0001225208-19-006682.txt : 20190415
0001225208-19-006682.hdr.sgml : 20190415
20190415102835
ACCESSION NUMBER: 0001225208-19-006682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190411
FILED AS OF DATE: 20190415
DATE AS OF CHANGE: 20190415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shettle Robert Mark
CENTRAL INDEX KEY: 0001385522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02183
FILM NUMBER: 19747798
MAIL ADDRESS:
STREET 1: 1500 MAIN STREET PO BOX 15189
STREET 2: BARINGS LLC
CITY: SPRINGFIELD
STATE: MA
ZIP: 01115-5189
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS CORPORATE INVESTORS
CENTRAL INDEX KEY: 0000275694
IRS NUMBER: 042483041
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 MAIN STREET
STREET 2: SUITE 600
CITY: SPRINGFIELD
STATE: MA
ZIP: 01115
BUSINESS PHONE: 4132261000
MAIL ADDRESS:
STREET 1: 1500 MAIN STREET
STREET 2: SUITE 600
CITY: SPRINGFIELD
STATE: MA
ZIP: 01115
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 20111230
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 19920717
4
1
doc4.xml
X0306
4
2019-04-11
0000275694
BARINGS CORPORATE INVESTORS
MCI
0001385522
Shettle Robert Mark
1500 MAIN STREET
P. O. BOX 15189
SPRINGFIELD
MA
01115
1
Officer of Adviser
Barings Non-Qualified Thrift Plan
2019-04-11
4
J
0
108.8536
15.3700
A
Common Shares ("Shares of Beneficial Interest")
108.8536
13150.4771
D
Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Ann Malloy as Attorney-in-fact
2019-04-15