0001225208-18-016251.txt : 20181206 0001225208-18-016251.hdr.sgml : 20181206 20181206091112 ACCESSION NUMBER: 0001225208-18-016251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Pat CENTRAL INDEX KEY: 0001436125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 181219167 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-12-03 0000026172 CUMMINS INC CMI 0001436125 Ward Pat 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Financial Officer Common 2018-12-03 4 S 0 3481.0000 155.0000 D 0.0000 D Common 1235.3500 I By 401(k) Plan Common 19248.0000 I By Trust Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 38810.0000 38810.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 15020.0000 15020.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 11030.0000 11030.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 15420.0000 15420.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 11220.0000 11220.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 25010.0000 25010.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 17380.0000 17380.0000 D Sale pursuant to Rule 10b5-1 Trading Plan entered into on August 3, 2018. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2018-12-05