0001181431-13-030626.txt : 20130524
0001181431-13-030626.hdr.sgml : 20130524
20130524153842
ACCESSION NUMBER: 0001181431-13-030626
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130520
FILED AS OF DATE: 20130524
DATE AS OF CHANGE: 20130524
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAYLAKE CORP
CENTRAL INDEX KEY: 0000275119
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391268055
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 217 N FOURTH AVE
STREET 2: PO BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
BUSINESS PHONE: 9207435551
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JEANQUART LOUIS JAMES
CENTRAL INDEX KEY: 0001486969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16339
FILM NUMBER: 13871963
MAIL ADDRESS:
STREET 1: 217 N 4TH AVE
STREET 2: PO BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235
4
1
rrd381367.xml
X0306
4
2013-05-20
0
0000275119
BAYLAKE CORP
BYLK
0001486969
JEANQUART LOUIS JAMES
217 N 4TH AVE
STURGEON BAY
WI
54235-2405
1
0
0
0
Common Stock
216579
D
Common Stock
2013-05-20
2013-05-20
4
P
0
200
9.50
A
24693
I
By IRA
Common Stock
3000
I
By JIT Corp
Common Stock
1710.5056
I
By ESPP
10% Convertible Promissory Notes due 2017
5
2017-06-30
Common Stock
80000
400000
D
JIT Corp. owns 3,000 shares of which the filer, as C.O.B. of JIT Corp, has pecuniary interest.
The convertible promissory note is convertible into shares of common stock at a conversion ratio of one share of common stock for each $5.00 in aggregate principal amount held on the record date of the conversion, subject to adjustment for stock dividends, stock-splits, repurchases or reclassifications, as described in the security.
The holder of the convertible promissory note may, at the option of the holder, convert up to the full principal amount of the convertible promissory notes into shares of common stock at any time prior to redemption or maturity. On October 1, 2014, up to one-half of the original principal amount of the convertible promissory note will automatically convert into shares of common stock.
June 30, 2017, is the stated maturity date of the convertible promissory notes.
Tasha M. Rass, Attorney-in-fact for Rick Jeanquart
2013-05-24