0001225208-19-001021.txt : 20190118 0001225208-19-001021.hdr.sgml : 20190118 20190118111053 ACCESSION NUMBER: 0001225208-19-001021 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190118 DATE AS OF CHANGE: 20190118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUMSEY JENNIFER CENTRAL INDEX KEY: 0001651631 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 19532536 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 5 1 doc5.xml X0306 5 2018-12-31 0 0 0000026172 CUMMINS INC CMI 0001651631 RUMSEY JENNIFER 500 JACKSON STREET COLUMBUS IN 47201 1 Chief Technical Officer Common 2018-09-19 5 G 0 580.0000 0.0000 D 0.0000 D Common 2018-09-19 5 G 0 580.0000 0.0000 A 2923.0000 I By Trust Common 1269.2100 I By 401(k) Plan Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 11640.0000 11640.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 1430.0000 1430.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 528.0000 528.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 590.0000 590.0000 D Stock Option (Right-to-Buy) 128.0500 2018-08-15 2025-08-15 Common 1340.0000 1340.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 2680.0000 2680.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 1070.0000 1070.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 8760.0000 8760.0000 D Stock Option (Right-to-Buy) 154.3500 2017-07-01 2024-07-01 Common 350.0000 350.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 6950.0000 6950.0000 D Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust. Reflects a negative adjustment of 5 shares since the reporting person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2019-01-18