0001181431-14-023862.txt : 20140624
0001181431-14-023862.hdr.sgml : 20140624
20140613121300
ACCESSION NUMBER: 0001181431-14-023862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140612
FILED AS OF DATE: 20140613
DATE AS OF CHANGE: 20140613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAYLAKE CORP
CENTRAL INDEX KEY: 0000275119
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391268055
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 217 N FOURTH AVE
STREET 2: PO BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
BUSINESS PHONE: 9207435551
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAUSER JOHN A
CENTRAL INDEX KEY: 0001255079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16339
FILM NUMBER: 14909322
MAIL ADDRESS:
STREET 1: P O BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
4
1
rrd411688.xml
X0306
4
2014-06-12
0
0000275119
BAYLAKE CORP
BYLK
0001255079
HAUSER JOHN A
217 N 4TH AVE
STURGEON BAY
WI
54235-2405
0
1
0
0
Senior Vice President
Common Stock
2014-06-12
2014-06-12
4
S
0
392
12.50
D
3867
D
Common Stock
6869
I
By IRA
Restricted Stock Units
1554
D
Restricted Stock Units
2331
D
Restricted Stock Units
1911
D
Restricted Stock Units
750
D
Stock Options
4.15
2021-03-15
Common Stock
3885
3885
D
Stock Options
6.20
2022-04-01
Common Stock
3885
3885
D
Stock Options
9.50
2023-03-19
Common Stock
2932
2932
D
Stock Options
13.90
2024-03-18
Common Stock
3198
3198
D
The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
Tasha M. Rass, Attorney-in-fact for John A. Hauser
2014-06-13