0001209191-16-155240.txt : 20161214
0001209191-16-155240.hdr.sgml : 20161214
20161214180116
ACCESSION NUMBER: 0001209191-16-155240
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161214
DATE AS OF CHANGE: 20161214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CSX CORP
CENTRAL INDEX KEY: 0000277948
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 621051971
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 500 WATER STREET
STREET 2: 15TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
BUSINESS PHONE: 9043593200
MAIL ADDRESS:
STREET 1: 500 WATER STREET
STREET 2: 15TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOODEN CLARENCE W
CENTRAL INDEX KEY: 0001278541
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08022
FILM NUMBER: 162051972
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-12
0
0000277948
CSX CORP
CSX
0001278541
GOODEN CLARENCE W
500 WATER STREET
JACKSONVILLE
FL
32202
0
1
0
0
President
Common Stock
2016-12-12
4
S
0
9804
36.97
D
181658
I
Clarence W. Gooden, Revocable Trust
Common Stock
2016-12-12
4
S
0
9524
36.84
D
172134
I
Clarence W. Gooden, Revocable Trust
Common Stock
2016-12-12
4
S
0
9259
36.95
D
162875
I
Clarence W. Gooden, Revocable Trust
Common Stock
56091
D
Common Stock
373
I
CSX Corporation 401(k) Plan
Common Stock
164274
I
Corkie T. Gooden Revocable Trust
Common Stock
55000
I
Clarence W. Gooden Irrevocable Trust
Common Stock
118013
I
Clarence W. Gooden Second Irrevocable Trust
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
By Trustee, Clarence W. Gooden.
By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
By: Mark D. Austin, Attorney-in-Fact
2016-12-14