-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QaWgq5BIiQV2yDQyh9ZklCXETvH/fIboJXQqnlOJLnuD+4oKP8vNVHi6Yf8Ry7ym rtl+A1jHbCwrZ/oges+lmw== 0001209191-09-022418.txt : 20090422 0001209191-09-022418.hdr.sgml : 20090422 20090422202223 ACCESSION NUMBER: 0001209191-09-022418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090420 FILED AS OF DATE: 20090422 DATE AS OF CHANGE: 20090422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOHN CHRISTOPHER CENTRAL INDEX KEY: 0001440704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 09764796 MAIL ADDRESS: STREET 1: C/O THE CHILDREN'S INVESTMENT FUND MGMT STREET 2: 7 CLIFFORD ST CITY: LONDON STATE: X0 ZIP: W1S 2WE ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHILDREN'S INVESTMENT MASTER FUND CENTRAL INDEX KEY: 0001441079 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 09764793 BUSINESS ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: BWI BUSINESS PHONE: 44 207 440 2330 MAIL ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: BWI REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHILDREN'S INVESTMENT FUND MANAGEMENT (CAYMAN) LTD. CENTRAL INDEX KEY: 0001441080 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 09764794 BUSINESS ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: BWI BUSINESS PHONE: 44 207 440 2330 MAIL ADDRESS: STREET 1: PO BOX 309GT UGLAND HOUSE STREET 2: SOUTH CHURCH STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: BWI REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Childrens Investment Fund Management (UK) LLP CENTRAL INDEX KEY: 0001362598 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 09764795 BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE BUSINESS PHONE: 44 207 440 2330 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE 4 1 c84186_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-04-20 0000277948 CSX CORP CSX 0001440704 HOHN CHRISTOPHER C/O THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP 7 CLIFFORD STREET LONDON X0 W1S 2WE UNITED KINGDOM 1 0 0 1 See Remarks 0001362598 Childrens Investment Fund Management (UK) LLP 7 CLIFFORD STREET LONDON X0 W1S 2WE UNITED KINGDOM 0 0 0 1 See Remarks 0001441080 CHILDREN'S INVESTMENT FUND MANAGEMENT (CAYMAN) LTD. PO BOX 309GT UGLAND HOUSE SOUTH CHURCH STREET, GEORGE TOWN GRAND CAYMAN E9 BWI CAYMAN ISLANDS 0 0 0 1 See Remarks 0001441079 CHILDREN'S INVESTMENT MASTER FUND PO BOX 309GT UGLAND HOUSE SOUTH CHURCH STREET, GEORGE TOWN GRAND CAYMAN E9 BWI CAYMAN ISLANDS 0 0 0 1 See Remarks Common Stock, $1.00 par value (Common Stock) 2009-04-20 4 S 0 2291897 29.07 D 15505101 I See footnote Common Stock 2009-04-20 4 S 0 93103 30.09 D 15411998 I See footnote Common Stock 2009-04-21 4 S 0 4055293 28.69 D 11356705 I See footnote Common Stock 2009-04-21 4 S 0 518756 29.40 D 10837949 I See footnote Common Stock 5150 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.645 to $29.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) of this Form 4. The Children's Investment Fund Management (Cayman) Ltd., a Cayman Islands exempted company ("TCIF") and The Children's Investment Fund Management (UK) LLP, an English limited liability partnership ("TCIF UK") serve as management companies for The Children's Investment Master Fund, a Cayman Islands exempted company (the "TCI Fund"). Christopher Hohn is the managing partner of TCIF UK and the 100% owner of TCIF, and therefore is in a position to determine the investment and voting decisions made by the TCI Fund. The Reporting Persons disclaim beneficial ownership of any and all securities reported herein in excess of their respective pecuniary interest therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Mr. Hohn is a director of the Issuer. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.65 to $30.395, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.305 to $29.305, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.31 to $29.75, inclusive. Shares of Common Stock previously reported as an exempt payment pursuant to Rule 16b-3 to Mr. Hohn of director's fees and/or annual retainer in the form of Common Stock of the Issuer pursuant to the CSX Corporation Stock Plan for Directors. Such shares of Common Stock are held directly by Mr. Hohn for the benefit of the TCI Fund. TCIF UK, TCIF and the TCI Fund may be deemed to be directors by deputization by virtue of the fact that Mr. Hohn, the managing partner of TCIF UK and the 100% owner of TCIF, serves on the board of directors of the Issuer. /s/ Christopher Hohn 2009-04-22 /s/ The Children's Investment Fund Management (UK) LLP, by Christopher Hohn, Managing Partner 2009-04-22 /s/ The Children's Investment Fund Management (Cayman) Ltd., by David de Rosa, Director 2009-04-22 /s/ The Children's Investment Master Fund, by David de Rosa, Director 2009-04-22 -----END PRIVACY-ENHANCED MESSAGE-----