0000919574-19-006435.txt : 20191015 0000919574-19-006435.hdr.sgml : 20191015 20191015173144 ACCESSION NUMBER: 0000919574-19-006435 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191007 FILED AS OF DATE: 20191015 DATE AS OF CHANGE: 20191015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plaisance Capital LLC CENTRAL INDEX KEY: 0001761269 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 191151672 BUSINESS ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 720-774-6201 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plaisance SPV I, LLC CENTRAL INDEX KEY: 0001791049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 191151673 BUSINESS ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 720-774-6201 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kozlowski Daniel R CENTRAL INDEX KEY: 0001791057 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 191151674 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PURE CYCLE CORP CENTRAL INDEX KEY: 0000276720 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 840705083 STATE OF INCORPORATION: CO FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 34501 E. QUINCY AVE STREET 2: BLDG. 34 CITY: WATKINS STATE: CO ZIP: 80137 BUSINESS PHONE: 3032923456 MAIL ADDRESS: STREET 1: 34501 E. QUINCY AVE STREET 2: BLDG. 34 CITY: WATKINS STATE: CO ZIP: 80137 3 1 ownership.xml X0206 3 2019-10-07 0 0000276720 PURE CYCLE CORP PCYO 0001761269 Plaisance Capital LLC 250 FILLMORE STREET SUITE 525 DENVER CO 80206 0 0 1 0 0001791049 Plaisance SPV I, LLC C/O PLAISANCE CAPITAL, LLC 250 FILLMORE STREET, SUITE 525 DENVER CO 80206 0 0 1 0 0001791057 Kozlowski Daniel R C/O PLAISANCE CAPITAL, LLC 250 FILLMORE STREET, SUITE 525 DENVER CO 80206 0 0 1 0 Common Stock, par value 1/3 of $0.01 per share 2684097 I See Footnote Common Stock, par value 1/3 of $0.01 per share 3739609 I See Footnote The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reported securities are directly owned by certain other private funds. The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the such private funds. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Plaisance Capital, LLC By: Daniel Kozlowski, Managing Member /s/ Daniel Kozlowski 2019-10-15 Plaisance SPV I, LLC By: Plaisance Capital, LLC, its managing member By: Daniel Kozlowski, managing member of Plaisance Capital, LLC /s/ Daniel Kozlowski 2019-10-15 /s/ Daniel Kozlowski 2019-10-15