0001225208-20-006263.txt : 20200408 0001225208-20-006263.hdr.sgml : 20200408 20200408112227 ACCESSION NUMBER: 0001225208-20-006263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 FILED AS OF DATE: 20200408 DATE AS OF CHANGE: 20200408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark Andrew CENTRAL INDEX KEY: 0001676537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 20781469 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2020-04-06 0000026172 CUMMINS INC CMI 0001676537 Smith Mark Andrew 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Financial Officer Common 6243.0000 D Stock Option (Right-to-Buy) 142.1200 2020-04-06 4 A 0 21310.0000 0.0000 A 2023-04-06 2030-04-06 Common 21310.0000 21310.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 4360.0000 4360.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 770.0000 770.0000 D Stock Option (Right-to-Buy) 114.1300 2019-06-01 2026-06-01 Common 970.0000 970.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 528.0000 528.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 590.0000 590.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 1790.0000 1790.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 1070.0000 1070.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 4380.0000 4380.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 6080.0000 6080.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 21580.0000 21580.0000 D /s/ Mark Sifferlen, Attorney-In-Fact 2020-04-08