0001225208-16-037807.txt : 20160812
0001225208-16-037807.hdr.sgml : 20160812
20160812162637
ACCESSION NUMBER: 0001225208-16-037807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160811
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ewald Thaddeus B
CENTRAL INDEX KEY: 0001613720
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 161828547
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
4
1
doc4.xml
X0306
4
2016-08-11
0000026172
CUMMINS INC
CMI
0001613720
Ewald Thaddeus B
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Corporate Strategy
Common
2016-08-11
4
M
0
820.0000
78.5750
A
3874.1490
D
Common
2016-08-11
4
S
0
820.0000
126.9502
D
3054.1490
D
Common
1668.7600
I
By 401(k) Plan
Stock Option (Right-to-Buy)
78.5750
2016-08-11
4
M
0
820.0000
0.0000
D
2013-08-01
2020-08-01
Common
820.0000
0.0000
D
Stock Option (Right-to-Buy)
120.2800
2015-04-02
2022-04-02
Common
1290.0000
1290.0000
D
Stock Option (Right-to-Buy)
111.8400
2016-04-02
2023-04-02
Common
1910.0000
1910.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
1600.0000
1600.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
4470.0000
4470.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
10670.0000
10670.0000
D
Stock Option (Right-to-Buy)
119.7700
2014-05-02
2021-05-02
Common
980.0000
980.0000
D
Includes 15.298 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.95 - $126.96. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2016-08-12