0001437749-14-020137.txt : 20141110
0001437749-14-020137.hdr.sgml : 20141110
20141110102720
ACCESSION NUMBER: 0001437749-14-020137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141106
FILED AS OF DATE: 20141110
DATE AS OF CHANGE: 20141110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAYLAKE CORP
CENTRAL INDEX KEY: 0000275119
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391268055
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 217 N FOURTH AVE
STREET 2: PO BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
BUSINESS PHONE: 9207435551
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AGNEW ROBERT W
CENTRAL INDEX KEY: 0001254923
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16339
FILM NUMBER: 141207032
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-11-06
0000275119
BAYLAKE CORP
BYLK
0001254923
AGNEW ROBERT W
217 N 4TH AVE
STURGEON BAY
WI
54235
1
Common Stock
2014-11-06
2014-11-06
4
P
0
1000
12
A
72068.718
D
Common Stock
5757.2346
I
By ESPP
10% Convertible Promissory Notes due 2017
5.0000
2017-06-30
Common Stock
10000
50000
D
The convertible promissory note is convertible into shares of common stock at a conversion ratio of one share of common stock for each $5.00 in aggregate principal amount held on the record date of the conversion, subject to adjustment for stock dividends, stock-splits, repurchases or reclassifications, as described in the security.
The holder of the convertible promissory note may, at the option of the holder, convert up to the full principal amount of the convertible promissory notes into shares of common stock at any time prior to redemption or maturity. On October 1, 2014, up to one-half of the original principal amount of the convertible promissory note will automatically convert into shares of common stock.
June 30, 2017, is the stated maturity date of the convertible promissory notes.
/s/ Tasha M. Rass, Attorney-in-fact for Robert W. Agnew
2014-11-10