0000278001-12-000061.txt : 20121231
0000278001-12-000061.hdr.sgml : 20121231
20121107121336
ACCESSION NUMBER: 0000278001-12-000061
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121031
FILED AS OF DATE: 20121107
DATE AS OF CHANGE: 20121107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDELITY PHILLIPS STREET TRUST
CENTRAL INDEX KEY: 0000278001
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02890
FILM NUMBER: 121185622
BUSINESS ADDRESS:
STREET 1: 82 DEVONSHIRE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-563-7000
MAIL ADDRESS:
STREET 1: 82 DEVONSHIRE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY CASH RESERVES
DATE OF NAME CHANGE: 19930122
0000278001
S000007150
Fidelity U.S. Government Reserves
C000019554
Fidelity U.S. Government Reserves
FGRXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-10-31
0000278001
S000007150
1
N
N
002-63350
FIDELITY MANAGEMENT & RESEARCH COMPANY (FMR)
801-07884
FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.
801-34590
FIDELITY MANAGEMENT & RESEARCH (U.K.), INC.
801-28773
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED
801-69507
FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC
801-69571
PRICEWATERHOUSECOOPERS LLP
Boston
MA
None
FIDELITY INVESTMENTS INSTIT. OPERATIONS CO.
0000862124
084-01839
N
N
N
Government/Agency
54
98
2502111630.65
1601432.14
13762401.24
2489950661.55
0.0023
1.0002
2012-10-31
1.0002
2012-10-31
C000019554
2500.00
2489950661.55
1.00
-10008834.21
61120997.97
71129832.18
0.0001
1.0002
2012-10-31
1.0002
2012-10-31
Fannie Mae
Fannie Mae, 0.18% to 0.20%
31398A6F4
Government Agency Debt
First Tier Security
2012-12-28
2012-12-28
N
N
N
24010000.00
24016714.74
0.0096
N
24020828.51
24020828.51
Fannie Mae
Fannie Mae, 0.20%
3135G0PG2
Government Agency Debt
First Tier Security
2012-11-11
2014-09-11
N
N
N
46000000.00
45982852.51
0.0185
N
45987764.00
45987764.00
Fannie Mae
Fannie Mae, 0.21%
31398AMW9
Government Agency Debt
First Tier Security
2013-04-09
2013-04-09
N
N
N
25000000.00
25329545.41
0.0102
N
25345700.00
25345700.00
Fannie Mae
Fannie Mae, 0.22%
3135G0AK9
Government Agency Debt
First Tier Security
2013-02-26
2013-02-26
N
N
N
29000000.00
29048308.28
0.0117
N
29054607.00
29054607.00
Federal Farm Credit Bank
Federal Farm Credit Bank, 0.14%
3133EAYT9
Government Agency Debt
First Tier Security
2012-11-20
2013-08-20
N
N
N
7000000.00
6998347.17
0.0028
N
6998215.00
6998215.00
Federal Farm Credit Bank
Federal Farm Credit Bank, 0.16%
31331KJN1
Government Agency Debt
First Tier Security
2012-11-29
2012-11-29
N
N
N
6000000.00
5999883.94
0.0024
N
6000222.00
6000222.00
Federal Farm Credit Bank
Federal Farm Credit Bank, 0.18%
3133EA4L9
Government Agency Debt
First Tier Security
2012-11-12
2014-08-12
N
N
N
10000000.00
9994683.15
0.0040
N
9994490.00
9994490.00
Federal Farm Credit Bank
Federal Farm Credit Bank, 0.18%
31331JAB9
Government Agency Debt
First Tier Security
2012-12-24
2012-12-24
N
N
N
3000000.00
3006234.59
0.0012
N
3006465.00
3006465.00
Federal Farm Credit Bank
Federal Farm Credit Bank, 0.23%
3133EAP36
Government Agency Debt
First Tier Security
2013-11-27
2013-11-27
N
N
N
12000000.00
12002119.74
0.0048
N
12002352.00
12002352.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.16%
313373N65
Government Agency Debt
First Tier Security
2012-11-15
2012-11-15
N
N
N
21000000.00
20999796.72
0.0084
N
21000525.00
21000525.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.16%
313385CZ7
Government Agency Debt
First Tier Security
2013-03-13
2013-03-13
N
N
N
4000000.00
3997712.00
0.0016
N
3998096.00
3998096.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313380P84
Government Agency Debt
First Tier Security
2012-11-12
2013-09-12
N
N
N
21000000.00
20998165.38
0.0084
N
20998425.00
20998425.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313380F77
Government Agency Debt
First Tier Security
2012-11-15
2014-05-15
N
N
N
17000000.00
16990699.35
0.0068
N
16991976.00
16991976.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313380H91
Government Agency Debt
First Tier Security
2012-11-18
2014-02-18
N
N
N
16000000.00
15993698.11
0.0064
N
15994800.00
15994800.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313380FX0
Government Agency Debt
First Tier Security
2012-11-28
2014-02-28
N
N
N
25000000.00
24989883.61
0.0100
N
24991550.00
24991550.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313380R33
Government Agency Debt
First Tier Security
2013-03-14
2013-03-14
N
N
N
20000000.00
19998456.91
0.0080
N
19999260.00
19999260.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313380QY6
Government Agency Debt
First Tier Security
2013-03-18
2013-03-18
N
N
N
21000000.00
20998336.90
0.0084
N
20999202.00
20999202.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.18%
313376DN2
Government Agency Debt
First Tier Security
2012-11-21
2012-11-21
N
N
N
7000000.00
7000060.62
0.0028
N
7000154.00
7000154.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.18%
313376GQ2
Government Agency Debt
First Tier Security
2012-11-21
2012-11-21
N
N
N
25000000.00
25000151.03
0.0100
N
25000425.00
25000425.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.18%
313380ZZ3
Government Agency Debt
First Tier Security
2013-04-18
2013-04-18
N
N
N
25000000.00
24997463.62
0.0100
N
24998725.00
24998725.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.19%
313380PC5
Government Agency Debt
First Tier Security
2012-11-10
2013-09-10
N
N
N
21000000.00
21000000.00
0.0084
N
21000273.00
21000273.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.19%
313376KK0
Government Agency Debt
First Tier Security
2012-12-21
2012-12-21
N
N
N
4000000.00
4000086.26
0.0016
N
4000276.00
4000276.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.19%
313380SD0
Government Agency Debt
First Tier Security
2013-06-20
2013-06-20
N
N
N
10000000.00
9998282.05
0.0040
N
9997460.00
9997460.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
313376PN9
Government Agency Debt
First Tier Security
2012-12-19
2012-12-19
N
N
N
8000000.00
7999801.35
0.0032
N
8000216.00
8000216.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
313376MQ5
Government Agency Debt
First Tier Security
2013-01-04
2013-01-04
N
N
N
6000000.00
6000057.93
0.0024
N
6000522.00
6000522.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
313379ZF9
Government Agency Debt
First Tier Security
2013-01-10
2013-01-10
N
N
N
25000000.00
24998363.75
0.0100
N
25000475.00
25000475.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
3133802J5
Government Agency Debt
First Tier Security
2013-01-11
2013-01-11
N
N
N
17000000.00
16998865.16
0.0068
N
17000323.00
17000323.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
313379AW9
Government Agency Debt
First Tier Security
2013-01-25
2013-01-25
N
N
N
33000000.00
32996417.22
0.0133
N
33000000.00
33000000.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
313376ZB4
Government Agency Debt
First Tier Security
2013-02-06
2013-02-06
N
N
N
25000000.00
24996111.81
0.0100
N
24999325.00
24999325.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
3133785R8
Government Agency Debt
First Tier Security
2013-02-13
2013-02-13
N
N
N
9000000.00
8998896.59
0.0036
N
9000000.00
9000000.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
313379BZ1
Government Agency Debt
First Tier Security
2013-05-17
2013-05-17
N
N
N
11000000.00
11001066.29
0.0044
N
11001485.00
11001485.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20%
313379P52
Government Agency Debt
First Tier Security
2013-05-29
2013-05-29
N
N
N
14000000.00
14003051.90
0.0056
N
14002660.00
14002660.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.20% to 0.21%
3133XXYX9
Government Agency Debt
First Tier Security
2013-06-21
2013-06-21
N
N
N
26000000.00
26274709.10
0.0106
N
26277888.00
26277888.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.21%
313376BU8
Government Agency Debt
First Tier Security
2012-11-15
2012-11-15
N
N
N
9000000.00
8999936.54
0.0036
N
9000135.00
9000135.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.21%
313376DD4
Government Agency Debt
First Tier Security
2012-11-16
2012-11-16
N
N
N
28000000.00
27999961.21
0.0112
N
28000588.00
28000588.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.21%
313380T72
Government Agency Debt
First Tier Security
2012-12-24
2013-09-24
N
N
N
52000000.00
51995341.37
0.0209
N
51974728.00
51974728.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.21%
3133783R0
Government Agency Debt
First Tier Security
2013-02-08
2013-02-08
N
N
N
13000000.00
12998253.44
0.0052
N
13000000.00
13000000.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.21%
313379FR5
Government Agency Debt
First Tier Security
2013-02-11
2013-02-11
N
N
N
26000000.00
25997876.48
0.0104
N
26001456.00
26001456.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.21%
313378BA8
Government Agency Debt
First Tier Security
2013-02-15
2013-02-15
N
N
N
20000000.00
19998644.59
0.0080
N
20001720.00
20001720.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.21% to 0.22%
3133XX7F8
Government Agency Debt
First Tier Security
2013-03-20
2013-03-20
N
N
N
10585000.00
10641815.84
0.0043
N
10644826.42
10644826.42
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313379N21
Government Agency Debt
First Tier Security
2013-02-25
2013-02-25
N
N
N
13000000.00
12998573.96
0.0052
N
13001235.00
13001235.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
3133XP2W3
Government Agency Debt
First Tier Security
2013-02-27
2013-02-27
N
N
N
11000000.00
11111345.41
0.0045
N
11113861.00
11113861.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313372RK2
Government Agency Debt
First Tier Security
2013-03-27
2013-03-27
N
N
N
5000000.00
5015585.75
0.0020
N
5017020.00
5017020.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.22%
313380S40
Government Agency Debt
First Tier Security
2013-09-19
2013-09-19
N
N
N
3000000.00
2999256.92
0.0012
N
2999472.00
2999472.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
313380T80
Government Agency Debt
First Tier Security
2012-12-24
2014-03-24
N
N
N
17000000.00
16995066.72
0.0068
N
16985873.00
16985873.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
313379QG7
Government Agency Debt
First Tier Security
2013-06-04
2013-06-04
N
N
N
6000000.00
5996337.46
0.0024
N
5996988.00
5996988.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
313379FB0
Government Agency Debt
First Tier Security
2013-11-14
2013-11-14
N
N
N
3000000.00
3001749.60
0.0012
N
3001986.00
3001986.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
313379F87
Government Agency Debt
First Tier Security
2013-11-14
2013-11-14
N
N
N
5000000.00
5002400.20
0.0020
N
5002790.00
5002790.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
313379FS3
Government Agency Debt
First Tier Security
2013-11-21
2013-11-21
N
N
N
11000000.00
11005387.59
0.0044
N
11005896.00
11005896.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
313379NS4
Government Agency Debt
First Tier Security
2013-11-25
2013-11-25
N
N
N
3610000.00
3612553.25
0.0015
N
3612656.96
3612656.96
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
3133762C8
Government Agency Debt
First Tier Security
2013-11-27
2013-11-27
N
N
N
5000000.00
5007557.96
0.0020
N
5007665.00
5007665.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.23%
313379G60
Government Agency Debt
First Tier Security
2013-11-29
2013-11-29
N
N
N
13000000.00
13009396.01
0.0052
N
13009425.00
13009425.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.25%
313375XV4
Government Agency Debt
First Tier Security
2012-11-06
2012-11-06
N
N
N
26000000.00
25999914.21
0.0104
N
26000260.00
26000260.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.25%
313379R76
Government Agency Debt
First Tier Security
2013-09-06
2013-09-06
N
N
N
18000000.00
17999382.00
0.0072
N
18006084.00
18006084.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.26%
313376D93
Government Agency Debt
First Tier Security
2013-05-16
2013-05-16
N
N
N
12500000.00
12506495.56
0.0050
N
12511212.50
12511212.50
Federal Home Loan Bank
Federal Home Loan Bank, 0.28%
313379Z36
Government Agency Debt
First Tier Security
2013-07-05
2013-07-05
N
N
N
12500000.00
12497167.72
0.0050
N
12503387.50
12503387.50
Freddie Mac
Freddie Mac, 0.15%
3134G16A7
Government Agency Debt
First Tier Security
2012-11-02
2012-11-02
N
N
N
25000000.00
24999951.61
0.0100
N
25000000.00
25000000.00
Freddie Mac
Freddie Mac, 0.15%
3134G2K92
Government Agency Debt
First Tier Security
2012-11-13
2013-09-13
N
N
N
34000000.00
33991688.61
0.0137
N
33991568.00
33991568.00
Freddie Mac
Freddie Mac, 0.15%
313397CK5
Government Agency Debt
First Tier Security
2013-02-27
2013-02-27
N
N
N
10000000.00
9995083.33
0.0040
N
9996070.00
9996070.00
Freddie Mac
Freddie Mac, 0.15%
313397CL3
Government Agency Debt
First Tier Security
2013-02-28
2013-02-28
N
N
N
10000000.00
9995041.66
0.0040
N
9996040.00
9996040.00
Freddie Mac
Freddie Mac, 0.18% to 0.20%
3134G1WT7
Government Agency Debt
First Tier Security
2012-11-26
2012-11-26
N
N
N
33000000.00
33007100.40
0.0133
N
33008118.00
33008118.00
Freddie Mac
Freddie Mac, 0.18%
3134G1P65
Government Agency Debt
First Tier Security
2012-12-28
2012-12-28
N
N
N
10000000.00
10008742.97
0.0040
N
10009330.00
10009330.00
Freddie Mac
Freddie Mac, 0.19%
3137EABE8
Government Agency Debt
First Tier Security
2012-12-21
2012-12-21
N
N
N
11000000.00
11058817.65
0.0044
N
11060060.00
11060060.00
Freddie Mac
Freddie Mac, 0.19%
3134G1LD4
Government Agency Debt
First Tier Security
2012-12-27
2012-12-27
N
N
N
10000000.00
10013888.64
0.0040
N
10014610.00
10014610.00
Freddie Mac
Freddie Mac, 0.19% to 0.20%
3137EACJ6
Government Agency Debt
First Tier Security
2013-04-15
2013-04-15
N
N
N
67000000.00
67431334.71
0.0271
N
67441195.00
67441195.00
Freddie Mac
Freddie Mac, 0.20%
3137EACQ0
Government Agency Debt
First Tier Security
2012-12-28
2012-12-28
N
N
N
16000000.00
16010451.61
0.0064
N
16011776.00
16011776.00
Freddie Mac
Freddie Mac, 0.20%
3134A4SA3
Government Agency Debt
First Tier Security
2013-01-15
2013-01-15
N
N
N
3000000.00
3026303.57
0.0012
N
3026742.00
3026742.00
Freddie Mac
Freddie Mac, 0.23%
3137EACZ0
Government Agency Debt
First Tier Security
2013-11-27
2013-11-27
N
N
N
10000000.00
10015115.92
0.0040
N
10014420.00
10014420.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127956X4
Treasury Debt
First Tier Security
2012-12-20
2012-12-20
N
N
N
25000000.00
24994895.83
0.0100
N
24996600.00
24996600.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828LX6
Treasury Debt
First Tier Security
2012-11-15
2012-11-15
N
N
N
19000000.00
19008625.54
0.0076
N
19008170.00
19008170.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828PV6
Treasury Debt
First Tier Security
2012-11-30
2012-11-30
N
N
N
4000000.00
4000998.72
0.0016
N
4001092.00
4001092.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828MN7
Treasury Debt
First Tier Security
2013-02-15
2013-02-15
N
N
N
3000000.00
3010322.86
0.0012
N
3010431.00
3010431.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.19% to 0.20%
912828QK9
Treasury Debt
First Tier Security
2013-02-28
2013-02-28
N
N
N
25000000.00
25034660.28
0.0101
N
25038075.00
25038075.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.21%
912828MG2
Treasury Debt
First Tier Security
2013-01-15
2013-01-15
N
N
N
25000000.00
25059494.46
0.0101
N
25062500.00
25062500.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.24%
912828NH9
Treasury Debt
First Tier Security
2013-06-15
2013-06-15
N
N
N
10000000.00
10054289.30
0.0040
N
10057420.00
10057420.00
Bank of America NA
In a joint trading account with Bank of America NA at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_04197
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2037-11-25
2041-07-25
0.836 - 5.8
Government Agency Debt
30357796.78
19350644.52
GOVERNMENT NATIONAL MORTAGE ASSOC
2041-07-20
2042-08-20
3.5 - 4.5
Government Agency Debt
140102095.82
133537830.12
Unrated Security
2012-11-01
2012-11-01
N
N
N
149705061.00
149705060.92
0.0601
N
149705060.92
149705060.92
Barclays Capital, Inc.
Barclays Capital, Inc., 0.19%
47H9974J5
0000851376
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2042-07-01
2042-07-01
3 - 3
Government Agency Debt
7844596.00
8160992.14
First Tier Security
2012-11-01
2012-11-01
Y
BARCLAYS CAPITAL INC(GOV REPO)
N/A
N/A
N
N
8000000.00
8000000.00
0.0032
N
8000000.00
8000000.00
Barclays Capital, Inc.
Barclays Capital, Inc., 0.25%
47H9976Y0
0000851376
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2040-10-01
2040-10-01
4 - 4
Government Agency Debt
1875006.00
1780075.38
FEDERAL NATIONAL MORTGAGE ASSOC
2027-10-01
2027-10-01
3 - 3
Government Agency Debt
5997458.00
6380659.58
First Tier Security
2012-11-06
2012-11-06
Y
BARCLAYS CAPITAL INC(GOV REPO)
N/A
N/A
N
N
8000000.00
8000000.00
0.0032
N
8000000.00
8000000.00
Barclays Capital, Inc.
Barclays Capital, Inc., 0.35%
47H9978A0
0000851376
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2033-11-01
2033-11-01
5.5 - 5.5
Government Agency Debt
29428434.00
4080039.73
First Tier Security
2012-11-07
2012-11-07
N
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
Barclays Capital, Inc.
In a joint trading account with Barclays Capital, Inc. at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_06453
Government Agency Repurchase Agreement
Y
US TREASURY
2013-08-15
2017-01-31
0.75 - 3.125
Treasury Debt
4306896.36
4584540.62
Unrated Security
2012-11-01
2012-11-01
N
N
N
4494609.00
4494609.22
0.0018
N
4494609.22
4494609.22
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.25%
47X99WCF1
0001197610
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2020-12-01
2040-12-01
2.5 - 6.5
Government Agency Debt
6771365.00
1331896.01
FEDERAL NATIONAL MORTGAGE ASSOC
2013-07-01
2041-04-01
3.5 - 6.5
Government Agency Debt
37052862.00
2748274.60
First Tier Security
2012-11-07
2012-11-07
Y
BNP PARIBAS SEC CORP(GOV REPO)
N/A
N/A
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.25%
45C99G9K6
0001197610
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2016-10-01
2041-10-01
2.382 - 6.5
Government Agency Debt
31389119.00
3804965.14
FEDERAL NATIONAL MORTGAGE ASSOC
2013-08-01
2040-04-01
2.565 - 6.5
Government Agency Debt
28395903.00
3335828.19
First Tier Security
2012-11-07
2012-11-07
Y
BNP PARIBAS SEC CORP(GOV REPO)
N/A
N/A
N
N
7000000.00
7000000.00
0.0028
N
7000000.00
7000000.00
BNP Paribas Securities Corp.
In a joint trading account with BNP Paribas Securities Corp. at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_07629
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2036-11-01
2042-07-01
3.5 - 5
Government Agency Debt
28460925.40
26537139.25
FEDERAL NATIONAL MORTGAGE ASSOC
2026-04-01
2042-08-01
2.5 - 5
Government Agency Debt
51432901.23
48546276.42
GOVERNMENT NATIONAL MORTAGE ASSOC
2039-05-15
2042-09-20
3 - 5.5
Government Agency Debt
90422608.58
73385263.18
Unrated Security
2012-11-01
2012-11-01
N
N
N
145556191.00
145556190.87
0.0585
N
145556190.87
145556190.87
Citibank NA
Citibank NA, 0.24%
47P99RGT7
0000036684
Government Agency Repurchase Agreement
Y
GOVERNMENT NATIONAL MORTAGE ASSOC
2033-11-15
2039-04-15
4.5 - 5
Government Agency Debt
40411048.00
12240163.20
First Tier Security
2012-11-05
2012-11-05
N
N
N
12000000.00
12000000.00
0.0048
N
12000000.00
12000000.00
Citibank NA
In a joint trading account with Citibank NA at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_26602
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2013-06-01
2042-11-01
1.955 - 13
Government Agency Debt
14818638.89
2307553.90
GOVERNMENT NATIONAL MORTAGE ASSOC
2014-03-15
2052-09-15
1.125 - 11
Government Agency Debt
59683582.80
11663457.53
FEDERAL NATIONAL MORTGAGE ASSOC
2015-11-01
2047-09-01
1.87 - 7.32
Government Agency Debt
24226718.84
4719814.28
Unrated Security
2012-11-01
2012-11-01
N
N
N
18324176.00
18324176.05
0.0074
N
18324176.05
18324176.05
Credit Agricole CIB New York Branch
In a joint trading account with Credit Agricole CIB New York Branch at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_04361
Government Agency Repurchase Agreement
Y
US TREASURY
2012-11-30
2040-11-15
0 - 10.625
Treasury Debt
4835697.85
5216427.42
FEDERAL HOME LOAN MORTGAGE CORP
2042-10-01
2042-10-01
4 - 4
Government Agency Debt
273.63
306.37
FEDERAL NATIONAL MORTGAGE ASSOC
2024-04-01
2042-07-01
3.5 - 4
Government Agency Debt
27927.50
18882.92
GOVERNMENT NATIONAL MORTAGE ASSOC
2039-08-15
2042-09-15
3 - 4.5
Government Agency Debt
1284890.82
1114057.83
Unrated Security
2012-11-01
2012-11-01
N
N
N
6223305.00
6223305.07
0.0025
N
6223305.07
6223305.07
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.22%
47J997UU9
0000318336
Government Agency Repurchase Agreement
Y
US TREASURY
2017-10-31
2017-10-31
0.75 - 0.75
Treasury Debt
710000.00
710447.31
FEDERAL NATIONAL MORTGAGE ASSOC
2013-08-23
2013-08-23
N/A
Government Agency Debt
1335000.00
1333237.71
First Tier Security
2012-11-02
2012-11-02
N
N
N
2000000.00
2000000.00
0.0008
N
2000000.00
2000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.24%
47J997SM0
0000318336
Government Agency Repurchase Agreement
Y
US TREASURY
2017-10-31
2017-10-31
0.75 - 0.75
Treasury Debt
2040000.00
2041285.24
First Tier Security
2012-11-01
2012-11-01
N
N
N
2000000.00
2000000.00
0.0008
N
2000000.00
2000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.24%
47J997BC0
0000318336
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2017-10-26
2017-10-26
0.875 - 0.875
Government Agency Debt
33675000.00
33672886.43
First Tier Security
2012-12-10
2012-12-10
N
N
N
33000000.00
33000000.00
0.0133
Y
33000000.00
33000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.25%
47J997KR7
0000318336
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2017-10-26
2017-10-26
0.875 - 0.875
Government Agency Debt
23470000.00
23468526.94
First Tier Security
2013-01-04
2013-01-04
N
N
N
23000000.00
23000000.00
0.0092
Y
23000000.00
23000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.26%
47J997KK2
0000318336
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2013-02-08
2013-02-08
N/A
Government Agency Debt
19670000.00
19663312.50
FEDERAL NATIONAL MORTGAGE ASSOC
2017-10-26
2017-10-26
0.875 - 0.875
Government Agency Debt
3805000.00
3804761.18
First Tier Security
2013-01-11
2013-01-11
N
N
N
23000000.00
23000000.00
0.0092
Y
23000000.00
23000000.00
Deutsche Bank Securities, Inc.
Deutsche Bank Securities, Inc., 0.21%
45F992RJ7
0000058056
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2027-10-01
2027-10-01
2.5 - 2.5
Government Agency Debt
3903523.00
4091841.96
First Tier Security
2012-11-02
2012-11-02
N
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
Deutsche Bank Securities, Inc.
In a joint trading account with Deutsche Bank Securities, Inc. at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_06399
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2018-01-15
2042-09-01
0.571 - 7
Government Agency Debt
10969396.28
2636211.38
FEDERAL NATIONAL MORTGAGE ASSOC
2015-04-01
2048-05-01
1.645 - 7
Government Agency Debt
55514392.91
14257190.24
GOVERNMENT NATIONAL MORTAGE ASSOC
2025-03-20
2041-03-15
1.625 - 5.5
Government Agency Debt
12404590.48
761128.02
Unrated Security
2012-11-01
2012-11-01
N
N
N
17286959.00
17286958.54
0.0069
N
17286958.54
17286958.54
Goldman Sachs & Co.
Goldman Sachs & Co., 0.25%
47Y99DAS6
0000769993
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2042-02-01
2042-02-01
2.789 - 2.789
Government Agency Debt
8103758.00
8160170.08
First Tier Security
2012-11-05
2012-11-05
N
N
N
8000000.00
8000000.00
0.0032
N
8000000.00
8000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.22%
47Y99CAY5
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2041-08-15
2041-08-15
4 - 4
Government Agency Debt
5000.00
3959.23
FEDERAL NATIONAL MORTGAGE ASSOC
2037-11-25
2038-05-25
4 - 4.5
Government Agency Debt
16290000.00
6180323.88
First Tier Security
2012-11-07
2012-11-07
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
6000000.00
6000000.00
0.0024
N
6000000.00
6000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.22%
45B99T9W3
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2018-08-01
2042-06-01
2.152 - 2.743
Government Agency Debt
73764615.00
4080905.09
FEDERAL NATIONAL MORTGAGE ASSOC
2026-06-01
2026-06-01
4 - 4
Government Agency Debt
5000.00
1745.34
First Tier Security
2012-11-07
2012-11-07
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.23%
47Y99CBR9
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2031-09-01
2031-09-01
2.126 - 2.126
Government Agency Debt
53070000.00
4080318.97
First Tier Security
2012-11-07
2012-11-07
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.23%
45B99T8M6
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2036-01-01
2036-01-01
2.07 - 2.07
Government Agency Debt
6715000.00
1024460.78
First Tier Security
2012-11-07
2012-11-07
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
1000000.00
1000000.00
0.0004
N
1000000.00
1000000.00
ING Financial Markets LLC
In a joint trading account with ING Financial Markets LLC at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_40488
Government Agency Repurchase Agreement
Y
FEDERAL AGRICULTURE MORTGAGE CORP
2013-01-25
2013-01-25
0.75 - 0.75
Government Agency Debt
86434.79
86727.81
FEDERAL HOME LOAN MORTGAGE CORP
2013-06-03
2042-09-01
0.163 - 8.5
Government Agency Debt
30863931.87
9819016.20
FINANCE CORPORATION
2018-09-26
2018-09-26
0 - 0
Government Agency Debt
397.60
362.11
FEDERAL NATIONAL MORTGAGE ASSOC
2017-08-25
2042-11-25
2 - 8.5
Government Agency Debt
18554500.81
8114588.96
GOVERNMENT NATIONAL MORTAGE ASSOC
2030-12-20
2062-10-20
1.311 - 6
Government Agency Debt
1684811.98
1462628.97
Unrated Security
2012-11-01
2012-11-01
N
N
N
19015654.00
19015654.39
0.0076
N
19015654.39
19015654.39
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.20%
47X998BX6
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2042-10-01
2042-10-01
3.5 - 3.5
Government Agency Debt
10579029.00
11220374.08
First Tier Security
2012-11-02
2012-11-02
N
N
N
11000000.00
11000000.00
0.0044
N
11000000.00
11000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.22%
47X998AJ8
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2042-07-01
2042-07-01
3.5 - 3.5
Government Agency Debt
3897152.00
4080249.96
First Tier Security
2012-11-07
2012-11-07
Y
MERRILL LYN PF&S(GOV REPO BNY)
N/A
N/A
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.23%
46J99D6H4
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2042-07-01
2042-07-01
3.5 - 3.5
Government Agency Debt
3897611.00
4080730.52
First Tier Security
2012-11-05
2012-11-05
Y
MERRILL LYN PF&S(GOV REPO BNY)
N/A
N/A
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.26%
45G99REA4
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2042-08-01
3.5 - 4.5
Government Agency Debt
29748492.00
25533453.38
FEDERAL NATIONAL MORTGAGE ASSOC
2032-02-01
2042-08-01
3.5 - 4
Government Agency Debt
8648.00
9271.81
Unrated Security
2012-11-02
2012-11-02
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
25000000.00
25000000.00
0.0100
N
25000000.00
25000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.26%
45G99REH9
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2041-12-01
2041-12-01
3.226 - 3.226
Government Agency Debt
8208629.00
8176651.90
Unrated Security
2012-11-07
2012-11-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
8000000.00
8000000.00
0.0032
N
8000000.00
8000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.26%
45G99REQ9
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2026-04-01
2042-08-01
3.5 - 4
Government Agency Debt
16155871.00
16331545.40
FEDERAL NATIONAL MORTGAGE ASSOC
2032-02-01
2042-08-01
3.5 - 4
Government Agency Debt
20744.00
21227.42
Unrated Security
2012-11-07
2012-11-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
16000000.00
16000000.00
0.0064
N
16000000.00
16000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.26%
45G99REX4
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2036-07-01
2042-08-01
2.479 - 3.5
Government Agency Debt
25374.00
19758.53
FEDERAL NATIONAL MORTGAGE ASSOC
2042-02-01
2042-09-01
3.5 - 4
Government Agency Debt
30626363.00
33709406.05
Unrated Security
2012-11-07
2012-11-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
33000000.00
33000000.00
0.0133
N
33000000.00
33000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.27%
45G99RFF2
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2036-07-01
2036-07-01
2.421 - 2.647
Government Agency Debt
48625469.00
4501456.75
FEDERAL NATIONAL MORTGAGE ASSOC
2036-06-01
2036-07-01
2.271 - 2.828
Government Agency Debt
4402225.00
3663102.00
Unrated Security
2012-11-07
2012-11-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
8000000.00
8000000.00
0.0032
N
8000000.00
8000000.00
Mizuho Securities USA, Inc.
Mizuho Securities USA, Inc., 0.29%
47V99FCF0
0000812291
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2027-09-01
2027-09-01
3 - 3
Government Agency Debt
14227300.00
15158600.42
GOVERNMENT NATIONAL MORTAGE ASSOC
2042-10-20
2042-10-20
3 - 3
Government Agency Debt
1092499.00
1166351.93
First Tier Security
2012-11-07
2012-11-07
Y
MIZUHO SECS USA INC (GOV REPO)
N/A
N/A
N
N
16000000.00
16000000.00
0.0064
N
16000000.00
16000000.00
Mizuho Securities USA, Inc.
In a joint trading account with Mizuho Securities USA, Inc. at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_08126
Government Agency Repurchase Agreement
Y
US TREASURY
2012-11-01
2042-08-15
0 - 11.25
Treasury Debt
184484471.53
211862184.77
FEDERAL HOME LOAN MORTGAGE CORP
2025-08-01
2042-07-01
2.481 - 7.5
Government Agency Debt
20134435.85
18386521.84
FEDERAL NATIONAL MORTGAGE ASSOC
2021-07-01
2042-07-01
2.443 - 8
Government Agency Debt
40049203.07
39714844.65
GOVERNMENT NATIONAL MORTAGE ASSOC
2025-09-15
2042-06-15
3 - 7.5
Government Agency Debt
270891252.14
135863208.63
Unrated Security
2012-11-01
2012-11-01
N
N
N
397600046.00
397600046.33
0.1597
N
397600046.33
397600046.33
RBC Capital Markets Corp.
RBC Capital Markets Corp., 0.23%
46Z99KLQ3
0000050916
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2036-04-01
2042-03-25
2.241 - 4
Government Agency Debt
8934005.00
8166600.99
First Tier Security
2012-11-07
2012-11-07
Y
RBC CAP MARKETS LLC(GOV REPO)
N/A
N/A
N
N
8000000.00
8000000.00
0.0032
N
8000000.00
8000000.00
RBC Capital Markets Corp.
RBC Capital Markets Corp., 0.23%
46Z99KJU7
0000050916
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2022-09-01
2040-12-01
2.5 - 3.845
Government Agency Debt
13333.00
13099.11
GOVERNMENT NATIONAL MORTAGE ASSOC
2041-01-15
2041-08-20
4 - 5
Government Agency Debt
4335516.00
4071183.72
First Tier Security
2012-11-07
2012-11-07
Y
RBC CAP MARKETS LLC(GOV REPO)
N/A
N/A
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
RBC Capital Markets Corp.
RBC Capital Markets Corp., 0.25%
46Z99KKJ0
0000050916
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2022-09-01
2040-12-01
2.5 - 3.845
Government Agency Debt
56705.00
55708.72
GOVERNMENT NATIONAL MORTAGE ASSOC
2041-01-15
2041-08-20
4 - 5
Government Agency Debt
18425989.00
17302557.54
First Tier Security
2012-11-07
2012-11-07
Y
RBC CAP MARKETS LLC(GOV REPO)
N/A
N/A
N
N
17000000.00
17000000.00
0.0068
N
17000000.00
17000000.00
RBC Capital Markets Corp.
RBC Capital Markets Corp., 0.25%
46Z99KMJ8
0000050916
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2036-04-01
2042-06-01
2.241 - 4.5
Government Agency Debt
4171821.00
4084257.82
First Tier Security
2012-11-07
2012-11-07
Y
RBC CAP MARKETS LLC(GOV REPO)
N/A
N/A
N
N
4000000.00
4000000.00
0.0016
N
4000000.00
4000000.00
RBC Capital Markets Corp.
In a joint trading account with RBC Capital Markets Corp. at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_07160
Government Agency Repurchase Agreement
Y
US TREASURY
2016-04-30
2016-04-30
2.625 - 2.625
Treasury Debt
725901.46
780003.62
FEDERAL HOME LOAN MORTGAGE CORP
2027-10-01
2039-11-01
2.5 - 5.644
Government Agency Debt
1723822.68
1704015.21
GOVERNMENT NATIONAL MORTAGE ASSOC
2042-10-20
2060-06-20
3 - 5.251
Government Agency Debt
4684121.31
5017485.85
FEDERAL NATIONAL MORTGAGE ASSOC
2030-10-25
2042-02-01
3 - 3.418
Government Agency Debt
312434.62
258726.04
Unrated Security
2012-11-01
2012-11-01
N
N
N
7606262.00
7606261.76
0.0031
N
7606261.76
7606261.76
RBS Securities, Inc.
In a joint trading account with RBS Securities, Inc. at 0.34%, dated 10/31/2012 due 11/01/2012
47V99GKF9_32466
Government Agency Repurchase Agreement
Y
US TREASURY
2013-04-30
2021-05-15
0.25 - 4.25
Treasury Debt
71693783.95
75055423.10
Unrated Security
2012-11-01
2012-11-01
N
N
N
73583737.00
73583736.85
0.0296
N
73583736.85
73583736.85
UBS Securities LLC
UBS Securities LLC, 0.21%
46X997WP4
0000230611
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2042-02-01
2042-02-01
4 - 4
Government Agency Debt
10677174.00
11243213.26
First Tier Security
2012-11-02
2012-11-02
N
N
N
11000000.00
11000000.00
0.0044
N
11000000.00
11000000.00
Commerz Markets LLC
Commerz Markets LLC, 0.35%
40B99STU8
Treasury Repurchase Agreement
Y
US TREASURY
2013-05-31
2019-06-30
1 - 3.5
Treasury Debt
91058000.00
94860424.30
Unrated Security
2012-11-01
2012-11-01
N
N
N
93000000.00
93000000.00
0.0374
N
93000000.00
93000000.00