0000027182-24-000008.txt : 20240214
0000027182-24-000008.hdr.sgml : 20240214
20240214150129
ACCESSION NUMBER: 0000027182-24-000008
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: RAWESH,MARYAM,NMN,
FILED AS OF DATE: 20240212
DATE AS OF CHANGE: 20240214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
ORGANIZATION NAME:
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 24636487
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I
1
primary_doc.xml
MA-I
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
N
Maryam
NMN
Rawesh
6911310
N
1
0000027182
D.A. DAVIDSON & CO.
03-16-2021
N
867-01235
LOCATED
03-16-2021
1550 MARKET ST
SUITE 300
DENVER
CO
80202
03-2021
D.A. Davidson & Co.
Denver
CO
80202
Y
Y
Compliance Examiner
12-2019
03-2021
MORGAN STANLEY
DENVER
CO
80202
Y
Y
SERVICE ASSOCIATE
01-2018
12-2019
COMMONWEALTH FINANCIAL NETWORK
COLORADO SPRINGS
CO
20921
N
Y
REGISTERED STAFF MEMBER
12-2016
12-2017
BANK OF AMERICA
DENVER
CO
80202
Y
Y
CLIENT SERVICE REPRESENTATIVE
04-2015
12-2016
WELLS FARGO
DENVER
CO
80202
N
Y
BANK TELLER
01-2013
03-2015
Cricket Wireless
Broomfield
CO
80020
N
N
Sales Representative
05-2009
05-2013
THE ACADEMY OF CHARTER SCHOOLS
WESTMINSTER
CO
80031
N
N
FULL-TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-12-2024
Marc Dispense
President Fixed Income Capital Markets