0001225208-18-014509.txt : 20181010 0001225208-18-014509.hdr.sgml : 20181010 20181010101655 ACCESSION NUMBER: 0001225208-18-014509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181009 FILED AS OF DATE: 20181010 DATE AS OF CHANGE: 20181010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark Andrew CENTRAL INDEX KEY: 0001676537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 181115135 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-10-09 0000026172 CUMMINS INC CMI 0001676537 Smith Mark Andrew 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Operations Finance Common 2018-10-09 4 M 0 820.0000 67.5750 A 4463.0000 D Common 2018-10-09 4 S 0 501.0000 153.2700 D 3962.0000 D Stock Option (Right-to-Buy) 67.5750 2018-10-09 4 M 0 820.0000 0.0000 D 2012-06-01 2020-06-01 Common 820.0000 0.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 4360.0000 4360.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 770.0000 770.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 528.0000 528.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 590.0000 590.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 1790.0000 1790.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 1070.0000 1070.0000 D Stock Option (Right-to-Buy) 149.7200 2020-04-03 2027-04-03 Common 4380.0000 4380.0000 D Stock Option (Right-to-Buy) 160.1000 2021-04-03 2028-04-03 Common 6080.0000 6080.0000 D Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 10, 2018. /s/ Mark Sifferlen, Attorney-In-Fact 2018-10-10