0000278001-12-000052.txt : 20121030
0000278001-12-000052.hdr.sgml : 20121030
20120907145554
ACCESSION NUMBER: 0000278001-12-000052
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120831
FILED AS OF DATE: 20120907
DATE AS OF CHANGE: 20120907
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIDELITY PHILLIPS STREET TRUST
CENTRAL INDEX KEY: 0000278001
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-02890
FILM NUMBER: 121079700
BUSINESS ADDRESS:
STREET 1: 82 DEVONSHIRE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-563-7000
MAIL ADDRESS:
STREET 1: 82 DEVONSHIRE STREET
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY CASH RESERVES
DATE OF NAME CHANGE: 19930122
0000278001
S000007149
Fidelity Cash Reserves
C000019553
Fidelity Cash Reserves
FDRXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-08-31
0000278001
S000007149
1
N
N
002-63350
FIDELITY MANAGEMENT & RESEARCH COMPANY (FMR)
801-07884
FIDELITY INVESTMENTS MONEY MANAGEMENT, INC.
801-34590
FIDELITY MANAGEMENT & RESEARCH (U.K.), INC.
801-28773
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED
801-69507
FIDELITY MANAGEMENT & RESEARCH (JAPAN) INC.
801-69571
PRICEWATERHOUSECOOPERS LLP
BOSTON
MA
None
FIDELITY INVESTMENTS INSTIT. OPERATIONS CO.
0000862124
084-01839
N
N
N
Prime
53
78
115063496681.56
85682161.20
37691598.93
115111487243.83
0.0036
1.0004
2012-08-31
1.0004
2012-08-31
C000019553
2500.00
115111487243.83
1.00
357211047.41
20821052485.75
20463841438.34
0.0001
1.0004
2012-08-31
1.0004
2012-08-31
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.30%
06366VT55
Certificate of Deposit
First Tier Security
2013-03-01
2013-03-01
N
N
N
102000000.00
102000000.00
0.0009
N
102010302.00
102010302.00
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.39%
06366WLY8
Certificate of Deposit
First Tier Security
2012-09-26
2012-09-26
N
N
N
402000000.00
402000000.00
0.0035
N
402051456.00
402051456.00
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.42%
06366WQD9
Certificate of Deposit
First Tier Security
2012-09-28
2012-10-29
N
N
N
210000000.00
210000000.00
0.0018
N
210094920.00
210094920.00
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.43%
06366WPF5
Certificate of Deposit
First Tier Security
2012-09-18
2012-10-18
N
N
N
617000000.00
617000000.00
0.0054
N
617186334.00
617186334.00
Bank of Montreal Chicago CD Program
Bank of Montreal Chicago CD Program, 0.55%
06366UD47
Certificate of Deposit
First Tier Security
2012-10-09
2013-09-06
N
N
N
741000000.00
741000000.00
0.0064
N
741259350.00
741259350.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.31%
06417EC43
Certificate of Deposit
First Tier Security
2012-09-05
2012-09-05
N
N
N
1007000000.00
1007000000.00
0.0087
N
1007000000.00
1007000000.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.31%
06417EE74
Certificate of Deposit
First Tier Security
2012-09-17
2012-09-17
N
N
N
1200000000.00
1200000000.00
0.0104
N
1200024000.00
1200024000.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.32%
06417E5W9
Certificate of Deposit
First Tier Security
2012-09-13
2013-01-11
N
N
N
406000000.00
406000000.00
0.0035
N
405959400.00
405959400.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.45%
06417ELW1
Certificate of Deposit
First Tier Security
2012-09-04
2012-11-01
N
N
N
899000000.00
899000000.00
0.0078
N
899195982.00
899195982.00
Bank of Nova Scotia
Bank of Nova Scotia, 0.59%
06417DJE6
Certificate of Deposit
First Tier Security
2012-11-16
2013-06-17
N
N
N
206000000.00
206000000.00
0.0018
N
206002678.00
206002678.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.48%
06538EVD6
Certificate of Deposit
First Tier Security
2012-09-07
2012-11-07
N
N
N
1029000000.00
1029000000.00
0.0089
N
1029230496.00
1029230496.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.48%
06538EWB9
Certificate of Deposit
First Tier Security
2012-09-14
2012-11-14
N
N
N
470000000.00
470000000.00
0.0041
N
470118440.00
470118440.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.50%
06538EMA2
Certificate of Deposit
First Tier Security
2012-09-04
2012-09-04
N
N
N
466000000.00
466000000.00
0.0040
N
466000000.00
466000000.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.50%
06538EE37
Certificate of Deposit
First Tier Security
2012-09-04
2013-01-08
N
N
N
600000000.00
600000000.00
0.0052
N
600040800.00
600040800.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.50%
06538EMB0
Certificate of Deposit
First Tier Security
2012-09-05
2012-09-05
N
N
N
409000000.00
409000000.00
0.0036
N
409000000.00
409000000.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.50%
06538EPP6
Certificate of Deposit
First Tier Security
2012-09-20
2012-09-20
N
N
N
500000000.00
500000000.00
0.0043
N
500065000.00
500065000.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.50%
06538EPQ4
Certificate of Deposit
First Tier Security
2012-09-21
2012-09-21
N
N
N
500000000.00
500000000.00
0.0043
N
500069500.00
500069500.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.50%
06538EW37
Certificate of Deposit
First Tier Security
2013-02-11
2013-02-11
N
N
N
950000000.00
950000000.00
0.0083
N
950042560.00
950042560.00
Bank of Tokyo-Mitsubishi UFJ Ltd.
Bank of Tokyo-Mitsubishi UFJ Ltd., 0.50%
06538E2P1
Certificate of Deposit
First Tier Security
2013-03-04
2013-03-04
N
N
N
525000000.00
525000000.00
0.0046
N
524892217.50
524892217.50
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.41%
13606X5X2
Certificate of Deposit
First Tier Security
2012-09-24
2012-09-24
N
N
N
1200000000.00
1200000000.00
0.0104
N
1200139200.00
1200139200.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.49%
13606X6B9
Certificate of Deposit
First Tier Security
2012-10-24
2012-10-24
N
N
N
419000000.00
419000000.00
0.0036
N
419125281.00
419125281.00
Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce, 0.55%
13606XN87
Certificate of Deposit
First Tier Security
2012-10-17
2013-09-17
N
N
N
1107000000.00
1107000000.00
0.0096
N
1107655344.00
1107655344.00
Credit Suisse New York Branch
Credit Suisse New York Branch, 0.37%
22550DTU3
Certificate of Deposit
First Tier Security
2012-10-01
2012-10-01
N
N
N
500000000.00
500000000.00
0.0043
N
500060200.00
500060200.00
Credit Suisse New York Branch
Credit Suisse New York Branch, 0.38%
22550DUX5
Certificate of Deposit
First Tier Security
2012-10-09
2012-10-09
N
N
N
1000000000.00
1000000000.00
0.0087
N
1000162300.00
1000162300.00
DnB NOR Bank ASA
DnB NOR Bank ASA, 0.32%
23330LFW1
Certificate of Deposit
First Tier Security
2012-09-13
2012-09-13
N
N
N
203000000.00
203000000.00
0.0018
N
203011713.10
203011713.10
DnB NOR Bank ASA
DnB NOR Bank ASA, 0.32%
23330LFY7
Certificate of Deposit
First Tier Security
2012-09-17
2012-09-17
N
N
N
304000000.00
303999325.18
0.0026
N
304022222.40
304022222.40
DnB NOR Bank ASA
DnB NOR Bank ASA, 0.32%
23330LGE0
Certificate of Deposit
First Tier Security
2012-09-20
2012-09-20
N
N
N
205000000.00
205000000.00
0.0018
N
205018204.00
205018204.00
Mitsubishi UFJ Trust & Banking Corp.
Mitsubishi UFJ Trust & Banking Corp., 0.43%
60681P6Z2
Certificate of Deposit
First Tier Security
2012-10-22
2012-10-22
N
N
N
50000000.00
50000000.00
0.0004
N
50014430.00
50014430.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.30%
60687GF60
Certificate of Deposit
First Tier Security
2012-09-04
2012-09-04
N
N
N
436000000.00
436000000.00
0.0038
N
436005319.20
436005319.20
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.37%
60687GA32
Certificate of Deposit
First Tier Security
2012-09-07
2012-09-07
N
N
N
815000000.00
815000000.00
0.0071
N
815028525.00
815028525.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.37%
60687GC22
Certificate of Deposit
First Tier Security
2012-09-10
2012-09-10
N
N
N
808000000.00
808000000.00
0.0070
N
808040400.00
808040400.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.38%
60687GJ33
Certificate of Deposit
First Tier Security
2012-10-10
2012-10-10
N
N
N
423000000.00
423000000.00
0.0037
N
423061038.90
423061038.90
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.39%
60687GF52
Certificate of Deposit
First Tier Security
2012-10-02
2012-10-02
N
N
N
408000000.00
408000000.00
0.0035
N
408050714.40
408050714.40
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.39%
60687GH35
Certificate of Deposit
First Tier Security
2012-10-04
2012-10-04
N
N
N
412000000.00
412000000.00
0.0036
N
412054384.00
412054384.00
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.40%
60687GQ76
Certificate of Deposit
First Tier Security
2012-12-06
2012-12-06
N
N
N
606000000.00
606000000.00
0.0053
N
606016119.60
606016119.60
National Bank of Canada
National Bank of Canada, 0.37%
63307UBK6
Certificate of Deposit
First Tier Security
2012-09-20
2013-02-20
N
N
N
614000000.00
614000000.00
0.0053
N
613641424.00
613641424.00
National Bank of Canada
National Bank of Canada, 0.54%
63306V6J4
Certificate of Deposit
First Tier Security
2012-11-05
2013-02-04
N
N
N
338000000.00
338000000.00
0.0029
N
338194012.00
338194012.00
Nordea Bank Finland PLC
Nordea Bank Finland PLC, 0.30%
65557V6L0
Certificate of Deposit
First Tier Security
2012-09-04
2012-09-04
N
N
N
59000000.00
59000000.00
0.0005
N
59000985.30
59000985.30
Nordea Bank Finland PLC
Nordea Bank Finland PLC, 0.31%
65557V6S5
Certificate of Deposit
First Tier Security
2012-09-10
2012-09-10
N
N
N
637000000.00
637000000.00
0.0055
N
637028282.80
637028282.80
Royal Bank of Canada
Royal Bank of Canada, 0.51%
78009NDK9
Certificate of Deposit
First Tier Security
2012-11-13
2013-02-11
N
N
N
235000000.00
235000000.00
0.0020
N
235152985.00
235152985.00
Royal Bank of Canada
Royal Bank of Canada, 0.54%
78009NBP0
Certificate of Deposit
First Tier Security
2012-09-10
2012-12-07
N
N
N
500000000.00
500000000.00
0.0043
N
500307500.00
500307500.00
Royal Bank of Canada
Royal Bank of Canada, 0.82%
78009JS22
Certificate of Deposit
First Tier Security
2012-10-01
2013-09-01
N
N
N
900000000.00
900000000.00
0.0078
N
900652500.00
900652500.00
Royal Bank of Canada New York Branch
Royal Bank of Canada New York Branch, 0.49%
78009J2L8
Certificate of Deposit
First Tier Security
2012-11-06
2013-09-06
N
N
N
750000000.00
749847045.00
0.0065
N
750024750.00
750024750.00
Skandinaviska Enskilda Banken
Skandinaviska Enskilda Banken, 0.36%
83051A5G2
Certificate of Deposit
First Tier Security
2012-11-08
2012-11-08
N
N
N
482000000.00
482000000.00
0.0042
N
482046079.20
482046079.20
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.39%
86562DGW4
Certificate of Deposit
First Tier Security
2012-09-05
2012-10-05
N
N
N
631000000.00
631000000.00
0.0055
N
631089602.00
631089602.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.39%
86562DHN3
Certificate of Deposit
First Tier Security
2012-09-09
2012-10-09
N
N
N
803000000.00
803000000.00
0.0070
N
803129283.00
803129283.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.39%
86562DFJ4
Certificate of Deposit
First Tier Security
2012-09-14
2012-09-14
N
N
N
805000000.00
805000000.00
0.0070
N
805044275.00
805044275.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.39%
86562DFT2
Certificate of Deposit
First Tier Security
2012-09-17
2012-09-17
N
N
N
401000000.00
401000000.00
0.0035
N
401029273.00
401029273.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.39%
86562DFY1
Certificate of Deposit
First Tier Security
2012-09-18
2012-09-18
N
N
N
622000000.00
622000000.00
0.0054
N
622049138.00
622049138.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.39%
86562DGH7
Certificate of Deposit
First Tier Security
2012-09-24
2012-09-24
N
N
N
404000000.00
404000000.00
0.0035
N
404046864.00
404046864.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.40%
86562DKU3
Certificate of Deposit
First Tier Security
2012-09-06
2012-11-06
N
N
N
820000000.00
820000000.00
0.0071
N
820097580.00
820097580.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.40%
86562DGK0
Certificate of Deposit
First Tier Security
2012-09-24
2012-10-02
N
N
N
406000000.00
406000000.00
0.0035
N
406056840.00
406056840.00
Sumitomo Mitsui Banking Corp.
Sumitomo Mitsui Banking Corp., 0.44%
86562DSB7
Certificate of Deposit
First Tier Security
2013-02-28
2013-02-28
N
N
N
212000000.00
212000000.00
0.0018
N
211999978.80
211999978.80
Sumitomo Trust & Banking Co. Ltd.
Sumitomo Trust & Banking Co. Ltd., 0.41%
86562WH92
Certificate of Deposit
First Tier Security
2012-11-09
2012-11-09
N
N
N
413000000.00
413000000.00
0.0036
N
413064138.90
413064138.90
Sumitomo Trust & Banking Co. Ltd.
Sumitomo Trust & Banking Co. Ltd., 0.41%
86562WJ90
Certificate of Deposit
First Tier Security
2012-11-15
2012-11-15
N
N
N
403000000.00
403000000.00
0.0035
N
403067945.80
403067945.80
Sumitomo Trust & Banking Co. Ltd.
Sumitomo Trust & Banking Co. Ltd., 0.41%
86562WL55
Certificate of Deposit
First Tier Security
2012-11-26
2012-11-26
N
N
N
397000000.00
397000000.00
0.0034
N
397076660.70
397076660.70
Sumitomo Trust & Banking Co. Ltd.
Sumitomo Trust & Banking Co. Ltd., 0.42%
86562WD88
Certificate of Deposit
First Tier Security
2012-10-09
2012-10-09
N
N
N
407000000.00
407000000.00
0.0035
N
407088115.50
407088115.50
Sumitomo Trust & Banking Co. Ltd.
Sumitomo Trust & Banking Co. Ltd., 0.42%
86562WG69
Certificate of Deposit
First Tier Security
2012-10-30
2012-10-30
N
N
N
401000000.00
401000000.00
0.0035
N
401133573.10
401133573.10
Sumitomo Trust & Banking Co. Ltd.
Sumitomo Trust & Banking Co. Ltd., 0.42%
86562WH50
Certificate of Deposit
First Tier Security
2012-11-05
2012-11-05
N
N
N
599000000.00
599000000.00
0.0052
N
599098655.30
599098655.30
Svenska Handelsbanken, Inc.
Svenska Handelsbanken, Inc., 0.27%
86958CGU2
Certificate of Deposit
First Tier Security
2012-12-27
2012-12-27
N
N
N
158000000.00
158000000.00
0.0014
N
158005166.60
158005166.60
Svenska Handelsbanken, Inc.
Svenska Handelsbanken, Inc., 0.30%
86958CCJ1
Certificate of Deposit
First Tier Security
2012-09-17
2012-09-17
N
N
N
202000000.00
202000448.52
0.0018
N
202010948.40
202010948.40
Svenska Handelsbanken, Inc.
Svenska Handelsbanken, Inc., 0.31%
86958CCN2
Certificate of Deposit
First Tier Security
2012-09-25
2012-09-25
N
N
N
207000000.00
207000000.00
0.0018
N
207017222.40
207017222.40
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.30%
89112XX91
Certificate of Deposit
First Tier Security
2013-02-15
2013-02-15
N
N
N
410000000.00
410000000.00
0.0036
N
410038130.00
410038130.00
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.30%
89112X3F0
Certificate of Deposit
First Tier Security
2013-03-27
2013-03-27
N
N
N
80000000.00
80000000.00
0.0007
N
80004616.00
80004616.00
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.30%
89112X3Q6
Certificate of Deposit
First Tier Security
2013-03-28
2013-03-28
N
N
N
82000000.00
82000000.00
0.0007
N
82004747.80
82004747.80
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.30%
89112X2Q7
Certificate of Deposit
First Tier Security
2013-03-28
2013-03-28
N
N
N
203000000.00
203000000.00
0.0018
N
203011753.70
203011753.70
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.44%
89112XDH5
Certificate of Deposit
First Tier Security
2012-09-07
2012-11-07
N
N
N
413000000.00
413000000.00
0.0036
N
413178416.00
413178416.00
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.44%
89112XNA9
Certificate of Deposit
First Tier Security
2012-11-02
2013-02-04
N
N
N
82000000.00
82000000.00
0.0007
N
82059614.00
82059614.00
Toronto-Dominion Bank
Toronto-Dominion Bank, 0.48%
89112XBQ7
Certificate of Deposit
First Tier Security
2012-10-19
2012-10-19
N
N
N
292000000.00
292000000.00
0.0025
N
292087016.00
292087016.00
Australia & New Zealand Banking Group Ltd.
Australia & New Zealand Banking Group Ltd., 0.40%
05299WRJ9
0000859994
Certificate of Deposit
First Tier Security
2012-12-10
2012-12-10
N
N
N
362000000.00
362010034.25
0.0031
N
362273961.60
362273961.60
Australia & New Zealand Banking Group Ltd.
Australia & New Zealand Banking Group Ltd., 0.41%
05299WRM2
0000859994
Certificate of Deposit
First Tier Security
2012-12-14
2012-12-14
N
N
N
126000000.00
126000000.00
0.0011
N
126099136.80
126099136.80
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.30%
2029914E2
0000008565
Certificate of Deposit
First Tier Security
2012-09-18
2012-09-18
N
N
N
405000000.00
405000000.00
0.0035
N
405032359.50
405032359.50
HSBC Bank PLC
HSBC Bank PLC, 0.42%
35X99QBD5
0001140465
Certificate of Deposit
First Tier Security
2012-12-28
2012-12-28
N
N
N
406000000.00
406000000.00
0.0035
N
406026390.00
406026390.00
Mitsubishi UFJ Trust & Banking Corp.
Mitsubishi UFJ Trust & Banking Corp., 0.43%
18G993BT6
0001462160
Certificate of Deposit
First Tier Security
2012-10-09
2012-10-09
N
N
N
129000000.00
129000000.00
0.0011
N
129027915.60
129027915.60
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.43%
01L99GRC7
Certificate of Deposit
First Tier Security
2012-10-16
2012-10-16
N
N
N
168000000.00
168000000.00
0.0015
N
168027854.40
168027854.40
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.44%
01L99GQX2
Certificate of Deposit
First Tier Security
2012-10-09
2012-10-09
N
N
N
103000000.00
103000000.00
0.0009
N
103021176.80
103021176.80
Mizuho Corporate Bank Ltd.
Mizuho Corporate Bank Ltd., 0.44%
01L99GRJ2
Certificate of Deposit
First Tier Security
2012-10-30
2012-10-30
N
N
N
128000000.00
128000000.00
0.0011
N
128029824.00
128029824.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.35%
XS0772838545
0000833029
Certificate of Deposit
First Tier Security
2012-09-10
2012-10-10
N
N
N
2000000000.00
2000000000.00
0.0174
N
2000412000.00
2000412000.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.35%
XS0772836416
0000833029
Certificate of Deposit
First Tier Security
2012-09-11
2012-10-11
N
N
N
1000000000.00
1000000000.00
0.0087
N
1000211000.00
1000211000.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.40%
39K99HCU2
0000833029
Certificate of Deposit
First Tier Security
2012-09-10
2012-09-10
N
N
N
667000000.00
667000000.00
0.0058
N
667055561.10
667055561.10
National Australia Bank Ltd.
National Australia Bank Ltd., 0.40%
39K99HDE7
0000833029
Certificate of Deposit
First Tier Security
2012-11-29
2012-11-29
N
N
N
605000000.00
605000000.00
0.0053
N
605362576.50
605362576.50
National Australia Bank Ltd.
National Australia Bank Ltd., 0.40%
39K99HDF4
0000833029
Certificate of Deposit
First Tier Security
2012-12-20
2012-12-20
N
N
N
614000000.00
614000000.00
0.0053
N
614415985.00
614415985.00
National Australia Bank Ltd.
National Australia Bank Ltd., 0.42%
39K99HDH0
0000833029
Certificate of Deposit
First Tier Security
2013-01-11
2013-01-11
N
N
N
800000000.00
800000000.00
0.0069
N
800560640.00
800560640.00
Branch Banking & Trust Co.
Branch Banking & Trust Co., 0.42%
10513DKZ2
Certificate of Deposit
First Tier Security
2012-10-22
2012-10-22
N
N
N
203000000.00
203000000.00
0.0018
N
203073222.10
203073222.10
Branch Banking & Trust Co.
Branch Banking & Trust Co., 0.42%
10513DLF5
Certificate of Deposit
First Tier Security
2012-10-30
2012-10-30
N
N
N
201000000.00
201000000.00
0.0017
N
201083636.10
201083636.10
Branch Banking & Trust Co.
Branch Banking & Trust Co., 0.42%
10513DLM0
Certificate of Deposit
First Tier Security
2012-10-30
2012-10-30
N
N
N
81000000.00
81000000.00
0.0007
N
81033704.10
81033704.10
Branch Banking & Trust Co.
Branch Banking & Trust Co., 0.42%
10513DLH1
Certificate of Deposit
First Tier Security
2012-11-01
2012-11-01
N
N
N
120000000.00
120000000.00
0.0010
N
120047460.00
120047460.00
State Street Bank & Trust Co., Boston
State Street Bank & Trust Co., Boston, 0.28%
8574P06H6
Certificate of Deposit
First Tier Security
2012-09-13
2012-09-13
N
N
N
304000000.00
304000000.00
0.0026
N
304014257.60
304014257.60
State Street Bank & Trust Co., Boston
State Street Bank & Trust Co., Boston, 0.28%
8574P06J2
Certificate of Deposit
First Tier Security
2012-09-14
2012-09-14
N
N
N
304000000.00
304000000.00
0.0026
N
304015352.00
304015352.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127955L1
Treasury Debt
First Tier Security
2012-11-15
2012-11-15
N
N
N
1116000000.00
1115661145.63
0.0097
N
1115827020.00
1115827020.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127956T3
Treasury Debt
First Tier Security
2012-11-23
2012-11-23
N
N
N
1735000000.00
1734413524.06
0.0151
N
1734672085.00
1734672085.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127955Q0
Treasury Debt
First Tier Security
2012-12-13
2012-12-13
N
N
N
1398000000.00
1397420023.77
0.0121
N
1397621142.00
1397621142.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127956X4
Treasury Debt
First Tier Security
2012-12-20
2012-12-20
N
N
N
1379300000.00
1378667821.14
0.0120
N
1378900003.00
1378900003.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127956Y2
Treasury Debt
First Tier Security
2012-12-27
2012-12-27
N
N
N
1200000000.00
1199414999.73
0.0104
N
1199592000.00
1199592000.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15% to 0.16%
9127956Z9
Treasury Debt
First Tier Security
2013-01-03
2013-01-03
N
N
N
1200000000.00
1199377744.97
0.0104
N
1199596800.00
1199596800.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127957F2
Treasury Debt
First Tier Security
2013-02-14
2013-02-14
N
N
N
279000000.00
278813457.37
0.0024
N
278842086.00
278842086.00
U.S. Treasury Bills
U.S. Treasury Bills, 0.15%
9127957G0
Treasury Debt
First Tier Security
2013-02-21
2013-02-21
N
N
N
678000000.00
677517473.77
0.0059
N
677608116.00
677608116.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.14% to 0.17%
912828PR5
Treasury Debt
First Tier Security
2013-01-31
2013-01-31
N
N
N
1073000000.00
1075130559.13
0.0093
N
1075137416.00
1075137416.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15% to 0.19%
912828MB3
Treasury Debt
First Tier Security
2012-12-15
2012-12-15
N
N
N
1707000000.00
1711645949.30
0.0149
N
1711666938.00
1711666938.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15% to 0.16%
912828PW4
Treasury Debt
First Tier Security
2012-12-31
2012-12-31
N
N
N
384000000.00
384582995.75
0.0033
N
384599808.00
384599808.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.15% to 0.16%
912828HM5
Treasury Debt
First Tier Security
2012-12-31
2012-12-31
N
N
N
710000000.00
718093348.06
0.0062
N
717904430.00
717904430.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16% to 0.18%
912828LM0
Treasury Debt
First Tier Security
2012-09-15
2012-09-15
N
N
N
300000000.00
300136907.58
0.0026
N
300105600.00
300105600.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16% to 0.18%
912828LR9
Treasury Debt
First Tier Security
2012-10-15
2012-10-15
N
N
N
802770000.00
803930910.79
0.0070
N
803867386.59
803867386.59
U.S. Treasury Notes
U.S. Treasury Notes, 0.16% to 0.17%
912828HG8
Treasury Debt
First Tier Security
2012-10-31
2012-10-31
N
N
N
350000000.00
352121143.80
0.0031
N
352037000.00
352037000.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.16% to 0.18%
912828AU4
Treasury Debt
First Tier Security
2013-02-15
2013-02-15
N
N
N
968000000.00
984275585.88
0.0086
N
984070736.00
984070736.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.17% to 0.19%
912828MN7
Treasury Debt
First Tier Security
2013-02-15
2013-02-15
N
N
N
1349000000.00
1356316327.26
0.0118
N
1356377681.00
1356377681.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.17% to 0.19%
912828QK9
Treasury Debt
First Tier Security
2013-02-28
2013-02-28
N
N
N
518000000.00
519127818.61
0.0045
N
519193990.00
519193990.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.17% to 0.18%
912828HT0
Treasury Debt
First Tier Security
2013-02-28
2013-02-28
N
N
N
177000000.00
179251286.93
0.0016
N
179247015.00
179247015.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828PD6
Treasury Debt
First Tier Security
2012-10-31
2012-10-31
N
N
N
250000000.00
250079395.35
0.0022
N
250097750.00
250097750.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828LX6
Treasury Debt
First Tier Security
2012-11-15
2012-11-15
N
N
N
250000000.00
250608468.31
0.0022
N
250615250.00
250615250.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.18%
912828AP5
Treasury Debt
First Tier Security
2012-11-15
2012-11-15
N
N
N
519000000.00
523052094.99
0.0045
N
522912741.00
522912741.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.19% to 0.22%
912828MG2
Treasury Debt
First Tier Security
2013-01-15
2013-01-15
N
N
N
1089000000.00
1093677953.39
0.0095
N
1093849317.00
1093849317.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.19% to 0.22%
912828MX5
Treasury Debt
First Tier Security
2013-04-15
2013-04-15
N
N
N
720000000.00
726819385.59
0.0063
N
726946560.00
726946560.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.20%
912828HQ6
Treasury Debt
First Tier Security
2013-01-31
2013-01-31
N
N
N
125000000.00
126382837.95
0.0011
N
126381875.00
126381875.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.21%
912828MT4
Treasury Debt
First Tier Security
2013-03-15
2013-03-15
N
N
N
45000000.00
45279082.43
0.0004
N
45288270.00
45288270.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.21%
912828JG6
Treasury Debt
First Tier Security
2013-07-31
2013-07-31
N
N
N
122000000.00
125512035.48
0.0011
N
125517016.00
125517016.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.21%
912828BH2
Treasury Debt
First Tier Security
2013-08-15
2013-08-15
N
N
N
175000000.00
181708904.58
0.0016
N
181726650.00
181726650.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.23%
912828NC0
Treasury Debt
First Tier Security
2013-05-15
2013-05-15
N
N
N
627000000.00
632035000.18
0.0055
N
632216640.00
632216640.00
U.S. Treasury Notes
U.S. Treasury Notes, 0.24%
912828NH9
Treasury Debt
First Tier Security
2013-06-15
2013-06-15
N
N
N
210000000.00
211448648.31
0.0018
N
211550430.00
211550430.00
Barclays Bank PLC
Barclays Bank PLC, 0.73%
06741PDC6
Financial Company Commercial Paper
First Tier Security
2012-09-13
2012-09-13
N
N
N
160000000.00
160000000.00
0.0014
Y
160022400.00
160022400.00
Barclays Bank PLC
Barclays Bank PLC, 0.73%
06741PDF9
Financial Company Commercial Paper
First Tier Security
2012-09-26
2012-09-26
N
N
N
42000000.00
42000000.00
0.0004
Y
42005880.00
42005880.00
Barclays Bank PLC/Barclays U.S. CCP Funding LLC
Barclays Bank PLC/Barclays U.S. CCP Funding LLC, 0.28%
06741GKT1
Financial Company Commercial Paper
First Tier Security
2012-09-14
2012-09-14
N
N
N
79000000.00
78992012.23
0.0007
N
78995094.10
78995094.10
Barclays Bank PLC/Barclays U.S. CCP Funding LLC
Barclays Bank PLC/Barclays U.S. CCP Funding LLC, 0.28%
06741GLR4
Financial Company Commercial Paper
First Tier Security
2012-09-19
2012-09-19
N
N
N
118000000.00
117983480.02
0.0010
N
117989226.60
117989226.60
BAT International Finance PLC
BAT International Finance PLC, 0.43%
05531MKC1
Financial Company Commercial Paper
Second Tier Security
2012-10-12
2012-10-12
N
N
N
21500000.00
21489470.97
0.0002
N
21490868.95
21490868.95
BAT International Finance PLC
BAT International Finance PLC, 0.43%
05531MKF4
Financial Company Commercial Paper
Second Tier Security
2012-10-15
2012-10-15
N
N
N
20000000.00
19989488.89
0.0002
N
19989240.00
19989240.00
Citigroup Funding, Inc.
Citigroup Funding, Inc., 0.50%
17307RJR6
Financial Company Commercial Paper
First Tier Security
2012-09-25
2012-09-25
N
N
N
160000000.00
159946666.62
0.0014
N
159960128.00
159960128.00
Citigroup Funding, Inc.
Citigroup Funding, Inc., 0.55%
17307RJH8
Financial Company Commercial Paper
First Tier Security
2012-09-17
2012-09-17
N
N
N
799000000.00
798804688.92
0.0069
N
798867925.30
798867925.30
Citigroup Funding, Inc.
Citigroup Funding, Inc., 0.60%
17307RJ54
Financial Company Commercial Paper
First Tier Security
2012-09-05
2012-09-05
N
N
N
380000000.00
379974666.69
0.0033
N
379981532.00
379981532.00
Citigroup Funding, Inc.
Citigroup Funding, Inc., 0.60%
17307RJA3
Financial Company Commercial Paper
First Tier Security
2012-09-10
2012-09-10
N
N
N
600000000.00
599910000.00
0.0052
N
599941680.00
599941680.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.29%
20272ACA2
Financial Company Commercial Paper
First Tier Security
2012-09-20
2012-10-22
N
N
N
170000000.00
170000000.00
0.0015
N
170011730.00
170011730.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.29%
20272ACP9
Financial Company Commercial Paper
First Tier Security
2012-09-25
2012-11-27
N
N
N
175000000.00
175000000.00
0.0015
N
174988975.00
174988975.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.29%
20272ACR5
Financial Company Commercial Paper
First Tier Security
2012-09-27
2012-11-27
N
N
N
226000000.00
225989293.93
0.0020
N
226020792.00
226020792.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.40%
20272DMH0
Financial Company Commercial Paper
First Tier Security
2012-12-17
2012-12-17
N
N
N
100000000.00
99881111.08
0.0009
N
99932200.00
99932200.00
Commonwealth Bank of Australia
Commonwealth Bank of Australia, 0.40%
20272DMM9
Financial Company Commercial Paper
First Tier Security
2012-12-21
2012-12-21
N
N
N
100000000.00
99876666.68
0.0009
N
99929380.00
99929380.00
Credit Suisse New York Branch
Credit Suisse New York Branch, 0.37%
2254EAK10
Financial Company Commercial Paper
First Tier Security
2012-10-01
2012-10-01
N
N
N
500000000.00
499845833.40
0.0043
N
499909300.00
499909300.00
Credit Suisse New York Branch
Credit Suisse New York Branch, 0.38%
2254EAK93
Financial Company Commercial Paper
First Tier Security
2012-10-09
2012-10-09
N
N
N
204000000.00
203918173.32
0.0018
N
203952264.00
203952264.00
DNB Bank ASA
DNB Bank ASA, 0.33%
2332K0JJ2
Financial Company Commercial Paper
First Tier Security
2012-09-18
2012-09-18
N
N
N
792000000.00
791876580.10
0.0069
N
791938620.00
791938620.00
DNB Bank ASA
DNB Bank ASA, 0.33%
2332K0K19
Financial Company Commercial Paper
First Tier Security
2012-10-01
2012-10-01
N
N
N
400000000.00
399889999.92
0.0035
N
399944640.00
399944640.00
General Electric Capital Corp.
General Electric Capital Corp., 0.40%
36959HN78
Financial Company Commercial Paper
First Tier Security
2013-01-07
2013-01-07
N
N
N
500000000.00
499288888.80
0.0043
N
499530600.00
499530600.00
General Electric Capital Corp.
General Electric Capital Corp., 0.40%
36959HN94
Financial Company Commercial Paper
First Tier Security
2013-01-09
2013-01-09
N
N
N
47000000.00
46932111.11
0.0004
N
46954677.90
46954677.90
General Electric Capital Corp.
General Electric Capital Corp., 0.40%
36959HNA1
Financial Company Commercial Paper
First Tier Security
2013-01-10
2013-01-10
N
N
N
250000000.00
249636111.10
0.0022
N
249756175.00
249756175.00
JPMorgan Chase & Co.
JPMorgan Chase & Co., 0.28%
4662J0LF7
Financial Company Commercial Paper
First Tier Security
2012-11-15
2012-11-15
N
N
N
303000000.00
302823250.10
0.0026
N
302884647.90
302884647.90
JPMorgan Chase & Co.
JPMorgan Chase & Co., 0.29%
46636JAF0
Financial Company Commercial Paper
First Tier Security
2012-09-12
2012-09-12
N
N
N
794000000.00
794000000.00
0.0069
N
794000000.00
794000000.00
Nationwide Building Society
Nationwide Building Society, 0.35%
6385E0KW2
Financial Company Commercial Paper
First Tier Security
2012-10-30
2012-10-30
N
N
N
25000000.00
24985659.72
0.0002
N
24987500.00
24987500.00
Nationwide Building Society
Nationwide Building Society, 0.35%
6385E0L19
Financial Company Commercial Paper
First Tier Security
2012-11-01
2012-11-01
N
N
N
161000000.00
160904518.11
0.0014
N
160914879.30
160914879.30
Nationwide Building Society
Nationwide Building Society, 0.35%
6385E0L27
Financial Company Commercial Paper
First Tier Security
2012-11-02
2012-11-02
N
N
N
34000000.00
33979505.55
0.0003
N
33981555.00
33981555.00
Nationwide Building Society
Nationwide Building Society, 0.35%
6385E0L50
Financial Company Commercial Paper
First Tier Security
2012-11-05
2012-11-05
N
N
N
150000000.00
149905208.37
0.0013
N
149911995.00
149911995.00
Nationwide Building Society
Nationwide Building Society, 0.35%
6385E0L76
Financial Company Commercial Paper
First Tier Security
2012-11-07
2012-11-07
N
N
N
158000000.00
157897080.60
0.0014
N
157902403.40
157902403.40
Nordea North America, Inc.
Nordea North America, Inc., 0.30%
6555P0J42
Financial Company Commercial Paper
First Tier Security
2012-09-04
2012-09-04
N
N
N
435000000.00
434989125.00
0.0038
N
434993214.00
434993214.00
Nordea North America, Inc.
Nordea North America, Inc., 0.30%
6555P0J67
Financial Company Commercial Paper
First Tier Security
2012-09-06
2012-09-06
N
N
N
396000000.00
395983500.02
0.0034
N
395990773.20
395990773.20
PNC Bank NA
PNC Bank NA, 0.39%
69349JPF4
Financial Company Commercial Paper
First Tier Security
2013-02-15
2013-02-15
N
N
N
255000000.00
254538662.57
0.0022
N
254688211.50
254688211.50
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.36%
83050TL58
Financial Company Commercial Paper
First Tier Security
2012-11-05
2012-11-05
N
N
N
468000000.00
467695800.00
0.0041
N
467795811.60
467795811.60
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.36%
83050TL66
Financial Company Commercial Paper
First Tier Security
2012-11-06
2012-11-06
N
N
N
19000000.00
18987460.00
0.0002
N
18991489.90
18991489.90
Skandinaviska Enskilda Banken AB
Skandinaviska Enskilda Banken AB, 0.37%
83050TLU3
Financial Company Commercial Paper
First Tier Security
2012-11-28
2012-11-28
N
N
N
216000000.00
215804639.93
0.0019
N
215835883.20
215835883.20
Svenska Handelsbanken, Inc.
Svenska Handelsbanken, Inc., 0.27%
86958FMU8
Financial Company Commercial Paper
First Tier Security
2012-12-28
2012-12-28
N
N
N
294000000.00
293739810.00
0.0026
N
293747630.40
293747630.40
Svenska Handelsbanken, Inc.
Svenska Handelsbanken, Inc., 0.30%
86958FJC2
Financial Company Commercial Paper
First Tier Security
2012-09-12
2012-09-12
N
N
N
206000000.00
205981116.68
0.0018
N
205989947.20
205989947.20
Svenska Handelsbanken, Inc.
Svenska Handelsbanken, Inc., 0.31%
86958FK97
Financial Company Commercial Paper
First Tier Security
2012-10-09
2012-10-09
N
N
N
214000000.00
213929974.45
0.0019
N
213955488.00
213955488.00
Swedbank AB
Swedbank AB, 0.30%
87019RM52
Financial Company Commercial Paper
First Tier Security
2012-12-05
2012-12-05
N
N
N
140000000.00
139889166.71
0.0012
N
139843200.00
139843200.00
Swedbank AB
Swedbank AB, 0.31%
87019RM60
Financial Company Commercial Paper
First Tier Security
2012-12-06
2012-12-06
N
N
N
77000000.00
76936346.65
0.0007
N
76935628.00
76935628.00
Swedbank AB
Swedbank AB, 0.31%
87019RM78
Financial Company Commercial Paper
First Tier Security
2012-12-07
2012-12-07
N
N
N
60000000.00
59949883.33
0.0005
N
59930256.00
59930256.00
Swedbank AB
Swedbank AB, 0.32%
87019RME3
Financial Company Commercial Paper
First Tier Security
2012-12-14
2012-12-14
N
N
N
126000000.00
125885340.00
0.0011
N
125834625.00
125834625.00
Swedbank AB
Swedbank AB, 0.35%
87019RJC1
Financial Company Commercial Paper
First Tier Security
2012-09-12
2012-09-12
N
N
N
90950000.00
90940273.41
0.0008
N
90944270.15
90944270.15
Swedbank AB
Swedbank AB, 0.35%
87019RJD9
Financial Company Commercial Paper
First Tier Security
2012-09-13
2012-09-13
N
N
N
85000000.00
84990083.34
0.0007
N
84994075.50
84994075.50
Swedbank AB
Swedbank AB, 0.37%
87019RJ72
Financial Company Commercial Paper
First Tier Security
2012-09-07
2012-09-07
N
N
N
22000000.00
21998643.33
0.0002
N
21999271.80
21999271.80
Toyota Motor Credit Corp.
Toyota Motor Credit Corp., 0.31%
89233GPT7
Financial Company Commercial Paper
First Tier Security
2013-02-27
2013-02-27
N
N
N
157000000.00
156758001.99
0.0014
N
156740950.00
156740950.00
Toyota Motor Credit Corp.
Toyota Motor Credit Corp., 0.32%
89233GQ58
Financial Company Commercial Paper
First Tier Security
2013-03-05
2013-03-05
N
N
N
157000000.00
156741822.23
0.0014
N
156732315.00
156732315.00
UBS Finance, Inc.
UBS Finance, Inc., 0.40%
90262CKC0
Financial Company Commercial Paper
First Tier Security
2012-10-12
2012-10-12
N
N
N
1148000000.00
1147477022.17
0.0100
N
1147871424.00
1147871424.00
UBS Finance, Inc.
UBS Finance, Inc., 0.40%
90262CKP1
Financial Company Commercial Paper
First Tier Security
2012-10-23
2012-10-23
N
N
N
1140000000.00
1139341333.08
0.0099
N
1139814294.00
1139814294.00
UBS Finance, Inc.
UBS Finance, Inc., 0.40%
90262CL54
Financial Company Commercial Paper
First Tier Security
2012-11-05
2012-11-05
N
N
N
425000000.00
424693055.57
0.0037
N
424889372.50
424889372.50
Westpac Banking Corp.
Westpac Banking Corp., 0.40%
9612C0MH9
Financial Company Commercial Paper
First Tier Security
2012-12-17
2012-12-17
N
N
N
400000000.00
399524444.56
0.0035
N
399719200.00
399719200.00
Westpac Banking Corp.
Westpac Banking Corp., 0.40%
9612C0MK2
Financial Company Commercial Paper
First Tier Security
2012-12-19
2012-12-19
N
N
N
500000000.00
499394444.30
0.0043
N
499637900.00
499637900.00
Ciesco LP
Ciesco LP, 0.43%
17178BJ55
Asset Backed Commercial Paper
First Tier Security
2012-09-05
2012-09-05
N
N
Y
GUARANTOR
CITIBANK NA
N/A
N/A
134000000.00
133993597.78
0.0012
N
133996274.80
133996274.80
Govco, Inc.
Govco, Inc., 0.43%
38362VJ53
Asset Backed Commercial Paper
First Tier Security
2012-09-05
2012-09-05
N
N
Y
LIQUIDITY
CITIBANK NA
N/A
N/A
134000000.00
133993597.78
0.0012
N
133995899.60
133995899.60
Devon Energy Corp.
Devon Energy Corp., 0.44%
25179JAA8
Other Commercial Paper
Second Tier Security
2012-09-28
2012-10-01
Y
DEVON ENERGY CORP NEW
N/A
N/A
N
N
569000000.00
569000000.00
0.0049
N
568940255.00
568940255.00
Dominion Resources, Inc.
Dominion Resources, Inc., 0.42%
2574P0JJ4
Other Commercial Paper
Second Tier Security
2012-09-18
2012-09-18
N
N
N
61000000.00
60987901.68
0.0005
N
60990545.00
60990545.00
Dominion Resources, Inc.
Dominion Resources, Inc., 0.42%
2574P0K11
Other Commercial Paper
Second Tier Security
2012-10-01
2012-10-01
N
N
N
15000000.00
14994750.01
0.0001
N
14995582.50
14995582.50
Dominion Resources, Inc.
Dominion Resources, Inc., 0.42%
2574P0K45
Other Commercial Paper
Second Tier Security
2012-10-04
2012-10-04
N
N
N
57437000.00
57414886.76
0.0005
N
57418120.46
57418120.46
Ecolab, Inc.
Ecolab, Inc., 0.54%
27887RAB7
Other Commercial Paper
Second Tier Security
2012-09-13
2012-10-15
Y
ECOLAB INC
N/A
N/A
N
N
242000000.00
242000000.00
0.0021
N
241975316.00
241975316.00
General Electric Co.
General Electric Co., 0.18%
36960LJT3
Other Commercial Paper
First Tier Security
2012-09-27
2012-09-27
N
N
N
1000000000.00
999870000.00
0.0087
N
999947500.00
999947500.00
Hewlett-Packard Co.
Hewlett-Packard Co., 0.43%
42823JJ71
Other Commercial Paper
Second Tier Security
2012-09-07
2012-09-07
N
N
N
55500000.00
55496022.49
0.0005
N
55496547.90
55496547.90
Hewlett-Packard Co.
Hewlett-Packard Co., 0.43%
42823JJC0
Other Commercial Paper
Second Tier Security
2012-09-12
2012-09-12
N
N
N
38500000.00
38494941.52
0.0003
N
38495892.05
38495892.05
Northeast Utilities
Northeast Utilities, 0.43%
66439TJ74
Other Commercial Paper
Second Tier Security
2012-09-07
2012-09-07
N
N
N
38000000.00
37997276.67
0.0003
N
37998005.00
37998005.00
Northeast Utilities
Northeast Utilities, 0.43%
66439TJ74
Other Commercial Paper
Second Tier Security
2012-09-07
2012-09-07
N
N
N
40000000.00
39997133.34
0.0003
N
39997900.00
39997900.00
Northeast Utilities
Northeast Utilities, 0.43%
66439TJA7
Other Commercial Paper
Second Tier Security
2012-09-10
2012-09-10
N
N
N
40000000.00
39995700.01
0.0003
N
39996876.00
39996876.00
Northeast Utilities
Northeast Utilities, 0.43%
66439TJA7
Other Commercial Paper
Second Tier Security
2012-09-10
2012-09-10
N
N
N
7000000.00
6999247.50
0.0001
N
6999453.30
6999453.30
Northeast Utilities
Northeast Utilities, 0.44%
66439TJ41
Other Commercial Paper
Second Tier Security
2012-09-04
2012-09-04
N
N
N
15000000.00
14999450.00
0.0001
N
14999550.00
14999550.00
Northeast Utilities
Northeast Utilities, 0.44%
66439TJ58
Other Commercial Paper
Second Tier Security
2012-09-05
2012-09-05
N
N
N
22000000.00
21998924.44
0.0002
N
21999175.00
21999175.00
Sempra Global
Sempra Global, 0.40%
81685LJB2
Other Commercial Paper
Second Tier Security
2012-09-11
2012-09-11
N
N
N
23000000.00
22997444.44
0.0002
N
22998348.60
22998348.60
Sempra Global
Sempra Global, 0.45%
81685LJA4
Other Commercial Paper
Second Tier Security
2012-09-10
2012-09-10
N
N
N
41000000.00
40995387.50
0.0004
N
40997367.80
40997367.80
Sempra Global
Sempra Global, 0.45%
81685LJE6
Other Commercial Paper
Second Tier Security
2012-09-14
2012-09-14
N
N
N
19000000.00
18996912.50
0.0002
N
18998181.70
18998181.70
Sempra Global
Sempra Global, 0.45%
81685LJT3
Other Commercial Paper
Second Tier Security
2012-09-27
2012-09-27
N
N
N
17000000.00
16994475.00
0.0001
N
16996222.60
16996222.60
Verizon Communications, Inc.
Verizon Communications, Inc., 0.45%
92344PUW4
Other Commercial Paper
Second Tier Security
2012-09-03
2012-10-15
Y
VERIZON COMMUNICATIONS INC
N/A
N/A
N
N
375000000.00
375000000.00
0.0033
N
375004875.00
375004875.00
Viacom, Inc.
Viacom, Inc., 0.42%
9255M2JA1
Other Commercial Paper
Second Tier Security
2012-09-10
2012-09-10
N
N
N
19000000.00
18998005.00
0.0002
N
18998516.10
18998516.10
Viacom, Inc.
Viacom, Inc., 0.42%
9255M2JB9
Other Commercial Paper
Second Tier Security
2012-09-11
2012-09-11
N
N
N
38000000.00
37995566.67
0.0003
N
37996690.20
37996690.20
Xerox Corp.
Xerox Corp., 0.74%
98412EJR7
Other Commercial Paper
Second Tier Security
2012-09-25
2012-09-25
N
N
N
47000000.00
46976813.33
0.0004
N
46975842.00
46975842.00
Xerox Corp.
Xerox Corp., 0.75%
98412EJA4
Other Commercial Paper
Second Tier Security
2012-09-10
2012-09-10
N
N
N
50000000.00
49990625.00
0.0004
N
49994015.00
49994015.00
Xerox Corp.
Xerox Corp., 0.75%
98412EJA4
Other Commercial Paper
Second Tier Security
2012-09-10
2012-09-10
N
N
N
43000000.00
42991937.50
0.0004
N
42994852.90
42994852.90
Xerox Corp.
Xerox Corp., 0.75%
98412EJD8
Other Commercial Paper
Second Tier Security
2012-09-13
2012-09-13
N
N
N
18000000.00
17995500.00
0.0002
N
17997120.00
17997120.00
Xerox Corp.
Xerox Corp., 0.75%
98412EJD8
Other Commercial Paper
Second Tier Security
2012-09-13
2012-09-13
N
N
N
50000000.00
49987500.00
0.0004
N
49992000.00
49992000.00
Xerox Corp.
Xerox Corp., 0.75%
98412EJE6
Other Commercial Paper
Second Tier Security
2012-09-14
2012-09-14
N
N
N
28000000.00
27992416.67
0.0002
N
27995144.80
27995144.80
Xerox Corp.
Xerox Corp., 0.75%
98412EJE6
Other Commercial Paper
Second Tier Security
2012-09-14
2012-09-14
N
N
N
40000000.00
39989166.67
0.0003
N
39993064.00
39993064.00
Xerox Corp.
Xerox Corp., 0.75%
98412EJH9
Other Commercial Paper
Second Tier Security
2012-09-17
2012-09-17
N
N
N
43000000.00
42985666.67
0.0004
N
42990720.60
42990720.60
Xerox Corp.
Xerox Corp., 0.75%
98412EJH9
Other Commercial Paper
Second Tier Security
2012-09-17
2012-09-17
N
N
N
20000000.00
19993333.33
0.0002
N
19995684.00
19995684.00
Xerox Corp.
Xerox Corp., 0.75%
98412EJJ5
Other Commercial Paper
Second Tier Security
2012-09-18
2012-09-18
N
N
N
19000000.00
18993270.83
0.0002
N
18995630.00
18995630.00
Xerox Corp.
Xerox Corp., 0.75%
98412EJL0
Other Commercial Paper
Second Tier Security
2012-09-20
2012-09-20
N
N
N
17000000.00
16993270.83
0.0001
N
16995590.20
16995590.20
Xerox Corp.
Xerox Corp., 0.75%
98412EJT3
Other Commercial Paper
Second Tier Security
2012-09-27
2012-09-27
N
N
N
37000000.00
36979958.33
0.0003
N
36986598.60
36986598.60
Royal Bank of Canada
Royal Bank of Canada, 0.49%
78008KXS7
Other Note
First Tier Security
2012-11-06
2013-09-06
N
N
N
376000000.00
375923318.56
0.0033
N
376118064.00
376118064.00
Royal Bank of Canada
Royal Bank of Canada, 0.56%
78008FBC7
Other Note
First Tier Security
2012-10-01
2013-09-01
N
N
N
1375000000.00
1375000000.00
0.0119
N
1375022000.00
1375022000.00
Royal Bank of Canada
Royal Bank of Canada, 0.72%
78008FAM6
Other Note
First Tier Security
2012-09-17
2013-09-13
N
N
N
750000000.00
750000000.00
0.0065
N
750677250.00
750677250.00
Gulf Coast Waste Disp. Auth. Solid Waste Disp. Rev.
Gulf Coast Waste Disp. Auth. Solid Waste Disp. Rev., 0.21% (Waste Mgmt., Inc. Proj.) Series A, LOC JPMorgan Chase Bank VRDN
402231AX2
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
25200000.00
25200000.00
0.0002
N
25200000.00
25200000.00
Texas Gen. Oblig.
Texas Gen. Oblig., 0.20% Participating VRDN Series Putters 4263, (Liquidity Facility JPMorgan Chase Bank)
46636YW48
Variable Rate Demand Note
First Tier Security
2012-09-01
2012-09-04
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
N
678000000.00
678000000.00
0.0059
N
678000000.00
678000000.00
Texas Gen. Oblig.
Texas Gen. Oblig., 0.20% Participating VRDN Series Putters 4264, (Liquidity Facility JPMorgan Chase Bank)
46636YW63
Variable Rate Demand Note
First Tier Security
2012-09-04
2012-09-04
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
N
391000000.00
391000000.00
0.0034
N
391000000.00
391000000.00
New York Dorm. Auth. Revs.
New York Dorm. Auth. Revs., 0.18% (City Univ. Proj.) Series 2008 C, LOC Bank of America NA VRDN
64983M4P0
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
115150000.00
115150000.00
0.0010
N
115150000.00
115150000.00
New York Hsg. Fin. Agcy. Rev.
New York Hsg. Fin. Agcy. Rev., 0.17% (101 West End Hsg. Proj.) Series 1999 A, LOC Fannie Mae VRDN
64986MLD5
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
FANNIE MAE
N/A
N/A
Y
FANNIE MAE
N/A
N/A
N
52850000.00
52850000.00
0.0005
N
52850000.00
52850000.00
New York Hsg. Fin. Agcy. Rev.
New York Hsg. Fin. Agcy. Rev., 0.17% (66 West 38th Street Hsg. Proj.) Series A, LOC Fannie Mae VRDN
64986MXX8
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
FANNIE MAE
N/A
N/A
Y
FANNIE MAE
N/A
N/A
N
44300000.00
44300000.00
0.0004
N
44300000.00
44300000.00
New York Hsg. Fin. Agcy. Rev.
New York Hsg. Fin. Agcy. Rev., 0.17% (55 West 25th Street Hsg. Proj.) Series 2005 A, LOC Fannie Mae VRDN
64986ME68
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
FANNIE MAE
N/A
N/A
Y
FANNIE MAE
N/A
N/A
N
105400000.00
105400000.00
0.0009
N
105400000.00
105400000.00
New York Hsg. Fin. Agcy. Rev.
New York Hsg. Fin. Agcy. Rev., 0.17% (101 West End Hsg. Proj.) Series 1998 A, LOC Fannie Mae VRDN
64986MLC7
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
FANNIE MAE
N/A
N/A
Y
FANNIE MAE
N/A
N/A
N
30800000.00
30800000.00
0.0003
N
30800000.00
30800000.00
New York Metropolitan Trans. Auth. Rev.
New York Metropolitan Trans. Auth. Rev., 0.17% Series 2011 B, LOC Bank of America NA VRDN
59259YHZ5
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
97560000.00
97560000.00
0.0008
N
97560000.00
97560000.00
LP Pinewood SPV LLC Taxable
LP Pinewood SPV LLC Taxable, 0.21% LOC Wells Fargo Bank NA VRDN
50212RAA7
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
N
181000000.00
181000000.00
0.0016
N
181000000.00
181000000.00
California Health Facilities Fing. Auth. Rev.
California Health Facilities Fing. Auth. Rev., 0.22% (Catholic Healthcare West Proj.) Series 2005 I, LOC Bank of America NA VRDN
13033FYE4
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
30970000.00
30970000.00
0.0003
N
30970000.00
30970000.00
California Poll. Cont. Fing. Auth. Solid Waste Disp. Rev.
California Poll. Cont. Fing. Auth. Solid Waste Disp. Rev., 0.18% (Recology, Inc. Proj.) Series 2010 A, LOC Bank of America NA VRDN
130536PN9
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
70000000.00
70000000.00
0.0006
N
70000000.00
70000000.00
Cobb County Kennestone Hosp. Auth. Rev.
Cobb County Kennestone Hosp. Auth. Rev., 0.27% (WellStar Health Sys. Proj.) Series 2005 A, LOC Bank of America NA VRDN
190813MM4
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
57000000.00
57000000.00
0.0005
N
57000000.00
57000000.00
Clark County Arpt. Rev.
Clark County Arpt. Rev., 0.20% Series 2008 D3, LOC Bank of America NA VRDN
18085PKE3
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
53015000.00
53015000.00
0.0005
N
53015000.00
53015000.00
Michigan Hosp. Fin. Auth. Rev.
Michigan Hosp. Fin. Auth. Rev., 0.17% (Henry Ford Health Sys. Proj.) Series 2007, LOC JPMorgan Chase Bank VRDN
59465HGS9
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
47900000.00
47900000.00
0.0004
N
47900000.00
47900000.00
Philadelphia Wtr. & Wastewtr. Rev.
Philadelphia Wtr. & Wastewtr. Rev., 0.18% Series 2005 B, LOC Bank of America NA VRDN
717893TR2
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
39900000.00
39900000.00
0.0003
N
39900000.00
39900000.00
North Carolina Med. Care Commission Hosp. Rev.
North Carolina Med. Care Commission Hosp. Rev., 0.17% (CaroMont Health Proj.) Series 2003 A, LOC Wells Fargo Bank NA VRDN
65820HVF7
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
Y
WELLS FARGO BK NATL ASSN
N/A
N/A
N
34600000.00
34600000.00
0.0003
N
34600000.00
34600000.00
USF Fing. Corp. Ctfs. of Prtn.
USF Fing. Corp. Ctfs. of Prtn., 0.18% Series 2007, LOC JPMorgan Chase Bank VRDN
90341UBU5
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
21375000.00
21375000.00
0.0002
N
21375000.00
21375000.00
Arizona Health Facilities Auth. Rev.
Arizona Health Facilities Auth. Rev., 0.22% (Catholic Healthcare West Proj.) Series 2008 B, LOC Bank of America NA VRDN
040507JU0
Variable Rate Demand Note
First Tier Security
2012-09-07
2012-09-07
Y
BANK OF AMERICA NA
N/A
N/A
Y
BANK OF AMERICA NA
N/A
N/A
N
16300000.00
16300000.00
0.0001
N
16300000.00
16300000.00
Fannie Mae
Fannie Mae, 0.16%
313589CT8
Government Agency Debt
First Tier Security
2013-03-07
2013-03-07
N
N
N
1281000000.00
1279935346.04
0.0111
N
1280084085.00
1280084085.00
Fannie Mae
Fannie Mae, 0.17%
31398AE24
Government Agency Debt
First Tier Security
2013-02-22
2013-02-22
N
N
N
138000000.00
139026584.90
0.0012
N
139016646.00
139016646.00
Fannie Mae
Fannie Mae, 0.17%
3135G0AK9
Government Agency Debt
First Tier Security
2013-02-26
2013-02-26
N
N
N
54063000.00
54213478.36
0.0005
N
54211348.87
54211348.87
Fannie Mae
Fannie Mae, 0.18%
31359MRG0
Government Agency Debt
First Tier Security
2013-03-15
2013-03-15
N
N
N
91858000.00
93921175.14
0.0008
N
93893940.71
93893940.71
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313376T96
Government Agency Debt
First Tier Security
2013-02-01
2013-02-01
N
N
N
50000000.00
49996959.62
0.0004
N
50003600.00
50003600.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313376ZB4
Government Agency Debt
First Tier Security
2013-02-06
2013-02-06
N
N
N
23800000.00
23797521.87
0.0002
N
23800095.20
23800095.20
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313378AQ4
Government Agency Debt
First Tier Security
2013-02-14
2013-02-14
N
N
N
5000000.00
4998894.97
0.0000
N
4999235.00
4999235.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313378BF7
Government Agency Debt
First Tier Security
2013-02-28
2013-02-28
N
N
N
38105000.00
38106154.39
0.0003
N
38105381.05
38105381.05
Federal Home Loan Bank
Federal Home Loan Bank, 0.17%
313378EW7
Government Agency Debt
First Tier Security
2013-02-28
2013-02-28
N
N
N
37000000.00
37002899.10
0.0003
N
37002146.00
37002146.00
Federal Home Loan Bank
Federal Home Loan Bank, 0.18%
3133XX7F8
Government Agency Debt
First Tier Security
2013-03-20
2013-03-20
N
N
N
14160000.00
14272289.50
0.0001
N
14269881.60
14269881.60
Federal Home Loan Bank
Federal Home Loan Bank, 0.18%
313379WT2
Government Agency Debt
First Tier Security
2013-03-25
2013-03-25
N
N
N
78490000.00
78493644.33
0.0007
N
78484270.23
78484270.23
Federal Home Loan Bank
Federal Home Loan Bank, 0.25%
313375Z59
Government Agency Debt
First Tier Security
2012-11-06
2012-11-06
N
N
N
50000000.00
49997811.22
0.0004
N
50007750.00
50007750.00
Freddie Mac
Freddie Mac, 0.18%
3137EACS6
Government Agency Debt
First Tier Security
2013-03-28
2013-03-28
N
N
N
70493000.00
70721908.72
0.0006
N
70710047.95
70710047.95
Metropolitan Life Insurance Co.
Metropolitan Life Insurance Co., 0.66%
591999EB9
0000728618
Insurance Company Funding Agreement
First Tier Security
2012-10-01
2012-11-29
Y
METROPOLITAN LIFE INS CO
N/A
N/A
N
N
162000000.00
162000000.00
0.0014
Y
161961120.00
161961120.00
Lloyds TSB Bank PLC
Lloyds TSB Bank PLC, 0.18%
12R99T8X5
0001167831
Other Instrument
Time Deposits
First Tier Security
2012-09-04
2012-09-04
N
N
N
880000000.00
880000000.00
0.0076
N
880000000.00
880000000.00
Lloyds TSB Bank PLC
Lloyds TSB Bank PLC, 0.18%
12R99T8Y3
0001167831
Other Instrument
Time Deposits
First Tier Security
2012-09-05
2012-09-05
N
N
N
1189000000.00
1189000000.00
0.0103
N
1189000000.00
1189000000.00
GE Equipment Small Ticket LLC
GE Equipment Small Ticket LLC, 0.50%
36162DAA7
Other Instrument
Asset-Backed Securities
First Tier Security
2012-11-21
2012-11-21
N
N
N
2801916.00
2801916.00
0.0000
N
2801768.06
2801768.06
Bank of America NA
In a joint trading account with Bank of America NA at 0.21%, dated 8/31/2012 due 09/04/2012
46V991VC9_04197
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2035-10-01
2040-03-01
4.5 - 6.5
Government Agency Debt
24784154.80
12479247.81
FEDERAL NATIONAL MORTGAGE ASSOC
2033-06-01
2042-03-01
2.295 - 6.5
Government Agency Debt
140681363.51
46442579.81
GOVERNMENT NATIONAL MORTAGE ASSOC
2037-08-20
2041-08-20
2.997 - 7
Government Agency Debt
89736009.65
58870883.65
Unrated Security
2012-09-04
2012-09-04
N
N
N
115189419.00
115189419.32
0.0010
N
115189419.32
115189419.32
Barclays Capital, Inc.
In a joint trading account with Barclays Capital, Inc. at 0.21%, dated 8/31/2012 due 09/04/2012
46V991VC9_06453
Government Agency Repurchase Agreement
Y
US TREASURY
2012-09-15
2022-08-15
0.125 - 5.125
Treasury Debt
125427138.81
132131841.07
FEDERAL AGRICULTURE MORTGAGE CORP
2012-11-26
2022-01-10
0 - 3.25
Government Agency Debt
469863.68
473377.70
FEDERAL HOME LOAN BANK
2012-09-19
2016-03-11
0 - 3.125
Government Agency Debt
6140344.15
6227415.87
FEDERAL HOME LOAN MORTGAGE CORP
2013-10-18
2042-06-01
0.35 - 5.5
Government Agency Debt
39746513.89
39825628.55
FEDERAL NATIONAL MORTGAGE ASSOC
2012-11-28
2042-08-01
0 - 6.25
Government Agency Debt
48506395.41
46178722.75
TENNESEE VALLEY AUTHORITY
2033-07-15
2033-07-15
4.7 - 4.7
Government Agency Debt
909420.01
1116454.52
Unrated Security
2012-09-04
2012-09-04
N
N
N
221518114.00
221518114.08
0.0019
N
221518114.08
221518114.08
Citibank NA
Citibank NA, 0.19%
44Q99C6L4
0000036684
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2020-02-01
2042-08-01
2.375 - 6
Government Agency Debt
436236548.00
200700519.18
FEDERAL NATIONAL MORTGAGE ASSOC
2018-05-01
2048-10-01
2.153 - 6
Government Agency Debt
842225746.00
349927319.95
GOVERNMENT NATIONAL MORTAGE ASSOC
2038-09-20
2040-06-20
3.5 - 4
Government Agency Debt
14796589.00
7332773.64
First Tier Security
2012-09-04
2012-09-04
N
N
N
547000000.00
547000000.00
0.0048
N
547000000.00
547000000.00
Deutsche Bank Securities, Inc.
In a joint trading account with Deutsche Bank Securities, Inc. at 0.21%, dated 8/31/2012 due 09/04/2012
46V991VC9_06399
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2027-09-25
2042-09-25
1.5 - 7
Government Agency Debt
8815014.81
7770453.99
GOVERNMENT NATIONAL MORTAGE ASSOC
2040-04-20
2042-06-16
2.5 - 4
Government Agency Debt
1340060.76
1356315.42
Unrated Security
2012-09-04
2012-09-04
N
N
N
8860725.00
8860724.56
0.0001
N
8860724.56
8860724.56
Goldman Sachs & Co.
Goldman Sachs & Co., 0.19%
44X99H5P7
0000769993
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2020-05-01
2042-09-01
2.06 - 6.5
Government Agency Debt
374109405.00
259241033.98
FEDERAL NATIONAL MORTGAGE ASSOC
2019-01-01
2042-08-01
2.5 - 7
Government Agency Debt
1195615881.00
458854125.55
First Tier Security
2012-09-07
2012-09-07
N
N
N
704000000.00
704000000.00
0.0061
N
704000000.00
704000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.22%
45B99T2S9
0000877559
Government Agency Repurchase Agreement
Y
US TREASURY
2016-06-30
2019-06-30
1 - 3.25
Treasury Debt
25000.00
26318.33
FEDERAL HOME LOAN MORTGAGE CORP
2041-08-15
2042-06-01
2.71 - 4
Government Agency Debt
440000.00
372322.21
FEDERAL NATIONAL MORTGAGE ASSOC
2019-12-01
2047-09-01
2.031 - 6.326
Government Agency Debt
1691379757.00
500450057.22
First Tier Security
2012-09-07
2012-09-07
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
491000000.00
491000000.00
0.0043
N
491000000.00
491000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.22%
45B99TYW5
0000877559
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-03-17
2042-05-01
0.688 - 4
Government Agency Debt
61230000.00
35634348.49
FEDERAL NATIONAL MORTGAGE ASSOC
2025-11-25
2045-05-25
2.793 - 6.5
Government Agency Debt
519624856.00
336028569.55
GOVERNMENT NATIONAL MORTAGE ASSOC
2023-03-16
2040-04-16
0.398 - 7.5
Government Agency Debt
200846388.00
83585608.46
First Tier Security
2012-09-07
2012-09-07
Y
ING FINL MKTS LLC (GOV RP JPM)
N/A
N/A
N
N
442000000.00
442000000.00
0.0038
N
442000000.00
442000000.00
J.P. Morgan Securities, Inc.
In a joint trading account with J.P. Morgan Securities, Inc. at 0.21%, dated 8/31/2012 due 09/04/2012
46V991VC9_55502
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2013-06-01
2042-09-01
2.5 - 7
Government Agency Debt
6599264.27
5874687.14
Unrated Security
2012-09-04
2012-09-04
N
N
N
5759471.00
5759470.97
0.0001
N
5759470.97
5759470.97
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.23%
45G99RCA6
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2022-12-01
2040-08-01
2.1 - 6.509
Government Agency Debt
1267153508.00
360820748.12
FEDERAL NATIONAL MORTGAGE ASSOC
2021-10-01
2040-12-01
1.727 - 6.06
Government Agency Debt
3289481441.00
1200589125.79
Unrated Security
2012-09-07
2012-09-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
1530000000.00
1530000000.00
0.0133
N
1530000000.00
1530000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.23%
45G99RCH1
Government Agency Repurchase Agreement
Y
FEDERAL NATIONAL MORTGAGE ASSOC
2042-03-01
2042-03-01
3.5 - 5
Government Agency Debt
371491058.00
390610791.24
Unrated Security
2012-09-07
2012-09-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
382000000.00
382000000.00
0.0033
N
382000000.00
382000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.24%
45G99RBC3
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2025-04-01
2042-07-01
2.86 - 5.5
Government Agency Debt
343224720.00
294337246.06
FEDERAL NATIONAL MORTGAGE ASSOC
2026-04-01
2042-07-01
2.17 - 5.5
Government Agency Debt
1048203703.00
881549208.99
Unrated Security
2012-09-04
2012-09-04
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
1152000000.00
1152000000.00
0.0100
N
1152000000.00
1152000000.00
Mitsubishi UFJ Securities (USA), Inc.
Mitsubishi UFJ Securities (USA), Inc., 0.24%
45G99RBS8
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2036-06-01
2042-05-01
2.546 - 5.38
Government Agency Debt
178810493.00
139870700.90
FEDERAL NATIONAL MORTGAGE ASSOC
2025-09-01
2050-03-01
1.347 - 5.5
Government Agency Debt
1227942934.00
640887401.54
Unrated Security
2012-09-07
2012-09-07
Y
MUFJ SECS (USA) INC (GOV REPO)
N/A
N/A
N
N
765000000.00
765000000.00
0.0066
N
765000000.00
765000000.00
Mizuho Securities USA, Inc.
In a joint trading account with Mizuho Securities USA, Inc. at 0.21%, dated 8/31/2012 due 09/04/2012
46V991VC9_08126
Government Agency Repurchase Agreement
Y
US TREASURY
2012-09-06
2022-08-15
0 - 4.75
Treasury Debt
149231712.69
150635332.15
FEDERAL AGRICULTURE MORTGAGE CORP
2012-10-01
2012-10-01
0 - 0
Government Agency Debt
2461312.38
2461656.96
FEDERAL HOME LOAN MORTGAGE CORP
2015-07-01
2041-04-15
2.11 - 11
Government Agency Debt
113698803.11
20804557.00
FEDERAL NATIONAL MORTGAGE ASSOC
2012-11-01
2047-10-01
1.347 - 9.5
Government Agency Debt
198521540.93
56257205.92
GOVERNMENT NATIONAL MORTAGE ASSOC
2023-09-15
2042-07-15
2.81 - 8.5
Government Agency Debt
212596519.59
108781405.57
Unrated Security
2012-09-04
2012-09-04
N
N
N
332277171.00
332277171.12
0.0029
N
332277171.12
332277171.12
RBC Capital Markets Corp.
RBC Capital Markets Corp., 0.19%
46Z99KCC4
0000050916
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2017-07-15
2042-03-15
1.189 - 9
Government Agency Debt
74988046.00
40314912.44
FEDERAL NATIONAL MORTGAGE ASSOC
2016-05-01
2042-09-25
0 - 9.5
Government Agency Debt
220283778.00
148069192.49
First Tier Security
2012-09-07
2012-09-07
Y
RBC CAP MARKETS LLC(GOV REPO)
N/A
N/A
N
N
183000000.00
183000000.00
0.0016
N
183000000.00
183000000.00
RBC Capital Markets Corp.
RBC Capital Markets Corp., 0.20%
46Z99KAQ5
0000050916
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2019-07-01
2042-08-15
2.5 - 8.5
Government Agency Debt
92860331.00
77207309.16
FEDERAL NATIONAL MORTGAGE ASSOC
2015-02-01
2042-09-25
1.347 - 9.25
Government Agency Debt
391379143.00
287510209.77
GOVERNMENT NATIONAL MORTAGE ASSOC
2033-06-20
2042-03-20
3 - 5.5
Government Agency Debt
625200.00
427747.65
First Tier Security
2012-09-06
2012-09-06
Y
RBC CAP MARKETS LLC(GOV REPO)
N/A
N/A
N
N
357000000.00
357000000.00
0.0031
N
357000000.00
357000000.00
RBC Capital Markets Corp.
In a joint trading account with RBC Capital Markets Corp. at 0.21%, dated 8/31/2012 due 09/04/2012
46V991VC9_07160
Government Agency Repurchase Agreement
Y
US TREASURY
2014-01-15
2039-11-15
1 - 4.375
Treasury Debt
23355136.83
24083162.55
FEDERAL HOME LOAN MORTGAGE CORP
2016-02-12
2042-04-01
0 - 5.597
Government Agency Debt
6226077.27
6126373.31
FEDERAL NATIONAL MORTGAGE ASSOC
2026-12-01
2042-02-01
0.646 - 5.06
Government Agency Debt
23361753.49
23399664.79
GOVERNMENT NATIONAL MORTAGE ASSOC
2031-08-20
2042-05-20
0 - 5.5
Government Agency Debt
35280479.73
35233175.65
Unrated Security
2012-09-04
2012-09-04
N
N
N
87031100.00
87031099.95
0.0008
N
87031099.95
87031099.95
UBS Securities LLC
UBS Securities LLC, 0.20%
46X997FA6
0000230611
Government Agency Repurchase Agreement
Y
FEDERAL HOME LOAN MORTGAGE CORP
2017-06-15
2041-08-15
1.249 - 238
Government Agency Debt
363405811.00
219691192.36
FEDERAL NATIONAL MORTGAGE ASSOC
2017-05-25
2042-08-25
1.246 - 9.25
Government Agency Debt
758376335.00
265001491.55
GOVERNMENT NATIONAL MORTAGE ASSOC
2024-07-16
2042-07-20
0.547 - 7.488
Government Agency Debt
87190453.00
60726869.53
First Tier Security
2012-09-07
2012-09-07
Y
UBS SECURITIES LLC (GOV REPO)
N/A
N/A
N
N
530000000.00
530000000.00
0.0046
N
530000000.00
530000000.00
Barclays Capital, Inc.
Barclays Capital, Inc., 0.37%
46Z99LJL5
0000851376
Other Repurchase Agreement
N
501-1000
2036-02-01
2049-01-01
0 - 5.874
Other Instrument
EQUITY
130448565.00
85321993.16
First Tier Security
2012-09-04
2012-09-04
N
N
N
81000000.00
81000000.00
0.0007
N
81000000.00
81000000.00
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.32%
45A99V2Y2
0001197610
Other Repurchase Agreement
N
ALCOA INC
2020-08-15
2020-08-15
6.15 - 6.15
Other Instrument
CORPORATE
5618258.00
6102514.38
AT&T INC
2040-09-01
2040-09-01
5.35 - 5.35
Other Instrument
CORPORATE
4868941.00
5942006.91
AUTOZONE INC
2016-06-15
2016-06-15
6.95 - 6.95
Other Instrument
CORPORATE
3749647.00
4499322.26
AVNET INC
2014-03-15
2014-03-15
5.875 - 5.875
Other Instrument
CORPORATE
1135122.00
1228054.75
CF INDS INC
2018-05-01
2018-05-01
6.875 - 6.875
Other Instrument
CORPORATE
2833728.00
3493750.48
CSX CORP
2042-05-30
2042-05-30
4.75 - 4.75
Other Instrument
CORPORATE
530000.00
589923.57
CA INC
2014-12-01
2014-12-01
6.125 - 6.125
Other Instrument
CORPORATE
1094738.00
1214702.13
DANSKE BK A/S MEDIUM TERM NTS
2014-04-14
2014-04-14
N/A
Other Instrument
CORPORATE
6217321.00
5966688.30
DIRECTV HLDGS LLC / DIRECTV
2021-03-01
2021-03-01
5 - 5
Other Instrument
CORPORATE
364832.00
416681.92
EXPORT IMPORT BK KOREA
2015-09-09
2015-09-09
4.125 - 4.125
Other Instrument
CORPORATE
6100.00
6660.46
KRAFT FOODS INC
2040-02-09
2040-02-09
6.5 - 6.5
Other Instrument
CORPORATE
250000.00
342530.56
LIFE TECHNOLOGIES CORP
2015-03-01
2015-03-01
4.4 - 4.4
Other Instrument
CORPORATE
3159170.00
3423750.49
LOCKHEED MARTIN CORP
2040-06-01
2040-06-01
5.72 - 5.72
Other Instrument
CORPORATE
2819368.00
3600586.68
NISOURCE FIN CORP
2041-06-15
2041-06-15
5.95 - 5.95
Other Instrument
CORPORATE
68000.00
81635.87
PNC PFD FDG TR III
2099-12-31
2099-12-31
8.7 - 8.7
Other Instrument
CORPORATE
5910084.00
6120404.19
SYMANTEC CORP
2015-09-15
2015-09-15
2.75 - 2.75
Other Instrument
CORPORATE
554274.00
579399.55
YUM BRANDS INC
2037-11-15
2037-11-15
6.875 - 6.875
Other Instrument
CORPORATE
4068171.00
5604365.48
MEGA ADVANCE INVESTMENTS
2041-05-12
2041-05-12
6.375 - 6.375
Other Instrument
CORPORATE
5000000.00
6435060.41
KOREA EXPRESSWAY CORPORATION, SONGNAM
2015-05-20
2015-05-20
5.125 - 5.125
Other Instrument
CORPORATE
4483.00
4929.95
First Tier Security
2012-09-05
2012-09-05
N
N
N
53000000.00
53000000.00
0.0005
N
53000000.00
53000000.00
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.32%
45A99V3E5
0001197610
Other Repurchase Agreement
N
BURLINGTON NORTHN SANTA FE
2014-02-01
2014-02-01
7 - 7
Other Instrument
CORPORATE
186088.00
203657.19
CATERPILLAR FINL SVCS CORP
2012-12-17
2012-12-17
1.9 - 1.9
Other Instrument
CORPORATE
2500000.00
2521088.89
COMMONWEALTH EDISON CO
2021-09-01
2021-09-01
3.4 - 3.4
Other Instrument
CORPORATE
1758080.00
1948673.45
DAIMLER FIN NORTH AMER LLC
2015-07-31
2015-07-31
1.3 - 1.3
Other Instrument
CORPORATE
2331029.00
2332878.28
DIRECTV HLDGS LLC / DIRECTV
2021-03-01
2021-03-01
5 - 5
Other Instrument
CORPORATE
1310136.00
1496332.53
DOMINION RES INC VA NEW
2066-06-30
2066-06-30
7.5 - 7.5
Other Instrument
CORPORATE
1899000.00
2077426.87
EXPORT IMPORT BK KOREA
2015-09-09
2015-09-09
4.125 - 4.125
Other Instrument
CORPORATE
2256106.00
2463393.26
GENERAL ELEC CAP CORP MEDIUM
2032-03-15
2032-03-15
6.75 - 6.75
Other Instrument
CORPORATE
2500000.00
3299337.50
KRAFT FOODS GROUP INC
2040-02-09
2040-02-09
6.5 - 6.5
Other Instrument
CORPORATE
55543.00
75540.95
NISOURCE FIN CORP
2041-06-15
2041-06-15
5.95 - 5.95
Other Instrument
CORPORATE
121000.00
145263.83
NORDEA BK AG MEDIUM TERM SR
2014-11-13
2014-11-13
3.7 - 3.7
Other Instrument
CORPORATE
3000000.00
3173910.00
POTASH CORP SASK INC
2017-12-01
2017-12-01
3.25 - 3.25
Other Instrument
CORPORATE
6080255.00
6667822.13
PROVIDENT COS INC
2038-03-15
2038-03-15
7.25 - 7.25
Other Instrument
CORPORATE
3800000.00
4330019.78
QWEST CORP
2021-12-01
2021-12-01
6.75 - 6.75
Other Instrument
CORPORATE
915433.00
1100938.63
ROGERS COMMUNICATIONS INC
2018-08-15
2018-08-15
6.8 - 6.8
Other Instrument
CORPORATE
3122885.00
3913013.07
RYDER SYS INC MEDIUM TERM NTS
2015-09-01
2015-09-01
7.2 - 7.2
Other Instrument
CORPORATE
3000000.00
3592590.00
SCOTLAND INTL FIN NO 2 B V
2013-05-23
2013-05-23
4.25 - 4.25
Other Instrument
CORPORATE
2000000.00
2042178.89
SOCIETE GENERALE MEDIUM TERM
2021-04-15
2021-04-15
5.2 - 5.2
Other Instrument
CORPORATE
3382598.00
3489300.18
SOUTHWESTERN ELEC PWR CO
2040-03-15
2040-03-15
6.2 - 6.2
Other Instrument
CORPORATE
50000.00
65321.94
TEMASEK FINL I LTD GLOBAL
2019-10-25
2019-10-25
4.3 - 4.3
Other Instrument
CORPORATE
1480494.00
1705010.91
WOORI BK GLOBAL MEDIUM TERM SR
2015-10-07
2015-10-07
4.5 - 4.5
Other Instrument
CORPORATE
3000000.00
3184191.00
SINOCHEM OVERSEAS CAPITAL COMPANY LTD
2040-11-12
2040-11-12
6.3 - 6.3
Other Instrument
CORPORATE
2552238.00
2922861.24
SKANDINAVISKA ENSKILDA BANKEN, STOCKHOLM
2099-09-25
2099-09-25
N/A
Other Instrument
CORPORATE
250000.00
244051.92
KOREA EXPRESSWAY CORPORATION, SONGNAM
2015-05-20
2015-05-20
5.125 - 5.125
Other Instrument
CORPORATE
2416727.00
2657670.99
First Tier Security
2012-09-06
2012-09-06
N
N
N
53000000.00
53000000.00
0.0005
N
53000000.00
53000000.00
BNP Paribas Securities Corp.
BNP Paribas Securities Corp., 0.53%
45A99V2R7
0001197610
Other Repurchase Agreement
N
ALLY FINL INC
2017-12-01
2017-12-01
6.25 - 6.25
Other Instrument
CORPORATE
151515.00
165624.83
ARCELORMITTAL SA LUXEMBOURG
2018-06-01
2018-06-01
6.125 - 6.125
Other Instrument
CORPORATE
7000000.00
7082827.50
CENTURYLINK INC
2021-06-15
2021-06-15
6.45 - 6.45
Other Instrument
CORPORATE
5005000.00
5631163.03
CINCINNATI BELL INC NEW
2017-10-15
2017-10-15
8.25 - 8.25
Other Instrument
CORPORATE
5000000.00
5505833.34
ECHOSTAR DBS CORP
2016-02-01
2016-02-01
7.125 - 7.125
Other Instrument
CORPORATE
8700000.00
9589031.25
FORD MTR CR CO LLC
2013-10-01
2013-10-01
7 - 7
Other Instrument
CORPORATE
3860506.00
4210525.20
INTERNATIONAL STL GROUP INC
2014-04-15
2014-04-15
6.5 - 6.5
Other Instrument
CORPORATE
8950000.00
9542360.73
LEVEL 3 COMMUNICATIONS INC
2019-02-01
2019-02-01
11.875 - 11.875
Other Instrument
CORPORATE
5325000.00
6200851.55
PECO ENERGY CAP TR IV
2033-06-15
2033-06-15
5.75 - 5.75
Other Instrument
CORPORATE
6900000.00
6530773.34
RECKSON OPER PARTNERSHIP LP /
2018-08-15
2018-08-15
5 - 5
Other Instrument
CORPORATE
2533545.00
2668917.94
REGIONS BK BIRMINGHAM ALA
2018-05-15
2018-05-15
7.5 - 7.5
Other Instrument
CORPORATE
100000.00
118833.33
First Tier Security
2012-09-04
2012-09-04
Y
BNP PARIBAS SEC (NON GOV REPO)
N/A
N/A
N
N
53000000.00
53000000.00
0.0005
N
53000000.00
53000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.26%
47A99PDP8
0000318336
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2013-08-15
2041-09-15
0 - 100
Government Agency Debt
1244909256.00
77634815.28
FEDERAL NATIONAL MORTGAGE ASSOC
2012-11-25
2042-12-25
0 - 1134.5
Government Agency Debt
2719315392.00
93195650.13
GOVERNMENT NATIONAL MORTAGE ASSOC
2052-08-16
2052-08-16
0.885 - 0.936
Government Agency Debt
490505000.00
36204099.78
First Tier Security
2012-09-04
2012-09-04
N
N
N
201000000.00
201000000.00
0.0017
N
201000000.00
201000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.30%
47A99PDN3
0000318336
Other Repurchase Agreement
N
PFD GOOGLE INC SR A
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
11100.00
7566648.00
MARATHON OIL CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
2831016.00
77173496.16
METROPCS COMMUNICATIONS, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
3201900.00
30898335.00
PRUDENTIAL FINANCIAL, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
198918.00
10759474.62
REGIONS FINANCIAL CORP NEW-
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
165900.00
1166277.00
STARWOOD HOTELS & RESORTS WORL
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
355200.00
19425888.00
THE TJX COMPANIES, INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
391200.00
17838720.00
TERADATA CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
65400.00
5002446.00
TYSON FOODS, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
63537.00
982282.02
UNION PACIFIC CORPORATION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
61326.00
7444976.40
VIACOM,INC CLASS B COMMON NEW@
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
435300.00
21725823.00
WATSON PHARMACEUTICALS, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
335000.00
27309200.00
WESTERN DIGITAL
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
372796.00
15694711.60
WHOLE FOODS MARKET INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
4300.00
417272.00
COOPER INDUSTRIES PLC NEW IREL
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
1212743.00
88421092.13
NABORS INDUSTRIES LTD @
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
145000.00
2132950.00
ACE LIMITED
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
188000.00
13821760.00
First Tier Security
2012-09-04
2012-09-04
N
N
N
322000000.00
322000000.00
0.0028
N
322000000.00
322000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.85%
44U99V8X9
0000318336
Other Repurchase Agreement
N
ANIXTER INTL INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
2000.00
2251.05
CACI INTL INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
7000000.00
7908831.00
EQUINIX, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
18223000.00
34695735.52
MICRON TECHNOLOGY, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
4699000.00
4687666.01
VERISIGN, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
26837000.00
40253460.39
First Tier Security
2012-10-30
2012-10-30
N
N
N
81000000.00
81000000.00
0.0007
Y
81000000.00
81000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.89%
47A99PAD8
0000318336
Other Repurchase Agreement
N
CWABS ASSET-BACKED CERTIFICATE
2037-03-25
2037-03-25
0.405 - 0.405
Other Instrument
ASSET BACKED
17005000.00
11457158.00
CWABS ASSET-BACKED CERTIFICATE
2036-04-25
2036-04-25
0.475 - 0.475
Other Instrument
ASSET BACKED
192625000.00
31513308.92
CWABS ASSET-BACKED CERTIFICATE
2047-09-25
2047-09-25
0.456 - 0.456
Other Instrument
ASSET BACKED
123352000.00
46641483.90
IRWIN HOME EQUITY LOAN TRUST 2
2037-06-25
2037-06-25
0.375 - 0.375
Other Instrument
ASSET BACKED
25622000.00
3715244.87
IRWIN HOME EQUITY LOAN TRUST 2
2037-08-25
2037-08-25
5.96 - 5.96
Other Instrument
ASSET BACKED
16660000.00
7958759.96
RACC SERIES 2007-RP2 TRUST
2046-02-25
2046-02-25
0.586 - 0.586
Other Instrument
ASSET BACKED
10174000.00
2485804.51
TERWIN CAPITAL, LLC
2036-08-25
2036-12-25
0.493 - 0.516
Other Instrument
ASSET BACKED
72516887.00
5371350.25
First Tier Security
2012-11-06
2012-11-06
N
N
N
101000000.00
101000000.00
0.0009
Y
101000000.00
101000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.89%
47A99PCS3
0000318336
Other Repurchase Agreement
N
STRUCTURED ASSET INVESTMENT LO
2034-04-25
2034-04-25
2.206 - 2.206
Other Instrument
ASSET BACKED
38390000.00
7562315.03
First Tier Security
2012-11-19
2012-11-19
N
N
N
7000000.00
7000000.00
0.0001
Y
7000000.00
7000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.89%
47A99PCB0
0000318336
Other Repurchase Agreement
N
ACE SECURITIES CORP.
2033-11-25
2033-11-25
1.211 - 1.211
Other Instrument
ASSET BACKED
2612912.00
1426062.66
AMERIQUEST MORTGAGE SECURITIES
2034-08-25
2034-08-25
0.865 - 0.865
Other Instrument
ASSET BACKED
2590000.00
1512715.90
BEAR STEARNS ASSET BACKED SECU
2034-09-25
2034-09-25
0.985 - 0.985
Other Instrument
ASSET BACKED
2926149.00
2506348.74
CWABS INC.
2034-07-25
2034-07-25
0.956 - 0.956
Other Instrument
ASSET BACKED
5960000.00
4414996.20
GABS CWHEQ 2006-1 D12/29/
2037-01-15
2037-01-15
0.38 - 0.38
Other Instrument
ASSET BACKED
104243613.00
15627868.66
CARRINGTON MORTGAGE LOAN TRUST
2035-06-25
2035-06-25
0.696 - 0.696
Other Instrument
ASSET BACKED
303673.00
218883.73
CENTEX HOME EQUITY LOAN TRUST
2034-01-25
2034-01-25
0.836 - 0.836
Other Instrument
ASSET BACKED
956561.00
449539.57
FIRST FRANKLIN MORTGAGE LOAN T
2034-03-25
2034-03-25
1.135 - 1.135
Other Instrument
ASSET BACKED
4279715.00
2147364.06
FREMONT HOME LOAN TRUST 2002-1
2034-11-25
2034-11-25
0.936 - 0.936
Other Instrument
ASSET BACKED
589861.00
414770.13
HSBC HOME EQUITY LOAN TRUST (U
2036-03-20
2036-03-20
0.537 - 0.537
Other Instrument
ASSET BACKED
4140754.00
3003492.30
CSFB HOME EQUITY ASSET TRUST 2
2035-01-25
2035-01-25
0.896 - 0.896
Other Instrument
ASSET BACKED
6700000.00
4111230.33
MASTR ASSET BACKED SECURITIES
2032-12-25
2035-10-25
0.686 - 3.01
Other Instrument
ASSET BACKED
8185433.00
5331223.72
MORGAN STANLEY ABS CAPITAL I,
2035-03-25
2035-03-25
0.655 - 0.655
Other Instrument
ASSET BACKED
14702613.00
11795644.04
THE NATIONAL COLLEGIATE STUDEN
2026-05-25
2026-05-25
0.426 - 0.426
Other Instrument
ASSET BACKED
6705000.00
5327733.92
NATIONAL COLLEGIATE STUDENT LO
2027-12-27
2027-12-27
0.375 - 0.375
Other Instrument
ASSET BACKED
34139755.00
26024668.58
OWNIT MORTGAGE LOAN TRUST, SER
2036-03-25
2036-03-25
0.855 - 0.855
Other Instrument
ASSET BACKED
6387221.00
4586365.00
RESIDENTIAL ASSET SECURITIES C
2034-01-25
2035-02-25
0.686 - 0.826
Other Instrument
ASSET BACKED
41362713.00
12859737.13
STRUCTURED ASSET INVESTMENT LO
2035-07-25
2035-07-25
0.706 - 0.706
Other Instrument
ASSET BACKED
8563025.00
5653718.44
First Tier Security
2012-11-19
2012-11-19
N
N
N
100000000.00
100000000.00
0.0009
Y
100000000.00
100000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.90%
44U99V4A3
0000318336
Other Repurchase Agreement
N
CWABS INC.
2033-08-25
2033-08-25
1.885 - 1.885
Other Instrument
ASSET BACKED
10100000.00
867212.70
CWABS ASSET-BACKED CERTIFICATE
2047-04-25
2047-04-25
0.386 - 0.386
Other Instrument
ASSET BACKED
8500000.00
4627594.35
CWABS ASSET-BACKED CERTIFICATE
2037-06-25
2037-06-25
0.475 - 0.475
Other Instrument
ASSET BACKED
15000000.00
8231175.54
CWABS ASSET-BACKED CERTIFICATE
2047-10-25
2047-10-25
0.465 - 0.465
Other Instrument
ASSET BACKED
2090000.00
828201.82
CARRINGTON MORTGAGE LOAN TRUST
2036-08-09
2036-08-09
0.475 - 0.475
Other Instrument
ASSET BACKED
11000000.00
4578288.32
CARRINGTON MORTGAGE LOAN TRUST
2036-10-25
2036-10-25
0.396 - 0.396
Other Instrument
ASSET BACKED
4150968.00
1396539.04
C-BASS 2006-CB6 TRUST
2036-07-25
2036-07-25
0.486 - 0.486
Other Instrument
ASSET BACKED
12000000.00
4648733.50
CONSECO FINANCE SECURITIZATION
2032-05-01
2032-05-01
8.31 - 8.31
Other Instrument
ASSET BACKED
47370000.00
25632966.99
CWABS ASSET-BACKED CERTIFICATE
2037-03-25
2037-03-25
0.475 - 0.475
Other Instrument
ASSET BACKED
14060000.00
3319735.33
CWABS ASSET-BACKED CERTIFICATE
2047-06-25
2047-06-25
0.415 - 0.415
Other Instrument
ASSET BACKED
7000000.00
3472466.83
GABS GSAA TR2006-20 D12/29/
2046-12-25
2046-12-25
0.415 - 0.415
Other Instrument
ASSET BACKED
8000000.00
2532644.99
GSAA HOME EQUITY TRUST 2006-14
2036-09-25
2036-09-25
0.516 - 0.516
Other Instrument
ASSET BACKED
10000000.00
453425.98
HSI ASSET SECURITIZATION CORPO
2036-12-25
2036-12-25
0.386 - 0.386
Other Instrument
ASSET BACKED
14233000.00
4763857.89
MERRILL LYNCH FIRST FRANKLIN M
2037-04-25
2037-04-25
0.405 - 0.405
Other Instrument
ASSET BACKED
10000000.00
3232780.10
MERRILL LYNCH MORTGAGE INVESTO
2036-08-25
2036-08-25
0.985 - 0.985
Other Instrument
ASSET BACKED
3700000.00
413992.52
MORGAN STANLEY MORTGAGE LOAN T
2047-01-25
2047-01-25
0.405 - 0.405
Other Instrument
ASSET BACKED
14798000.00
1583810.93
MORGAN STANLEY HOME EQUITY LOA
2037-04-25
2037-04-25
0.586 - 0.586
Other Instrument
ASSET BACKED
12752950.00
5517606.00
MORGAN STANLEY ABS CAPITAL I I
2037-03-25
2037-03-25
0.486 - 0.486
Other Instrument
ASSET BACKED
13200000.00
5306577.16
OPTION ONE MORTGAGE LOAN TRUST
2035-12-25
2035-12-25
0.655 - 0.655
Other Instrument
ASSET BACKED
13333334.00
5103320.93
QUEST TRUST 2006-X2
2036-08-25
2036-08-25
0.525 - 0.525
Other Instrument
ASSET BACKED
9000000.00
3255923.06
RENAISSANCE MORTGAGE ACCEPTANC
2035-11-25
2035-11-25
5.484 - 5.484
Other Instrument
ASSET BACKED
2000000.00
238480.00
RENAISSANCE HOME EQUITY LOAN T
2036-11-25
2036-11-25
5.586 - 5.586
Other Instrument
ASSET BACKED
2510000.00
1188647.73
RENAISSANCE HOME EQUITY LOAN T
2036-05-25
2036-05-25
6.063 - 6.063
Other Instrument
ASSET BACKED
5681000.00
485188.64
SG MORTGAGE SECURITIES TRUST 2
2037-08-25
2037-08-25
1.036 - 1.036
Other Instrument
ASSET BACKED
25174605.00
6101856.98
SPECIALTY UNDERWRITING AND RES
2037-11-25
2037-11-25
0.386 - 0.386
Other Instrument
ASSET BACKED
15000000.00
5216348.47
STRUCTURED ASSET SECURITIES CO
2037-01-25
2037-01-25
0.535 - 0.535
Other Instrument
ASSET BACKED
6830000.00
2408500.48
ACE SECURITIES CORP. HOME EQUI
2036-12-25
2036-12-25
0.345 - 0.345
Other Instrument
ASSET BACKED
14000000.00
5118379.41
AMERIQUEST MORTGAGE SECURITIES
2036-04-25
2036-04-25
0.615 - 0.615
Other Instrument
ASSET BACKED
8500000.00
265799.13
BEAR STEARNS ASSET BACKED SECU
2034-08-25
2034-08-25
2.135 - 2.135
Other Instrument
ASSET BACKED
4006000.00
615390.75
First Tier Security
2012-10-01
2012-10-01
N
N
N
103000000.00
103000000.00
0.0009
Y
103000000.00
103000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.90%
44U99V5E4
0000318336
Other Repurchase Agreement
N
BANC OF AMERICA FUNDING CORPOR
2034-11-20
2034-11-20
2.945 - 2.945
Other Instrument
GOVERNMENT AGENCY
14815631.00
3055190.91
BANC OF AMERICA COMMERCIAL MOR
2047-09-10
2047-09-10
5.477 - 5.477
Other Instrument
GOVERNMENT AGENCY
6000000.00
3428250.79
BEAR STEARNS ALT-A TRUST 2002-
2035-08-25
2035-08-25
0.506 - 0.506
Other Instrument
GOVERNMENT AGENCY
100000000.00
14592987.30
CITIGROUP COMMERCIAL MORTGAGE
2049-12-10
2049-12-10
5.888 - 5.888
Other Instrument
GOVERNMENT AGENCY
20000000.00
16716680.53
CITIBANK CREDIT CARD ISSUANCE
2036-07-25
2036-07-25
6.133 - 6.133
Other Instrument
GOVERNMENT AGENCY
2500000.00
1624257.12
DAVIS SQUARE FUNDING VI, LTD.
2041-09-07
2041-09-07
0.505 - 0.585
Other Instrument
ASSET BACKED
214059000.00
37533769.07
DEUTSCHE MORTGAGE SECURITIES,
2034-06-25
2034-06-25
3.025 - 3.025
Other Instrument
GOVERNMENT AGENCY
14650000.00
1138450.34
DEUTSCHE MORTGAGE SECURITIES,I
2035-06-26
2035-06-26
5.242 - 5.242
Other Instrument
GOVERNMENT AGENCY
46794000.00
11241738.62
GMAC COMMERCIAL MORTGAGE SECUR
2041-12-10
2041-12-10
4.965 - 4.965
Other Instrument
GOVERNMENT AGENCY
9277000.00
7738293.58
GS MORTGAGE SECURITIES CORPORA
2020-03-06
2020-03-06
1.294 - 1.294
Other Instrument
GOVERNMENT AGENCY
18085000.00
18071743.37
GS MORTGAGE SECURITIES TRUST 2
2039-11-10
2039-11-10
5.622 - 5.622
Other Instrument
GOVERNMENT AGENCY
7064000.00
5986911.97
GSAMP TRUST 2005-HE2-N
2035-09-25
2035-09-25
2.645 - 2.645
Other Instrument
GOVERNMENT AGENCY
6414200.00
1653116.52
GREENWICH CAPITAL COMMERCIAL F
2037-04-10
2037-04-10
5.417 - 5.417
Other Instrument
GOVERNMENT AGENCY
6582000.00
4729729.70
HARBORVIEW MORTGAGE LOAN TRUST
2035-07-19
2035-07-19
0.477 - 0.477
Other Instrument
GOVERNMENT AGENCY
20000000.00
3452593.09
IMPERIAL CMB TRUST SERIES 1998
2035-04-25
2035-04-25
0.545 - 0.545
Other Instrument
GOVERNMENT AGENCY
25000000.00
1678919.23
MERCURY CDO II LTD
2045-11-29
2045-11-29
0.875 - 1.005
Other Instrument
ASSET BACKED
70500000.00
8958153.47
MORGAN STANLEY CAPITAL I INC.
2049-04-15
2049-04-15
5.877 - 5.877
Other Instrument
GOVERNMENT AGENCY
48878580.00
45858253.61
GCMO 144ANOMURA 04-R1
2034-10-25
2034-10-25
1.345 - 1.345
Other Instrument
GOVERNMENT AGENCY
12298000.00
6506287.60
STRUCTURED ADJUSTABLE RATE MOR
2034-12-25
2034-12-25
2.732 - 2.732
Other Instrument
GOVERNMENT AGENCY
15575000.00
4681524.60
WACHOVIA BANK COMMERCIAL MORTG
2044-12-15
2044-12-15
5.559 - 5.559
Other Instrument
GOVERNMENT AGENCY
12000000.00
10684767.01
WACHOVIA BANK COMMERCIAL MORTG
2051-02-15
2051-02-15
6.097 - 6.097
Other Instrument
GOVERNMENT AGENCY
15680000.00
12350721.93
First Tier Security
2012-10-09
2012-10-09
N
N
N
205000000.00
205000000.00
0.0018
Y
205000000.00
205000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.90%
44U99V5F1
0000318336
Other Repurchase Agreement
N
ADJUSTABLE RATE MORTGAGE TRUST
2035-11-25
2035-11-25
0.506 - 0.506
Other Instrument
GOVERNMENT AGENCY
32669872.00
3735822.94
BANC OF AMERICA MORTGAGE SECUR
2035-01-25
2035-01-25
N/A
Other Instrument
GOVERNMENT AGENCY
5241085.00
1261329.57
BANC OF AMERICA FUNDING 2006-
2036-07-20
2036-07-20
2.614 - 2.614
Other Instrument
GOVERNMENT AGENCY
18930000.00
6411825.62
BANC OF AMERICA MORTGAGE 2007-
2037-03-25
2037-03-25
5.165 - 5.165
Other Instrument
GOVERNMENT AGENCY
30400000.00
1112594.62
BEAR STEARNS ALT-A TRUST 2002-
2035-04-25
2035-04-25
5.455 - 5.455
Other Instrument
GOVERNMENT AGENCY
16000000.00
6669260.03
BEAR STEARNS ARM TRUST 2005-1
2035-10-25
2035-10-25
2.4 - 2.4
Other Instrument
GOVERNMENT AGENCY
26168000.00
9327321.34
CD 2007-CD4 COMMERCIAL MORTGAG
2049-12-11
2049-12-11
5.398 - 5.398
Other Instrument
GOVERNMENT AGENCY
15000000.00
8141729.24
CHL MORTGAGE PASS-THROUGH TRUS
2038-04-25
2038-04-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
11712500.00
671120.46
COMM 2005-FL11
2017-11-15
2017-11-15
2.19 - 2.19
Other Instrument
GOVERNMENT AGENCY
23652000.00
4424669.09
COMM 2005-FL10
2017-04-15
2017-04-15
1.089 - 1.089
Other Instrument
GOVERNMENT AGENCY
1382000.00
1215010.55
CWALT, INC. 2004-2CB
2035-01-25
2035-01-25
4.765 - 4.765
Other Instrument
GOVERNMENT AGENCY
292676922.00
2825887.18
CWALT, INC., 2005-13CB
2035-09-25
2035-09-25
1.647 - 1.647
Other Instrument
GOVERNMENT AGENCY
500000.00
80546.28
CHASE MORTGAGE FINANCE TRUST,
2032-03-25
2032-03-25
6.25 - 6.25
Other Instrument
GOVERNMENT AGENCY
1649000.00
444054.89
CITICORP MORTGAGE SECURITIES T
2037-01-25
2037-01-25
5.75 - 5.75
Other Instrument
GOVERNMENT AGENCY
54665000.00
11743516.39
CITICORP MORTGAGE SECURITIES T
2037-05-25
2037-05-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
26539000.00
1768310.73
CITIGROUP COMMERCIAL MORTGAGE
2049-12-10
2049-12-10
6.262 - 6.262
Other Instrument
GOVERNMENT AGENCY
9227000.00
7140563.86
CONSECO FINANCE SECURITIZATION
2032-09-01
2032-09-01
7.27 - 7.27
Other Instrument
GOVERNMENT AGENCY
15746000.00
7961766.62
GS MORTGAGE SECURITIES TRUST 2
2036-11-10
2036-11-10
0.809 - 0.809
Other Instrument
GOVERNMENT AGENCY
827403000.00
13062291.17
JPMORGAN CHASE COMMERCIAL MORT
2037-09-12
2037-09-12
0.482 - 0.482
Other Instrument
GOVERNMENT AGENCY
713839000.00
4245168.54
J.P.MORGAN ALTERNATIVE LOAN TR
2037-06-27
2037-06-27
0.744 - 0.744
Other Instrument
GOVERNMENT AGENCY
133000000.00
55947073.01
J.P. MORGAN CHASE COMMERCIAL S
2043-11-15
2043-11-15
3.392 - 3.392
Other Instrument
GOVERNMENT AGENCY
13766000.00
8168133.96
LB-UBS COMMERCIAL MORTGAGE TRU
2040-02-15
2040-02-15
5.562 - 5.562
Other Instrument
GOVERNMENT AGENCY
13500000.00
8508543.67
LB-UBS COMMERCIAL MORTGAGE TRU
2040-02-15
2040-02-15
5.413 - 5.413
Other Instrument
GOVERNMENT AGENCY
3238000.00
1781181.82
LB-UBS COMMERCIAL MORTGAGE TRU
2045-09-15
2045-09-15
6.451 - 6.451
Other Instrument
GOVERNMENT AGENCY
5000000.00
3769609.03
MASTR ASSET SECURITIZATION TRU
2017-11-25
2017-11-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
31869818.00
23472.89
MASTR RESCURITIZATION TRUST 20
2035-02-28
2035-02-28
N/A
Other Instrument
GOVERNMENT AGENCY
12000000.00
1474397.42
MERRILL LYNCH MORTGAGE INVESTO
2035-11-25
2035-11-25
0.486 - 0.486
Other Instrument
GOVERNMENT AGENCY
16479046.00
6491855.60
MORGAN STANLEY CAPITAL I INC.
2045-09-13
2045-09-13
0.976 - 0.976
Other Instrument
GOVERNMENT AGENCY
510966408.00
3468708.13
GCMO 144ANOMURA 04-R1
2034-10-25
2034-10-25
1.345 - 1.345
Other Instrument
GOVERNMENT AGENCY
2000000.00
1058104.99
OAKWOOD MORTGAGE INVESTORS 199
2025-03-15
2025-03-15
6.06 - 6.06
Other Instrument
GOVERNMENT AGENCY
2547500.00
955191.94
STRUCTURED ADJUSTABLE RATE MOR
2035-05-25
2035-05-25
2.729 - 2.729
Other Instrument
GOVERNMENT AGENCY
54745000.00
15523057.01
STRUCTURED ASSET SECURITIES CO
2035-02-25
2035-02-25
N/A
Other Instrument
GOVERNMENT AGENCY
9418330.00
2216552.44
STRUCTURED ASSET SECURITIES CO
2033-11-25
2033-11-25
0.535 - 0.535
Other Instrument
GOVERNMENT AGENCY
51550000.00
9445747.58
WACHOVIA BANK COMMERCIAL MORTG
2021-09-15
2021-09-15
0.6 - 0.6
Other Instrument
GOVERNMENT AGENCY
13600000.00
10608827.26
First Tier Security
2012-10-15
2012-10-15
N
N
N
205000000.00
205000000.00
0.0018
Y
205000000.00
205000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.92%
44U99V6N3
0000318336
Other Repurchase Agreement
N
BEAR STEARNS ALT-A TRUST 2006-
2036-08-25
2036-08-25
0.396 - 0.396
Other Instrument
GOVERNMENT AGENCY
151721000.00
17272364.98
CWALT, INC. 2004-2CB
2035-03-25
2035-03-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
50000000.00
9316270.80
CWALT, INC., 2005-13CB
2035-10-25
2035-10-25
0.886 - 0.886
Other Instrument
GOVERNMENT AGENCY
15143867.00
5689765.62
CWMBS, INC. 2004-21
2035-04-25
2035-04-25
5.5 - 5.5
Other Instrument
GOVERNMENT AGENCY
20905000.00
6093709.73
CHASEFLEX TR 2007-M1
2037-08-25
2037-08-25
0.386 - 0.386
Other Instrument
GOVERNMENT AGENCY
1888087.00
232198.55
CITIGROUP MORTGAGE LOAN TRUST
2035-12-25
2035-12-25
N/A
Other Instrument
GOVERNMENT AGENCY
6465068.00
2112308.82
CITIGROUP MORTGAGE LOAN TRUST,
2036-03-25
2036-03-25
2.52 - 2.52
Other Instrument
GOVERNMENT AGENCY
11155000.00
3155077.36
CITIMORTGAGE ALTERNATIVE LOAN
2036-04-25
2036-04-25
N/A
Other Instrument
GOVERNMENT AGENCY
3404524.00
869951.93
CITICORP MORTGAGE SECURITIES T
2037-01-25
2037-01-25
5.75 - 5.75
Other Instrument
GOVERNMENT AGENCY
14610000.00
3138622.05
CITIMORTGAGE ALTERNATIVE LOAN
2036-10-25
2036-10-25
N/A
Other Instrument
GOVERNMENT AGENCY
18561729.00
2968297.51
FIRST HORIZON ALTERNATIVE MORT
2036-01-25
2036-01-25
0.936 - 0.936
Other Instrument
GOVERNMENT AGENCY
20500000.00
5963135.81
IMPERIAL CMB TRUST SERIES 1998
2035-03-25
2035-03-25
0.555 - 0.555
Other Instrument
GOVERNMENT AGENCY
10725000.00
954348.02
IMPAC SECURED ASSETS CORP.
2036-03-25
2036-03-25
0.516 - 0.516
Other Instrument
GOVERNMENT AGENCY
19075000.00
6132474.42
INDYMAC INDX MORTGAGE LOAN TRU
2035-07-25
2036-02-25
2.614 - 5.75
Other Instrument
GOVERNMENT AGENCY
186552799.00
34936465.07
ML-CFC COMMERCIAL MORTGAGE TRU
2050-06-12
2050-06-12
5.93 - 5.93
Other Instrument
GOVERNMENT AGENCY
30395000.00
2247463.18
MASTR ALTERNATIVE LOAN TRUST 2
2036-03-25
2036-03-25
0.586 - 0.586
Other Instrument
GOVERNMENT AGENCY
45450000.00
2549089.40
MERRILL LYNCH MORTGAGE INVESTO
2036-07-25
2036-07-25
0.437 - 0.437
Other Instrument
GOVERNMENT AGENCY
12062746.00
923715.60
MORGAN STANLEY MORTGAGE LOAN T
2036-02-25
2036-04-25
0.486 - 5.75
Other Instrument
GOVERNMENT AGENCY
435578100.00
26507938.27
MORGAN STANLEY MORTGAGE LOAN T
2036-05-25
2036-05-25
3.067 - 3.067
Other Instrument
GOVERNMENT AGENCY
46488000.00
13485677.35
MORTGAGEIT SECURITIES CORP. MO
2047-06-25
2047-06-25
0.386 - 0.386
Other Instrument
GOVERNMENT AGENCY
24000000.00
5458372.95
NOMURA ASSET ACCEPTANCE CORPOR
2037-06-25
2037-06-25
0.356 - 0.356
Other Instrument
GOVERNMENT AGENCY
41508000.00
6596934.01
NOMURA ASSET ACCEPTANCE CORPOR
2036-12-25
2036-12-25
0.405 - 0.405
Other Instrument
GOVERNMENT AGENCY
67110136.00
10010688.74
RESIDENTIAL ACCREDITED LOAN, I
2036-06-25
2036-06-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
46160000.00
9655950.91
RALI SERIES 2007-QS4
2037-03-25
2037-03-25
0.566 - 0.566
Other Instrument
GOVERNMENT AGENCY
32561000.00
4129648.45
RBSGC MORTGAGE LOAN TRUST
2037-01-25
2037-03-25
0.686 - 6.964
Other Instrument
GOVERNMENT AGENCY
45634000.00
6655785.10
RFMSI SERIES 2006-S8 TRUST
2036-09-25
2036-09-25
0.586 - 0.586
Other Instrument
GOVERNMENT AGENCY
50080000.00
5609857.17
RFMSI SERIES 2007-SA1 TRUST
2037-02-25
2037-02-25
3.531 - 3.531
Other Instrument
GOVERNMENT AGENCY
70740000.00
15677562.29
RALI SERIES 2007-QS6 TRUST
2037-04-25
2037-04-25
0.535 - 0.535
Other Instrument
GOVERNMENT AGENCY
7000000.00
2260631.47
RALI SERIES 2005-QS9 TRUST
2035-07-25
2036-03-25
0.636 - 3.514
Other Instrument
GOVERNMENT AGENCY
212596608.00
38831975.64
RFMSI SERIES 2003-S14 TRUST
2035-12-25
2035-12-25
5.75 - 5.75
Other Instrument
GOVERNMENT AGENCY
3000000.00
613152.09
STRUCTURED ADJUSTABLE RATE MOR
2036-03-31
2036-03-31
5.356 - 5.356
Other Instrument
GOVERNMENT AGENCY
7420000.00
2444201.09
WAMU MORTGAGE SERIES 2006-AR-1
2037-01-25
2037-01-25
2.145 - 2.145
Other Instrument
GOVERNMENT AGENCY
19979810.00
6279550.09
ALTERNATIVE LOAN TRUST RESECUR
2036-04-25
2036-04-25
0.836 - 0.836
Other Instrument
GOVERNMENT AGENCY
5000000.00
1381786.91
ALTERNATIVE LOAN TRUST 2007-2C
2037-03-25
2037-03-25
5.75 - 5.75
Other Instrument
GOVERNMENT AGENCY
5600000.00
3599309.35
ALTERNATIVE LOAN TRUST, 2007-9
2037-05-25
2037-05-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
21250000.00
9995188.23
ALTERNATIVE LOAN TRUST 2007-19
2037-08-25
2037-08-25
6 - 6
Other Instrument
GOVERNMENT AGENCY
8000000.00
5227975.85
BCAP LLC TRUST 2006-AA2
2037-01-25
2037-01-25
0.405 - 0.405
Other Instrument
GOVERNMENT AGENCY
127930000.00
32632367.19
BANK OF AMERICA STRUCTURED NOT
2035-12-25
2035-12-25
N/A
Other Instrument
GOVERNMENT AGENCY
995918.00
265610.77
BANC OF AMERICA MORTGAGE 2006-
2046-10-20
2046-10-20
6.026 - 6.026
Other Instrument
GOVERNMENT AGENCY
15775000.00
3700245.55
BANC OF AMERICA FUNDING 2007-C
2036-05-20
2036-05-20
2.706 - 2.706
Other Instrument
GOVERNMENT AGENCY
7090000.00
2642119.12
BEAR STEARNS ALT-A TRUST 2002-
2036-01-25
2036-05-25
2.69 - 2.754
Other Instrument
GOVERNMENT AGENCY
83883825.00
13715571.26
First Tier Security
2012-10-16
2012-10-16
N
N
N
307000000.00
307000000.00
0.0027
Y
307000000.00
307000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.92%
44U99V7G7
0000318336
Other Repurchase Agreement
N
DAVIS SQUARE FUNDING VI, LTD.
2041-09-07
2041-09-07
0.585 - 0.585
Other Instrument
ASSET BACKED
79145000.00
15177549.56
FORT SHERIDAN ABS CDO, LTD
2041-11-05
2041-11-05
0.538 - 0.538
Other Instrument
ASSET BACKED
600860000.00
205363080.99
First Tier Security
2012-10-22
2012-10-22
N
N
N
204000000.00
204000000.00
0.0018
Y
204000000.00
204000000.00
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLC, 0.92%
44U99V7R3
0000318336
Other Repurchase Agreement
N
ACE SECURITIES CORP.
2035-09-25
2035-12-25
0.396 - 0.646
Other Instrument
ASSET BACKED
66015000.00
3741759.90
CWABS ASSET-BACKED CERTIFICATE
2037-03-25
2037-03-25
0.405 - 0.405
Other Instrument
ASSET BACKED
51995000.00
35031751.25
CWABS ASSET-BACKED CERTIFICATE
2047-10-25
2047-10-25
0.465 - 0.465
Other Instrument
ASSET BACKED
13525250.00
5359634.79
CITIGROUP HELOC TRUST 2006-NCB
2036-05-15
2036-05-15
0.43 - 0.43
Other Instrument
ASSET BACKED
17038000.00
7883123.76
CWABS ASSET-BACKED CERTIFICATE
2047-11-25
2047-11-25
0.356 - 0.356
Other Instrument
ASSET BACKED
24981000.00
17666423.00
GSAA HOME EQUITY TRUST 2007-5
2047-04-25
2047-04-25
0.375 - 0.375
Other Instrument
ASSET BACKED
48690000.00
2241838.08
GSR MORTGAGE LOAN TRUST 2006-1
2036-04-25
2036-04-25
0.396 - 0.396
Other Instrument
ASSET BACKED
30000000.00
11083728.08
CSFB HOME EQUITY ASSET TRUST 2
2036-07-25
2036-07-25
0.626 - 0.626
Other Instrument
ASSET BACKED
27800000.00
4912785.16
INDYMAC,INC
2036-06-25
2036-06-25
0.366 - 0.366
Other Instrument
ASSET BACKED
52000000.00
4030176.70
MERRILL LYNCH MORTGAGE INVESTO
2037-11-25
2037-11-25
0.386 - 0.386
Other Instrument
ASSET BACKED
45900000.00
15994018.02
NOMURA HOME EQUITY LOAN, INC H
2037-02-25
2037-02-25
6.058 - 6.058
Other Instrument
ASSET BACKED
16418000.00
1240978.26
First Tier Security
2012-10-24
2012-10-24
N
N
N
101000000.00
101000000.00
0.0009
Y
101000000.00
101000000.00
Deutsche Bank Securities, Inc.
Deutsche Bank Securities, Inc., 0.33%
46J99EQS6
0000058056
Other Repurchase Agreement
N
CAPITAL ONE FINL CORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
250000.00
5195000.00
CELGENE CORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
147.00
335.16
COMERICA INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
56770.00
450753.80
GENERAL MTRS CO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
5911358.00
64089224.32
HARTFORD FINL SVCS GROUP INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
261427.00
2627341.35
First Tier Security
2012-09-04
2012-09-04
N
N
N
67000000.00
67000000.00
0.0006
N
67000000.00
67000000.00
ING Financial Markets LLC
ING Financial Markets LLC, 0.29%
45K99PGK9
0000877559
Other Repurchase Agreement
N
AT & T INC
2038-05-15
2038-05-15
6.4 - 6.4
Other Instrument
CORPORATE
23000000.00
30717802.41
ARCHER-DANIELS MIDLAND COMPANY
2013-03-01
2013-03-01
7.125 - 7.125
Other Instrument
CORPORATE
3000000.00
3204735.16
CATERPILLAR INC.
2021-05-27
2021-05-27
3.9 - 3.9
Other Instrument
CORPORATE
7700000.00
8857656.25
CATERPLR FIN.SRV.CO.
2013-04-05
2013-04-05
2 - 2
Other Instrument
CORPORATE
100000.00
101797.01
CINGULAR WIRELESS
2031-12-15
2031-12-15
7.125 - 7.125
Other Instrument
CORPORATE
31576352.00
44314683.52
DANSKE BANK A/S
2015-04-01
2015-04-01
3.75 - 3.75
Other Instrument
CORPORATE
1830291.00
1864187.98
DETROIT EDISON COMPANY
2018-06-15
2018-06-15
5.6 - 5.6
Other Instrument
CORPORATE
1000000.00
1231616.62
DISNEY (WALT) CO, THE
2021-08-16
2021-08-16
2.75 - 2.75
Other Instrument
CORPORATE
6635000.00
6972529.97
GOLDMAN SACHS GROUP, INC. (THE
2037-10-01
2037-10-01
6.75 - 6.75
Other Instrument
CORPORATE
3738111.00
3969434.64
HEWLETT PACKARD COMPANY
2014-05-30
2014-05-30
1.55 - 1.55
Other Instrument
CORPORATE
566250.00
571077.22
MORGAN STANLEY GROUP INC.
2017-01-09
2017-01-09
5.45 - 5.45
Other Instrument
CORPORATE
14941989.00
15761569.30
MORGAN STANLEY
2015-10-15
2015-10-15
5.375 - 5.375
Other Instrument
CORPORATE
3568057.00
3823588.01
VERIZON COMMUNICATIONS
2038-02-15
2038-02-15
6.4 - 6.4
Other Instrument
CORPORATE
305000.00
409440.13
First Tier Security
2012-09-04
2012-09-04
N
N
N
116000000.00
116000000.00
0.0010
N
116000000.00
116000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.32%
45A99N5H4
Other Repurchase Agreement
N
ACORN INTERNATIONAL, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
24.00
70.32
ANHEUSER-BUSCH INBEV SA/NV
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
191548.00
15965525.80
++++++++++++++++++++++++++
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
177452.00
1110849.52
BALLANTYNE OF OMAHA INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
18673.00
79733.71
BALLY TECHNOLOGIES INCORPORATE
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
1461070.00
64696179.60
BITAUTO HLDGS LTD
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
3376.00
15867.20
CHINA DIGITAL TV HOLDINGS CO.,
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
1000.00
2770.00
CROWN HOLDINGS INC <
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
459517.00
16616134.72
E-COMMERCE CHINA DANGDANG INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
284355.00
1435992.75
E-HOUSE (CHINA) HOLDINGS LIMIT
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
730170.00
3555927.90
GIANT INTERACTIVE GROUP INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
242753.00
1155504.28
HARTE-HANKS COMMUNICATIONS, IN
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
15860.00
111178.60
KINROSS GOLD CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
33253.00
282983.03
LUBYS CAFETERIAS INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
3083.00
19607.88
MFA MORTGAGE INVESTMENTS INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
5204.00
42568.72
MFC INDL LTD
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
9202.00
77112.76
NOVAGOLD RESOURCE INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
2867098.00
12500547.28
OI S A
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
6366.00
28328.70
ADR PAMPA ENERGIA SA F
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
401930.00
1631835.80
PROMOTORA DE INFORMACIONES S.A
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
422735.00
938471.70
RICHMONT MINES INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
19783.00
76164.55
SPDR GOLD TRUST
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
7123443.00
1143455070.36
SIMCERE PHARMACEUTICAL GROUP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
2389.00
18036.95
STEELCASE INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
61969.00
604197.75
WHITING PETROLEUM CORPORATION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
44325.00
1935672.75
XINYUAN REAL ESTATE CO., LTD.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
188900.00
517586.00
YOUKU COM INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
926792.00
15746196.08
First Tier Security
2012-09-04
2012-09-04
N
N
N
1180000000.00
1180000000.00
0.0103
N
1180000000.00
1180000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.63%
45A99NVG7
Other Repurchase Agreement
N
AMERIGROUP CORPORATION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
286943.00
26048685.54
BLUEGREEN CORPORATION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
69495.00
398901.30
BROWN & BROWN INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
220889.00
5769620.68
CHENIERE ENERGY INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
278063.00
4040255.39
GP STRATEGIES CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
170.00
3400.00
GLOBAL PAYMENTS INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
266444.00
11006801.64
JANUS CAPITAL GROUP INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
123685.00
1068638.40
MODINE MFG CO
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
13750.00
96250.00
MOVADO GROUP, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
23530.00
822844.10
NACCO INDS INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
2814.00
297158.40
THE NEW YORK TIMES COMPANY
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
38.00
348.08
NORTHWEST NATURAL GAS COMPANY
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
772.00
38036.44
NU SKIN ASIA PACIFIC, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
526600.00
21738048.00
OKLAHOMA GAS & ELECTRI
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
222313.00
12020463.91
OCEANEERING INTL INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
26120.00
1390890.00
OFFICE DEPOT
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
242637.00
366381.87
OLD REPUBLIC INTERNATIONAL COR
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
82.00
724.88
ORBITAL SCIENCES CORP. <OSC>
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
11186.00
155373.54
OXFORD INDS INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
28169.00
1516900.65
PAR PHARMACEUTICALS COMPANIES
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
13080.00
650991.60
PARK ELECTROCHEMICAL CORP.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
4263.00
110369.07
PARKER DRILLING COMPANY
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
102592.00
417549.44
PARKWAY PROPERTIES, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
10695.00
123420.30
PENN VA CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
166153.00
1031810.13
PIEDMONT NATURAL GAS COMPANY,
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
3380.00
105591.20
PLANTRONICS INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
4036.00
141986.48
PROASSURANCE CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
12587.00
1126788.24
QUESTAR CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
107009.00
2107007.21
RAYMOND JAMES FINANCIAL INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
10776.00
378345.36
RELIANCE STEEL & ALUMINUM CO.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
1033287.00
52625306.91
UDR INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
6453.00
162938.25
First Tier Security
2012-10-18
2012-10-18
N
N
N
134000000.00
134000000.00
0.0012
Y
134000000.00
134000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.70%
45A99NVS1
Other Repurchase Agreement
N
ALLIANCE PETROLEUM COR
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
4025000.00
3751895.70
ANIXTER INTL INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
39046000.00
43947210.10
COINSTAR
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
17250000.00
24757890.00
EQUINIX, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
29657000.00
56465534.12
EXTERRAN HOLDINGS INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
43434000.00
47348358.95
GOODRICH PETE CORP
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
16452000.00
15797259.76
HERTZ GLOBAL HOLDINGS, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
83716000.00
154513365.46
LENNAR CORPORATION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
38307000.00
61112153.08
NAVISTAR INTERNATIONAL CORPORA
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
11957000.00
10866318.33
OMNICARE, INC.
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
3474000.00
4729215.26
ON SEMICONDUCTOR CORPORTION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
5503000.00
5601624.77
PSS WORLD MEDICAL INC
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
20950000.00
25126885.30
SAN DISK CORPORATION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
2750000.00
3045396.75
UAL CORPORATION
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
55155000.00
123849283.94
UNITED STATES STEEL CORP+
2012-08-31
2012-08-31
N/A
Other Instrument
OTHER NOTE
2100000.00
2150689.80
First Tier Security
2012-10-22
2012-10-22
N
N
N
536000000.00
536000000.00
0.0047
Y
536000000.00
536000000.00
J.P. Morgan Clearing Corp.
J.P. Morgan Clearing Corp., 0.87%
45A99NFC4
Other Repurchase Agreement
N
101-500
2012-08-31
2012-08-31
N/A
Other Instrument
EQUITY
13625174.00
293316994.59
First Tier Security
2012-10-19
2012-10-19
N
N
N
269000000.00
269000000.00
0.0023
Y
269000000.00
269000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.27%
46S99VLM6
0001287279
Other Repurchase Agreement
N
FEDERAL NATIONAL MORTGAGE ASSOC
2020-07-01
2042-09-01
3 - 6.5
Government Agency Debt
1849674649.00
1458622311.73
First Tier Security
2012-09-05
2012-09-05
N
N
N
1430000000.00
1430000000.00
0.0124
N
1430000000.00
1430000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.34%
46S99VLK0
0001287279
Other Repurchase Agreement
N
51-100
2013-05-15
2066-09-01
0 - 12
Other Instrument
CORPORATE
178455000.00
194256293.19
First Tier Security
2012-09-04
2012-09-04
N
N
N
185000000.00
185000000.00
0.0016
N
185000000.00
185000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.49%
46S99VLF1
0001287279
Other Repurchase Agreement
N
51-100
2018-07-25
2049-12-10
0 - 12.367
Other Instrument
MORTGAGE
2013988472.00
287335531.31
First Tier Security
2012-09-07
2012-09-07
Y
JPMORGAN SECS (NON GOV REPO)
N/A
N/A
N
N
266000000.00
266000000.00
0.0023
N
266000000.00
266000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.64%
46S99VLL8
0001287279
Other Repurchase Agreement
N
ALTERNATIVE LOAN TRUST 2007-21
2037-09-25
2037-09-25
0.735 - 0.735
Other Instrument
GOVERNMENT AGENCY
35981300.00
8163689.31
INDYMAC INDX MORTGAGE LOAN TRU
2036-10-25
2036-10-25
0.435 - 0.435
Other Instrument
GOVERNMENT AGENCY
50000000.00
14319460.09
INDYMAC INDA MORTGAGE LOAN TRU
2037-08-25
2037-08-25
5.644 - 5.644
Other Instrument
GOVERNMENT AGENCY
45000000.00
17735730.26
STRUCTURED ASSET MORTGAGE INVE
2036-05-25
2036-05-25
0.456 - 0.456
Other Instrument
GOVERNMENT AGENCY
46000000.00
14231948.61
WASHINGTON MUTUAL MORTGAGE PAS
2047-05-25
2047-05-25
0.987 - 0.987
Other Instrument
GOVERNMENT AGENCY
7280000.00
2793336.53
First Tier Security
2012-09-04
2012-09-04
N
N
N
53000000.00
53000000.00
0.0005
N
53000000.00
53000000.00
J.P. Morgan Securities, Inc.
J.P. Morgan Securities, Inc., 0.95%
45A99WDV4
0001287279
Other Repurchase Agreement
N
51-100
2016-12-12
2046-08-25
0 - 49.11
Other Instrument
MORTGAGE
3416494949.00
203888832.27
First Tier Security
2012-09-21
2012-09-21
N
N
N
188000000.00
188000000.00
0.0016
Y
188000000.00
188000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.30%
46S99WUG7
0000728612
Other Repurchase Agreement
N
501-1000
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
149483341.00
3834128375.10
First Tier Security
2012-09-04
2012-09-04
N
N
N
3550000000.00
3550000000.00
0.0308
N
3550000000.00
3550000000.00
Merrill Lynch, Pierce, Fenner & Smith
Merrill Lynch, Pierce, Fenner & Smith, 0.65%
46S99WUD4
0000728612
Other Repurchase Agreement
N
101-500
2012-11-08
2056-08-15
0 - 113.148
Other Instrument
MORTGAGE
16765616298.00
2143954830.20
First Tier Security
2012-09-04
2012-09-04
N
N
N
1985000000.00
1985000000.00
0.0172
N
1985000000.00
1985000000.00
Mizuho Securities USA, Inc.
Mizuho Securities USA, Inc., 0.32%
47H993AH1
Other Repurchase Agreement
N
ALEXANDER & BALDWIN INC NEW COM
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
665000.00
19577600.00
BLACKSTONE GROUP L P
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1354440.00
18610005.60
BROADCOM CORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
365481.00
12788180.19
CIT GROUP INC NEW
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
440788.00
16692641.56
COGNIZANT TECHNOLOGY SOLUTIONS
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
322667.00
20595834.61
EXPRESS SCRIPTS HLDG CO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
306499.00
18920183.27
GENERAL ELEC CO
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
838637.00
17309467.68
HOWARD HUGHES CORP
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
198262.00
12986161.00
ISHARES TR
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
259100.00
21883586.00
MONSANTO CO NEW
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
134308.00
11707628.36
MOSAIC CO NEW
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
304887.00
17314532.73
NEWELL RUBBERMAID INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
681225.00
12071307.00
NEXEN INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
653175.00
16512264.00
PNC FINL SVCS GROUP INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
277600.00
17222304.00
POST HLDGS INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
490496.00
14641305.60
SUNOCO INC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
347000.00
16374930.00
VIACOM INC NEW
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
256112.00
12782549.92
VIMPELCOM LTD
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
1617622.00
16871797.46
INGERSOLL-RAND PLC
2049-01-01
2049-01-01
N/A
Other Instrument
EQUITY
445074.00
20509009.92
First Tier Security
2012-09-04
2012-09-04
N
N
N
292000000.00
292000000.00
0.0025
N
292000000.00
292000000.00
Mizuho Securities USA, Inc.
Mizuho Securities USA, Inc., 0.33%
47H993AF5
Other Repurchase Agreement
N
501-1000
2013-05-01
2067-12-15
0 - 7.875
Other Instrument
CORPORATE
74102792.00
898066508.59
First Tier Security
2012-09-04
2012-09-04
N
N
N
833000000.00
833000000.00
0.0072
N
833000000.00
833000000.00
Mizuho Securities USA, Inc.
Mizuho Securities USA, Inc., 0.43%
46J99X7V8
Other Repurchase Agreement
N
AFFILIATED MANAGERS GROUP INC
2038-08-15
2038-08-15
3.95 - 3.95
Other Instrument
EQUITY
8550000.00
9430697.50
ALCOA INC
2014-03-15
2014-03-15
5.25 - 5.25
Other Instrument
EQUITY
10861000.00
15984224.21
ARES CAP CORP
2016-06-01
2016-06-01
5.125 - 5.125
Other Instrument
EQUITY
10000000.00
10403125.00
HEALTH CARE REIT INC
2029-12-01
2029-12-01
3 - 3
Other Instrument
EQUITY
16047000.00
19276458.75
LAM RESH CORP
2016-05-15
2016-05-15
N/A
Other Instrument
EQUITY
6320156.00
6084554.63
PRICELINE COM INC
2015-03-15
2015-03-15
1.25 - 1.25
Other Instrument
EQUITY
10543000.00
21528952.43
PROLOGIS L P
2015-03-15
2015-03-15
3.25 - 3.25
Other Instrument
EQUITY
7609000.00
8560019.32
PROSPECT CAP CORP
2016-08-15
2016-08-15
5.5 - 5.5
Other Instrument
EQUITY
13000000.00
13080527.78
RAYONIER TRS HLDGS INC
2015-08-15
2015-08-15
4.5 - 4.5
Other Instrument
EQUITY
13700000.00
20440400.00
TEXTRON INC
2013-05-01
2013-05-01
4.5 - 4.5
Other Instrument
EQUITY
27402000.00
55317787.49
TRANSOCEAN INC
2037-12-15
2037-12-15
1.5 - 1.5
Other Instrument
EQUITY
31749000.00
31730479.75
WEINGARTEN RLTY INVS
2026-08-01
2026-08-01
0.019 - 0.019
Other Instrument
EQUITY
273000.00
283352.89
First Tier Security
2012-09-07
2012-09-07
Y
MIZUHO SECS USA (NON GOV REPO)
N/A
N/A
N
N
202000000.00
202000000.00
0.0018
N
202000000.00
202000000.00
Mizuho Securities USA, Inc.
Mizuho Securities USA, Inc., 0.88%
46J99X8L9
Other Repurchase Agreement
N
GOVERNMENT NATIONAL MORTAGE ASSOC
2037-10-20
2037-10-20
6.253 - 6.253
Government Agency Debt
20371774.00
561276.47
ACE SECS CORP HOME EQUITY LN
2035-12-25
2035-12-25
0.666 - 0.666
Other Instrument
ASSET BACKED
8000000.00
251015.33
ALTERNATIVE LN TR 2006-39CB
2037-01-25
2037-01-25
0.686 - 0.686
Other Instrument
MORTGAGE
53035714.00
4773716.09
AMERICAN HOME MTG ASSETS TR
2046-10-25
2046-10-25
0.496 - 1.318
Other Instrument
MORTGAGE
65000000.00
1855057.10
AMERICAN HOME MTG INVT TR
2035-01-25
2035-01-25
0.786 - 0.786
Other Instrument
MORTGAGE
15000000.00
1409035.50
ASSET BACKED SECS CORP HOME
2036-03-25
2036-03-25
0.606 - 0.606
Other Instrument
ASSET BACKED
8000000.00
8465.95
BANC AMER FDG CORP
2035-04-25
2035-04-25
0.687 - 0.687
Other Instrument
MORTGAGE
6000000.00
878976.00
BANC AMER FDG 2007-5 TR
2037-07-25
2037-07-25
6 - 6
Other Instrument
MORTGAGE
12178000.00
595630.60
BEAR STEARNS ARM TR
2034-02-25
2034-02-25
3.461 - 3.461
Other Instrument
MORTGAGE
7754500.00
1703182.94
BEAR STEARNS ASSET BACKED SECS
2035-02-25
2035-02-25
0.736 - 0.736
Other Instrument
MORTGAGE
11100000.00
1542909.82
CSMC ASSET-BACKED TR 2007-NC1
2037-09-25
2037-09-25
0.986 - 0.986
Other Instrument
ASSET BACKED
25000000.00
3283260.23
CWABS INC
2035-05-25
2035-05-25
1.256 - 1.256
Other Instrument
ASSET BACKED
5000000.00
257177.32
CARRINGTON MTG LN TR
2035-10-25
2035-10-25
0.886 - 0.886
Other Instrument
ASSET BACKED
14435000.00
104286.86
CITIGROUP MTG LN TR
2035-05-25
2035-05-25
0.896 - 0.896
Other Instrument
ASSET BACKED
6500000.00
3266364.29
CREDIT SUISSE FIRST BOSTON MTG
2034-12-25
2034-12-25
1.386 - 1.386
Other Instrument
MORTGAGE
16800000.00
6147938.70
DSLA MTG LN TR
2045-02-19
2045-08-19
0.567 - 1.391
Other Instrument
ASSET BACKED,MORTGAGE
82337000.00
1775615.35
FIRST FRANKLIN MTG LN TR
2036-07-25
2036-07-25
0.516 - 0.516
Other Instrument
ASSET BACKED
9000000.00
170252.25
FIRST FRANKLIN MTG LN TR
2034-02-25
2036-06-25
0.476 - 2.606
Other Instrument
ASSET BACKED
74418994.00
6680262.17
GS MTG SECS CORP
2035-03-25
2035-06-25
0.666 - 0.936
Other Instrument
ASSET BACKED
20295000.00
1849792.71
GREENPOINT MTG FDG TR SER
2046-09-25
2046-09-25
0.486 - 0.486
Other Instrument
MORTGAGE
65868000.00
3014193.29
HSI ASSET SECURITIZATION CORP
2035-12-25
2035-12-25
0.776 - 0.776
Other Instrument
MORTGAGE
6000000.00
250849.50
HARBORVIEW MTG LN TR
2036-01-19
2036-01-19
0.577 - 0.577
Other Instrument
MORTGAGE
23000000.00
1051166.39
HARBORVIEW MTG LN TR 2007 7
2047-11-25
2047-11-25
1.236 - 1.236
Other Instrument
MORTGAGE
34961333.00
1199487.66
IMPAC SECD ASSETS CORP
2034-11-25
2034-11-25
1.211 - 1.211
Other Instrument
MORTGAGE
5000000.00
893498.75
INDYMAC MBS INC
2035-03-25
2035-03-25
2.675 - 2.675
Other Instrument
MORTGAGE
16500000.00
1829910.12
NATIONAL COLLEGIATE STUDENT LN
2029-04-25
2029-04-25
0.516 - 0.516
Other Instrument
ASSET BACKED
5000000.00
3820069.58
NATIONAL COLLEGIATE STUDENT LN
2028-11-25
2028-11-25
0.366 - 0.366
Other Instrument
ASSET BACKED
30162.00
24831.33
RAAC SER 2006 SP3 TR
2036-08-25
2036-08-25
0.576 - 0.576
Other Instrument
ASSET BACKED
3509633.00
1160617.79
RESIDENTIAL ASSET MTG PRODS
2034-03-25
2034-03-25
4.57 - 4.57
Other Instrument
ASSET BACKED
8000000.00
1110358.27
SAXON ASSET SECS TR 2007-3
2037-09-25
2037-09-25
N/A
Other Instrument
ASSET BACKED
35874000.00
316855.14
SECURITIZED ASSET BACKED
2035-08-25
2035-08-25
0.676 - 0.676
Other Instrument
ASSET BACKED
12000000.00
4130695.33
SPECIALTY UNDERWRITING &
2036-09-25
2036-09-25
0.736 - 0.736
Other Instrument
ASSET BACKED
6580000.00
2652319.04
STRUCTURED ASSET MTG INVTS II
2036-05-25
2036-05-25
0.496 - 0.496
Other Instrument
MORTGAGE
25925000.00
701212.94
STRUCTURED ASSET SECS CORP MTG
2037-06-25
2037-06-25
0.436 - 0.436
Other Instrument
ASSET BACKED
42936000.00
4018122.62
STRUCTURED ASSET SECS CORP MTG
2037-06-25
2037-06-25
0.486 - 0.486
Other Instrument
ASSET BACKED
21969000.00
148596.49
WASHINGTON MUT MTG SECS CORP
2036-02-25
2036-02-25
0.566 - 0.566
Other Instrument
MORTGAGE
40000000.00
741016.19
WASHINGTON MUT MTG PAA THRU
2047-05-25
2047-05-25
0.466 - 0.466
Other Instrument
MORTGAGE
51939000.00
286958.58
WELLS FARGO MTG BACKED SECS
2034-08-25
2034-08-25
2.654 - 2.654
Other Instrument
MORTGAGE
7359000.00
2624299.06
WELLS FARGO ALTERNATIVE LN
2035-10-25
2035-10-25
0.686 - 0.686
Other Instrument
MORTGAGE
4500000.00
2015307.00
First Tier Security
2012-10-29
2012-10-29
N
N
N
64000000.00
64000000.00
0.0006
Y
64000000.00
64000000.00
Mizuho Securities USA, Inc.
Mizuho Securities USA, Inc., 0.97%
46J99X8M7
Other Repurchase Agreement
N
US TREASURY
2019-11-15
2019-11-15
3.375 - 3.375
Treasury Debt
1863900.00
2183206.37
GOVERNMENT NATIONAL MORTAGE ASSOC
2035-03-20
2037-10-20
5.903 - 6.263
Government Agency Debt
204722827.00
3774082.66
ALLY FINL INC
2020-03-15
2020-03-15
8 - 8
Other Instrument
CORPORATE
3044091.00
3673879.60
AMERICAN TOWER CORP
2021-11-01
2021-11-01
5.9 - 5.9
Other Instrument
CORPORATE
7000.00
8253.26
B/E AEROSPACE INC
2020-10-01
2020-10-01
6.875 - 6.875
Other Instrument
CORPORATE
2000000.00
2267291.66
BALL CORP
2021-05-15
2021-05-15
5.75 - 5.75
Other Instrument
CORPORATE
535542.00
586113.53
CROWN AMERS LLC / CROWN AMERS
2021-02-01
2021-02-01
6.25 - 6.25
Other Instrument
CORPORATE
140000.00
155429.17
FORD MTR CR CO LLC
2014-06-01
2014-06-01
8 - 8
Other Instrument
CORPORATE
5000000.00
5626250.00
HOME EQUITY ASSET TR
2036-08-25
2036-08-25
0.516 - 0.516
Other Instrument
ASSET BACKED
46000000.00
16322084.17
HOMEBANC MTG TR
2035-03-25
2035-03-25
0.696 - 0.936
Other Instrument
MORTGAGE
46652000.00
8454284.77
HOMEBANC MTG RUST 2007-1
2047-04-25
2047-04-25
2.669 - 2.669
Other Instrument
ASSET BACKED
27454000.00
694533.51
IMPAC SECD ASSETS CORP
2034-11-25
2034-11-25
1.136 - 1.136
Other Instrument
MORTGAGE
15000000.00
7813068.75
LONG BEACH MTG LN TR
2035-02-25
2035-02-25
1.661 - 1.661
Other Instrument
ASSET BACKED
13500000.00
776134.75
LUMINENT MTG TR
2046-02-25
2046-02-25
0.516 - 0.516
Other Instrument
MORTGAGE
26400000.00
1111082.40
MASCO CORP
2016-10-03
2016-10-03
6.125 - 6.125
Other Instrument
CORPORATE
35000.00
38928.77
MASTR ASSET BACKED SECS TR
2036-01-25
2036-01-25
0.616 - 0.616
Other Instrument
ASSET BACKED
3000000.00
66676.17
MERITAGE MTG LN TR
2035-11-25
2035-11-25
0.766 - 0.766
Other Instrument
ASSET BACKED
3509633.00
629679.34
MERRILL LYNCH MTG INVS INC
2036-12-25
2036-12-25
0.636 - 0.636
Other Instrument
ASSET BACKED
21759000.00
2019799.12
MERRILL LYNCH FIRST FRANKLIN
2037-10-25
2037-10-25
3.236 - 3.236
Other Instrument
ASSET BACKED
17898000.00
404083.15
MERRILL LYNCH FIRST FRANKLIN
2037-10-25
2037-10-25
1.236 - 1.236
Other Instrument
ASSET BACKED
26578000.00
905087.21
MORGAN STANLEY ABS CAP I INC
2035-12-25
2035-12-25
0.696 - 0.696
Other Instrument
ASSET BACKED
9000000.00
80333.25
MORGAN STANLEY ABS CAP I INC
2035-01-25
2035-01-25
1.106 - 1.106
Other Instrument
MORTGAGE
8500000.00
2529454.08
MORGAN STANLEY MTG LN TR
2036-06-25
2036-06-25
3.106 - 3.106
Other Instrument
MORTGAGE
8508000.00
1449829.61
MORGAN STANLEY IXIS REAL
2036-07-25
2036-07-25
0.386 - 0.386
Other Instrument
ASSET BACKED
10000000.00
3022038.84
MORGAN STANLEY ABS CAP INC SER
2036-09-25
2036-09-25
0.536 - 0.536
Other Instrument
ASSET BACKED
43264450.00
512261.90
NEW CENTY HOME EQUITY LN TR
2035-03-25
2035-03-25
1.086 - 1.086
Other Instrument
ASSET BACKED
27276000.00
1048089.52
PARK PL SECS INC
2035-06-25
2035-06-25
0.866 - 0.866
Other Instrument
ASSET BACKED
9000000.00
2263005.00
PIONEER NAT RES CO
2016-07-15
2016-07-15
5.875 - 5.875
Other Instrument
CORPORATE
161000.00
183301.72
First Tier Security
2012-11-30
2012-11-30
N
N
N
64000000.00
64000000.00
0.0006
Y
64000000.00
64000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.32%
42T99QPC3
0000050916
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2019-07-15
2042-04-15
0 - 169.001
Government Agency Debt
1304811475.00
57448080.48
FEDERAL NATIONAL MORTGAGE ASSOC
2018-09-25
2042-09-25
0 - 36.25
Government Agency Debt
853816480.00
33197559.36
First Tier Security
2012-09-04
2012-09-04
N
N
N
88000000.00
88000000.00
0.0008
N
88000000.00
88000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.45%
42T99QPD1
0000050916
Other Repurchase Agreement
N
AGCO CORP DEL
2036-12-15
2036-12-15
1.25 - 1.25
Other Instrument
EQUITY
6000.00
7110.83
AVIS BUDGET GROUP INC
2014-10-01
2014-10-01
3.5 - 3.5
Other Instrument
EQUITY
35000.00
44129.17
BOSTON PPTYS LTD PARTNERSHIP
2036-05-15
2036-05-15
3.75 - 3.75
Other Instrument
EQUITY
14000.00
16429.58
BRISTOW GROUP INC
2038-06-15
2038-06-15
3 - 3
Other Instrument
EQUITY
751000.00
765143.83
CADENCE DESIGN SYS INC
2013-12-15
2013-12-15
1.5 - 1.5
Other Instrument
EQUITY
10000.00
9956.67
CAL DIVE INTL INC
2025-12-15
2025-12-15
3.25 - 3.25
Other Instrument
EQUITY
5606000.00
5644463.39
CARRIZO OIL & GAS INC
2028-06-01
2028-06-01
4.375 - 4.375
Other Instrument
EQUITY
4056000.00
4105432.50
CHARLES RIV LABORATORIES INTL
2013-06-15
2013-06-15
2.25 - 2.25
Other Instrument
EQUITY
24000.00
24264.00
COSTCO COS INC
2017-08-19
2017-08-19
N/A
Other Instrument
EQUITY
161000.00
360438.75
CUBIST PHARMACEUTICALS INC
2013-06-15
2013-06-15
2.25 - 2.25
Other Instrument
EQUITY
22000.00
33187.00
D R HORTON INC
2014-05-15
2014-05-15
2 - 2
Other Instrument
EQUITY
175000.00
266811.81
EQUINIX INC
2016-06-15
2016-06-15
4.75 - 4.75
Other Instrument
EQUITY
9000.00
21971.50
FLOTEK INDS INC DEL
2028-02-15
2028-02-15
5.25 - 5.25
Other Instrument
EQUITY
59000.00
61128.92
FLUOR CORP NEW
2024-02-15
2024-02-15
N/A
Other Instrument
EQUITY
75000.00
139643.75
FRANKLIN BK CORP
2027-05-01
2027-05-01
4 - 4
Other Instrument
EQUITY
9970000.00
747750.00
GENERAL CABLE CORP DEL NEW
2029-11-15
2029-11-15
4.5 - 4.5
Other Instrument
EQUITY
40000.00
41230.00
GREATBATCH INC
2013-06-15
2013-06-15
2.25 - 2.25
Other Instrument
EQUITY
2490000.00
2492490.00
HERCULES OFFSHORE INC
2038-06-01
2038-06-01
3.375 - 3.375
Other Instrument
EQUITY
3312000.00
3319245.00
HERCULES TECHNOLOGY GROWTH CAP
2016-04-15
2016-04-15
N/A
Other Instrument
EQUITY
5905000.00
6164327.92
HOLOGIC INC
2037-12-15
2037-12-15
2 - 2
Other Instrument
EQUITY
6243000.00
6222536.83
INTERMUNE INC
2018-09-15
2018-09-15
2.5 - 2.5
Other Instrument
EQUITY
4000.00
3026.11
JDS UNIPHASE CORP
2026-05-15
2026-05-15
1 - 1
Other Instrument
EQUITY
5015000.00
4985885.14
JEFFERIES GROUP INC NEW
2029-11-01
2029-11-01
3.875 - 3.875
Other Instrument
EQUITY
1000.00
969.17
LDK SOLAR CO LTD
2013-04-15
2013-04-15
4.75 - 4.75
Other Instrument
EQUITY
18000.00
11100.50
L-3 COMMUNICATIONS CORP
2035-08-01
2035-08-01
3 - 3
Other Instrument
EQUITY
1000.00
998.75
LEAP WIRELESS INTL INC
2014-07-15
2014-07-15
4.5 - 4.5
Other Instrument
EQUITY
50000.00
47287.50
LIFEPOINT HOSPS INC
2025-08-15
2025-08-15
3.25 - 3.25
Other Instrument
EQUITY
10000.00
10051.94
MEDTRONIC INC
2013-04-15
2013-04-15
1.625 - 1.625
Other Instrument
EQUITY
5139000.00
5209090.25
MICRON TECHNOLOGY INC
2014-06-01
2032-05-01
0 - 1.875
Other Instrument
EQUITY
3010000.00
2876184.38
MOLSON COORS BREWING CO
2013-07-30
2013-07-30
2.5 - 2.5
Other Instrument
EQUITY
6000.00
6185.42
MYLAN INC
2015-09-15
2015-09-15
3.75 - 3.75
Other Instrument
EQUITY
2000000.00
3747083.33
NASDAQ OMX GROUP INC
2013-08-15
2013-08-15
2.5 - 2.5
Other Instrument
EQUITY
26000.00
26191.39
NAVISTAR INTL CORP NEW
2014-10-15
2014-10-15
3 - 3
Other Instrument
EQUITY
84000.00
76657.00
NETWORK EQUIP TECHNOLOGIES
2014-05-15
2014-05-15
N/A
Other Instrument
EQUITY
10000.00
5377.97
NEWMONT MNG CORP
2014-07-15
2017-07-15
1.25 - 1.625
Other Instrument
EQUITY
71000.00
90642.69
OMNICOM GROUP INC
2038-07-01
2038-07-01
N/A
Other Instrument
EQUITY
2000.00
2167.50
ONYX PHARMACEUTICALS INC DEL
2016-08-15
2016-08-15
4 - 4
Other Instrument
EQUITY
3357000.00
6543725.50
PDL BIOPHARMA INC
2015-05-01
2015-05-01
3.75 - 3.75
Other Instrument
EQUITY
50000.00
59375.00
PROLOGIS
2037-04-01
2038-05-15
1.875 - 2.625
Other Instrument
EQUITY
309000.00
311197.88
REGIS CORP MINN
2014-07-15
2014-07-15
5 - 5
Other Instrument
EQUITY
3775000.00
4917461.81
ROYAL GOLD INC
2019-06-15
2019-06-15
2.875 - 2.875
Other Instrument
EQUITY
50000.00
55428.47
SOTHEBYS
2013-06-15
2013-06-15
3.125 - 3.125
Other Instrument
EQUITY
7000.00
7807.43
STILLWATER MNG CO
2028-03-15
2028-03-15
1.875 - 1.875
Other Instrument
EQUITY
91000.00
90763.02
TEREX CORP NEW
2015-06-01
2015-06-01
4 - 4
Other Instrument
EQUITY
5000.00
7781.25
TEVA PHARMACEUTICAL FIN CO
2026-02-01
2026-02-01
0.25 - 0.25
Other Instrument
EQUITY
2000.00
2110.42
TIVO INC
2016-03-15
2016-03-15
N/A
Other Instrument
EQUITY
1000.00
1158.44
UNITED RENTALS INC
2015-11-15
2015-11-15
4 - 4
Other Instrument
EQUITY
158000.00
459468.39
VIRGIN MEDIA INC
2016-11-15
2016-11-15
6.5 - 6.5
Other Instrument
EQUITY
2742000.00
4532221.33
WESCO INTL INC
2029-09-15
2029-09-15
6 - 6
Other Instrument
EQUITY
13000.00
28520.92
WESTERN REFINING INC
2014-06-15
2014-06-15
5.75 - 5.75
Other Instrument
EQUITY
10000.00
26283.89
First Tier Security
2012-09-04
2012-09-04
N
N
N
60000000.00
60000000.00
0.0005
N
60000000.00
60000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.58%
42T99QNL5
0000050916
Other Repurchase Agreement
N
51-100
2020-11-25
2051-02-10
0 - 7
Other Instrument
MORTGAGE
1053965335.00
115434052.69
First Tier Security
2012-09-07
2012-09-07
Y
RBC CAP MARKETS LLC(NON-GV RP)
N/A
N/A
N
N
107000000.00
107000000.00
0.0009
N
107000000.00
107000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.61%
42T99QMW2
0000050916
Other Repurchase Agreement
N
51-100
2013-04-24
2032-06-01
0 - 11.5
Other Instrument
CORPORATE
45470376.00
45396292.31
First Tier Security
2012-09-07
2012-09-07
Y
RBC CAP MARKETS LLC(NON-GV RP)
N/A
N/A
N
N
42000000.00
42000000.00
0.0004
N
42000000.00
42000000.00
RBC Capital Markets Co.
RBC Capital Markets Co., 0.61%
42T99QMX0
0000050916
Other Repurchase Agreement
N
ALG STUDENT LN TR II
2047-07-01
2047-07-01
N/A
Other Instrument
ASSET BACKED
6575359.00
4653578.83
ALG STUDENT LN TR I
2044-07-01
2044-07-01
N/A
Other Instrument
ASSET BACKED
400000.00
280453.60
ALLY MASTER OWNER TR
2016-01-15
2016-01-15
2.15 - 2.15
Other Instrument
ASSET BACKED
88110.00
89765.72
AMERICAN EXPRESS CR ACCOUNT
2018-03-15
2018-03-15
N/A
Other Instrument
ASSET BACKED
13072.00
13105.81
BA CR CARD TR
2019-06-17
2019-06-17
5.17 - 5.17
Other Instrument
ASSET BACKED
1428217.00
1683493.33
BAYVIEW FINL SECS CO LLC
2036-04-28
2036-04-28
0.536 - 0.536
Other Instrument
ASSET BACKED
7000000.00
3513523.72
BEAR STEARNS ASSET BACKED SECS
2035-10-25
2035-10-25
2.686 - 2.686
Other Instrument
ASSET BACKED
10410000.00
2809515.14
CPS AUTO RECEIVABLES TR 2012-B
2019-09-16
2019-09-16
4.27 - 4.27
Other Instrument
ASSET BACKED
2200000.00
2245332.49
CWABS ASSET-BACKED CTFS TR
2046-08-25
2046-08-25
5.826 - 5.826
Other Instrument
ASSET BACKED
830000.00
605124.70
CWABS INC
2034-07-25
2034-07-25
0.496 - 0.496
Other Instrument
ASSET BACKED
28623898.00
5976856.44
CWABS INC
2035-03-25
2035-05-25
0.886 - 1.186
Other Instrument
ASSET BACKED
4808131.00
3305980.75
CWABS ASSET-BACKED CTFS TR
2033-11-25
2033-11-25
0.406 - 0.406
Other Instrument
ASSET BACKED
10437119.00
5997393.85
CWABS ASSET-BACKED CTFS TR
2034-02-25
2034-02-25
0.466 - 0.466
Other Instrument
ASSET BACKED
10000000.00
3963075.83
CWABS ASSET BACKED CTF TR
2030-06-25
2034-03-25
0.366 - 0.416
Other Instrument
ASSET BACKED
11492203.00
7477705.99
CABELAS CR CARD MASTER NT TR
2019-10-15
2019-10-15
0.79 - 0.79
Other Instrument
ASSET BACKED
117000.00
117441.08
CITIBANK CR CARD ISSUANCE TR
2017-11-20
2017-11-20
5.1 - 5.1
Other Instrument
ASSET BACKED
150000.00
173872.25
CWABS ASSET-BACKED CTFS TR SER
2037-01-25
2037-01-25
0.386 - 0.386
Other Instrument
ASSET BACKED
5583335.00
2569312.13
DUTCH HILL FDG I LTD / DUTCH
2045-12-12
2045-12-12
2.218 - 2.218
Other Instrument
ASSET BACKED
1000000.00
4876.95
EDUCATION LNS INC
2035-12-01
2036-12-01
N/A
Other Instrument
ASSET BACKED
47144842.00
7707756.22
GCO ED LN FDG MASTER TRUST-II
2046-08-25
2046-08-25
N/A
Other Instrument
ASSET BACKED
5311129.00
4970489.12
GSAA HOME EQUITY TR 2006-13
2036-07-25
2036-07-25
6.04 - 6.04
Other Instrument
ASSET BACKED
1963340.00
987788.85
GOAL CAP FDG TR 2007-1
2042-03-25
2042-03-25
N/A
Other Instrument
ASSET BACKED
5000000.00
4332290.00
INDOSUEZ CAP FDG VI LTD
2012-09-14
2012-09-14
13.235 - 13.235
Other Instrument
ASSET BACKED
5750000.00
189797.09
INTERSTAR MILLENNIUM SER
2035-09-27
2035-09-27
1.961 - 1.961
Other Instrument
ASSET BACKED
3000000.00
289209.53
J P MORGAN MTG ACQUISITION TR
2037-01-25
2037-01-25
5.784 - 5.784
Other Instrument
ASSET BACKED
6800000.00
4310636.10
K2 STUDENT LN TR I
2045-07-01
2045-07-01
N/A
Other Instrument
ASSET BACKED
2000000.00
1439970.00
LONG BEACH MTG LN TR
2034-07-25
2034-07-25
1.091 - 1.091
Other Instrument
ASSET BACKED
1530000.00
1212495.55
MASTR SPECIALIZED LN TR
2036-01-25
2036-01-25
0.536 - 0.536
Other Instrument
ASSET BACKED
21120000.00
2434259.34
MERRILL LYNCH MTG INVS INC
2034-07-25
2034-07-25
1.031 - 1.031
Other Instrument
ASSET BACKED
763704.00
533852.77
MORGAN STANLEY ABS CAP I INC
2034-03-25
2034-03-25
1.091 - 1.091
Other Instrument
ASSET BACKED
9743691.00
5453561.70
MORGAN STANLEY ABS CAP I INC
2032-12-27
2034-05-25
1.136 - 1.886
Other Instrument
ASSET BACKED
12796145.00
7212751.03
MORGAN STANLEY ABS CAP I INC
2037-01-25
2037-01-25
0.336 - 0.456
Other Instrument
ASSET BACKED
14960000.00
6533621.10
MORGAN STANLEY ABS CAP I INC
2037-02-25
2037-02-25
0.466 - 0.466
Other Instrument
ASSET BACKED
15000000.00
5787141.82
RAAC SER 2007 SP3 TR
2047-09-25
2047-09-25
1.436 - 1.436
Other Instrument
ASSET BACKED
8570000.00
2697275.54
SLM STUDENT LN TR
2028-09-15
2028-09-15
N/A
Other Instrument
ASSET BACKED
100000.00
98928.70
SKYBOX CDO LTD / SKYBOX CDO
2040-12-11
2040-12-11
N/A
Other Instrument
ASSET BACKED
5000000.00
342217.60
STRUCTURED ASSET SECS CORP
2032-08-25
2032-08-25
0.936 - 0.936
Other Instrument
ASSET BACKED
99235000.00
1613869.54
STRUCTURED ASSET SECS CORP MTG
2031-04-25
2031-04-25
0.536 - 0.536
Other Instrument
ASSET BACKED
10313507.00
4501204.97
SUNTRUST STUDENT LN TR
2020-07-28
2020-07-28
0.547 - 0.547
Other Instrument
ASSET BACKED
3000000.00
498139.35
TRIP RAIL MASTER FDG LLC
2041-07-15
2041-07-15
6.024 - 6.024
Other Instrument
ASSET BACKED
3825949.00
4389179.71
U S ED LN TR IV LLC
2046-09-01
2046-09-01
N/A
Other Instrument
ASSET BACKED
240391.00
167350.84
U S ED LN TR III LLC
2039-06-01
2039-06-21
N/A
Other Instrument
ASSET BACKED
1441440.00
392725.86
WAMU ASSET-BACKED CTFS WAMU
2037-01-25
2037-01-25
0.346 - 0.346
Other Instrument
ASSET BACKED
1000.00
389.89
WORLD OMNI AUTO RECEIVABLES TR
2015-05-15
2015-05-15
2.21 - 2.21
Other Instrument
ASSET BACKED
500000.00
506286.89
First Tier Security
2012-09-07
2012-09-07
Y
RBC CAP MARKETS LLC(NON-GV RP)
N/A
N/A
N
N
105000000.00
105000000.00
0.0009
N
105000000.00
105000000.00
RBS Securities, Inc.
RBS Securities, Inc., 0.65%
35J99R4Y1
0000808379
Other Repurchase Agreement
N
51-100
2012-10-01
2051-03-12
0 - 12
Other Instrument
MORTGAGE
3358066973.00
283700075.35
First Tier Security
2012-09-07
2012-09-07
Y
RBS SECS INC (NON GOV REPO)
N/A
N/A
N
N
266000000.00
266000000.00
0.0023
N
266000000.00
266000000.00
RBS Securities, Inc.
RBS Securities, Inc., 0.95%
35J99R5A2
0000808379
Other Repurchase Agreement
N
101-500
2032-08-25
2052-11-23
0 - 38.187
Other Instrument
MORTGAGE
3453120918.00
429999633.35
First Tier Security
2012-09-17
2012-09-17
N
N
N
398000000.00
398000000.00
0.0035
Y
398000000.00
398000000.00
RBS Securities, Inc.
RBS Securities, Inc., 0.95%
35J99R5B0
0000808379
Other Repurchase Agreement
N
FEDERAL HOME LOAN MORTGAGE CORP
2017-11-15
2039-02-15
0.25 - 7.5
Government Agency Debt
458272361.00
4183923.34
FEDERAL NATIONAL MORTGAGE ASSOC
2013-10-25
2052-07-25
0 - 11.203
Government Agency Debt
4073573527.00
101557782.06
GOVERNMENT NATIONAL MORTAGE ASSOC
2034-03-16
2052-04-16
0.053 - 5.863
Government Agency Debt
1337620437.00
120900366.03
First Tier Security
2012-09-21
2012-09-21
N
N
N
220000000.00
220000000.00
0.0019
Y
220000000.00
220000000.00
Royal Bank of Scotland PLC
Royal Bank of Scotland PLC, 0.65%
40Q995HA9
Other Repurchase Agreement
N
51-100
2012-11-15
2052-04-27
0 - 13.065
Other Instrument
MORTGAGE
3753670550.00
287050886.22
First Tier Security
2012-09-07
2012-09-07
Y
ROYAL BK SCOT PLC(NON GOV REPO
N/A
N/A
N
N
266000000.00
266000000.00
0.0023
N
266000000.00
266000000.00
Royal Bank of Scotland PLC
Royal Bank of Scotland PLC, 0.95%
40Q995HB7
Other Repurchase Agreement
N
51-100
2015-01-18
2051-02-10
0 - 41.128
Other Instrument
MORTGAGE
19999755094.00
356873977.99
First Tier Security
2012-10-01
2012-10-01
N
N
N
331000000.00
331000000.00
0.0029
Y
331000000.00
331000000.00
UBS Securities LLC
UBS Securities LLC, 0.62%
23M99SVA3
0000230611
Other Repurchase Agreement
N
ANNALY CAP MGMT INC
2015-05-15
2015-05-15
5 - 5
Other Instrument
EQUITY
649000.00
662610.97
CEMEX S A B DE C V
2018-03-15
2018-03-15
3.75 - 3.75
Other Instrument
EQUITY
5159429.00
4939078.39
CHESAPEAKE ENERGY CORP
2035-11-15
2035-11-15
2.75 - 2.75
Other Instrument
EQUITY
1300000.00
1222776.39
CIENA CORP
2018-10-15
2018-10-15
3.75 - 3.75
Other Instrument
EQUITY
53000.00
56135.83
CORPORATE OFFICE PPTYS L P
2030-04-15
2030-04-15
4.25 - 4.25
Other Instrument
EQUITY
4500000.00
4532875.00
CUBIST PHARMACEUTICALS INC
2017-11-01
2017-11-01
2.5 - 2.5
Other Instrument
EQUITY
1051000.00
1795458.33
EQUINIX INC
2014-10-15
2014-10-15
3 - 3
Other Instrument
EQUITY
2949000.00
5607032.00
FLOTEK INDS INC DEL
2028-02-15
2028-02-15
5.25 - 5.25
Other Instrument
EQUITY
71000.00
73561.92
FOREST CITY ENTERPRISES INC
2016-10-15
2016-10-15
5 - 5
Other Instrument
EQUITY
4000000.00
5245000.00
HEALTH MGMT ASSOCS INC NEW
2028-05-01
2028-05-01
3.75 - 3.75
Other Instrument
EQUITY
471000.00
496316.25
ILLUMINA INC
2016-03-15
2016-03-15
0.25 - 0.25
Other Instrument
EQUITY
260516.00
238021.17
INSULET CORP
2016-06-15
2016-06-15
3.75 - 3.75
Other Instrument
EQUITY
4500000.00
4996875.00
JAMES RIV COAL CO
2015-12-01
2015-12-01
4.5 - 4.5
Other Instrument
EQUITY
835191.00
378967.92
KILROY RLTY L P
2014-11-15
2014-11-15
4.25 - 4.25
Other Instrument
EQUITY
13500000.00
18512062.50
LIBERTY MEDIA CORP NEW
2023-03-30
2023-03-30
3.125 - 3.125
Other Instrument
EQUITY
1159000.00
1511046.25
LIONS GATE ENTMT INC
2025-03-15
2025-03-15
3.625 - 3.625
Other Instrument
EQUITY
749000.00
1381317.24
MEDIVATION INC
2017-04-01
2017-04-01
2.625 - 2.625
Other Instrument
EQUITY
366936.00
458096.66
NEWPARK RES INC
2017-10-01
2017-10-01
4 - 4
Other Instrument
EQUITY
1746000.00
1775100.00
PMI GROUP INC
2020-04-15
2020-04-15
4.5 - 4.5
Other Instrument
EQUITY
18108000.00
4119570.00
PETROLEUM DEV CORP
2016-05-15
2016-05-15
3.25 - 3.25
Other Instrument
EQUITY
5182000.00
5076128.86
REGENERON PHARMACEUTICALS INC
2016-10-01
2016-10-01
1.875 - 1.875
Other Instrument
EQUITY
9036000.00
16674243.75
SANDISK CORP
2017-08-15
2017-08-15
1.5 - 1.5
Other Instrument
EQUITY
4085000.00
4521754.58
SILVER STD RES INC
2028-03-01
2028-03-01
4.5 - 4.5
Other Instrument
EQUITY
319000.00
321791.25
STILLWATER MNG CO
2028-03-15
2028-03-15
1.875 - 1.875
Other Instrument
EQUITY
660000.00
658281.25
TELEFLEX INC
2017-08-01
2017-08-01
3.875 - 3.875
Other Instrument
EQUITY
4200000.00
5116562.50
THERAVANCE INC
2015-01-15
2015-01-15
3 - 3
Other Instrument
EQUITY
3625000.00
4418270.83
UNITED THERAPEUTICS CORP DEL
2016-09-15
2016-09-15
1 - 1
Other Instrument
EQUITY
656549.00
841768.77
WESCO INTL INC
2029-09-15
2029-09-15
6 - 6
Other Instrument
EQUITY
2237000.00
4907791.58
First Tier Security
2012-09-07
2012-09-07
Y
UBS SECS LLC (NON GOV REPO)
N/A
N/A
N
N
93000000.00
93000000.00
0.0008
N
93000000.00
93000000.00
UBS Securities LLC
UBS Securities LLC, 0.62%
23M99SVB1
0000230611
Other Repurchase Agreement
N
AAR CORP
2014-03-01
2014-03-01
1.625 - 1.625
Other Instrument
EQUITY
5483597.00
5199135.40
BIOMARIN PHARMACEUTICAL INC
2017-04-23
2017-04-23
1.875 - 1.875
Other Instrument
EQUITY
5000000.00
9814583.33
CEMEX S A B DE C V
2018-03-15
2018-03-15
3.75 - 3.75
Other Instrument
EQUITY
2282452.00
2184972.28
HEALTH MGMT ASSOCS INC NEW
2028-05-01
2028-05-01
3.75 - 3.75
Other Instrument
EQUITY
2233000.00
2353023.75
HEARTWARE INTL INC
2017-12-15
2017-12-15
3.5 - 3.5
Other Instrument
EQUITY
47000.00
56806.03
HELIX ENERGY SOLUTIONS GROUP
2032-03-15
2032-03-15
3.25 - 3.25
Other Instrument
EQUITY
102400.00
110718.58
HORNBECK OFFSHORE SVCS INC NEW
2019-09-01
2019-09-01
N/A
Other Instrument
EQUITY
247211.00
249683.11
LIBERTY MEDIA CORP
2029-11-15
2029-11-15
4 - 4
Other Instrument
EQUITY
11305000.00
6887885.27
LIBERTY MEDIA CORP NEW
2023-03-30
2023-03-30
3.125 - 3.125
Other Instrument
EQUITY
7322000.00
9546057.50
MYLAN INC
2015-09-15
2015-09-15
3.75 - 3.75
Other Instrument
EQUITY
270700.00
507167.73
NEWPARK RES INC
2017-10-01
2017-10-01
4 - 4
Other Instrument
EQUITY
1957000.00
1989616.66
NORTHGATE MINERALS CORP
2016-10-01
2016-10-01
N/A
Other Instrument
EQUITY
65000.00
66516.67
NOVELLUS SYS INC
2041-05-15
2041-05-15
2.625 - 2.625
Other Instrument
EQUITY
8400000.00
9609425.00
PHH CORP
2017-06-15
2017-06-15
6 - 6
Other Instrument
EQUITY
3653754.00
5983631.13
PMI GROUP INC
2020-04-15
2020-04-15
4.5 - 4.5
Other Instrument
EQUITY
53545000.00
12181487.50
STEWART ENTERPRISES INC
2014-07-15
2014-07-15
3.125 - 3.125
Other Instrument
EQUITY
9350000.00
9457460.07
SUNTECH PWR HLDGS CO LTD
2013-03-15
2013-03-15
3 - 3
Other Instrument
EQUITY
188000.00
85320.67
TRINA SOLAR LTD
2013-07-15
2013-07-15
4 - 4
Other Instrument
EQUITY
100000.00
88511.11
VECTOR GROUP LTD
2014-11-15
2014-11-15
6.75 - 6.75
Other Instrument
EQUITY
2039000.00
2551298.75
VERISIGN INC
2037-08-15
2037-08-15
3.25 - 3.25
Other Instrument
EQUITY
6454000.00
9658052.45
First Tier Security
2012-09-07
2012-09-07
Y
UBS SECS LLC (NON GOV REPO)
N/A
N/A
N
N
82000000.00
82000000.00
0.0007
N
82000000.00
82000000.00
UBS Securities LLC
UBS Securities LLC, 0.65%
23M99SUY2
0000230611
Other Repurchase Agreement
N
51-100
2013-03-15
2066-12-15
0 - 7.25
Other Instrument
CORPORATE
144992906.00
144868941.58
First Tier Security
2012-09-07
2012-09-07
Y
UBS SECS LLC (NON GOV REPO)
N/A
N/A
N
N
134000000.00
134000000.00
0.0012
N
134000000.00
134000000.00