X0306
4
2020-03-01
0000026172
CUMMINS INC
CMI
0001238885
CHAPMAN STEVEN M
500 JACKSON STREET
COLUMBUS
IN
47201
1
Group Vice President
Common
2020-03-01
4
A
0
6580.0000
0.0000
A
19115.0000
D
Common
2020-03-01
4
F
0
2923.0000
151.2900
D
16192.0000
D
Common
11114.6700
I
By 401(k) Plan
Common
318.0000
I
By GRAT #1
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
21350.0000
21350.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
8110.0000
8110.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
5540.0000
5540.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
6250.0000
6250.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
9830.0000
9830.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
7120.0000
7120.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
13760.0000
13760.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
9560.0000
9560.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
13570.0000
13570.0000
D
Shares withheld to satisfy tax liabilities relating to earned performance shares.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2020-03-03