0001225208-21-004417.txt : 20210303
0001225208-21-004417.hdr.sgml : 20210303
20210303123052
ACCESSION NUMBER: 0001225208-21-004417
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brockhaus John D
CENTRAL INDEX KEY: 0001848891
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 21707910
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
3
1
doc3.xml
X0206
3
2021-03-01
0
0000026172
CUMMINS INC
CMI
0001848891
Brockhaus John D
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP-Human Resources Operations
Common
3479.0000
D
Common
22.0200
I
By 401(k) Plan
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
780.0000
D
Stock Option (Right-to-Buy)
110.6000
2013-05-03
2023-05-03
Common
150.0000
D
Stock Option (Right-to-Buy)
133.9400
2018-06-26
2028-06-26
Common
450.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
360.0000
D
Stock Option (Right-to-Buy)
141.1300
2015-05-01
2025-05-01
Common
250.0000
D
Stock Option (Right-to-Buy)
142.1200
2023-04-06
2030-04-06
Common
750.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
280.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
500.0000
D
Stock Option (Right-to-Buy)
151.0700
2019-08-13
2029-08-13
Common
400.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
610.0000
D
Stock Option (Right-to-Buy)
160.6300
2017-06-01
2027-06-01
Common
300.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
860.0000
D
Stock Option (Right-to-Buy)
207.0400
2023-10-01
2030-10-01
Common
860.0000
D
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
brockhauspoa.txt
/s/ Sharon Barner, Attorney-in-Fact
2021-03-03
EX-24
2
brockhauspoa.txt
POWER OF ATTORNEY
I, John D. Brockhaus, Vice President - Human Resources Operations, of Cummins
Inc. (the "Corporation"), hereby authorize and designate each of Mark J.
Sifferlen and Sharon R. Barner, my agent and attorney-in-fact, with full power
of substitution, to:
(1) prepare and sign on my behalf any Form 3, Form 4 or Form 5 and any
amendments thereto, under Section 16(a) of the Securities Exchange Act of 1934
(the "Exchange Act") that are necessary or advisable for the undersigned to file
under Section 16(a) and file the same with the Securities and Exchange
Commission and each stock exchange on which the Corporation's stock is listed;
(2) prepare and sign on my behalf any Form 144 Notice, and any amendments
thereto, pursuant to Rule 144 under the Securities Act of 1933 that is necessary
or advisable for the undersigned to file pursuant to Rule 144 and file the
same with the Securities and Exchange Commission; and
(3) do anything else which any of them in his or her discretion deems necessary
or proper in connection with the foregoing.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that each such
attorney-in-fact (or such attorney-in-fact's substitute or substitutes) shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that each
attorney-in-fact, in serving in such capacity at the request of the undersigned,
is not assuming, nor is such attorney-in-fact's substitute or substitutes or
the Corporation assuming, any of the undersigned's responsibilities to comply
with the Exchange Act.
This power of attorney shall become effective as of the date hereof and shall
remain in effect as long as I am subject to Section 16 with respect to the
Corporation, and shall not be affected by my subsequent disability or
incompetence, unless otherwise revoked in writing by the undersigned.
Signed: /s/ John D. Brockhaus