0001181431-13-018179.txt : 20130321 0001181431-13-018179.hdr.sgml : 20130321 20130321115812 ACCESSION NUMBER: 0001181431-13-018179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130319 FILED AS OF DATE: 20130321 DATE AS OF CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUSER JOHN A CENTRAL INDEX KEY: 0001255079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 13706889 MAIL ADDRESS: STREET 1: P O BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 4 1 rrd374858.xml X0306 4 2013-03-19 0 0000275119 BAYLAKE CORP BYLK 0001255079 HAUSER JOHN A 217 N 4TH AVE STURGEON BAY WI 54235-2405 0 1 0 0 Senior Vice President Restricted Stock Units 2013-03-19 2013-03-19 4 A 0 2389 0 A 2389 D Restricted Stock Units 2331 D Restricted Stock Units 3885 D Common Stock 2050 D Common Stock 4869 I By IRA Stock Options 9.5 2013-03-19 2013-03-19 4 A 0 2932 0 A 2023-03-19 Common Stock 2932 2932 D Stock Options 4.15 2021-03-15 Common Stock 3885 3885 D Stock Options 6.20 2022-04-01 Common Stock 3885 3885 D The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. Tasha M. Rass, Attorney-in-fact for John A. Hauser 2013-03-21