0001225208-23-008237.txt : 20230815 0001225208-23-008237.hdr.sgml : 20230815 20230815151010 ACCESSION NUMBER: 0001225208-23-008237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230815 DATE AS OF CHANGE: 20230815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Embree Tracy A CENTRAL INDEX KEY: 0001629977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 231174572 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0508 4 2023-08-01 0000026172 CUMMINS INC CMI 0001629977 Embree Tracy A 500 JACKSON STREET COLUMBUS IN 47201 1 President - Distribution 0 Common 2023-08-01 4 F 0 293.0000 264.9900 D 19942.0000 D Common 47.5200 I By 401(k) Plan Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 13320.0000 13320.0000 D Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. embreepoa.txt /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 2023-08-15 EX-24 2 embreepoa.txt POWER OF ATTORNEY I, Tracy Embree, of Cummins Inc. (the "Corporation"), hereby authorize and designate each of Karen M.R. Weber and Nicole Y. Lamb-Hale, my agent and attorney-in-fact, with full power of substitution, to: (1) prepare and sign on my behalf any Form 3, Form 4 or Form 5 and any amendments thereto, under Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") that are necessary or advisable for the undersigned to file under Section 16(a) and file the same with the Securities and Exchange Commission and each stock exchange on which the Corporation's stock is listed; (2) prepare and sign on my behalf any Form 144 Notice, and any amendments thereto, pursuant to Rule 144 under the Securities Act of 1933 that is necessary or advisable for the undersigned to file pursuant to Rule 144 and file the same with the Securities and Exchange Commission; and (3) do anything else which any of them in his or her discretion deems necessary or proper in connection with the foregoing. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact (or such attorney-in-fact's substitute or substitutes) shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that each attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is such attorney-in-fact's substitute or substitutes or the Corporation assuming, any of the undersigned's responsibilities to comply with the Exchange Act. This power of attorney shall become effective as of the date hereof and shall remain in effect as long as I am subject to Section 16 with respect to the Corporation, and shall not be affected by my subsequent disability or incompetence, unless otherwise revoked in writing by the undersigned. Signed: /s/ Tracy Embree Date: June 13, 2023