0001225208-20-000952.txt : 20200121 0001225208-20-000952.hdr.sgml : 20200121 20200121105020 ACCESSION NUMBER: 0001225208-20-000952 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200121 DATE AS OF CHANGE: 20200121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSE MARYA M CENTRAL INDEX KEY: 0001238889 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 20535532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 5 1 doc5.xml X0306 5 2019-12-31 0 0 0000026172 CUMMINS INC CMI 0001238889 ROSE MARYA M 500 JACKSON STREET COLUMBUS IN 47201 1 V.P. - CAO Common 2019-11-14 5 G 0 2000.0000 0.0000 D 16373.0000 D Common 300.4700 I By 401(k) Plan Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 22310.0000 22310.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 10280.0000 10280.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 8190.0000 8190.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 14380.0000 14380.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 10860.0000 10860.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 15420.0000 15420.0000 D The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2020-01-21