-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9WgDzmWTmpdlm2+Uf7+yPU03qBnhexMhky9o0ujB9pV2rQpeoPDtntWRd0D4kBH O5n9STAZCo36hW+tkZFEfw== 0000002648-96-000041.txt : 19961009 0000002648-96-000041.hdr.sgml : 19961009 ACCESSION NUMBER: 0000002648-96-000041 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961008 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXECUTIVE RISK INC /DE/ CENTRAL INDEX KEY: 0000914069 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 061388171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43487 FILM NUMBER: 96640633 BUSINESS ADDRESS: STREET 1: 82 HOPMEADOW ST CITY: SIMSBURY STATE: CT ZIP: 06070 BUSINESS PHONE: 8604082000 MAIL ADDRESS: STREET 1: 82 HOPMEADOW ST CITY: SIMSBURY STATE: CT ZIP: 06070-7683 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AETNA SERVICES INC /CT/ CENTRAL INDEX KEY: 0000002648 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 060843808 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 151 FARMINGTON AVE CITY: HARTFORD STATE: CT ZIP: 06156 BUSINESS PHONE: 8602730123 MAIL ADDRESS: STREET 1: 151 FARMINGTON AVE STREET 2: FINANCIAL YF8H CITY PLACE CITY: HARTFORD STATE: CT ZIP: 06156 FORMER COMPANY: FORMER CONFORMED NAME: AETNA SERVICES INC DATE OF NAME CHANGE: 19960724 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ______2_________)* Executive Risk Inc. ______________________________________________________________________ (Name of Issuer) Common Stock; Par Value $.01 ______________________________________________________________________ (Title of Class of Securities) 301586103 ______________________________________________________________________ (CUSIP NUMBER) Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 301 586 103 13G/A 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Aetna Services, Inc. (formerly known as Aetna Life and Casualty Company) 151 Farmington Avenue Hartford, CT. 06156-3124 IRS Identification No. 06-0843808 ______________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* N/A (a)_________ (b)_________ ______________________________________________________________________ 3. SEC USE ONLY ______________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut ______________________________________________________________________ 5. SOLE VOTING POWER 100,000 ---------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6. SHARED VOTING POWER -0- ____________________________ 7. SOLE DISPOSITIVE POWER 100,000 ____________________________ 8. SHARED DISPOSITIVE POWER -0- ____________________________ ______________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 100,000 _____________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A _____________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Less than 1%. _____________________________________________________________________ 12. TYPE OF REPORTING PERSON* IC _____________________________________________________________________ *SEE INSTRUCTION BEFORE FILLING OUT! SCHEDULE 13G/A Item 1(a). Name of Issuer: Executive Risk Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 82 Hopmeadow Street P.O. Box 2002 Simsbury, CT 06070-7683 Item 2(a). Name of Person Filing: Aetna Services, Inc. (formerly known as Aetna Life and Casualty Company) Item 2(b). Address of Principal Business Office or, if none, Residence: 151 Farmington Avenue Hartford, Connecticut 06156-3124 Item 2(c). Citizenship: Connecticut Item 2(d). Title of Class of Securities: Common Stock; Par Value $.01 Item 2(e). CUSIP Number: 301 586 103 Item 3. Statement filed pursuant to Rule 13d-1(b). Insurance company as defined in section 3(a)(19) of the Act. Item 4. Ownership. (a). Amount Beneficially Owned An option representing the right to acquire 100,000 shares of Common Stock. (b). Percent of Class: Less than 1% (c). Number of shares as to which such person has: (i) sole power to vote or to direct the vote - 100,000 (ii) shared power to vote or to direct the vote - -0- (iii) sole power to dispose or to direct the disposition of - 100,000 (iv) shared power to dispose or to direct the disposition of - -0- Item 5. Ownership of Five Percent or Less of a Class. This statement is being filed to report the fact that Aetna Services, Inc. owns less than 5% of Executive Risk Inc's common stock. Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 4, 1996 _______________ Date S/LUCILLE M. NICKERSON ________________________________________ Signature Lucille M. Nickerson, Vice President and Corporate Secretary Name/Title -----END PRIVACY-ENHANCED MESSAGE-----