0001437749-14-022099.txt : 20141215
0001437749-14-022099.hdr.sgml : 20141215
20141215161126
ACCESSION NUMBER: 0001437749-14-022099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141212
FILED AS OF DATE: 20141215
DATE AS OF CHANGE: 20141215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAYLAKE CORP
CENTRAL INDEX KEY: 0000275119
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391268055
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 217 N FOURTH AVE
STREET 2: PO BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
BUSINESS PHONE: 9207435551
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAUSER JOHN A
CENTRAL INDEX KEY: 0001255079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16339
FILM NUMBER: 141286574
MAIL ADDRESS:
STREET 1: P O BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-12-12
0000275119
BAYLAKE CORP
BYLK
0001255079
HAUSER JOHN A
217 N 4TH AVE
STURGEON BAY
WI
54235
1
Senior VP Wealth Services
Common Stock
2014-12-12
2014-12-12
4
G
0
160
0
D
3707
D
Common Stock
6869
I
By IRA
Restricted Stock Units
1554
D
Restricted Stock Units
2331
D
Restricted Stock Units
1911
D
Restricted Stock Units
750
D
Stock Options
4.1500
2021-03-15
Common Stock
3885
3885
D
Stock Options
6.2000
2022-04-01
Common Stock
3885
3885
D
Stock Options
9.5000
2023-03-19
Common Stock
2932
2932
D
Stock Options
13.9000
2024-03-18
Common stock
3198
3198
D
The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
/s/ Tasha M. Rass, Attorney-in-fact for John A Hauser
2014-12-15