0001181431-14-023862.txt : 20140624 0001181431-14-023862.hdr.sgml : 20140624 20140613121300 ACCESSION NUMBER: 0001181431-14-023862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140612 FILED AS OF DATE: 20140613 DATE AS OF CHANGE: 20140613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUSER JOHN A CENTRAL INDEX KEY: 0001255079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 14909322 MAIL ADDRESS: STREET 1: P O BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 4 1 rrd411688.xml X0306 4 2014-06-12 0 0000275119 BAYLAKE CORP BYLK 0001255079 HAUSER JOHN A 217 N 4TH AVE STURGEON BAY WI 54235-2405 0 1 0 0 Senior Vice President Common Stock 2014-06-12 2014-06-12 4 S 0 392 12.50 D 3867 D Common Stock 6869 I By IRA Restricted Stock Units 1554 D Restricted Stock Units 2331 D Restricted Stock Units 1911 D Restricted Stock Units 750 D Stock Options 4.15 2021-03-15 Common Stock 3885 3885 D Stock Options 6.20 2022-04-01 Common Stock 3885 3885 D Stock Options 9.50 2023-03-19 Common Stock 2932 2932 D Stock Options 13.90 2024-03-18 Common Stock 3198 3198 D The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. Tasha M. Rass, Attorney-in-fact for John A. Hauser 2014-06-13