0001437749-15-005496.txt : 20150319
0001437749-15-005496.hdr.sgml : 20150319
20150319145855
ACCESSION NUMBER: 0001437749-15-005496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150317
FILED AS OF DATE: 20150319
DATE AS OF CHANGE: 20150319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAYLAKE CORP
CENTRAL INDEX KEY: 0000275119
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391268055
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 217 N FOURTH AVE
STREET 2: PO BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
BUSINESS PHONE: 9207435551
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAUSER JOHN A
CENTRAL INDEX KEY: 0001255079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16339
FILM NUMBER: 15712686
MAIL ADDRESS:
STREET 1: P O BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
4
1
rdgdoc.xml
FORM 4
X0306
4
2015-03-17
0000275119
BAYLAKE CORP
BYLK
0001255079
HAUSER JOHN A
217 N 4TH AVE
STURGEON BAY
WI
54235
1
Senior VP Wealth Services
Restricted Stock Units
2015-03-17
2015-03-17
4
A
0
1280
0
A
1280
D
Common Stock
5112
D
Common Stock
8869
I
By IRA
Restricted Stock Units
777
D
Restricted Stock Units
2331
D
Restricted Stock Units
1433
D
Restricted Stock Units
600
D
Stock Options
12.52
2015-03-17
2015-03-17
4
A
0
2952
0
A
2025-03-17
Common Stock
2952
2952
D
Stock Options
4.1500
2021-03-15
Common Stock
3885
3885
D
Stock Options
6.2000
2022-04-01
Common Stock
3885
3885
D
Stock Options
9.5000
2023-03-19
Common Stock
2932
2932
D
Stock Options
13.9000
2024-03-18
Common Stock
3198
3198
D
The aggregate restricted stock units were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
/s/ Tasha M. Rass, Attorney-in-fact for John A. Hauser
2015-03-19