-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhB9CVIEdYcgDNVoWIGkrV62zXJXToHfvyadQFsf2yGf46XjQtYsowwvlg52r1y0 so7bYubd91lxkAafxogVdA== 0000950130-02-006948.txt : 20031219 0000950130-02-006948.hdr.sgml : 20031219 20021008153050 ACCESSION NUMBER: 0000950130-02-006948 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021008 EFFECTIVENESS DATE: 20021008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL JOHN W & CO INC /NY/ CENTRAL INDEX KEY: 0000276101 IRS NUMBER: 013294465 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00030 FILM NUMBER: 02784131 BUSINESS ADDRESS: STREET 1: 233 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2122679000 MAIL ADDRESS: STREET 1: 233 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10279 FORMER COMPANY: FORMER CONFORMED NAME: TWO HUNDRED THIRTY THREE BROADWAY ASSOCIATES INC DATE OF NAME CHANGE: 19790918 13F-HR 1 d13fhr.txt FORM 13-F 34-14852 FORM 13-F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20549 Report for the Calendar Year Ended September 30 2002 ------------------ ----- - -------------------------------------------------------------------------------- (Please read instructions before preparing form) - -------------------------------------------------------------------------------- If amended report check here: [_] Name of Institutional Investment Manager: JOHN W. BRISTOL & CO., INC. - -------------------------------------------------------------------------------- Business Address: - -------------------------------------------------------------------------------- Street City State Zip 48 WALL STREET, 18st Floor NEW YORK NY 10005 Name, Phone No., and Title of Person Duly Authorized to Submit This Report: CHARLES H. MOTT, PRESIDENT, 212-389-5880 - -------------------------------------------------------------------------------- ATTENTION -- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attach- ments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. it is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of NEW YORK and State of NEW YORK on the --------------- -------------- 8th day of October, 2002. JOHN W. BRISTOL & CO., INC. -------------------------------------------- (Name of Institutional Investment Manager) -------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file number of All Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: - ------------------- ------------------- ---------------- -------------------- 1. - ------------------- ------------------- ---------------- -------------------- 2. - ------------------- ------------------- ---------------- -------------------- 3. - ------------------- ------------------- ---------------- -------------------- 4. - ------------------- ------------------- ---------------- -------------------- 5. - ------------------- ------------------- ---------------- -------------------- 6 - ------------------- ------------------- ---------------- -------------------- 7. - ------------------- ------------------- ---------------- -------------------- SEC-1685
FORM 13 F 9/30/02 REPORTING MANAGER: JOHN W.BRISTOL & CO PAGE 1 - ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------------------- AOL TIME WARNER INC COMMON 00184A105 126664 10826 5 AOL TIME WARNER INC COMMON 00184A105 47784532 4084148 4075306 4075306 AT&T WIRELESS SVCS INC COMMON 00209A106 91806 22283 22283 22283 ADOBE SYS INC COMMON 00724F101 22868506 1197304 1194730 1194730 AMERICAN EXPRESS CO COMMON 025816109 207409 6652 4 AMERICAN EXPRESS CO COMMON 025816109 310553 9960 5 AMERICAN EXPRESS CO COMMON 025816109 102920285 3300843 3294078 3294078 AMERICAN INTL GROUP INC COMMON 026874107 79857898 1459925 1457441 1457441 AUTOZONE INC COMMON 053332102 220256 2793 4 AUTOZONE INC COMMON 053332102 230508 2923 5 AUTOZONE INC COMMON 053332102 107148265 1358715 1356068 1356068 AVON PRODS INC COMMON 054303102 200258 4344 4 AVON PRODS INC COMMON 054303102 271068 5880 5 AVON PRODS INC COMMON 054303102 93489371 2027969 2023807 2023807 BECTON DICKINSON & CO COMMON 075887109 207632 7311 5 BECTON DICKINSON & CO COMMON 075887109 91522408 3222620 3215467 3215467 BUYCO INC COMMON 124270109 5792700 193090 193090 193090 CF MARTIN & CO INC COMMON 125997106 0 35000 35000 35000 CVS CORP COMMON 126650100 73643119 2905054 2898670 2898670 --------- -------- -------- --------- -------- -------- -------- -------- COLUMN TOTALS 626893238 19857640 19765940 19765940
John W. Bristol & Co., Inc.
FORM 13F 9/30/02 REPORTING MANAGER: JOHN W. BRISTOL & CO. PAGE 2 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYS CORP COMMON 12686C109 18327565 2022910 2018506 2018506 CABOT MICROELECTRONICS C COMMON 12709P103 33062380 887819 885957 885957 CARLYLE INDS INC COMMON 143093102 41615 166461 166461 166461 CARNIVAL CORP COMMON 143658102 58143196 2316462 2311484 2311484 CELLULAR GENOMICS COMMON 150990042 134000 134000 134000 134000 CISCO SYS INC COMMON 17275R102 14688894 1401612 1398769 1398769 CINTAS CORP COMMON 172908105 219158 5228 5 CINTAS CORP COMMON 172908105 74091294 1767445 1763734 1763734 CITIGROUP INC COMMON 172967101 269341 9084 5 CITIGROUP INC COMMON 172967101 80779438 2724433 2718748 2718748 CLEAR CHANNEL COMMUNICAT COMMON 184502102 50400288 1450368 1447120 1447120 CONNECTIVITY TECHNOLOGIE COMMON 207865106 12514 28571 28571 28571 CORNING INC COMMON 219350105 45741 28588 4 CORNING INC COMMON 219350105 61706 38566 5 CORNING INC COMMON 219350105 21473843 13421152 13391897 13391897 DELL COMPUTER CORP COMMON 247025109 43084849 1832618 1828748 1828748 DOVER CORP COMMON 260003108 66485448 2619600 2613937 2613937 E M C CORP MASS COMMON 268648102 54598 11947 4 E M C CORP MASS COMMON 268648102 73166 16010 5 --------- -------- -------- ------ ------- ----- ------ -------- COLUMN TOTALS 461449033 30882874 30707932 30707932
John W. Bristol & Co., Inc.
FORM 13F 9/30/02 REPORTING MANAGER; JOHN W. BRISTOL & CO. PAGE 3 - ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------------------- E M C CORP MASS COMMON 268648102 26271504 5748688 5736532 5736532 EL PASO CORP COMMON 28336L109 25342919 3064440 3057987 3057987 ELECTRONIC DATA SYS NEW COMMON 285661104 16908223 1209458 1206777 1206777 ENCANA CORP COMMON 292505104 40099942 1332224 1329437 1329437 EQUITIES ENTERPRISES INC COMMON 29459V106 2412900 1575000 1575000 1575000 ASIP INC. COMMON 303991103 92667 92667 92667 92667 FEDERAL HOME LN MTG CORP COMMON 313400301 3722940 66600 66600 66600 FEDERAL NATL MTG ASSN COMMON 313586109 232206 3900 5 FEDERAL NATL MTG ASSN COMMON 313586109 94206331 1582236 1578424 1578424 FEDEX CORP COMMON 31428X106 70601754 1410061 1406871 1406871 FLOWERS FOODS INC COMMON 343498101 41623540 1831216 1827292 1827292 GENERAL ELEC CO COMMON 369604103 234939 9531 5 GENERAL ELEC CO COMMON 369604103 79231065 3214242 3207404 3207404 GEOPORTALS.COM COMMON 371990219 10000 10000 10000 10000 GENESIS LTD COMMON 371998105 20000 20000 20000 20000 GILLETTE CO COMMON 375766102 41773266 1411259 1408315 1408315 GRAINGER W W INC COMMON 384802104 212452 4993 4 GRAINGER W W INC COMMON 384802104 296616 6971 5 GRAINGER W W INC COMMON 384802104 97224069 2284937 2279723 2279723 --------- -------- -------- ------ ------ ----- ----- -------- COLUMN TOTALS 540517335 24878423 24803029 24803028
John W. Bristol & Co., Inc.
FORM 13 F 9/30/02 REPORTING MANAGER: JOHN W.BRISTOL & CO PAGE 4 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ HERSHEY FOODS CORP COMMON 427866108 35718090 575634 574374 574374 IMPERIAL OIL LTD COMMON 453038408 40920653 1411057 1408104 1408104 INTEL CORP COMMON 458140100 25063949 1804460 1799949 1799949 INTERNATIONAL BUSINESS M COMMON 459200101 65182242 1117857 1115420 1115420 J M HUBER CORPORATION COMMON 466999109 227218 4412 4412 4412 JOHNSON & JOHNSON COMMON 478160104 290518 5372 4 JOHNSON & JOHNSON COMMON 478160104 388457 7183 5 JOHNSON & JOHNSON COMMON 478160104 181965464 3364746 3359997 3359997 JUSTISS OIL INC COMMON 482196102 904293 17143 17143 17143 LEGGETT & PLATT INC COMMON 524660107 54480801 2752946 2747198 2747198 LEXMARK INTL NEW COMMON 529771107 56645763 1205229 1202673 1202673 MBNA CORP COMMON 55262L100 47512980 2585037 2579848 2579848 MARITZ INC COMMON 570995100 84908 84908 84908 84908 MASCO CORP COMMON 574599106 62105306 3176742 3169978 3169978 MCCORMICK & CO INC COMMON 579780206 75699420 3320150 3312975 3312975 MCDONALDS CORP COMMON 580135101 41079986 2326160 2320537 2320537 MEDTRONIC INC COMMON 585055106 204324 4851 5 MEDTRONIC INC COMMON 585055106 66573819 1580575 1577224 1577224 MERCK & CO INC COMMON 589331107 243360 5324 5 --------- -------- -------- -------- -------- -------- ------- -------- COLUMN TOTALS 755291550 25349786 25274740 25274740
John W. Bristol & Co., Inc.
FORM 13F 9/30/02 REPORTING MANAGER: JOHN W. BRISTOL & CO. PAGE 5 - ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------------------- MERCK & CO INC COMMON 589331107 87337731 1910692 1906438 1906438 MICROSOFT CORP COMMON 594918104 53363631 1220019 1217441 1217441 MOLEX INC COMMON 608554101 206976 8800 8800 8800 MOLEX INC CLASS A COMMON 608554200 28775077 1370307 1367285 1367285 MOTOROLA INC COMMON 620076109 25284178 2483711 2478073 2478073 NUCOR CORP COMMON 670346105 57749481 1523733 1520539 1520539 OFFICE DEPOT INC COMMON 676220106 184754 14972 0 4 0 OFFICE DEPOT INC COMMON 676220106 260078 21076 0 5 0 OFFICE DEPOT INC COMMON 676220106 86809827 7034832 7019560 7019560 PRIAM CORP COMMON 705993103 0 13770 13770 13770 PHILIP MORRIS COS INC COMMON 718154107 365496 9420 0 5 0 PHILIP MORRIS COS INC COMMON 718154107 78123800 2013500 2012177 2012177 PRINCETON U STORE CAP COMMON 741998108 453700 100 100 100 PROGRESSIVE CORP OHIO COMMON 743315103 261555 5166 0 4 0 PROGRESSIVE CORP OHIO COMMON 743315103 307982 6083 0 5 0 PROGRESSIVE CORP OHIO COMMON 743315103 108381920 2140666 2136139 2136139 QUOREX PHARMACEUTICALS COMMON 749990511 25000 25000 25000 25000 RESEARCH LIBRARY GROUP COMMON 761997105 492605 492605 492605 492605 RIDGEPOINT RES LTD COMMON 765990106 123 12292 12292 12292 --------- -------- -------- ------ ------ ----- ------ --------- COLUMN TOTALS 528383913 20306744 20210219 20210219
John W. Bristol & Co., Inc.
FORM 13F 9/30/02 REPORTING MANAGER: JOHN W. BRISTOL & CO. PAGE 6 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COMMON 806605101 45477649 2133098 2127303 2127303 SCHLUMBERGER LTD COMMON 806857108 42568259 1106819 1104473 1104473 SYSCO CORP COMMON 871829107 226864 7991 4 SYSCO CORP COMMON 871829107 240009 8454 5 SYSCO CORP COMMON 871829107 116241180 4094441 4086008 4086008 TEVA PHARMACEUTICAL INDS COMMON 881624209 219626 3278 5 TEVA PHARMACEUTICAL INDS COMMON 881624209 68975361 1029483 1027251 1027251 TEXAS INSTRS INC COMMON 882508104 31200074 2112395 2108054 2108054 TRAVELERS PPTY CL A COMMON 89420G109 1549146 117359 117109 117109 TRAVELERS PPTY CL B COMMON 89420G406 3266717 241442 240927 240927 UNITED PARCEL SERVICE IN COMMON 911312106 205098 3280 5 UNITED PARCEL SERVICE IN COMMON 911312106 69360902 1109242 1106584 1106584 UNITEDHEALTH GROUP INC COMMON 91324P102 38787606 444710 443678 443678 UNIVERSAL DISPLAY COMMON 91347P105 765920 127441(W) 127441 127441 VIACOM INC COMMON 925524308 233325 5754 5 VIACOM INC COMMON 925524308 93278017 2300321 2295132 2295132 VLASIC FOODS INTL INC COMMON 928559103 37 36556 36556 36556 WPP GROUP PLC COMMON 929309300 30406152 891676 889815 889815 --------- -------- -------- ------ ------ ----- ------ --------- COLUMN TOTALS 543001942 15773741 15710332 15710332
John W. Bristol & Co., Inc.
FORM 13F 9/30/02 REPORTING MANAGER: JOHN W. BRISTOL & CO. PAGE 7 - ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE CUSIP FAIR SHARES OR INVESTMENT DISCRETION MANA- VOTING AUTHORITY OF NUMBER MARKET PRINCIPAL SHARED GERS CLASS VALUE AMOUNT SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- ---------- --------- --------- ------ ------ ---- ------ --------- REPORT TOTALS 3455537011 137049208 136472192 136472192 ========== ========= ========= ====== ====== ==== ====== =========
John W. Bristol & Co., Inc. -----END PRIVACY-ENHANCED MESSAGE-----