0001225208-16-037807.txt : 20160812 0001225208-16-037807.hdr.sgml : 20160812 20160812162637 ACCESSION NUMBER: 0001225208-16-037807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ewald Thaddeus B CENTRAL INDEX KEY: 0001613720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161828547 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2016-08-11 0000026172 CUMMINS INC CMI 0001613720 Ewald Thaddeus B 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Corporate Strategy Common 2016-08-11 4 M 0 820.0000 78.5750 A 3874.1490 D Common 2016-08-11 4 S 0 820.0000 126.9502 D 3054.1490 D Common 1668.7600 I By 401(k) Plan Stock Option (Right-to-Buy) 78.5750 2016-08-11 4 M 0 820.0000 0.0000 D 2013-08-01 2020-08-01 Common 820.0000 0.0000 D Stock Option (Right-to-Buy) 120.2800 2015-04-02 2022-04-02 Common 1290.0000 1290.0000 D Stock Option (Right-to-Buy) 111.8400 2016-04-02 2023-04-02 Common 1910.0000 1910.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 1600.0000 1600.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 4470.0000 4470.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 10670.0000 10670.0000 D Stock Option (Right-to-Buy) 119.7700 2014-05-02 2021-05-02 Common 980.0000 980.0000 D Includes 15.298 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.95 - $126.96. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-08-12