0001225208-24-003766.txt : 20240305 0001225208-24-003766.hdr.sgml : 20240305 20240305200032 ACCESSION NUMBER: 0001225208-24-003766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merritt Brett Michael CENTRAL INDEX KEY: 0002005219 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 24723788 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] ORGANIZATION NAME: 06 Technology IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0508 4 2024-03-01 0000026172 CUMMINS INC CMI 0002005219 Merritt Brett Michael 500 JACKSON STREET COLUMBUS IN 47201 1 V.P & Pres. - Engine Business 0 Common 2024-03-01 4 A 0 1290.0000 0.0000 A 3074.4980 D Common 2024-03-01 4 F 0 388.0000 270.2600 D 2686.4980 D Common 141.8655 I By 401(k) Plan Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 970.0000 970.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 2400.0000 2400.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 1000.0000 1000.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 1300.0000 1300.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 2160.0000 2160.0000 D Shares withheld to satisfy tax liabilities relating to earned performance shares. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 2024-03-05