-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UJo6ejg5pF4B33zvKln0evscfVtGNDwm/e+mj5lvKXA6mEFxnhJPSkVI8gyPdsEx hSQKlcwcZ2Pc/91oaCF8Kw== 0000277948-05-000045.txt : 20051003 0000277948-05-000045.hdr.sgml : 20051003 20051003163744 ACCESSION NUMBER: 0000277948-05-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050929 FILED AS OF DATE: 20051003 DATE AS OF CHANGE: 20051003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 301 WEST BAY STREET STREET 2: 21ST FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODEN CLARENCE W CENTRAL INDEX KEY: 0001278541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 051118072 BUSINESS ADDRESS: STREET 1: CSX CORP STREET 2: 500 WATER ST J120 CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043591000 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-09-29 0000277948 CSX CORP CSX 0001278541 GOODEN CLARENCE W 4216 POINTE LA VISTA ROAD WEST JACKSONVILLE FL 32207-6248 0 1 0 0 EVP and CCO Common Stock 900 D Common Stock 17000 D Common Stock 2005-09-29 4 M 0 22843 25.2813 A 40743 D Common Stock 2005-09-29 4 S 0 22843 45.50 D 17900 D Common Stock 35.6818 I Executive Stock Trust Common Stock 50.9764 I 401(k) Common Stock 17429 I Corkie T. Gooden Irrevocable Trust Employee Stock Option-option to buy 51.4375 2006-04-24 Common Stock 9000 9000 D Employee Stock Option-option to buy 46.5625 2007-04-16 Common Stock 22000 31000 D Employee Stock Option-option to buy 41.7813 2008-12-13 Common Stock 8800 39800 D Employee Stock Option-option to buy 44.8125 2009-04-26 Common Stock 12000 51800 D Employee Stock Option-option to buy 39.595 2011-05-16 Common Stock 41500 93300 D Employee Stock Option-option to buy 38.14 2012-02-12 Common Stock 30000 123300 D Employee Stock Option-option to buy 32.145 2013-05-06 Common Stock 30000 153300 D Employee Stock Option-option to buy 25.2813 2005-09-29 4 M 0 22843 D 2005-02-09 2010-02-08 Common Stock 22843 153300 D Owned pursuant to a restricted stock award on October 4, 2002; restrictions lapse October 4, 2007. Cashless exercise of stock options pursuant to the Rule 10b5-1 trading plan. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2005. These shares are held in a Trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person declaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. By Trustee of Tax Savings Thrift Plan for Employees of CSX Corporation and Affiliated Companies. By Trustee, CSX Corporation Executives Stock Trust. Granted pursuant to 1987 Long Term performance Stock Plan. Exercisable after April 24, 1997, in whole or in part, when value of CSX stock attains certain prescribed levels. The price-related exercisability restrictions lapse on April 24, 2006. Granted pursuant to 1987 Long Term performance Stock Plan. Exercisable after April 16, 1998, in whole or in part, when value of CSX stock attains certain prescribed levels. The price-related exercisability restrictions lapse on April 16, 2006. Granted pursuant to 1987 Long Term performance Stock Plan. Exercisable after December 19, 1999, in whole or in part, when value of CSX stock attains certain prescribed levels. The price-related exercisability restrictions lapse on December 13, 2007. These options became exercisable as to 4,000 shares on April 27, 2002 and as to 4,000 shares on April 27, 2003 and 4,000 shares on April 27, 2004. These options became exercisable as to one-third of options on May 17, 2004; one-third of options on May 17, 2005 and becomes exercisable for final one-third of options on May 17, 2006. These options became exercisable as to one-third of options on February 13, 2005; one-third of options becomes exercisable on February 13, 2006 and one-third of options on February 13, 2007. Options become exercisable on one-third increments on May 7 in each of the years 2006, 2007 and 2008. Cashless exercise of stock options pursuant to the Rule 10b5-1 trading plan referenced above. Clarence W. Gooden by Gordon F. Bailey, Attorney-in-Fact 2005-10-03 -----END PRIVACY-ENHANCED MESSAGE-----