0001225208-16-037588.txt : 20160808 0001225208-16-037588.hdr.sgml : 20160808 20160808151845 ACCESSION NUMBER: 0001225208-16-037588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160805 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook Jill E CENTRAL INDEX KEY: 0001528025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161813889 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2016-08-05 0000026172 CUMMINS INC CMI 0001528025 Cook Jill E 500 JACKSON STREET COLUMBUS IN 47201 1 Chief Human Resources Officer Common 2016-08-05 4 M 0 2895.0000 19.4200 A 21714.0000 D Common 2016-08-05 4 S 0 2895.0000 125.0500 D 18819.0000 D Common 2016-08-05 4 S 0 3085.0000 125.0500 D 15734.0000 D Common 1937.3000 I By 401(k) Plan Stock Option (Right-to-Buy) 19.4200 2016-08-05 4 M 0 2895.0000 0.0000 D 2011-03-02 2019-03-02 Common 2895.0000 0.0000 D Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 4360.0000 4360.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 4410.0000 4410.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 6440.0000 6440.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 4810.0000 4810.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 6480.0000 6480.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 16490.0000 16490.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 3260.0000 3260.0000 D Transactions pursuant to Rule 10b5-1 Trading Plan entered into on May 24, 2016. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-08-08