0001437749-14-022099.txt : 20141215 0001437749-14-022099.hdr.sgml : 20141215 20141215161126 ACCESSION NUMBER: 0001437749-14-022099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141212 FILED AS OF DATE: 20141215 DATE AS OF CHANGE: 20141215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUSER JOHN A CENTRAL INDEX KEY: 0001255079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 141286574 MAIL ADDRESS: STREET 1: P O BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 4 1 rdgdoc.xml FORM 4 X0306 4 2014-12-12 0000275119 BAYLAKE CORP BYLK 0001255079 HAUSER JOHN A 217 N 4TH AVE STURGEON BAY WI 54235 1 Senior VP Wealth Services Common Stock 2014-12-12 2014-12-12 4 G 0 160 0 D 3707 D Common Stock 6869 I By IRA Restricted Stock Units 1554 D Restricted Stock Units 2331 D Restricted Stock Units 1911 D Restricted Stock Units 750 D Stock Options 4.1500 2021-03-15 Common Stock 3885 3885 D Stock Options 6.2000 2022-04-01 Common Stock 3885 3885 D Stock Options 9.5000 2023-03-19 Common Stock 2932 2932 D Stock Options 13.9000 2024-03-18 Common stock 3198 3198 D The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. /s/ Tasha M. Rass, Attorney-in-fact for John A Hauser 2014-12-15