0001929436-22-000006.txt : 20220802 0001929436-22-000006.hdr.sgml : 20220802 20220802152834 ACCESSION NUMBER: 0001929436-22-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220801 FILED AS OF DATE: 20220802 DATE AS OF CHANGE: 20220802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUSTON JAMES C CENTRAL INDEX KEY: 0001929436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 221128398 MAIL ADDRESS: STREET 1: 1500 N MANTUA ST CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_165946849768886.xml FORM 4 X0306 4 2022-08-01 0 0000277638 DAVEY TREE EXPERT CO NONE 0001929436 HOUSTON JAMES C 1500 N MANTUA ST KENT OH 44240 0 1 0 0 VP & GM, Residential & Commerc Common Stock 2022-08-01 4 J 0 1500 18.10 A 80627 D Common Stock 27341.7125 I By 401KSOP Stock Subscription Rights (Right to Buy) 18.1 2022-08-01 4 J 0 500 0 A 2022-08-01 2029-07-31 Common Stock 500.0 500 D The reported stock subscription rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2014 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $18.10 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2022 and will expire on July 31, 2029. This total reflects routine accumulation of 27,341.7125 common shares acquired through the Company's 401(K) benefit plan as of August 1, 2022, based on internal records. /s/James C. Houston, Christopher J. Bast, by Power of Attorney 2022-08-02