0001225208-20-004086.txt : 20200303
0001225208-20-004086.hdr.sgml : 20200303
20200303141114
ACCESSION NUMBER: 0001225208-20-004086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200301
FILED AS OF DATE: 20200303
DATE AS OF CHANGE: 20200303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osowick Mark J
CENTRAL INDEX KEY: 0001613380
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 20681308
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2020-03-01
0000026172
CUMMINS INC
CMI
0001613380
Osowick Mark J
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Human Resources Op.
Common
2020-03-01
4
A
0
1500.0000
0.0000
A
8454.0680
D
Common
2020-03-01
4
F
0
439.0000
151.2900
D
8015.0680
D
Common
1434.7800
I
By 401(k) Plan
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
4360.0000
4360.0000
D
Stock Option (Right-to-Buy)
111.8400
2016-04-02
2023-04-02
Common
480.0000
480.0000
D
Stock Option (Right-to-Buy)
119.7700
2014-05-02
2021-05-02
Common
330.0000
330.0000
D
Stock Option (Right-to-Buy)
120.2800
2015-04-02
2022-04-02
Common
370.0000
370.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
2010.0000
2010.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
350.0000
350.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
3125.0000
3125.0000
D
Stock Option (Right-to-Buy)
154.2000
2017-07-16
2024-07-16
Common
1070.0000
1070.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
2390.0000
2390.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
3390.0000
3390.0000
D
Shares withheld to satisfy tax liabilities relating to earned performance shares.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2020-03-03