0001225208-19-002070.txt : 20190208 0001225208-19-002070.hdr.sgml : 20190208 20190208160230 ACCESSION NUMBER: 0001225208-19-002070 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190206 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Embree Tracy A CENTRAL INDEX KEY: 0001629977 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 19579846 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4/A 1 doc4a.xml X0306 4/A 2019-02-06 2019-02-07 0000026172 CUMMINS INC CMI 0001629977 Embree Tracy A 500 JACKSON STREET COLUMBUS IN 47201 1 VP & Pres. - Components Group Common 2019-02-06 4 S 0 1184.0000 150.0000 D 3866.0000 D Transaction pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018. On February 6, 2019, the reporting person's broker effected a sale pursuant to the Rule 10b5-1 Trading Plan. Pursuant to the terms of the Plan, 1,184 shares should have been sold, but due to a broker error, only 206 shares were sold. The error was corrected by the broker on February 8, 2019. /s/ Mark Sifferlen, Attorney-In-Fact 2019-02-08