0001225208-24-004314.txt : 20240319 0001225208-24-004314.hdr.sgml : 20240319 20240319163151 ACCESSION NUMBER: 0001225208-24-004314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Satterthwaite Tony CENTRAL INDEX KEY: 0001438353 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 24763911 MAIL ADDRESS: STREET 1: 1400 73RD AVENUE NE CITY: MINNEAPOLIS STATE: MN ZIP: 55432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] ORGANIZATION NAME: 06 Technology IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 93050 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 93050 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0508 4 2024-03-18 0000026172 CUMMINS INC CMI 0001438353 Satterthwaite Tony 500 JACKSON STREET COLUMBUS IN 47201 1 Senior Vice President 0 Common 2024-03-18 4 J 0 333.5447 0 D 77442.4553 D Common 2404.2123 I By 401(k) Plan Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 24250.0000 24250.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 24510.0000 24510.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 15630.0000 15630.0000 D Stock Option (Right-to-Buy) 166.1800 2022-10-16 2029-10-16 Common 9250.0000 9250.0000 D Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051 ) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024. Pursuant to the Exchange Offer, the Reporting Person disposed of 333.5447 shares of Cummins common stock in exchange for 4,012 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer. /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 2024-03-19