0001209191-21-061524.txt : 20211025 0001209191-21-061524.hdr.sgml : 20211025 20211025170331 ACCESSION NUMBER: 0001209191-21-061524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211021 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Angela C CENTRAL INDEX KEY: 0001735776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 211344871 MAIL ADDRESS: STREET 1: 500 WATER STREET CITY: JACKSONVILLE STATE: FL ZIP: 32202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-21 0 0000277948 CSX CORP CSX 0001735776 Williams Angela C 500 WATER STREET JACKSONVILLE FL 32202 0 1 0 0 VP & Chief Accounting Officer Common Stock 2021-10-21 4 S 0 3948 35.33 D 20541 D Common Stock 2021-10-21 4 S 0 3948 35.67 D 16593 D Common Stock 2021-10-21 4 M 0 6609 8.043 A 23202 D Common Stock 2021-10-21 4 S 0 6609 35.33 D 16593 D Common Stock 2021-10-21 4 M 0 3558 16.13 A 20151 D Common Stock 2021-10-21 4 S 0 3558 35.33 D 16593 D Common Stock 2021-10-21 4 M 0 5298 17.94 A 21891 D Common Stock 2021-10-21 4 S 0 5298 35.34 D 16593 D Common Stock 2021-10-21 4 M 0 7356 22.69 A 23949 D Common Stock 2021-10-21 4 S 0 7356 35.34 D 16593 D Common Stock 2021-10-21 4 M 0 7818 26.50 A 24411 D Common Stock 2021-10-21 4 S 0 7818 35.67 D 16593 D Common Stock 8276 I CSX Corporation 401(k) Plan Option 8.04 2021-10-21 4 M 0 6609 8.04 D 2019-02-09 2026-02-09 Common Stock 6609 0 D Option 16.13 2021-10-21 4 M 0 3558 16.13 D 2020-02-22 2027-02-22 Common Stock 3558 0 D Option 53.82 2021-10-21 4 M 0 5298 17.94 D 2021-02-06 2028-02-06 Common Stock 5298 0 D Option 22.69 2021-10-21 4 M 0 7356 22.69 D 2020-02-06 2029-02-06 Common Stock 7356 3786 D Option 26.50 2021-10-21 4 M 0 7818 26.50 D 2021-02-18 2030-02-18 Common Stock 7818 15639 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 16,326 additional shares. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 5,416 additional shares. By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. The original exercise price of the option was $24.13. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $8.04. The Stock split also resulted in the reporting person's ownership of 4,406 additional shares. The original exercise price of the option was $48.39. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $16.13. The Stock split also resulted in the reporting person's ownership of 2,372 additional shares. The original exercise price of the option was $53.82. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $17.94. The Stock split also resulted in the reporting person's ownership of 3,532 additional shares. The original exercise price of the option was $68.09. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $22.69. The Stock split also resulted in the reporting person's ownership of 7,428 additional shares. The original exercise price of the option was $79.51. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $26.50. The Stock split also resulted in the reporting person's ownership of 15,638 additional shares. /s/ Mark D. Austin, Attorney-in-Fact 2021-10-25