0000027182-24-000008.txt : 20240214 0000027182-24-000008.hdr.sgml : 20240214 20240214150129 ACCESSION NUMBER: 0000027182-24-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: RAWESH,MARYAM,NMN, FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 ORGANIZATION NAME: IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 24636487 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I 1 primary_doc.xml MA-I 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Maryam NMN Rawesh 6911310 N 1 0000027182 D.A. DAVIDSON & CO. 03-16-2021 N 867-01235 LOCATED 03-16-2021 1550 MARKET ST SUITE 300 DENVER CO 80202 03-2021 D.A. Davidson & Co. Denver CO 80202 Y Y Compliance Examiner 12-2019 03-2021 MORGAN STANLEY DENVER CO 80202 Y Y SERVICE ASSOCIATE 01-2018 12-2019 COMMONWEALTH FINANCIAL NETWORK COLORADO SPRINGS CO 20921 N Y REGISTERED STAFF MEMBER 12-2016 12-2017 BANK OF AMERICA DENVER CO 80202 Y Y CLIENT SERVICE REPRESENTATIVE 04-2015 12-2016 WELLS FARGO DENVER CO 80202 N Y BANK TELLER 01-2013 03-2015 Cricket Wireless Broomfield CO 80020 N N Sales Representative 05-2009 05-2013 THE ACADEMY OF CHARTER SCHOOLS WESTMINSTER CO 80031 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-12-2024 Marc Dispense President Fixed Income Capital Markets