0001181431-13-030626.txt : 20130524 0001181431-13-030626.hdr.sgml : 20130524 20130524153842 ACCESSION NUMBER: 0001181431-13-030626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130524 DATE AS OF CHANGE: 20130524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEANQUART LOUIS JAMES CENTRAL INDEX KEY: 0001486969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 13871963 MAIL ADDRESS: STREET 1: 217 N 4TH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235 4 1 rrd381367.xml X0306 4 2013-05-20 0 0000275119 BAYLAKE CORP BYLK 0001486969 JEANQUART LOUIS JAMES 217 N 4TH AVE STURGEON BAY WI 54235-2405 1 0 0 0 Common Stock 216579 D Common Stock 2013-05-20 2013-05-20 4 P 0 200 9.50 A 24693 I By IRA Common Stock 3000 I By JIT Corp Common Stock 1710.5056 I By ESPP 10% Convertible Promissory Notes due 2017 5 2017-06-30 Common Stock 80000 400000 D JIT Corp. owns 3,000 shares of which the filer, as C.O.B. of JIT Corp, has pecuniary interest. The convertible promissory note is convertible into shares of common stock at a conversion ratio of one share of common stock for each $5.00 in aggregate principal amount held on the record date of the conversion, subject to adjustment for stock dividends, stock-splits, repurchases or reclassifications, as described in the security. The holder of the convertible promissory note may, at the option of the holder, convert up to the full principal amount of the convertible promissory notes into shares of common stock at any time prior to redemption or maturity. On October 1, 2014, up to one-half of the original principal amount of the convertible promissory note will automatically convert into shares of common stock. June 30, 2017, is the stated maturity date of the convertible promissory notes. Tasha M. Rass, Attorney-in-fact for Rick Jeanquart 2013-05-24