0001225208-19-013627.txt : 20191018
0001225208-19-013627.hdr.sgml : 20191018
20191018142401
ACCESSION NUMBER: 0001225208-19-013627
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191016
FILED AS OF DATE: 20191018
DATE AS OF CHANGE: 20191018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Embree Tracy A
CENTRAL INDEX KEY: 0001629977
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 191157468
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2019-10-16
0000026172
CUMMINS INC
CMI
0001629977
Embree Tracy A
500 JACKSON STREET
COLUMBUS
IN
47201
1
President - Distribution
Common
6760.0000
D
Common
43.1900
I
By 401(k) Plan
Stock Option (Right-to-Buy)
166.1800
2019-10-16
4
A
0
1850.0000
0.0000
A
2022-10-16
2029-10-16
Common
1850.0000
1850.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
19410.0000
19410.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
1910.0000
1910.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
1470.0000
1470.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
6700.0000
6700.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
1420.0000
1420.0000
D
Stock Option (Right-to-Buy)
149.7200
2020-04-03
2027-04-03
Common
13760.0000
13760.0000
D
Stock Option (Right-to-Buy)
160.1000
2021-04-03
2028-04-03
Common
9560.0000
9560.0000
D
Stock Option (Right-to-Buy)
163.4300
2022-04-04
2029-04-04
Common
13570.0000
13570.0000
D
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2019-10-18