0001225208-24-002280.txt : 20240216 0001225208-24-002280.hdr.sgml : 20240216 20240216145248 ACCESSION NUMBER: 0001225208-24-002280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240216 FILED AS OF DATE: 20240216 DATE AS OF CHANGE: 20240216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUMSEY JENNIFER CENTRAL INDEX KEY: 0001651631 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 24647676 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] ORGANIZATION NAME: 06 Technology IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0508 4 2024-02-16 0000026172 CUMMINS INC CMI 0001651631 RUMSEY JENNIFER 500 JACKSON STREET COLUMBUS IN 47201 1 1 President & CEO 0 Common 2024-02-16 4 M 0 1070.0000 149.3400 A 3437.0000 D Common 2024-02-16 4 S 0 739.0000 266.9148 D 2698.0000 D Common 1482.4276 I By 401(k) Plan Common 11373.0000 I By Trust Stock Option (Right-to-Buy) 149.3400 2024-02-16 4 M 0 1070.0000 0.0000 D 2017-04-02 2024-04-02 Common 1070.0000 0.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 11640.0000 11640.0000 D Stock Option (Right-to-Buy) 128.0500 2018-08-15 2025-08-15 Common 1340.0000 1340.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 2680.0000 2680.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 13320.0000 13320.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 8760.0000 8760.0000 D Stock Option (Right-to-Buy) 154.3500 2017-07-01 2024-07-01 Common 350.0000 350.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 6950.0000 6950.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 12330.0000 12330.0000 D Stock Option (Right-to-Buy) 166.1800 2022-10-16 2029-10-16 Common 1235.0000 1235.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $266.4750 - $266.95. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 2024-02-16