0001225208-21-013827.txt : 20211112 0001225208-21-013827.hdr.sgml : 20211112 20211112143253 ACCESSION NUMBER: 0001225208-21-013827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211110 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barner Sharon R CENTRAL INDEX KEY: 0001541520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 211402650 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-11-10 0000026172 CUMMINS INC CMI 0001541520 Barner Sharon R 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Administrative Off. Common 2021-11-10 4 M 0 8040.0000 136.8200 A 22226.0000 D Common 2021-11-10 4 M 0 6680.0000 111.8400 A 28906.0000 D Common 2021-11-10 4 M 0 5700.0000 149.3400 A 34606.0000 D Common 2021-11-10 4 M 0 4410.0000 120.2800 A 39016.0000 D Common 2021-11-10 4 S 0 700.0000 238.3307 D 38316.0000 D Common 2021-11-10 4 S 0 10390.0000 237.7026 D 27926.0000 D Common 2021-11-10 4 S 0 13700.0000 238.0503 D 14226.0000 D Common 2021-11-11 4 S 0 40.0000 237.9500 D 14186.0000 D Stock Option (Right-to-Buy) 120.2800 2021-11-10 4 M 0 4410.0000 0.0000 D 2014-04-02 2022-04-02 Common 4410.0000 0.0000 D Stock Option (Right-to-Buy) 111.8400 2021-11-10 4 M 0 6680.0000 0.0000 D 2015-04-02 2023-04-02 Common 6680.0000 0.0000 D Stock Option (Right-to-Buy) 149.3400 2021-11-10 4 M 0 5700.0000 0.0000 D 2017-04-02 2024-04-02 Common 5700.0000 0.0000 D Stock Option (Right-to-Buy) 136.8200 2021-11-10 4 M 0 8040.0000 0.0000 D 2018-04-02 2025-04-02 Common 8040.0000 0.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 19410.0000 19410.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 15990.0000 15990.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 12510.0000 12510.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 9560.0000 9560.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 15420.0000 15420.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.2850 - $239.4100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.2066 - $238.2050. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.9500 - $238.3100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. /s/ Sharon Barner, Attorney-in-Fact 2021-11-12