-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, sSBZ0goYwiF6GlAvzYL/AJyDCk5icqYdpUTZy6MLQlR3AU0wj11GjrIpuf1rMI4S 8S0TtU6hqiH+Uhkhb0kCRQ== 0000950103-94-003647.txt : 19941110 0000950103-94-003647.hdr.sgml : 19941110 ACCESSION NUMBER: 0000950103-94-003647 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19941109 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETNA CAPITAL LLC CENTRAL INDEX KEY: 0000920840 STANDARD INDUSTRIAL CLASSIFICATION: 6311 IRS NUMBER: 521874002 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11315 FILM NUMBER: 94558392 BUSINESS ADDRESS: STREET 1: 151 FARMINGTON AVE CITY: HARTFORD STATE: CT ZIP: 06156 MAIL ADDRESS: STREET 1: 151 FARMINGTON AVE STREET 2: FINANCIAL YF8H CITY PLACE CITY: HARTFORD STATE: CT ZIP: 06156 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AETNA LIFE & CASUALTY CO CENTRAL INDEX KEY: 0000002648 STANDARD INDUSTRIAL CLASSIFICATION: 6311 IRS NUMBER: 060843808 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05704 FILM NUMBER: 94558393 BUSINESS ADDRESS: STREET 1: 151 FARMINGTON AVE CITY: HARTFORD STATE: CT ZIP: 06156 BUSINESS PHONE: 2032730123 MAIL ADDRESS: STREET 1: 151 FARMINGTON AVE STREET 2: FINANCIAL YF8H CITY PLACE CITY: HARTFORD STATE: CT ZIP: 06156 8-A12B/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 AMENDMENT No. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 AETNA CAPITAL L.L.C. AETNA LIFE AND CASUALTY COMPANY - -------------------- ------------------------------- (Exact name of registrant as (Exact name of registrant as specified in its charter) specified in its charter) Delaware Connecticut - -------- ----------- (State of incorporation or (State of incorporation or organization) organization) 52-1874002 06-0843808 - ---------- ---------- (IRS Employer Identification (IRS Employer Identification Number) Number) c/o Aetna Life and Casualty Company 151 Farmington Avenue 151 Farmington Avenue Hartford, Connecticut 06156 Hartford, Connecticut 06156 - ---------------------------- ---------------------------- (Address of principal executive (Address of principal executive offices) offices) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which each to be so registered class of stock is to be registered ------------------- ---------------------------------- % Cumulative Monthly Income New York Stock Exchange Preferred Securities, Series A Securities to be registered pursuant to Section 12(g) of the Act: NONE ---- (Title of Class) ITEM 1. DESCRIPTION OF REGISTRANTS' SECURITIES TO BE REGISTERED For a full description of the % Cumulative Monthly Income Preferred Securities, Series A (the "Securities") being registered hereby, reference is made to the information contained under the captions "Description of the Preferred Securities," "Description of the Guarantee" and "Description of the Debentures and the Subordinated Indenture" in the Registrants' Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01) (the "Registration Statement") and information contained under the captions "Certain Terms of the Series A Preferred Securities" and "Certain Terms of the Series A Debentures" in a Prospectus Supplement relating to the Securities to be filed by Aetna and Aetna Capital L.L.C. pursuant to Rule 424(b) under the Securities Act of 1933, as amended (the "Act"). The information contained in the foregoing Registration Statement and Prospectus Supplement are incorporated herein by reference. ITEM 2. EXHIBITS 1. Specimen of Preferred Securities, incorporated herein by reference to Exhibit 4.1 to the Registration Statement on Form S-3 (File Nos. 33- 52819 and 33-52819-01). 2.1 Certificate of Formation of Aetna Capital L.L.C., incorporated herein by reference to Exhibit 3.1 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). 2.2 Form of Amended and Restated Limited Liability Company Agreement of Aetna Capital L.L.C., incorporated herein by reference to Exhibit 3.2 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33- 52819-01). 2.3 Form of Payment and Guarantee Agreement, incorporated herein by reference to Exhibit 4.2 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). 2.4 Form of Debenture, incorporated herein by reference to Exhibit 4.3 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33- 52819-01). 2.5 Form of Subordinated Indenture, incorporated herein by reference to Exhibit 4.4 to the Registration Statement on Form S-3 (File Nos. 33- 52819 and 33-52819-01). SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, Aetna Capital L.L.C. and Aetna Life and Casualty Company have duly caused this Amendment No. 1 to the Registration Statement to be signed on their behalf by the undersigned, thereto duly authorized. AETNA CAPITAL L.L.C. (Registrant) By Aetna Life and Casualty Company, as Managing Member By: /s/ ROBERT E. BROATCH ------------------------------------ Robert E. Broatch Senior Vice President, Finance and Corporate Controller of Aetna Life and Casualty Company AETNA LIFE AND CASUALTY COMPANY (Registrant) By: /s/ ROBERT E. BROATCH ------------------------------------ Robert E. Broatch Senior Vice President, Finance and Corporate Controller of Aetna Life and Casualty Company Dated: November 9, 1994 INDEX TO EXHIBITS Exhibit Number Description - ------- ----------- 1. Specimen of Preferred Securities, incorporated herein by reference to Exhibit 4.1 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). 2.1 Certificate of Formation of Aetna Capital L.L.C., incorporated herein by reference to Exhibit 3.1 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). 2.2 Form of Amended and Restated Limited Liability Company Agreement of Aetna Capital L.L.C., incorporated herein by reference to Exhibit 3.2 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). 2.3 Form of Payment and Guarantee Agreement, incorporated herein by reference to Exhibit 4.2 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). 2.4 Form of Debenture, incorporated herein by reference to Exhibit 4.3 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). 2.5 Form of Subordinated Indenture, incorporated herein by reference to Exhibit 4.4 to the Registration Statement on Form S-3 (File Nos. 33-52819 and 33-52819-01). -----END PRIVACY-ENHANCED MESSAGE-----