0000027182-18-000015.txt : 20180919 0000027182-18-000015.hdr.sgml : 20180919 20180919173842 ACCESSION NUMBER: 0000027182-18-000015 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SPRUNGER,BRENT,MICHAEL, FILED AS OF DATE: 20180918 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 181078325 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 406-727-4200 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I 1 primary_doc.xml MA-I 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Brent Michael Sprunger 004543773 N 1 0000027182 D.A. DAVIDSON & CO. 09-05-2017 N 867-01235 LOCATED 09-05-2017 227 W. Monroe St, Suite 5250 Chicago IL 60606 09-2017 D.A. Davidson & Co. Chicago IL 60606 Y Y VP, Public Finance Banker 06-2005 09-2017 William Blair & Co. Chicago IL 60606 N Y Analyst N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-18-2018 Jeffrey Stanley Chief Operating Officer and SVP, Risk and Strategy