0000919574-19-006436.txt : 20191015 0000919574-19-006436.hdr.sgml : 20191015 20191015174353 ACCESSION NUMBER: 0000919574-19-006436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191010 FILED AS OF DATE: 20191015 DATE AS OF CHANGE: 20191015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plaisance Capital LLC CENTRAL INDEX KEY: 0001761269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 191151688 BUSINESS ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 720-774-6201 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kozlowski Daniel R CENTRAL INDEX KEY: 0001791057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 191151689 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PURE CYCLE CORP CENTRAL INDEX KEY: 0000276720 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 840705083 STATE OF INCORPORATION: CO FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 34501 E. QUINCY AVE STREET 2: BLDG. 34 CITY: WATKINS STATE: CO ZIP: 80137 BUSINESS PHONE: 3032923456 MAIL ADDRESS: STREET 1: 34501 E. QUINCY AVE STREET 2: BLDG. 34 CITY: WATKINS STATE: CO ZIP: 80137 4 1 ownership.xml X0306 4 2019-10-10 0 0000276720 PURE CYCLE CORP PCYO 0001761269 Plaisance Capital LLC 250 FILLMORE STREET SUITE 525 DENVER CO 80206 0 0 1 0 0001791057 Kozlowski Daniel R C/O PLAISANCE CAPITAL, LLC 250 FILLMORE STREET, SUITE 525 DENVER CO 80206 0 0 1 0 Common Stock, par value 1/3 of $0.01 per share 2019-10-10 4 P 0 5000 10.78 A 3744609 I See Footnote Common Stock, par value 1/3 of $0.01 per share 2019-10-11 4 P 0 5000 11.01 A 3749609 I See Footnote Common Stock, par value 1/3 of $0.01 per share 2019-10-14 4 P 0 5000 10.88 A 3754609 I See Footnote The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by a certain private investment fund (the "Private Fund") managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $10.69 to $10.87. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Plaisance Capital, LLC By: Daniel Kozlowski, Managing Member /s/ Daniel Kozlowski 2019-10-15 /s/ Daniel Kozlowski 2019-10-15