV CDA
2020-12-15
2020-12-15
9.375 - 9.375
Other Instrument
CORPORATE
13157379.00
18515699.67
WIND ACQUISITION FIN S A
2017-07-15
2017-07-15
11.75 - 11.75
Other Instrument
CORPORATE
6600000.00
7301158.34
HUTCHISON WHAMPOA F
2015-09-11
2015-09-11
4.625 - 4.625
Other Instrument
CORPORATE
3921425.00
4200986.66
First Tier Security
2013-12-02
2013-12-02
N
N
N
224000000.00
224000000.00
0.0019
N
224000000.00
224000000.00
UBS Securities LLC
UBS Securities LLC, 0.44%
23M99SVQ8
0000230611
Other Repurchase Agreement
N
AAR CORP
2014-03-01
2014-03-01
1.625 - 1.625
Other Instrument
EQUITY
644000.00
658633.11
AK STL CORP
2019-11-15
2019-11-15
5 - 5
Other Instrument
EQUITY
414559.00
503977.07
ACCURAY INC DEL
2018-02-01
2018-02-01
N/A
Other Instrument
EQUITY
808853.00
1327709.73
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS INC FORMER
2020-07-01
2020-07-01
1.25 - 1.25
Other Instrument
EQUITY
5122446.00
5667417.34
ASCENT CAP GROUP INC FORMERLY ASCENT MEDIA CORP
2020-07-15
2020-07-15
4 - 4
Other Instrument
EQUITY
1044362.00
1136285.58
CBIZ INC
2015-10-01
2015-10-01
4.875 - 4.875
Other Instrument
EQUITY
954000.00
1260218.90
CADENCE DESIGN SYS INC
2015-06-01
2015-06-01
2.625 - 2.625
Other Instrument
EQUITY
419000.00
754664.74
CHEMED CORP NEW
2014-05-15
2014-05-15
1.875 - 1.875
Other Instrument
EQUITY
464000.00
488698.33
CHESAPEAKE ENERGY CORP
2037-05-15
2037-05-15
2.5 - 2.5
Other Instrument
EQUITY
1800000.00
1818634.00
CIENA CORP
2018-10-15
2018-10-15
3.75 - 3.75
Other Instrument
EQUITY
284000.00
390205.59
CORNERSTONE ONDEMAND INC
2018-07-01
2018-07-01
1.5 - 1.5
Other Instrument
EQUITY
2008255.00
2355776.83
DOLLAR FINL CORP
2027-06-30
2028-04-01
2.875 - 3
Other Instrument
EQUITY
3662000.00
3525551.13
EXELIXIS INC
2019-08-15
2019-08-15
4.25 - 4.25
Other Instrument
EQUITY
1192000.00
1392146.07
FOREST CITY ENTERPRISES INC
2016-10-15
2016-10-15
5 - 5
Other Instrument
EQUITY
608000.00
955995.56
HAWAIIAN HLDGS INC
2016-03-15
2016-03-15
5 - 5
Other Instrument
EQUITY
7475000.00
9883129.39
HEALTH MGMT ASSOCS INC NEW
2028-05-01
2028-05-01
3.75 - 3.75
Other Instrument
EQUITY
314000.00
380070.83
HEALTHWAYS INC
2018-07-01
2018-07-01
1.5 - 1.5
Other Instrument
EQUITY
336927.00
315026.75
INTERMUNE INC
2017-12-15
2017-12-15
2.5 - 2.5
Other Instrument
EQUITY
887137.00
1178906.50
JETBLUE AWYS CORP
2039-10-15
2039-10-15
6.75 - 6.75
Other Instrument
EQUITY
72000.00
142704.00
KILROY RLTY L P
2014-11-15
2014-11-15
4.25 - 4.25
Other Instrument
EQUITY
1147000.00
1639960.85
LEUCADIA NATL CORP
2014-04-15
2014-04-15
3.75 - 3.75
Other Instrument
EQUITY
55000.00
74674.23
LIBERTY MEDIA CORP ACQUIRED BY TELE COMMUNICATIO
2029-11-15
2029-11-15
4 - 4
Other Instrument
EQUITY
832000.00
517134.22
LIONS GATE ENTMT INC
2025-03-15
2025-03-15
3.625 - 3.625
Other Instrument
EQUITY
2689000.00
10384464.61
MGIC INVT CORP WIS
2017-05-01
2017-05-01
5 - 5
Other Instrument
EQUITY
2303000.00
2578252.00
MERITAGE HOMES CORP FORMERLY MERITAGE CORP TO 09
2032-09-15
2032-09-15
1.875 - 1.875
Other Instrument
EQUITY
2810000.00
3061450.51
MICROCHIP TECHNOLOGY INC
2037-12-15
2037-12-15
2.125 - 2.125
Other Instrument
EQUITY
13538000.00
22984959.30
MICRON TECHNOLOGY INC
2033-02-15
2033-02-15
1.625 - 2.125
Other Instrument
EQUITY
14254190.00
28557928.31
NEWPARK RESOURCES INC NEWPARK RES INC
2017-10-01
2017-10-01
4 - 4
Other Instrument
EQUITY
15634000.00
21148024.95
NORTHSTAR RLTY FIN LTD PARTNERSHIP
2031-03-15
2033-06-15
0 - 5.375
Other Instrument
EQUITY
5575452.00
8441698.21
OPKO HEALTH INC
2033-02-01
2033-02-01
3 - 3
Other Instrument
EQUITY
723068.00
1124705.76
P H H CORP PHH CORP FORMERLY PHH GROUP INC TO 08
2014-09-01
2014-09-01
4 - 4
Other Instrument
EQUITY
230000.00
249211.39
PETROLEUM DEV CORP
2016-05-15
2016-05-15
3.25 - 3.25
Other Instrument
EQUITY
363000.00
551311.29
SANDISK CORP
2017-08-15
2017-08-15
1.5 - 1.5
Other Instrument
EQUITY
2814000.00
4029179.00
SEACOR HLDGS INC
2028-11-15
2028-11-15
N/A
Other Instrument
EQUITY
1742725.00
1743677.69
SOLARCITY CORP
2018-11-01
2018-11-01
2.75 - 2.75
Other Instrument
EQUITY
7309169.00
8101401.71
VECTOR GROUP LTD
2014-11-15
2014-11-15
6.75 - 6.75
Other Instrument
EQUITY
127000.00
159543.75
WABASH NATL CORP
2018-05-01
2018-05-01
3.375 - 3.375
Other Instrument
EQUITY
568000.00
738471.00
First Tier Security
2013-12-06
2013-12-06
Y
UBS SECS LLC (NON GOV REPO)
N/A
N/A
N
N
139000000.00
139000000.00
0.0012
N
139000000.00
139000000.00
UBS Securities LLC
UBS Securities LLC, 0.44%
23M99SVR6
0000230611
Other Repurchase Agreement
N
AAR CORP
2014-03-01
2014-03-01
1.625 - 1.625
Other Instrument
EQUITY
150000.00
153408.33
ACCURAY INC DEL
2018-02-01
2018-02-01
N/A
Other Instrument
EQUITY
1301918.00
2137062.23
ALASKA COMMUNICATIONS SYS GROUP INC
2018-05-01
2018-05-01
6.25 - 6.25
Other Instrument
EQUITY
726000.00
603844.05
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS INC FORMER
2020-07-01
2020-07-01
1.25 - 1.25
Other Instrument
EQUITY
15037366.00
16637174.66
BOSTON PPTYS LTD PARTNERSHIP
2014-02-15
2014-02-15
3.625 - 3.625
Other Instrument
EQUITY
908000.00
923755.82
CBIZ INC
2015-10-01
2015-10-01
4.875 - 4.875
Other Instrument
EQUITY
60000.00
79259.05
CEMEX S A B DE C V FORMERLY CEMEX S A 07/03/2006
2016-03-15
2016-03-15
3.25 - 3.25
Other Instrument
EQUITY
10573000.00
13267112.00
CHEMED CORP NEW
2014-05-15
2014-05-15
1.875 - 1.875
Other Instrument
EQUITY
194000.00
204326.46
CHESAPEAKE ENERGY CORP
2037-05-15
2037-05-15
2.5 - 2.5
Other Instrument
EQUITY
2628000.00
2655205.64
DENDREON CORP
2016-01-15
2016-01-15
2.875 - 2.875
Other Instrument
EQUITY
538000.00
348732.35
HEALTHWAYS INC
2018-07-01
2018-07-01
1.5 - 1.5
Other Instrument
EQUITY
251240.00
234909.40
INTERMUNE INC
2017-12-15
2017-12-15
2.5 - 2.5
Other Instrument
EQUITY
2897982.00
3851096.08
JETBLUE AWYS CORP
2039-10-15
2039-10-15
6.75 - 6.75
Other Instrument
EQUITY
3792000.00
7515744.00
KILROY RLTY L P
2014-11-15
2014-11-15
4.25 - 4.25
Other Instrument
EQUITY
734000.00
1049460.56
LIBERTY MEDIA CORP ACQUIRED BY TELE COMMUNICATIO
2030-02-15
2030-02-15
3.75 - 3.75
Other Instrument
EQUITY
1629000.00
1011337.50
LIONS GATE ENTMT INC
2025-03-15
2025-03-15
3.625 - 3.625
Other Instrument
EQUITY
640000.00
2471572.09
LIVE NATION INC FORMERLY LIVE NATION INC 01/25/2
2027-07-15
2027-07-15
2.875 - 2.875
Other Instrument
EQUITY
1700000.00
1744763.36
MGIC INVT CORP WIS
2017-05-01
2017-05-01
5 - 5
Other Instrument
EQUITY
8640000.00
9672643.20
MASTEC INC
2014-12-15
2014-12-15
4.25 - 4.25
Other Instrument
EQUITY
938000.00
1967446.66
MICROCHIP TECHNOLOGY INC
2037-12-15
2037-12-15
2.125 - 2.125
Other Instrument
EQUITY
3321000.00
5638428.85
MOLINA HEALTHCARE INC
2020-01-15
2020-01-15
1.125 - 1.125
Other Instrument
EQUITY
385811.00
402376.76
NEWPARK RESOURCES INC NEWPARK RES INC
2017-10-01
2017-10-01
4 - 4
Other Instrument
EQUITY
85000.00
114979.03
NUANCE COMMUNICATIONS INC
2031-11-01
2031-11-01
2.75 - 2.75
Other Instrument
EQUITY
917480.00
875862.09
PDL BIOPHARMA INC
2015-05-01
2015-05-01
3.75 - 3.75
Other Instrument
EQUITY
1835000.00
2760145.83
PORTFOLIO RECOVERY ASSOCS INC
2020-08-01
2020-08-01
3 - 3
Other Instrument
EQUITY
3662072.00
4256548.35
ROYAL GOLD INC
2019-06-15
2019-06-15
2.875 - 2.875
Other Instrument
EQUITY
348000.00
334942.07
SEACOR HLDGS INC
2028-11-15
2028-11-15
N/A
Other Instrument
EQUITY
4647604.00
4650144.69
STANDARD PAC CORP NEW
2032-08-01
2032-08-01
1.25 - 1.25
Other Instrument
EQUITY
1170000.00
1472418.35
STEWART ENTERPRISES INC
2014-07-15
2014-07-15
3.125 - 3.125
Other Instrument
EQUITY
4413000.00
5515199.46
TELEFLEX INC
2017-08-01
2017-08-01
3.875 - 3.875
Other Instrument
EQUITY
930000.00
1547474.79
WABASH NATL CORP
2018-05-01
2018-05-01
3.375 - 3.375
Other Instrument
EQUITY
321000.00
417340.13
WORKDAY INC
2020-07-15
2020-07-15
1.5 - 1.5
Other Instrument
EQUITY
8545834.00
10281350.45
First Tier Security
2013-12-06
2013-12-06
Y
UBS SECS LLC (NON GOV REPO)
N/A
N/A
N
N
97000000.00
97000000.00
0.0008
N
97000000.00
97000000.00